The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 281 | 2,127 | SH | SOLE | 0 | 0 | 2,127 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 6,919 | 25,504 | SH | SOLE | 0 | 0 | 25,504 | ||
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 1,560 | 29,418 | SH | SOLE | 0 | 0 | 29,418 | ||
AMAZON COM INC | COM | 023135106 | 309 | 182 | SH | SOLE | 0 | 0 | 182 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 321 | 5,792 | SH | SOLE | 0 | 0 | 5,792 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,049 | 5,618 | SH | SOLE | 0 | 0 | 5,618 | ||
EMERSON ELEC CO | COM | 291011104 | 520 | 7,520 | SH | SOLE | 0 | 0 | 7,520 | ||
BOEING CO | COM | 097023105 | 359 | 1,070 | SH | SOLE | 0 | 0 | 1,070 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 2,244 | 92,278 | SH | SOLE | 0 | 0 | 92,278 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,413 | 8,233 | SH | SOLE | 0 | 0 | 8,233 | ||
AMGEN INC | COM | 031162100 | 240 | 1,300 | SH | SOLE | 0 | 0 | 1,300 | ||
FEDEX CORP | COM | 31428X106 | 219 | 963 | SH | SOLE | 0 | 0 | 963 | ||
INTEL CORP | COM | 458140100 | 1,381 | 27,782 | SH | SOLE | 0 | 0 | 27,782 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 208 | 1,500 | SH | SOLE | 0 | 0 | 1,500 | ||
NEWELL BRANDS INC | COM | 651229106 | 287 | 11,146 | SH | SOLE | 0 | 0 | 11,146 | ||
QUALCOMM INC | COM | 747525103 | 2,292 | 40,838 | SH | SOLE | 0 | 0 | 40,838 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 515 | 4,909 | SH | SOLE | 0 | 0 | 4,909 | ||
HONEYWELL INTL INC | COM | 438516106 | 209 | 1,452 | SH | SOLE | 0 | 0 | 1,452 | ||
US BANCORP DEL | COM NEW | 902973304 | 440 | 8,796 | SH | SOLE | 0 | 0 | 8,796 | ||
JOHNSON & JOHNSON | COM | 478160104 | 312 | 2,568 | SH | SOLE | 0 | 0 | 2,568 | ||
PFIZER INC | COM | 717081103 | 378 | 10,432 | SH | SOLE | 0 | 0 | 10,432 | ||
RITE AID CORP | COM | 767754104 | 36 | 20,795 | SH | SOLE | 0 | 0 | 20,795 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 822 | 12,275 | SH | SOLE | 0 | 0 | 12,275 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,352 | 10,694 | SH | SOLE | 0 | 0 | 10,694 | ||
MICROSOFT CORP | COM | 594918104 | 2,023 | 20,511 | SH | SOLE | 0 | 0 | 20,511 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 3,175 | 130,612 | SH | SOLE | 0 | 0 | 130,612 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 1,654 | 15,565 | SH | SOLE | 0 | 0 | 15,565 | ||
AT&T INC | COM | 00206R102 | 2,108 | 65,658 | SH | SOLE | 0 | 0 | 65,658 | ||
CITIGROUP INC | COM NEW | 172967424 | 1,553 | 23,208 | SH | SOLE | 0 | 0 | 23,208 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 3,073 | 21,998 | SH | SOLE | 0 | 0 | 21,998 | ||
COCA COLA CO | COM | 191216100 | 1,940 | 44,238 | SH | SOLE | 0 | 0 | 44,238 | ||
PEPSICO INC | COM | 713448108 | 437 | 4,013 | SH | SOLE | 0 | 0 | 4,013 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,571 | 51,098 | SH | SOLE | 0 | 0 | 51,098 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 321 | 2,531 | SH | SOLE | 0 | 0 | 2,531 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 375 | 4,236 | SH | SOLE | 0 | 0 | 4,236 | ||
SPDR SERIES TRUST | PORTFOLIO TL STK | 78464A805 | 2,478 | 72,900 | SH | SOLE | 0 | 0 | 72,900 | ||
VANGUARD GROUP | DIV APP ETF | 921908844 | 576 | 5,672 | SH | SOLE | 0 | 0 | 5,672 | ||
