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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22213
AlphaMark Investment Trust
(Exact name of registrant as specified in charter)
250 Grandview Drive, Suite 175 Ft. Mitchell, Kentucky | 41017 |
(Address of principal executive offices) | (Zip code) |
Wade R. Bridge
Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246
(Name and address of agent for service)
Registrant's telephone number, including area code: (513) 587-3400
Date of fiscal year end: August 31
Date of reporting period: July 1, 2009 - June 30, 2010
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. | PROXY VOTING RECORD. |
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the registrant cast its vote on the matter; |
(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the registrant cast its vote for or against management. |
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) AlphaMark Investment Trust
By (Signature and Title)* | /s/ Michael L. Simon | ||
Michael L. Simon, President | |||
Date | August 27, 2010 |
* Print the name and title of each signing officer under his or her signature.
EXHIBIT A
INVESTMENT COMPANY REPORT
AlphaMark Large Cap Growth Fund | |||||||||
Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting | Agenda Item # | Brief Identification of the Matter | Proposed by Issuer or Shareholder? | Did the Fund | How did the Fund Cast its Vote? | Did the Fund vote For or Against Management? |
Alpha Natural Resources | ANR | 02076X102 | 05/19/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Alpha Natural Resources | ANR | 02076X102 | 05/19/10 | 2 | Adoption of 2010 long-term incentive plan | Issuer | Yes | For | For |
Alpha Natural Resources | ANR | 02076X102 | 05/19/10 | 3 | Ratification of KPMG LLP as auditors | Issuer | Yes | For | For |
AMGEN Inc. | AMGN | 031162100 | 05/12/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
AMGEN Inc. | AMGN | 031162100 | 05/12/10 | 2 | Ratification of Ernst & Yoing LLP as auditors ending 12/31/10 | Issuer | Yes | For | For |
AMGEN Inc. | AMGN | 031162100 | 05/12/10 | 3 (a) | Shareholder action by written consent | Shareholder | Yes | Against | For |
AMGEN Inc. | AMGN | 031162100 | 05/12/10 | 3 (b) | Shareholder action Equity Retention | Shareholder | Yes | Against | For |
Amphenol Corporation | APH | 032095101 | 05/26/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Amphenol Corporation | APH | 032095101 | 05/26/10 | 2 | Ratification of Deloitte Touche LLP as auditors | Issuer | Yes | For | For |
Apple Inc. | AAPL | 037833100 | 02/25/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Apple Inc. | AAPL | 037833100 | 02/25/10 | 2 | To approve amendments to 2003 employee stock plan | Issuer | Yes | For | For |
Apple Inc. | AAPL | 037833100 | 02/25/10 | 3 | To approve amendments to 1997 director stock plan | Issuer | Yes | For | For |
Apple Inc. | AAPL | 037833100 | 02/25/10 | 4 | Advisory vote on executive compensation | Issuer | Yes | For | For |
Apple Inc. | AAPL | 037833100 | 02/25/10 | 5 | Ratification of Ernst & Yoing LLP as auditors fiscal year 2010 | Issuer | Yes | For | For |
Apple Inc. | AAPL | 037833100 | 02/25/10 | 6 | Shareholder prop "sustainability report" | Shareholder | Yes | Against | For |
Apple Inc. | AAPL | 037833100 | 02/25/10 | 7 | Shareholder prop "amend corp bylaws establishing a board committee on sustainability" | Shareholder | Yes | Against | For |
Cisco Systems | CSCO | 17275R102 | 11/12/09 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Cisco Systems | CSCO | 17275R102 | 11/12/09 | 2 | To approve 2005 stock incentive plan | Issuer | Yes | For | For |
Cisco Systems | CSCO | 17275R102 | 11/12/09 | 3 | To approve employee stock purchase plan | Issuer | Yes | For | For |
