The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Amerant Bancorp CL B | common | 023576200 | 3,051 | 185,488 | SH | SOLE | 185,488 | 0 | 0 | ||
Ameris Bancorp | common | 03076K108 | 2,493 | 47,480 | SH | SOLE | 47,480 | 0 | 0 | ||
Bank of NT Butterfield & Son | common | G0772R208 | 382 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Berkshire Hill Bancorp | common | 084680107 | 9 | 401 | SH | SOLE | 401 | 0 | 0 | ||
Bank of Nova Scotia Apr 16 2021 60 | put | 064149957 | 8 | 350 | PRN | Put | SOLE | 350 | 0 | 0 | |
Canadian Imp BK COMM Apr 16 2021 95 | put | 136069951 | 8 | 300 | PRN | Put | SOLE | 300 | 0 | 0 | |
Cecil Bancorp, Inc. | common | 149841306 | 1,243 | 367,500 | SH | SOLE | 367,500 | 0 | 0 | ||
Citigroup | common | 172967424 | 247 | 3,400 | SH | SOLE | 3,400 | 0 | 0 | ||
Citigroup Jan 20 2023 37.50 | call | 172967904 | 1,775 | 500 | PRN | Call | SOLE | 500 | 0 | 0 | |
Coastal Financial Corporation | common | 19046P209 | 490 | 18,700 | SH | SOLE | 18,700 | 0 | 0 | ||
Communities First Financial Corp | common | 20344D104 | 6,638 | 161,913 | SH | SOLE | 161,913 | 0 | 0 | ||
FB Financial Corp | common | 30257X104 | 5,256 | 118,225 | SH | SOLE | 118,225 | 0 | 0 | ||
Figure Acquisition Corp I | Unit | 302438205 | 1,253 | 123,792 | SH | SOLE | 123,792 | 0 | 0 | ||
First Bancorp NC | common | 318910106 | 4,800 | 110,353 | SH | SOLE | 110,353 | 0 | 0 | ||
First Bancshares Inc MS | common | 318916103 | 7,668 | 209,450 | SH | SOLE | 209,450 | 0 | 0 | ||
First Intst Bancsystem CL A | common | 32055Y201 | 3,155 | 68,531 | SH | SOLE | 68,531 | 0 | 0 | ||
Flushing Financial | common | 343873105 | 2,335 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
Gateway Bank FSB | common | 36758P102 | 1,140 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
Grandsouth Bancorporation | common | 386627301 | 2,668 | 131,118 | SH | SOLE | 131,118 | 0 | 0 | ||
Great Southn Bancorp | common | 390905107 | 61 | 1,080 | SH | SOLE | 1,080 | 0 | 0 | ||
Heritage Commerce Corp | common | 426927109 | 2,823 | 231,000 | SH | SOLE | 231,000 | 0 | 0 | ||
Intelligent Systems Corp New | common | 45816D100 | 1,270 | 31,052 | SH | SOLE | 31,052 | 0 | 0 | ||
iShares Trust 20 Plus Year Treas 04/16/21 145 | call | 464287902 | 105 | 10,000 | PRN | Call | SOLE | 10,000 | 0 | 0 | |
iShares Trust IBOXX HI YD ETF Apr 01 2021 85 | put | 464288953 | 2 | 1,000 | PRN | Put | SOLE | 1,000 | 0 | 0 | |
iShares Trust IBOXX HI YD ETF Jun 18 2021 90 | call | 464288903 | 4 | 1,000 | PRN | Call | SOLE | 1,000 | 0 | 0 | |
iShares Trust IBOXX HI YD ETF Jun 18 2021 79 | put | 464288953 | 122 | 4,000 | PRN | Put | SOLE | 4,000 | 0 | 0 | |
Lakeland Bancorp Inc | common | 511637100 | 1,519 | 87,162 | SH | SOLE | 87,162 | 0 | 0 | ||
McHenry Bancorp, Inc. | common | 580683100 | 1,782 | 17,262,875 | SH | SOLE | 17,262,875 | 0 | 0 | ||
Metro Phoenix Bank | common | 59165E106 | 1,540 | 116,667 | SH | SOLE | 116,667 | 0 | 0 | ||
MVB Financial | common | 553810102 | 830 | 24,548 | SH | SOLE | 24,548 | 0 | 0 | ||
NCINO Inc | common | 63947U107 | 2,669 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
NCINO Inc Apr 16 2021 55 | put | 63947U907 | 9 | 200 | PRN | Put | SOLE | 200 | 0 | 0 | |
Old Natl Bancorp IND | common | 680033107 | 812 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
Oregon Pacific Bancorp | common | 686040205 | 1,630 | 258,334 | SH | SOLE | 258,334 | 0 | 0 | ||
Pacific Premier Bancorp | common | 69478X105 | 3,907 | 89,945 | SH | SOLE | 89,945 | 0 | 0 | ||
Pacific West Bank | common | 69506W202 | 2,236 | 162,590 | SH | SOLE | 162,590 | 0 | 0 | ||
Pacwest Bancorp DEL | common | 695263103 | 3,701 | 97,000 | SH | SOLE | 97,000 | 0 | 0 | ||
PAYA Holdings Inc CL A | common | 70434P103 | 154 | 14,014 | SH | SOLE | 14,014 | 0 | 0 | ||
