The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
PIONEER DIV HIGH INCOME TRUS | COM | 723653101 | 481 | 32,878 | SH | SOLE | 0 | 0 | 32,878 | ||
FIRST TR SR FLOATING RATE 20 | COM SHS | 33740K101 | 1,069 | 114,948 | SH | SOLE | 0 | 0 | 114,948 | ||
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 779 | 68,610 | SH | SOLE | 0 | 0 | 68,610 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 398 | 35,247 | SH | SOLE | 0 | 0 | 35,247 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 768 | 3,250 | SH | SOLE | 0 | 0 | 3,250 | ||
PFIZER INC | COM | 717081103 | 350 | 7,950 | SH | SOLE | 0 | 0 | 7,950 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 1,848 | 85,798 | SH | SOLE | 0 | 0 | 85,798 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 348 | 2,974 | SH | SOLE | 0 | 0 | 2,974 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 7,024 | 24,160 | SH | SOLE | 0 | 0 | 24,160 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 5,584 | 52,282 | SH | SOLE | 0 | 0 | 52,282 | ||
CVS HEALTH CORP | COM | 126650100 | 473 | 6,004 | SH | SOLE | 0 | 0 | 6,004 | ||
CHURCH & DWIGHT INC | COM | 171340102 | 708 | 11,930 | SH | SOLE | 0 | 0 | 11,930 | ||
PEPSICO INC | COM | 713448108 | 360 | 3,222 | SH | SOLE | 0 | 0 | 3,222 | ||
SOUTHWEST AIRLS CO | COM | 844741108 | 387 | 6,200 | SH | SOLE | 0 | 0 | 6,200 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 206 | 21,536 | SH | SOLE | 0 | 0 | 21,536 | ||
AT&T INC | COM | 00206R102 | 2,115 | 62,980 | SH | SOLE | 0 | 0 | 62,980 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 519 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
APPLE INC | COM | 037833100 | 12,005 | 53,183 | SH | SOLE | 0 | 0 | 53,183 | ||
DBX ETF TR | XTRACKERS SHRT | 233051283 | 413 | 8,300 | SH | SOLE | 0 | 0 | 8,300 | ||
QUALCOMM INC | COM | 747525103 | 2,137 | 29,673 | SH | SOLE | 0 | 0 | 29,673 | ||
INVESCO EXCHNG TRADED FD TR | INTL BUYBACK | 46138E644 | 227 | 6,599 | SH | SOLE | 0 | 0 | 6,599 | ||
BOEING CO | COM | 097023105 | 398 | 1,070 | SH | SOLE | 0 | 0 | 1,070 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,624 | 19,510 | SH | SOLE | 0 | 0 | 19,510 | ||
L BRANDS INC | COM | 501797104 | 970 | 32,007 | SH | SOLE | 0 | 0 | 32,007 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 264 | 9,200 | SH | SOLE | 0 | 0 | 9,200 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 1,746 | 332,030 | SH | SOLE | 0 | 0 | 332,030 | ||
NEWMARK GROUP INC | CL A | 65158N102 | 158 | 14,150 | SH | SOLE | 0 | 0 | 14,150 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 283 | 2,127 | SH | SOLE | 0 | 0 | 2,127 | ||
US BANCORP DEL | COM NEW | 902973304 | 332 | 6,296 | SH | SOLE | 0 | 0 | 6,296 | ||
WALMART INC | COM | 931142103 | 1,029 | 10,959 | SH | SOLE | 0 | 0 | 10,959 | ||
INTEL CORP | COM | 458140100 | 1,207 | 25,532 | SH | SOLE | 0 | 0 | 25,532 | ||
SCHLUMBERGER LTD | COM | 806857108 | 232 | 3,801 | SH | SOLE | 0 | 0 | 3,801 | ||
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 310 | 9,470 | SH | SOLE | 0 | 0 | 9,470 | ||
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 1,057 | 101,940 | SH | SOLE | 0 | 0 | 101,940 | ||