Cisco Systems | CSCO | 17275R102 | 11/12/09 | 4 | Ratification of PricewaterhouseCoopers LLP as auditors ending 07/31/2010 | Issuer | Yes | For | For |
Cisco Systems | CSCO | 17275R102 | 11/12/09 | 5 | Shareholder proposal to amend Cisco's bylaws to establish board committee on human rights | Shareholder | Yes | Against | For |
Cisco Systems | CSCO | 17275R102 | 11/12/09 | 6 | Shareholder proposal for the board to adopt a ratify the compensation of the exec officers | Shareholder | Yes | Against | For |
Cisco Systems | CSCO | 17275R102 | 11/12/09 | 7 | Shareholder proposal requesting board to publish a report concerning a summary listing and assessing steps might enable or encourage human rights violations | Shareholder | Yes | Against | For |
Corning Incorporated | GLW | 219350105 | 04/29/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Corning Incorporated | GLW | 219350105 | 04/29/10 | 2 | Ratification of PricewaterhouseCoopers LLP as auditors | Issuer | Yes | For | For |
Corning Incorporated | GLW | 219350105 | 04/29/10 | 3 | To consider approval of 2010 variable compensation plan | Issuer | Yes | For | For |
Corning Incorporated | GLW | 219350105 | 04/29/10 | 4 | To consider approval of 2010 equity plan for non-employee directors | Issuer | Yes | For | For |
Corning Incorporated | GLW | 219350105 | 04/29/10 | 5 | To consider approval of restated certificate to declassify board of directors | Issuer | Yes | For | For |
Corning Incorporated | GLW | 219350105 | 04/29/10 | 6 | Shareholder proposal concerning voting | Shareholder | Yes | Against | For |
Discovery Communications | DISCA | 25470F104 | 05/05/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Discovery Communications | DISCA | 25470F104 | 05/05/10 | 2 | Ratification of PricewaterhouseCoopers LLP as auditors ending 12/31/10 | Issuer | Yes | For | For |
EBAY Inc. | EBAY | 278642103 | 04/29/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
EBAY Inc. | EBAY | 278642103 | 04/29/10 | 2 | To approve ebay incentive plan | Issuer | Yes | For | For |
EBAY Inc. | EBAY | 278642103 | 04/29/10 | 3 | To approve 2008 equity incentive award | Issuer | Yes | For | For |
EBAY Inc. | EBAY | 278642103 | 04/29/10 | 4 | Ratification of PricewaterhouseCoopers LLP as auditors ending 12/31/2010 | Issuer | Yes | For | For |
EMC Corporation | EMC | 268648102 | 04/29/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
EMC Corporation | EMC | 268648102 | 04/29/10 | 2 | Ratification of PricewaterhouseCoopers LLP as auditors | Issuer | Yes | For | For |
EMC Corporation | EMC | 268648102 | 04/29/10 | 3 | Shareholder special meetings | Shareholder | Yes | Against | For |
EMC Corporation | EMC | 268648102 | 04/29/10 | 4 | Shareholder advisory vote on exec compensation | Shareholder | Yes | Against | For |
Estee Lauder Companies | EL | 518439104 | 11/13/09 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Estee Lauder Companies | EL | 518439104 | 11/13/09 | 2 | Ratification of KPMG LLP as auditors for fiscal year 2010 | Issuer | Yes | For | For |
IntercontinentalExchange Inc | ICE | 45865V100 | 05/21/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
IntercontinentalExchange Inc | ICE | 45865V100 | 05/21/10 | 2 | Ratification of Ernst & Young LLP as auditors for fiscal year ending 12/31/2010 | Issuer | Yes | For | For |
Jacobs Engineering | JEC | 469814107 | 01/28/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Jacobs Engineering | JEC | 469814107 | 01/28/10 | 2 | Ratification of Ernst & Young LLP as auditors | Issuer | Yes | For | For |
Janus Capital Group Inc | JNS | 47102X105 | 04/29/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Janus Capital Group Inc | JNS | 47102X105 | 04/29/10 | 2 | Ratification of Deloitte Touche LLP as auditors | Issuer | Yes | For | For |
