The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 287 | 2,351 | SH | SOLE | 0 | 0 | 2,351 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 5,130 | 19,493 | SH | SOLE | 0 | 0 | 19,493 | ||
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 2,089 | 38,388 | SH | SOLE | 0 | 0 | 38,388 | ||
AMAZON COM INC | COM | 023135106 | 261 | 180 | SH | SOLE | 0 | 0 | 180 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 303 | 4,792 | SH | SOLE | 0 | 0 | 4,792 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,529 | 7,664 | SH | SOLE | 0 | 0 | 7,664 | ||
BOEING CO | COM | 097023105 | 384 | 1,170 | SH | SOLE | 0 | 0 | 1,170 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 2,562 | 149,907 | SH | SOLE | 0 | 0 | 149,907 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 1,316 | 8,219 | SH | SOLE | 0 | 0 | 8,219 | ||
AMGEN INC | COM | 031162100 | 222 | 1,300 | SH | SOLE | 0 | 0 | 1,300 | ||
FEDEX CORP | COM | 31428X106 | 231 | 963 | SH | SOLE | 0 | 0 | 963 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 822 | 21,044 | SH | SOLE | 0 | 0 | 21,044 | ||
INTEL CORP | COM | 458140100 | 2,906 | 55,802 | SH | SOLE | 0 | 0 | 55,802 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 235 | 1,500 | SH | SOLE | 0 | 0 | 1,500 | ||
NEWELL BRANDS INC | COM | 651229106 | 512 | 20,085 | SH | SOLE | 0 | 0 | 20,085 | ||
QUALCOMM INC | COM | 747525103 | 2,936 | 52,990 | SH | SOLE | 0 | 0 | 52,990 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 593 | 5,909 | SH | SOLE | 0 | 0 | 5,909 | ||
HONEYWELL INTL INC | COM | 438516106 | 210 | 1,452 | SH | SOLE | 0 | 0 | 1,452 | ||
JOHNSON & JOHNSON | COM | 478160104 | 201 | 1,568 | SH | SOLE | 0 | 0 | 1,568 | ||
PFIZER INC | COM | 717081103 | 370 | 10,432 | SH | SOLE | 0 | 0 | 10,432 | ||
RITE AID CORP | COM | 767754104 | 51 | 30,085 | SH | SOLE | 0 | 0 | 30,085 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 860 | 12,336 | SH | SOLE | 0 | 0 | 12,336 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,219 | 10,693 | SH | SOLE | 0 | 0 | 10,693 | ||
MICROSOFT CORP | COM | 594918104 | 1,645 | 18,026 | SH | SOLE | 0 | 0 | 18,026 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 4,615 | 165,888 | SH | SOLE | 0 | 0 | 165,888 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 2,128 | 20,330 | SH | SOLE | 0 | 0 | 20,330 | ||
AT&T INC | COM | 00206R102 | 2,995 | 84,018 | SH | SOLE | 0 | 0 | 84,018 | ||
CITIGROUP INC | COM NEW | 172967424 | 1,924 | 28,503 | SH | SOLE | 0 | 0 | 28,503 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 4,331 | 28,227 | SH | SOLE | 0 | 0 | 28,227 | ||
COCA COLA CO | COM | 191216100 | 2,184 | 50,298 | SH | SOLE | 0 | 0 | 50,298 | ||
PEPSICO INC | COM | 713448108 | 329 | 3,013 | SH | SOLE | 0 | 0 | 3,013 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 4,426 | 92,552 | SH | SOLE | 0 | 0 | 92,552 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 342 | 2,778 | SH | SOLE | 0 | 0 | 2,778 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 397 | 4,597 | SH | SOLE | 0 | 0 | 4,597 | ||
SPDR SERIES TRUST | PORTFOLIO TL STK | 78464A805 | 2,798 | 85,249 | SH | SOLE | 0 | 0 | 85,249 | ||
VANGUARD GROUP | DIV APP ETF | 921908844 | 573 | 5,672 | SH | SOLE | 0 | 0 | 5,672 | ||
BANK AMER CORP | COM | 060505104 | 746 | 24,861 | SH | SOLE | 0 | 0 | 24,861 | ||
STARBUCKS CORP | COM | 855244109 | 1,302 | 22,488 | SH | SOLE | 0 | 0 | 22,488 | ||
EXXON MOBIL CORP | COM | 30231G102 | 533 | 7,138 | SH | SOLE | 0 | 0 | 7,138 | ||
WALMART INC | COM | 931142103 | 571 | 6,423 | SH | SOLE | 0 | 0 | 6,423 | ||