PAYA Holdings Inc CL A Aug 20 2021 10 | call | 70434P903 | 123 | 623 | PRN | Call | SOLE | 623 | 0 | 0 | |
Paypal Holdings Inc | common | 70450Y103 | 1,360 | 5,600 | SH | SOLE | 5,600 | 0 | 0 | ||
Paysafe Limited Ord | common | G6964L107 | 1,694 | 125,500 | SH | SOLE | 125,500 | 0 | 0 | ||
Paysign Inc. | common | 70451A104 | 509 | 116,410 | SH | SOLE | 116,410 | 0 | 0 | ||
Paysign Inc. Jan 21 2022 5 | call | 70451A904 | 149 | 1,756 | PRN | Call | SOLE | 1,756 | 0 | 0 | |
Popular Inc. July 16 2021 55 | call | 733174900 | 35 | 22 | PRN | Call | SOLE | 22 | 0 | 0 | |
Reliant Bancorp | common | 75956B101 | 3,480 | 121,171 | SH | SOLE | 121,171 | 0 | 0 | ||
Royal BK CDA Montreal Apr 16 2021 80 | put | 780087952 | 2 | 300 | PRN | Put | SOLE | 300 | 0 | 0 | |
Riverview Bancorp Inc | common | 769397100 | 10 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Financial Select Sector SPDR ETF Jan 21 2022 30 | call | 81369Y905 | 818 | 1,500 | PRN | Call | SOLE | 1,500 | 0 | 0 | |
Financial Select Sector SPDR ETF Jan 21 2022 35 | call | 81369Y905 | 972 | 4,500 | PRN | Call | SOLE | 4,500 | 0 | 0 | |
Financial Select Sector SPDR ETF Jan 21 2022 40 | call | 81369Y905 | 163 | 2,500 | PRN | Call | SOLE | 2,500 | 0 | 0 | |
Financial Select Sector SPDR ETF Apr 01 2021 32 | put | 81369Y955 | 9 | 17,000 | PRN | Put | SOLE | 17,000 | 0 | 0 | |
Financial Select Sector SPDR ETF Apr 09 2021 31 | put | 81369Y955 | 30 | 20,000 | PRN | Put | SOLE | 20,000 | 0 | 0 | |
Financial Select Sector SPDR ETF Apr 09 2021 32 | put | 81369Y955 | 138 | 25,000 | PRN | Put | SOLE | 25,000 | 0 | 0 | |
Financial Select Sector SPDR ETF Apr 16 2021 31 | put | 81369Y955 | 70 | 10,000 | PRN | Put | SOLE | 10,000 | 0 | 0 | |
Financial Select Sector SPDR ETF Apr 16 2021 31.50 | put | 81369Y955 | 125 | 12,500 | PRN | Put | SOLE | 12,500 | 0 | 0 | |
Financial Select Sector SPDR ETF Apr 16 2021 32.50 | put | 81369Y955 | 390 | 20,000 | PRN | Put | SOLE | 20,000 | 0 | 0 | |
Financial Select Sector SPDR ETF Jun 18 2021 37 | call | 81369Y905 | 193 | 5,000 | PRN | Call | SOLE | 5,000 | 0 | 0 | |
Financial Select Sector SPDR ETF Sept 17 2021 25 | put | 81369Y955 | 115 | 5,000 | PRN | Put | SOLE | 5,000 | 0 | 0 | |
South State Corp | common | 840441109 | 1,390 | 17,700 | SH | SOLE | 17,700 | 0 | 0 | ||
Southcrest Financial Group | common | 84129X107 | 1,555 | 148,140 | SH | SOLE | 148,140 | 0 | 0 | ||
SPDR S&P Regional Banking ETF Apr 01 2021 62 | put | 78464A958 | 15 | 5,000 | PRN | Put | SOLE | 5,000 | 0 | 0 | |
Square Inc Apr 16 2021 260 | call | 852234903 | 14 | 100 | PRN | Call | SOLE | 100 | 0 | 0 | |
Texas Cap Bancshares Inc Apr 16 2021 80 | call | 88224Q907 | 7 | 100 | PRN | Call | SOLE | 100 | 0 | 0 | |
Toronto Dominion BK ONT Apr 16 2021 62.50 | put | 891160959 | 14 | 500 | PRN | Put | SOLE | 500 | 0 | 0 | |
United Bancorporation Ala CL A | common | 90944R100 | 4,570 | 157,586 | SH | SOLE | 157,586 | 0 | 0 | ||
United Bankshares Inc West VA | common | 909907107 | 1,312 | 34,000 | SH | SOLE | 34,000 | 0 | 0 | ||
United Community Banks Inc | common | 90984P303 | 3,105 | 91,000 | SH | SOLE | 91,000 | 0 | 0 | ||
US Metro Bank | common | 90343B102 | 3,055 | 940,073 | SH | SOLE | 940,073 | 0 | 0 | ||
Veritex Holdings Inc | common | 923451108 | 1,818 | 55,550 | SH | SOLE | 55,550 | 0 | 0 | ||
Voyager Digital Ltd | common | 92919V108 | 2,548 | 98,000 | SH | SOLE | 98,000 | 0 | 0 | ||
Well Fargo & Co New Jun 18 2021 35 | call | 949746901 | 758 | 1,500 | PRN | Call | SOLE | 1,500 | 0 | 0 | |
Western Alliance Bancorp | common | 957638109 | 2,656 | 28,121 | SH | SOLE | 28,121 | 0 | 0 | ||
ZIONS Bancorporation N A Jan 21 2022 35 | call | 989701907 | 308 | 150 | PRN | Call | SOLE | 150 | 0 | 0 |