Janus Capital Group Inc | JNS | 47102X105 | 04/29/10 | 3 | To approve 2010 Long Term incentive stock plan | Issuer | Yes | For | For |
Johnson & Johnson | JNJ | 478160104 | 04/22/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Johnson & Johnson | JNJ | 478160104 | 04/22/10 | 2 | Ratification of PricewaterhouseCoopers LLP as auditors for 2010 | Issuer | Yes | For | For |
Johnson & Johnson | JNJ | 478160104 | 04/22/10 | 3 | Advisory vote on exec comp | Shareholder | Yes | Against | For |
Johnson & Johnson | JNJ | 478160104 | 04/22/10 | 4 | Special shareholder meetings | Shareholder | Yes | Against | For |
L-3 Communications Holdings Inc | LLL | 502424104 | 04/27/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
L-3 Communications Holdings Inc | LLL | 502424104 | 04/27/10 | 2 | Approval of 2008 long term performance plan | Issuer | Yes | For | For |
L-3 Communications Holdings Inc | LLL | 502424104 | 04/27/10 | 3 | Ratification of PricewaterhouseCoopers LLP as auditors | Issuer | Yes | For | For |
McDonalds | MCD | 580135101 | 05/20/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
McDonalds | MCD | 580135101 | 05/20/10 | 2 | Approve appointment of public accounting firm to audit 2010 | Issuer | Yes | For | For |
McDonalds | MCD | 580135101 | 05/20/10 | 3 | Shareholder prop on exec compensation | Shareholder | Yes | Against | For |
McDonalds | MCD | 580135101 | 05/20/10 | 4 | Shareholder prop for simple majority vote | Shareholder | Yes | Against | For |
McDonalds | MCD | 580135101 | 05/20/10 | 5 | Shareholder prop for controlled atmosphere stunning | Shareholder | Yes | Against | For |
McDonalds | MCD | 580135101 | 05/20/10 | 6 | Shareholder prop relating to use of cage-free eggs | Shareholder | Yes | Against | For |
Medtronic | MDT | 585055106 | 08/27/09 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Medtronic | MDT | 585055106 | 08/27/09 | 2 | Ratification of PricewaterhouseCoopers LLP as auditors | Issuer | Yes | For | For |
Medtronic | MDT | 585055106 | 08/27/09 | 3 | To consider approval of the 2005 employees stock purchase plan | Issuer | Yes | For | For |
Medtronic | MDT | 585055106 | 08/27/09 | 4 | To consider approval of the 2008 stock award and incentive plan | Issuer | Yes | For | For |
Myriad Genetics | MYGN | 62855J104 | 11/05/09 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Myriad Genetics | MYGN | 62855J104 | 11/05/09 | 2 | To consider proposal to amend the 2003 employee and consultant stock option plan | Issuer | Yes | For | For |
Myriad Genetics | MYGN | 62855J104 | 11/05/09 | 3 | Ratification of Ernst & Young LLP as auditors ending 6/30/10 | Issuer | Yes | For | For |
Oracle Corporation | ORCL | 68389X105 | 10/07/09 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Oracle Corporation | ORCL | 68389X105 | 10/07/09 | 2 | To consider approval of the 2010 Exec bonus plan | Issuer | Yes | For | For |
Oracle Corporation | ORCL | 68389X105 | 10/07/09 | 3 | Ratification of Ernst & Young LLP as auditors ending 5/31/10 | Issuer | Yes | For | For |
Oracle Corporation | ORCL | 68389X105 | 10/07/09 | 4 | Stockholder prop regarding special meetings | Shareholder | Yes | Against | For |
Oracle Corporation | ORCL | 68389X105 | 10/07/09 | 5 | Stockholder prop regarding executive comp | Shareholder | Yes | Against | For |
Oracle Corporation | ORCL | 68389X105 | 10/07/09 | 6 | Stockholder prop regarding equity retention | Shareholder | Yes | Against | For |
Potash Corporation of Saskatchewan | POT | 73755L107 | 05/06/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Potash Corporation of Saskatchewan | POT | 73755L107 | 05/06/10 | 2 | Ratification of Deloitte Touche LLP as auditors | Issuer | Yes | For | For |