CVS HEALTH CORP | COM | 126650100 | 398 | 6,404 | SH | SOLE | 0 | 0 | 6,404 | ||
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 1,282 | 91,700 | SH | SOLE | 0 | 0 | 91,700 | ||
SCHLUMBERGER LTD | COM | 806857108 | 321 | 4,962 | SH | SOLE | 0 | 0 | 4,962 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 3,435 | 43,324 | SH | SOLE | 0 | 0 | 43,324 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 839 | 62,267 | SH | SOLE | 0 | 0 | 62,267 | ||
GILEAD SCIENCES INC | COM | 375558103 | 3,919 | 51,978 | SH | SOLE | 0 | 0 | 51,978 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,676 | 15,239 | SH | SOLE | 0 | 0 | 15,239 | ||
WELLS FARGO CO NEW | COM | 949746101 | 2,476 | 47,248 | SH | SOLE | 0 | 0 | 47,248 | ||
APPLE INC | COM | 037833100 | 10,700 | 63,772 | SH | SOLE | 0 | 0 | 63,772 | ||
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 2,618 | 96,818 | SH | SOLE | 0 | 0 | 96,818 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 320 | 6,638 | SH | SOLE | 0 | 0 | 6,638 | ||
RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 2,253 | 22,646 | SH | SOLE | 0 | 0 | 22,646 | ||
L BRANDS INC | COM | 501797104 | 1,568 | 41,038 | SH | SOLE | 0 | 0 | 41,038 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 598 | 2 | SH | SOLE | 0 | 0 | 2 | ||
AUTOZONE INC | COM | 053332102 | 389 | 600 | SH | SOLE | 0 | 0 | 600 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 254 | 1,600 | SH | SOLE | 0 | 0 | 1,600 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 555 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 1,670 | 128,160 | SH | SOLE | 0 | 0 | 128,160 | ||
CHURCH & DWIGHT INC | COM | 171340102 | 613 | 12,180 | SH | SOLE | 0 | 0 | 12,180 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 236 | 9,659 | SH | SOLE | 0 | 0 | 9,659 | ||
METLIFE INC | COM | 59156R108 | 567 | 12,350 | SH | SOLE | 0 | 0 | 12,350 | ||
SYNAPTICS INC | COM | 87157D109 | 1,593 | 34,830 | SH | SOLE | 0 | 0 | 34,830 | ||
ENDO INTL PLC | SHS | G30401106 | 1,013 | 170,540 | SH | SOLE | 0 | 0 | 170,540 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 692 | 3,250 | SH | SOLE | 0 | 0 | 3,250 | ||
CHICAGO BRIDGE & IRON CO N V | COM | 167250109 | 1,020 | 70,832 | SH | SOLE | 0 | 0 | 70,832 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 1,890 | 361,352 | SH | SOLE | 0 | 0 | 361,352 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,852 | 1,786 | SH | SOLE | 0 | 0 | 1,786 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 419 | 3,331 | SH | SOLE | 0 | 0 | 3,331 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 438 | 30,200 | SH | SOLE | 0 | 0 | 30,200 | ||
MOSAIC CO NEW | COM | 61945C103 | 924 | 38,071 | SH | SOLE | 0 | 0 | 38,071 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 733 | 3,550 | SH | SOLE | 0 | 0 | 3,550 | ||
VERIFONE SYS INC | COM | 92342Y109 | 1,029 | 66,878 | SH | SOLE | 0 | 0 | 66,878 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 596 | 38,670 | SH | SOLE | 0 | 0 | 38,670 | ||
KAYNE ANDERSON MLP INVT CO | COM | 486606106 | 257 | 15,590 | SH | SOLE | 0 | 0 | 15,590 | ||
DHT HOLDINGS INC | SHS NEW | Y2065G121 | 280 | 82,340 | SH | SOLE | 0 | 0 | 82,340 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 434 | 30,710 | SH | SOLE | 0 | 0 | 30,710 | ||
TORTOISE ENERGY INFRA CORP | COM | 89147L100 | 532 | 21,279 | SH | SOLE | 0 | 0 | 21,279 | ||
TRAVELCENTERS AMER LLC | COM | 894174101 | 2,357 | 654,705 | SH | SOLE | 0 | 0 | 654,705 | ||
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 767 | 19,518 | SH | SOLE | 0 | 0 | 19,518 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 216 | 6,775 | SH | SOLE | 0 | 0 | 6,775 | ||