NUVEEN REAL ASSET INM AND GW | COM | 67074Y105 | 3,000 | 186,201 | SH | SOLE | 0 | 0 | 186,201 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 258 | 6,775 | SH | SOLE | 0 | 0 | 6,775 | ||
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 1,535 | 28,839 | SH | SOLE | 0 | 0 | 28,839 | ||
EXXON MOBIL CORP | COM | 30231G102 | 480 | 5,648 | SH | SOLE | 0 | 0 | 5,648 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 392 | 28,560 | SH | SOLE | 0 | 0 | 28,560 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,234 | 10,937 | SH | SOLE | 0 | 0 | 10,937 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,059 | 4,948 | SH | SOLE | 0 | 0 | 4,948 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 1,236 | 78,460 | SH | SOLE | 0 | 0 | 78,460 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,028 | 8,405 | SH | SOLE | 0 | 0 | 8,405 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 4,932 | 228,741 | SH | SOLE | 0 | 0 | 228,741 | ||
GILEAD SCIENCES INC | COM | 375558103 | 3,246 | 42,047 | SH | SOLE | 0 | 0 | 42,047 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 0 | 200 | SH | Call | SOLE | 0 | 0 | 200 | |
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 401 | 4,440 | SH | SOLE | 0 | 0 | 4,440 | ||
OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | 228 | 5,500 | SH | SOLE | 0 | 0 | 5,500 | ||
FACEBOOK INC | CL A | 30303M102 | 3,472 | 21,112 | SH | SOLE | 0 | 0 | 21,112 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 212 | 1,500 | SH | SOLE | 0 | 0 | 1,500 | ||
TRAVELCENTERS AMER LLC | COM | 894174101 | 2,386 | 418,581 | SH | SOLE | 0 | 0 | 418,581 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 2,751 | 126,781 | SH | SOLE | 0 | 0 | 126,781 | ||
NEWELL BRANDS INC | COM | 651229106 | 1,957 | 96,421 | SH | SOLE | 0 | 0 | 96,421 | ||
CITIGROUP INC | COM NEW | 172967424 | 1,566 | 21,826 | SH | SOLE | 0 | 0 | 21,826 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 640 | 2 | SH | SOLE | 0 | 0 | 2 | ||
OCH ZIFF CAP MGMT GROUP | CL A | 67551U105 | 184 | 124,549 | SH | SOLE | 0 | 0 | 124,549 | ||
METLIFE INC | COM | 59156R108 | 224 | 4,800 | SH | SOLE | 0 | 0 | 4,800 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 340 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 2,937 | 19,424 | SH | SOLE | 0 | 0 | 19,424 | ||
JP MORGAN EXCHANGE TRADED FD | JPMORGAN DIVER | 46641Q407 | 9,309 | 124,880 | SH | SOLE | 0 | 0 | 124,880 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,520 | 47,191 | SH | SOLE | 0 | 0 | 47,191 | ||
PEAK RESORTS INC | COM | 70469L100 | 896 | 182,888 | SH | SOLE | 0 | 0 | 182,888 | ||
CSX CORP | COM | 126408103 | 296 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
COCA COLA CO | COM | 191216100 | 407 | 8,812 | SH | SOLE | 0 | 0 | 8,812 | ||
WELLS FARGO CO NEW | COM | 949746101 | 2,171 | 41,313 | SH | SOLE | 0 | 0 | 41,313 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,533 | 8,251 | SH | SOLE | 0 | 0 | 8,251 | ||
FRANKS INTL N V | COM | N33462107 | 1,216 | 140,110 | SH | SOLE | 0 | 0 | 140,110 | ||