Potash Corporation of Saskatchewan | POT | 73755L107 | 05/06/10 | 3 | To consider approval of new performance option plan | Issuer | Yes | For | For |
Potash Corporation of Saskatchewan | POT | 73755L107 | 05/06/10 | 4 | To consider approval of corp approach to executive compensation | Issuer | Yes | For | For |
Rockwell Automation | ROK | 773903109 | 02/02/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Rockwell Automation | ROK | 773903109 | 02/02/10 | 2 | Ratification of Deloitte Touche LLP as auditors | Issuer | Yes | For | For |
Rockwell Automation | ROK | 773903109 | 02/02/10 | 3 | To consider approval of 2008 long term incentive plan | Issuer | Yes | For | For |
Southern Energy Company | SWN | 845467109 | 05/18/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Southern Energy Company | SWN | 845467109 | 05/18/10 | 2 | Ratification of PricewaterhouseCoopers LLP as auditors for fiscal year ending 12/31/10 | Issuer | Yes | For | For |
Southern Energy Company | SWN | 845467109 | 05/18/10 | 3 | To consider to amend and restate company's certificate of incorp. | Issuer | Yes | For | For |
Southern Energy Company | SWN | 845467109 | 05/18/10 | 4 | Stockholder proposal for majority vote standard | Shareholder | Yes | Against | For |
Southern Energy Company | SWN | 845467109 | 05/18/10 | 5 | Stockholder proposal for political contributions and expenditures report | Shareholder | Yes | Against | For |
Staples, Inc. | SPLS | 855030102 | 06/07/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Staples, Inc. | SPLS | 855030102 | 06/07/10 | 2 | To consider approval of 2004 long term cash incentive plan | Issuer | Yes | For | For |
Staples, Inc. | SPLS | 855030102 | 06/07/10 | 3 | To consider approval of 2004 stock incentive plan | Issuer | Yes | For | For |
Staples, Inc. | SPLS | 855030102 | 06/07/10 | 4 | Ratification of Ernst & Young LLP as auditors for the current fiscal year | Issuer | Yes | For | For |
Staples, Inc. | SPLS | 855030102 | 06/07/10 | 5 | Shareholder proposal regarding ability to act by majority written consent | Shareholder | Yes | Against | For |
Staples, Inc. | SPLS | 855030102 | 06/07/10 | 6 | Shareholder proposal of ability of owners with 10% shares to call special meetings. | Shareholder | Yes | Against | For |
TD Ameritrade | AMTD | 87236Y108 | 02/25/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
TD Ameritrade | AMTD | 87236Y108 | 02/25/10 | 2 | Ratification of Ernst & Young LLP as auditors ending 9/30/10 | Issuer | Yes | For | For |
TD Ameritrade | AMTD | 87236Y108 | 02/25/10 | 3 | Approval of company's long-term incentive plan | Issuer | Yes | For | For |
Texas Instruments | TXN | 882508104 | 04/15/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Texas Instruments | TXN | 882508104 | 04/15/10 | 2 | Ratification of Ernst & Young LLP as auditors for 2010 | Issuer | Yes | For | For |
Verizon Communications Inc | VZ | 92343V104 | 05/06/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Verizon Communications Inc | VZ | 92343V104 | 05/06/10 | 2 | Ratification of Ernst & Young LLP as auditors | Issuer | Yes | For | For |
Verizon Communications Inc | VZ | 92343V104 | 05/06/10 | 3 | To consider advisory vote related to executive compensation | Issuer | Yes | For | For |
Verizon Communications Inc | VZ | 92343V104 | 05/06/10 | 4 | Prohibit granting stock options | Shareholder | Yes | Against | For |
Verizon Communications Inc | VZ | 92343V104 | 05/06/10 | 5 | Gender indentity non-discrimination | Shareholder | Yes | Against | For |
Verizon Communications Inc | VZ | 92343V104 | 05/06/10 | 6 | Performance stock unit performance thresholds | Shareholder | Yes | Against | For |
Verizon Communications Inc | VZ | 92343V104 | 05/06/10 | 7 | Shareholder right to call a special meeting | Shareholder | Yes | Against | For |
