The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Ameris Bancorp | common | 03076K108 | 5,202 | 218,933 | SH | SOLE | 218,933 | 0 | 0 | ||
Bank of Fincastle | common | 062113105 | 1,118 | 491,336 | SH | SOLE | 491,336 | 0 | 0 | ||
CalWest Bancorp | common | 13169Q102 | 1,141 | 2,888,000 | SH | SOLE | 2,888,000 | 0 | 0 | ||
Cecil Bancorp, Inc. | common | 149841306 | 974 | 367,500 | SH | SOLE | 367,500 | 0 | 0 | ||
Citizens Commerce Bancshares, Inc. | common | 17452P101 | 1,420 | 195,913 | SH | SOLE | 195,913 | 0 | 0 | ||
Communities First Financial Corp | common | 20344D104 | 3,534 | 153,647 | SH | SOLE | 153,647 | 0 | 0 | ||
Exchange Listed FDS TR HI YLD ETF July 17 2020 32 | put | 30151E954 | 530 | 680 | PRN | Put | SOLE | 680 | 0 | 0 | |
First Bancorp NC | common | 318910106 | 3,000 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
First Bancshares Inc MS | common | 318916103 | 5,111 | 268,000 | SH | SOLE | 268,000 | 0 | 0 | ||
First Busey Corp | common | 319383204 | 2,224 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
First Intst Bancsystem CL A | common | 32055Y201 | 2,797 | 97,000 | SH | SOLE | 97,000 | 0 | 0 | ||
First Midwest Bancorp DEL | common | 320867104 | 2,109 | 159,349 | SH | SOLE | 159,349 | 0 | 0 | ||
Franklin Financial Network | common | 35352P104 | 2,549 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
Gateway Bank FSB | common | 36758P102 | 1,080 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
Grandsouth Bancorporation | common | 386627301 | 4,419 | 339,922 | SH | SOLE | 339,922 | 0 | 0 | ||
Heritage Commerce Corp | common | 426927109 | 1,572 | 205,000 | SH | SOLE | 205,000 | 0 | 0 | ||
Hope Bancorp Inc | common | 43940T109 | 446 | 54,238 | SH | SOLE | 54,238 | 0 | 0 | ||
Invesco Exchange Traded Sr Ln ETF Apr 17 2020 21 | put | 46138G958 | 544 | 4,187 | PRN | Put | SOLE | 4,187 | 0 | 0 | |
Invesco Exchange Traded Sr Ln ETF Oct 16 2020 17 | put | 46138G958 | 45 | 300 | PRN | Put | SOLE | 300 | 0 | 0 | |
Investar Holding Corp | common | 46134L105 | 1,675 | 131,133 | SH | SOLE | 131,133 | 0 | 0 | ||
iShares Trust IBOXX HI YD ETF May 15 2020 83 | put | 464288953 | 297 | 407 | PRN | Put | SOLE | 407 | 0 | 0 | |
Lakeland Bancorp Inc | common | 511637100 | 942 | 87,162 | SH | SOLE | 87,162 | 0 | 0 | ||
MainStreet Bancshares Inc | common | 56064Y100 | 4,722 | 281,718 | SH | SOLE | 281,718 | 0 | 0 | ||
McHenry Bancorp, Inc. | common | 580683100 | 1,316 | 15,000,000 | SH | SOLE | 15,000,000 | 0 | 0 | ||
Metro Phoenix Bank | common | 59165E106 | 1,758 | 176,667 | SH | SOLE | 176,667 | 0 | 0 | ||
Old Natl Bancorp IND | common | 680033107 | 1,319 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
OP Bancorp | common | 67109R109 | 2,292 | 307,300 | SH | SOLE | 307,300 | 0 | 0 | ||
Oregon Pacific Bancorp | common | 686040205 | 1,780 | 358,834 | SH | SOLE | 358,834 | 0 | 0 | ||
Pacific Premier Bancorp | common | 69478X105 | 3,429 | 182,000 | SH | SOLE | 182,000 | 0 | 0 | ||
Pacific West Bank | common | 69506W202 | 2,755 | 213,590 | SH | SOLE | 213,590 | 0 | 0 | ||
Pacwest Bancorp DEL | common | 695263103 | 1,245 | 69,500 | SH | SOLE | 69,500 | 0 | 0 | ||
Pioneer Bancshares, Inc. | common | 72357G102 | 1,520 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
Seacoast Commerce Banc Holdings | common | 81171B108 | 3,065 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
Select Bancorp Inc | common | 81617L108 | 2,299 | 301,320 | SH | SOLE | 301,320 | 0 | 0 | ||
Southcrest Financial Group | common | 84129X107 | 463 | 65,634 | SH | SOLE | 65,634 | 0 | 0 | ||
SPDR Bloomberg BRCLYS HI YD Bond ETF Jun 19 2020 105 | put | 78468R952 | 375 | 300 | PRN | Put | SOLE | 300 | 0 | 0 | |
United Bancorporation Ala CL A | common | 90944R100 | 6,162 | 281,348 | SH | SOLE | 281,348 | 0 | 0 | ||
US Metro Bank | common | 90343B102 | 2,243 | 806,722 | SH | SOLE | 806,722 | 0 | 0 | ||
Veritex Holdings Inc | common | 923451108 | 773 | 55,300 | SH | SOLE | 55,300 | 0 | 0 | ||
Webster Financial Corp Conn | common | 947890109 | 344 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
Western Alliance Bancorp | common | 957638109 | 5,951 | 194,400 | SH | SOLE | 194,400 | 0 | 0 |