BANK AMER CORP | COM | 060505104 | 443 | 15,713 | SH | SOLE | 0 | 0 | 15,713 | ||
EXXON MOBIL CORP | COM | 30231G102 | 590 | 7,135 | SH | SOLE | 0 | 0 | 7,135 | ||
WALMART INC | COM | 931142103 | 958 | 11,189 | SH | SOLE | 0 | 0 | 11,189 | ||
CVS HEALTH CORP | COM | 126650100 | 412 | 6,404 | SH | SOLE | 0 | 0 | 6,404 | ||
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 807 | 75,980 | SH | SOLE | 0 | 0 | 75,980 | ||
SCHLUMBERGER LTD | COM | 806857108 | 255 | 3,801 | SH | SOLE | 0 | 0 | 3,801 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 2,682 | 34,364 | SH | SOLE | 0 | 0 | 34,364 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 513 | 37,690 | SH | SOLE | 0 | 0 | 37,690 | ||
GILEAD SCIENCES INC | COM | 375558103 | 3,297 | 46,545 | SH | SOLE | 0 | 0 | 46,545 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,196 | 11,482 | SH | SOLE | 0 | 0 | 11,482 | ||
WELLS FARGO CO NEW | COM | 949746101 | 2,529 | 45,608 | SH | SOLE | 0 | 0 | 45,608 | ||
SOUTHWEST AIRLS CO | COM | 844741108 | 324 | 6,370 | SH | SOLE | 0 | 0 | 6,370 | ||
CSX CORP | COM | 126408103 | 255 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
APPLE INC | COM | 037833100 | 10,514 | 56,798 | SH | SOLE | 0 | 0 | 56,798 | ||
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 320 | 10,330 | SH | SOLE | 0 | 0 | 10,330 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 299 | 6,897 | SH | SOLE | 0 | 0 | 6,897 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 5,416 | 53,156 | SH | SOLE | 0 | 0 | 53,156 | ||
L BRANDS INC | COM | 501797104 | 1,275 | 34,564 | SH | SOLE | 0 | 0 | 34,564 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 564 | 2 | SH | SOLE | 0 | 0 | 2 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 338 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
AUTOZONE INC | COM | 053332102 | 403 | 600 | SH | SOLE | 0 | 0 | 600 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 249 | 1,600 | SH | SOLE | 0 | 0 | 1,600 | ||
NVIDIA CORP | COM | 67066G104 | 266 | 1,123 | SH | SOLE | 0 | 0 | 1,123 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 489 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 1,210 | 109,560 | SH | SOLE | 0 | 0 | 109,560 | ||
CHURCH & DWIGHT INC | COM | 171340102 | 647 | 12,180 | SH | SOLE | 0 | 0 | 12,180 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 255 | 9,200 | SH | SOLE | 0 | 0 | 9,200 | ||
METLIFE INC | COM | 59156R108 | 226 | 5,180 | SH | SOLE | 0 | 0 | 5,180 | ||
ENDO INTL PLC | SHS | G30401106 | 597 | 63,330 | SH | SOLE | 0 | 0 | 63,330 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 758 | 3,250 | SH | SOLE | 0 | 0 | 3,250 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 1,680 | 321,230 | SH | SOLE | 0 | 0 | 321,230 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,703 | 1,508 | SH | SOLE | 0 | 0 | 1,508 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 332 | 2,801 | SH | SOLE | 0 | 0 | 2,801 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 433 | 29,700 | SH | SOLE | 0 | 0 | 29,700 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 735 | 3,550 | SH | SOLE | 0 | 0 | 3,550 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 465 | 30,700 | SH | SOLE | 0 | 0 | 30,700 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 440 | 30,710 | SH | SOLE | 0 | 0 | 30,710 | ||