Verizon Communications Inc | VZ | 92343V104 | 05/06/10 | 8 | Adopt and disclose succession plan | Shareholder | Yes | Against | For |
Verizon Communications Inc | VZ | 92343V104 | 05/06/10 | 9 | Shareholder approval of benefits paid after death | Shareholder | Yes | Against | For |
Verizon Communications Inc | VZ | 92343V104 | 05/06/10 | 10 | Executive stock retention requirements | Shareholder | Yes | Against | For |
Waste Management | WM | 94106L109 | 05/11/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Waste Management | WM | 94106L109 | 05/11/10 | 2 | Ratification of Ernst & Young LLP as auditors for 2010 | Issuer | Yes | For | For |
Waste Management | WM | 94106L109 | 05/11/10 | 3 | Amend the second restated certificate of incorporation | Issuer | Yes | For | For |
Waste Management | WM | 94106L109 | 05/11/10 | 4 | Disclose political contributions | Shareholder | Yes | Against | For |
Waste Management | WM | 94106L109 | 05/11/10 | 5 | Shareholder right to call special meetings | Shareholder | Yes | Against | For |
XTO Energy | XTO | 98385X106 | 06/25/10 | 1 | To consider merger of Exxon Mobil and XTO | Issuer | Yes | For | For |
XTO Energy | XTO | 98385X106 | 06/25/10 | 2 | Solicit additional proxies if not sufficient votes to adopt merger | Issuer | Yes | For | For |
AlphaMark Small Cap Growth Fund | |||||||||
Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Agenda Item # | Brief Identification of the Matter Voted On | Proposed by Issuer or Security Holder? | Did the Fund Vote? | How did the Fund Cast its Vote? For, Against, Abstain | Did the Fund vote For or Against Management? |
Balchem Corporation | BCPC | 057665200 | 06/17/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Balchem Corporation | BCPC | 057665200 | 06/17/10 | 2 | Ratification of McGladrey and Pullen LLP as auditors for year 2010 | Issuer | Yes | For | For |
Berry Petroleum Company | BRY | 085789105 | 05/12/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Berry Petroleum Company | BRY | 085789105 | 05/12/10 | 2 | Approval of 2010 Equity incentive plan | Issuer | Yes | For | For |
Berry Petroleum Company | BRY | 085789105 | 05/12/10 | 3 | Ratification of PricewaterhouseCoopers LLP as auditors | Issuer | Yes | For | For |
Bio-Rad Laboratories Inc | BIO | 090572207 | 04/27/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Bio-Rad Laboratories Inc | BIO | 090572207 | 04/27/10 | 2 | Ratification of Ernst & Young LLP as auditors | Issuer | Yes | For | For |
Blackboard Inc | BBBB | 091935502 | 06/04/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Blackboard Inc | BBBB | 091935502 | 06/04/10 | 2 | Approve 2004 stock incentive plan | Issuer | Yes | For | For |
Blackboard Inc | BBBB | 091935502 | 06/04/10 | 3 | Ratify selection of independent accounting firm | Issuer | Yes | For | For |
Cubist Pharmaceuticals | CBST | 229678107 | 06/10/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Cubist Pharmaceuticals | CBST | 229678107 | 06/10/10 | 2 | Approve 2010 equity incentive plan | Issuer | Yes | For | For |
Cubist Pharmaceuticals | CBST | 229678107 | 06/10/10 | 3 | Approve performance based management incentive plan | Issuer | Yes | For | For |
Cubist Pharmaceuticals | CBST | 229678107 | 06/10/10 | 4 | Ratification of PricewaterhouseCoopers LLP as auditors for fiscal year ending 12/31/10 | Issuer | Yes | For | For |
Deckers Outdoor Corporation | DECK | 243537107 | 05/27/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Deckers Outdoor Corporation | DECK | 243537107 | 05/27/10 | 2 | Ratification of KPMG LLP as auditors for year ending 12/31/10 | Issuer | Yes | For | For |
Deckers Outdoor Corporation | DECK | 243537107 | 05/27/10 | 3 | Approve certification of incorporation | Issuer | Yes | For | For |
