The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Ameris Bancorp Oct 18 2019 35 | call | 03076K908 | 99 | 170 | PRN | Call | SOLE | 0 | 0 | 0 | |
Ameris Bancorp | common | 03076K108 | 7,529 | 187,100 | SH | SOLE | 0 | 0 | 0 | ||
Bank of Commerce Holdings | common | 06424J103 | 3,263 | 299,652 | SH | SOLE | 0 | 0 | 0 | ||
Bank of Fincastle | common | 062113105 | 1,231 | 486,486 | SH | SOLE | 0 | 0 | 0 | ||
BankFinancial Corp | common | 06643P104 | 867 | 72,865 | SH | SOLE | 0 | 0 | 0 | ||
Cadence Bancorporation CL A, Dec 20 2019 17.50 | call | 12739A900 | 13 | 120 | PRN | Call | SOLE | 0 | 0 | 0 | |
Cadence Bancorporation CL A | common | 12739A100 | 2 | 100 | SH | SOLE | 0 | 0 | 0 | ||
CalWest Bancorp | common | 13169Q102 | 1,127 | 2,883,000 | SH | SOLE | 0 | 0 | 0 | ||
Cecil Bancorp, Inc. | common | 149841306 | 1,470 | 367,500 | SH | SOLE | 0 | 0 | 0 | ||
Citizens Commerce Bancshares, Inc. | common | 17452P101 | 1,221 | 193,746 | SH | SOLE | 0 | 0 | 0 | ||
Communities First Financial Corp | common | 20344D104 | 2,012 | 81,062 | SH | SOLE | 0 | 0 | 0 | ||
Evans Bancorp Inc | common | 29911Q208 | 3,536 | 94,550 | SH | SOLE | 0 | 0 | 0 | ||
First Bancorp NC | common | 318910106 | 5,026 | 140,000 | SH | SOLE | 0 | 0 | 0 | ||
First Bancshares Inc MS | common | 318916103 | 8,656 | 268,000 | SH | SOLE | 0 | 0 | 0 | ||
First Busey Corp | common | 319383204 | 3,667 | 145,062 | SH | SOLE | 0 | 0 | 0 | ||
First Intst Bancsystem CL A | common | 32055Y201 | 4,153 | 103,199 | SH | SOLE | 0 | 0 | 0 | ||
First Midwest Bancorp DEL Nov 15 2019 17.50 | call | 320867904 | 18 | 80 | PRN | Call | SOLE | 0 | 0 | 0 | |
First Midwest Bancorp DEL | common | 320867104 | 2,851 | 146,349 | SH | SOLE | 0 | 0 | 0 | ||
Franklin Financial Network | common | 35352P104 | 3,776 | 125,000 | SH | SOLE | 0 | 0 | 0 | ||
Grandsouth Bancorporation | common | 386627301 | 5,548 | 339,346 | SH | SOLE | 0 | 0 | 0 | ||
Heritage Commerce Corp | common | 426927109 | 2,410 | 205,000 | SH | SOLE | 0 | 0 | 0 | ||
Home Bancshares, Inc. | common | 436893200 | 1,333 | 70,916 | SH | SOLE | 0 | 0 | 0 | ||
Hope Bancorp Inc | common | 43940T109 | 778 | 54,238 | SH | SOLE | 0 | 0 | 0 | ||
Invesco Exchange Traded Sr Ln ETF Oct 18 2019 22 | put | 46138G958 | 8 | 3,100 | PRN | Put | SOLE | 0 | 0 | 0 | |
iShares Trust IBOXX HI YD ETF Sep 20 2019 82 | put | 464288953 | 39 | 650 | PRN | Put | SOLE | 0 | 0 | 0 | |
iShares Trust Barclays 7-10 YR Jan 17 2020 116 | call | 464287900 | 78 | 330 | PRN | Call | SOLE | 0 | 0 | 0 | |
Lakeland Bancorp Inc | common | 511637100 | 1,345 | 87,162 | SH | SOLE | 0 | 0 | 0 | ||
MainStreet Bancshares Inc | common | 56064Y100 | 5,743 | 272,845 | SH | SOLE | 0 | 0 | 0 | ||
McHenry Bancorp, Inc. | common | 580683100 | 1,543 | 15,000,000 | SH | SOLE | 0 | 0 | 0 | ||
Metro Phoenix Bank | common | 59165E106 | 2,374 | 176,667 | SH | SOLE | 0 | 0 | 0 | ||
MFA Financial Inc | common | 55272X102 | 1,435 | 195,000 | SH | SOLE | 0 | 0 | 0 | ||
Old Natl Bancorp IND | common | 680033107 | 3,785 | 220,000 | SH | SOLE | 0 | 0 | 0 | ||
OP Bancorp | common | 67109R109 | 3,287 | 336,080 | SH | SOLE | 0 | 0 | 0 | ||
Oregon Pacific Bancorp | common | 686040205 | 2,042 | 353,834 | SH | SOLE | 0 | 0 | 0 | ||
Pacific Premier Bancorp | common | 69478X105 | 7,330 | 235,000 | SH | SOLE | 0 | 0 | 0 | ||
Pacific West Bank | common | 69506W202 | 2,241 | 157,457 | SH | SOLE | 0 | 0 | 0 | ||
Pacwest Bancorp DEL | common | 695263103 | 4,960 | 136,501 | SH | SOLE | 0 | 0 | 0 | ||
Pioneer Bancshares, Inc. | common | 72357G102 | 2,575 | 95,000 | SH | SOLE | 0 | 0 | 0 | ||
Prime Meridian Holding Company | common | 74164R107 | 1,279 | 63,375 | SH | SOLE | 0 | 0 | 0 | ||
Redwood Trust Inc | common | 758075402 | 624 | 38,000 | SH | SOLE | 0 | 0 | 0 | ||
Select Bancorp Inc | common | 81617L108 | 4,787 | 412,652 | SH | SOLE | 0 | 0 | 0 | ||
Severn Bancorp Annapolis MD | common | 81811M100 | 1,298 | 162,308 | SH | SOLE | 0 | 0 | 0 | ||
SVB Financial Group | common | 78486Q101 | 84 | 400 | SH | SOLE | 0 | 0 | 0 | ||
Synovus Financial Corp | common | 87161C501 | 5,695 | 159,250 | SH | SOLE | 0 | 0 | 0 | ||
Synovus Financial Corp Nov 15 2019 34 | call | 87161C901 | 33 | 122 | PRN | Call | SOLE | 0 | 0 | 0 | |
Triumph Bancorp Inc | common | 89679E300 | 1,595 | 50,000 | SH | SOLE | 0 | 0 | 0 | ||
United Bancorporation Ala CL A | common | 90944R100 | 4,684 | 232,454 | SH | SOLE | 0 | 0 | 0 | ||
US Metro Bank | common | 90343B102 | 2,765 | 759,573 | SH | SOLE | 0 | 0 | 0 | ||
Veritex Holdings Inc | common | 923451108 | 1,342 | 55,300 | SH | SOLE | 0 | 0 | 0 | ||
Webster Financial Corp Conn | common | 947890109 | 703 | 15,000 | SH | SOLE | 0 | 0 | 0 | ||
Western Alliance Bancorp | common | 957638109 | 3,474 | 75,400 | SH | SOLE | 0 | 0 | 0 | ||
Western Alliance Bancorp Dec 20 2019 35 | call | 957638909 | 78 | 70 | PRN | Call | SOLE | 0 | 0 | 0 |