MICROSOFT CORP | COM | 594918104 | 2,022 | 17,681 | SH | SOLE | 0 | 0 | 17,681 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 266 | 4,292 | SH | SOLE | 0 | 0 | 4,292 | ||
VANGUARD GROUP | DIV APP ETF | 921908844 | 631 | 5,696 | SH | SOLE | 0 | 0 | 5,696 | ||
JP MORGAN EXCHANGE TRADED FD | DIV RTN INT EQ | 46641Q209 | 2,753 | 47,155 | SH | SOLE | 0 | 0 | 47,155 | ||
NVIDIA CORP | COM | 67066G104 | 309 | 1,100 | SH | SOLE | 0 | 0 | 1,100 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 383 | 26,576 | SH | SOLE | 0 | 0 | 26,576 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 297 | 6,928 | SH | SOLE | 0 | 0 | 6,928 | ||
JEFFERIES FINL GROUP INC | COM | 47233W109 | 275 | 12,500 | SH | SOLE | 0 | 0 | 12,500 | ||
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 3,579 | 102,769 | SH | SOLE | 0 | 0 | 102,769 | ||
RITE AID CORP | COM | 767754104 | 17 | 13,140 | SH | SOLE | 0 | 0 | 13,140 | ||
NEW YORK REIT INC | COM NEW | 64976L208 | 259 | 14,278 | SH | SOLE | 0 | 0 | 14,278 | ||
WALMART INC | COM | 931142103 | 3 | 300 | SH | Call | SOLE | 0 | 0 | 300 | |
AUTOZONE INC | COM | 053332102 | 465 | 600 | SH | SOLE | 0 | 0 | 600 | ||
GENERAL MTRS CO | COM | 37045V100 | 1,817 | 53,969 | SH | SOLE | 0 | 0 | 53,969 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 1,692 | 1,402 | SH | SOLE | 0 | 0 | 1,402 | ||
ALPHA ARCHITECT ETF TR | VAL MOMTM TRND | 02072L508 | 10,201 | 352,130 | SH | SOLE | 0 | 0 | 352,130 | ||
BANK AMER CORP | COM | 060505104 | 0 | 2,100 | SH | Call | SOLE | 0 | 0 | 2,100 | |
NUVEEN ENHANCED MUN VALUE FD | COM | 67074M101 | 164 | 12,500 | SH | SOLE | 0 | 0 | 12,500 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 1,893 | 1,586 | SH | SOLE | 0 | 0 | 1,586 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 349 | 2,571 | SH | SOLE | 0 | 0 | 2,571 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 835 | 12,275 | SH | SOLE | 0 | 0 | 12,275 | ||
EMERSON ELEC CO | COM | 291011104 | 576 | 7,520 | SH | SOLE | 0 | 0 | 7,520 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 1,606 | 13,756 | SH | SOLE | 0 | 0 | 13,756 | ||
ROSETTA STONE INC | COM | 777780107 | 263 | 13,240 | SH | SOLE | 0 | 0 | 13,240 | ||
BANK AMER CORP | COM | 060505104 | 448 | 15,196 | SH | SOLE | 0 | 0 | 15,196 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 885 | 118,590 | SH | SOLE | 0 | 0 | 118,590 | ||
NUTRIEN LTD | COM | 67077M108 | 216 | 3,740 | SH | SOLE | 0 | 0 | 3,740 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 301 | 2,671 | SH | SOLE | 0 | 0 | 2,671 | ||
ISHARES INC | MIN VOL GBL ETF | 464286525 | 369 | 4,196 | SH | SOLE | 0 | 0 | 4,196 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 381 | 26,200 | SH | SOLE | 0 | 0 | 26,200 | ||
SPDR SERIES TRUST | PORTFOLIO TL STK | 78464A805 | 2,378 | 65,678 | SH | SOLE | 0 | 0 | 65,678 | ||
JOHNSON & JOHNSON | COM | 478160104 | 286 | 2,068 | SH | SOLE | 0 | 0 | 2,068 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 267 | 1,600 | SH | SOLE | 0 | 0 | 1,600 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 781 | 3,200 | SH | SOLE | 0 | 0 | 3,200 |