DG Fastchannel | DGIT | 23326R109 | 05/27/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Ebix | EBIX | 278715206 | 12/21/09 | 1 | Approve certificate of incorporation | Issuer | Yes | For | For |
Mantech International Corp | MANT | 564563104 | 05/12/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Mantech International Corp | MANT | 564563104 | 05/12/10 | 2 | Ratification of Deloitte Touche LLP as auditors ending 12/31/10 | Issuer | Yes | For | For |
Monolithic Power Systems | MPWR | 609839105 | 06/10/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Monolithic Power Systems | MPWR | 609839105 | 06/10/10 | 2 | Ratification of Deloitte Touche LLP as auditors ending 12/31/10 | Issuer | Yes | For | For |
Morningstar Inc. | MORN | 617700109 | 05/18/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Morningstar Inc. | MORN | 617700109 | 05/18/10 | 2 | Ratification of Ernst & Young LLP as auditors | Issuer | Yes | For | For |
Netflix Inc. | NFLX | 64110L106 | 05/20/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Netflix Inc. | NFLX | 64110L106 | 05/20/10 | 2 | Ratification of KPMG LLP as auditors for year ending 12/31/10 | Issuer | Yes | For | For |
Netflix Inc. | NFLX | 64110L106 | 05/20/10 | 3 | Approve 2002 employee stock purchase plan | Issuer | Yes | For | For |
Netlogic Microsystems Inc | NETL | 64118B100 | 05/21/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Netlogic Microsystems Inc | NETL | 64118B100 | 05/21/10 | 2 | Approval of 2004 equity incentive plan | Issuer | Yes | For | For |
Netlogic Microsystems Inc | NETL | 64118B100 | 05/21/10 | 3 | Ratification of PricewaterhouseCoopers LLP as auditors for year ending 12/31/10 | Issuer | Yes | For | For |
Odyssey Healthcare | ODSY | 67611V101 | 05/06/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Odyssey Healthcare | ODSY | 67611V101 | 05/06/10 | 2 | Approve equity based compensation plan | Issuer | Yes | For | For |
Odyssey Healthcare | ODSY | 67611V101 | 05/06/10 | 3 | Ratification of Ernst & Young LLP as auditors 12/31/10 | Issuer | Yes | For | For |
Open Text Corporation | OTEX | 683715106 | 12/03/09 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Open Text Corporation | OTEX | 683715106 | 12/03/09 | 2 | Re-appoint KPMG LLP as auditors | Issuer | Yes | For | For |
Phillips Van Heusen Corp | PVH | 701094104 | 06/24/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Phillips Van Heusen Corp | PVH | 701094104 | 06/24/10 | 2 | Ratification of Ernst & Young LLP as auditors | Issuer | Yes | For | For |
Stepan Company | SCL | 858586100 | 04/20/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Stepan Company | SCL | 858586100 | 04/20/10 | 2 | Ratification of Deloitte Touche LLP as auditors for 2010 | Issuer | Yes | For | For |
Synaptics | SYNA | 87157D109 | 10/20/09 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Synaptics | SYNA | 87157D109 | 10/20/09 | 2 | Ratification of KPMG LLP as auditors for year ending 06/30/10 | Issuer | Yes | For | For |
Valmont | VLTR | 920253101 | 04/27/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Valmont | VLTR | 920253101 | 04/27/10 | 2 | Ratification of Deloitte Touche LLP as auditors for fiscal 2010 | Issuer | Yes | For | For |
Volterra Semiconductor | VLTR | 928708106 | 04/23/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Volterra Semiconductor | VLTR | 928708106 | 04/23/10 | 2 | Ratification of KPMG LLP as auditors for year ending 12/31/10 | Issuer | Yes | For | For |
Wright Express Corp | WXS | 98233Q105 | 05/21/10 | 1 | Election of nominee directors | Issuer | Yes | For | For |
Wright Express Corp | WXS | 98233Q105 | 05/21/10 | 2 | Ratification of Deloitte Touche LLP as auditors for 12/31/10 | Issuer | Yes | For | For |