TRAVELCENTERS AMER LLC | COM | 894174101 | 1,719 | 491,280 | SH | SOLE | 0 | 0 | 491,280 | ||
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 3,754 | 106,211 | SH | SOLE | 0 | 0 | 106,211 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 218 | 6,775 | SH | SOLE | 0 | 0 | 6,775 | ||
GABELLI HLTHCARE & WELLNESS | SHS | 36246K103 | 1,801 | 179,785 | SH | SOLE | 0 | 0 | 179,785 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 214 | 4,986 | SH | SOLE | 0 | 0 | 4,986 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 899 | 128,390 | SH | SOLE | 0 | 0 | 128,390 | ||
OCH ZIFF CAP MGMT GROUP | CL A | 67551U105 | 259 | 134,027 | SH | SOLE | 0 | 0 | 134,027 | ||
ROSETTA STONE INC | COM | 777780107 | 223 | 13,940 | SH | SOLE | 0 | 0 | 13,940 | ||
NUVEEN ENHANCED MUN VALUE FD | COM | 67074M101 | 171 | 12,500 | SH | SOLE | 0 | 0 | 12,500 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 222 | 21,844 | SH | SOLE | 0 | 0 | 21,844 | ||
GENERAL MTRS CO | COM | 37045V100 | 2,300 | 58,378 | SH | SOLE | 0 | 0 | 58,378 | ||
NEW YORK REIT INC | COM NEW | 64976L208 | 287 | 15,717 | SH | SOLE | 0 | 0 | 15,717 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 1,390 | 84,427 | SH | SOLE | 0 | 0 | 84,427 | ||
ISHARES INC | MIN VOL GBL ETF | 464286525 | 416 | 5,007 | SH | SOLE | 0 | 0 | 5,007 | ||
OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 224 | 5,500 | SH | SOLE | 0 | 0 | 5,500 | ||
NUVEEN REAL ASSET INM AND GW | COM | 67074Y105 | 3,371 | 208,619 | SH | SOLE | 0 | 0 | 208,619 | ||
FACEBOOK INC | CL A | 30303M102 | 3,926 | 20,206 | SH | SOLE | 0 | 0 | 20,206 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 5,190 | 240,398 | SH | SOLE | 0 | 0 | 240,398 | ||
FRANKS INTL N V | COM | N33462107 | 1,307 | 167,510 | SH | SOLE | 0 | 0 | 167,510 | ||
APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 359 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
INVESCO EXCHNG TRADED FD TR | INTL BUYBACK | 46138E644 | 269 | 7,462 | SH | SOLE | 0 | 0 | 7,462 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,918 | 1,719 | SH | SOLE | 0 | 0 | 1,719 | ||
JP MORGAN EXCHANGE TRADED FD | DIV RTN INT EQ | 46641Q209 | 2,837 | 49,255 | SH | SOLE | 0 | 0 | 49,255 | ||
WEB COM GROUP INC | NOTE 1.000% 8/1 | 94733AAA2 | 15 | 15,000 | PRN | SOLE | 0 | 0 | 15,000 | ||
PEAK RESORTS INC | COM | 70469L100 | 973 | 194,579 | SH | SOLE | 0 | 0 | 194,579 | ||
CORENERGY INFRASTRUCTURE TR | DEP SHS REPSTG | 21870U304 | 1,835 | 72,831 | SH | SOLE | 0 | 0 | 72,831 | ||
JP MORGAN EXCHANGE TRADED FD | JPMORGAN DIVER | 46641Q407 | 9,570 | 134,695 | SH | SOLE | 0 | 0 | 134,695 | ||
FIRST TR SR FLOATING RATE 20 | COM SHS | 33740K101 | 870 | 93,778 | SH | SOLE | 0 | 0 | 93,778 | ||
ALPHA ARCHITECT ETF TR | VAL MOMTM TRND | 02072L508 | 7,655 | 265,600 | SH | SOLE | 0 | 0 | 265,600 | ||
NUTRIEN LTD | COM | 67077M108 | 246 | 4,532 | SH | SOLE | 0 | 0 | 4,532 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 0 | 200 | SH | Call | SOLE | 0 | 0 | 200 | |
DBX ETF TR | XTRACKERS SHRT | 233051283 | 239 | 4,850 | SH | SOLE | 0 | 0 | 4,850 | ||
WALMART INC | COM | 931142103 | 2 | 300 | SH | Call | SOLE | 0 | 0 | 300 | |
INTEL CORP | COM | 458140100 | 1 | 600 | SH | Call | SOLE | 0 | 0 | 600 |