GABELLI HLTHCARE & WELLNESS | SHS | 36246K103 | 2,568 | 270,265 | SH | SOLE | 0 | 0 | 270,265 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 272 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 3,146 | 349,998 | SH | SOLE | 0 | 0 | 349,998 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 932 | 139,570 | SH | SOLE | 0 | 0 | 139,570 | ||
OCH ZIFF CAP MGMT GROUP | CL A | 67551U105 | 704 | 263,501 | SH | SOLE | 0 | 0 | 263,501 | ||
ROSETTA STONE INC | COM | 777780107 | 1,155 | 87,858 | SH | SOLE | 0 | 0 | 87,858 | ||
NUVEEN ENHANCED MUN VALUE FD | COM | 67074M101 | 167 | 12,500 | SH | SOLE | 0 | 0 | 12,500 | ||
GENERAC HLDGS INC | COM | 368736104 | 1,535 | 33,440 | SH | SOLE | 0 | 0 | 33,440 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 282 | 26,253 | SH | SOLE | 0 | 0 | 26,253 | ||
TOWER INTL INC | COM | 891826109 | 908 | 32,706 | SH | SOLE | 0 | 0 | 32,706 | ||
GENERAL MTRS CO | COM | 37045V100 | 2,819 | 77,566 | SH | SOLE | 0 | 0 | 77,566 | ||
CUI GLOBAL INC | COM NEW | 126576206 | 39 | 14,824 | SH | SOLE | 0 | 0 | 14,824 | ||
NEW YORK REIT INC | COM NEW | 64976L208 | 405 | 18,831 | SH | SOLE | 0 | 0 | 18,831 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 1,533 | 102,167 | SH | SOLE | 0 | 0 | 102,167 | ||
ISHARES INC | MIN VOL GBL ETF | 464286525 | 386 | 4,604 | SH | SOLE | 0 | 0 | 4,604 | ||
OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 218 | 5,500 | SH | SOLE | 0 | 0 | 5,500 | ||
NUVEEN REAL ASSET INM AND GW | COM | 67074Y105 | 4,094 | 252,432 | SH | SOLE | 0 | 0 | 252,432 | ||
FACEBOOK INC | CL A | 30303M102 | 3,823 | 23,926 | SH | SOLE | 0 | 0 | 23,926 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 2,918 | 125,435 | SH | SOLE | 0 | 0 | 125,435 | ||
FRANKS INTL N V | COM | N33462107 | 1,510 | 278,150 | SH | SOLE | 0 | 0 | 278,150 | ||
APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 200 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
POWERSHARES ETF TR II | PWRS INT BUYBK | 73937B621 | 309 | 8,248 | SH | SOLE | 0 | 0 | 8,248 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 2,043 | 1,980 | SH | SOLE | 0 | 0 | 1,980 | ||
SYNCHRONOSS TECHNOLOGIES INC | NOTE 0.750% 8/1 | 87157BAA1 | 14 | 15,000 | PRN | SOLE | 0 | 0 | 15,000 | ||
JP MORGAN EXCHANGE TRADED FD | DIV RTN INT EQ | 46641Q209 | 3,001 | 50,490 | SH | SOLE | 0 | 0 | 50,490 | ||
WEB COM GROUP INC | NOTE 1.000% 8/1 | 94733AAA2 | 15 | 15,000 | PRN | SOLE | 0 | 0 | 15,000 | ||
PEAK RESORTS INC | COM | 70469L100 | 1,105 | 227,895 | SH | SOLE | 0 | 0 | 227,895 | ||
CORENERGY INFRASTRUCTURE TR | DEP SHS REPSTG | 21870U304 | 2,405 | 96,282 | SH | SOLE | 0 | 0 | 96,282 | ||
LIBERTY LATIN AMERICA LTD | COM CL C | G9001E128 | 2,294 | 120,185 | SH | SOLE | 0 | 0 | 120,185 | ||
JP MORGAN EXCHANGE TRADED FD | JPMORGAN DIVER | 46641Q407 | 5,520 | 79,205 | SH | SOLE | 0 | 0 | 79,205 | ||
FIRST TR SR FLOATING RATE 20 | COM SHS | 33740K101 | 955 | 102,081 | SH | SOLE | 0 | 0 | 102,081 | ||
ALPHA ARCHITECT ETF TR | VAL MOMTM TRND | 02072L508 | 8,145 | 278,760 | SH | SOLE | 0 | 0 | 278,760 | ||
WALMART INC | COM | 931142103 | 3 | 300 | SH | Call | SOLE | 0 | 0 | 300 | |
NUTRIEN LTD | COM | 67077M108 | 3,614 | 76,475 | SH | SOLE | 0 | 0 | 76,475 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 0 | 200 | SH | Call | SOLE | 0 | 0 | 200 | |
DBX ETF TR | XTRACKERS SHRT | 233051283 | 214 | 4,320 | SH | SOLE | 0 | 0 | 4,320 | ||
STARBUCKS CORP | COM | 855244109 | 1 | 800 | SH | Call | SOLE | 0 | 0 | 800 |