The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Amerant Bancorp CL B | common | 023576200 | 5,269 | 269,649 | SH | SOLE | 269,649 | 0 | 0 | ||
Ameris Bancorp | common | 03076K108 | 2,186 | 43,180 | SH | SOLE | 43,180 | 0 | 0 | ||
Banc of California Inc | common | 05990K106 | 2,105 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
Bancorpsouth Bk Tupelo Miss | common | 05971J102 | 567 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Bank of NT Butterfield & Son | common | G0772R208 | 2,462 | 69,441 | SH | SOLE | 69,441 | 0 | 0 | ||
Bank of America Jul 16 2021 42 | call | 060505904 | 15 | 250 | PRN | Call | SOLE | 250 | 0 | 0 | |
California Bancorp Inc | common | 13005U101 | 753 | 40,272 | SH | SOLE | 40,272 | 0 | 0 | ||
Citigroup | common | 172967424 | 7 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Citigroup Jan 20 2023 37.50 | call | 172967904 | 1,661 | 500 | PRN | Call | SOLE | 500 | 0 | 0 | |
Coastal Financial Corporation WA | common | 19046P209 | 557 | 19,512 | SH | SOLE | 19,512 | 0 | 0 | ||
Communities First Financial Corp | common | 20344D104 | 6,967 | 161,813 | SH | SOLE | 161,813 | 0 | 0 | ||
Eagle Bancorp Montana Inc | common | 26942G100 | 2,151 | 93,536 | SH | SOLE | 93,536 | 0 | 0 | ||
FB Financial Corp | common | 30257X104 | 3,964 | 106,225 | SH | SOLE | 106,225 | 0 | 0 | ||
Figure Acquisition Corp I | Unit | 302438205 | 886 | 85,492 | SH | SOLE | 85,492 | 0 | 0 | ||
First Bancorp NC | common | 318910106 | 3,492 | 85,353 | SH | SOLE | 85,353 | 0 | 0 | ||
First Bancshares Inc MS | common | 318916103 | 7,426 | 198,399 | SH | SOLE | 198,399 | 0 | 0 | ||
First Intst Bancsystem CL A | common | 32055Y201 | 1,673 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
First Northwest Bancorp | common | 335834107 | 1,840 | 104,854 | SH | SOLE | 104,854 | 0 | 0 | ||
Five Star Bancorp | common | 33830T103 | 1,437 | 59,500 | SH | SOLE | 59,500 | 0 | 0 | ||
Flushing Financial | common | 343873105 | 1,286 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
Gateway Bank FSB | common | 36758P102 | 1,050 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
Grandsouth Bancorporation | common | 386627301 | 3,197 | 127,870 | SH | SOLE | 127,870 | 0 | 0 | ||
Great Southn Bancorp | common | 390905107 | 1,190 | 22,080 | SH | SOLE | 22,080 | 0 | 0 | ||
Heritage Commerce Corp | common | 426927109 | 2,246 | 201,800 | SH | SOLE | 201,800 | 0 | 0 | ||
Intelligent Systems Corp New | common | 45816D100 | 1,354 | 43,052 | SH | SOLE | 43,052 | 0 | 0 | ||
iShares Trust IBOXX HI YD ETF Jul 16 2021 85 | put | 464288953 | 14 | 2,500 | PRN | Put | SOLE | 2,500 | 0 | 0 | |
Lakeland Bancorp Inc | common | 511637100 | 1,524 | 87,162 | SH | SOLE | 87,162 | 0 | 0 | ||
McHenry Bancorp, Inc. | common | 580683100 | 1,630 | 17,262,875 | SH | SOLE | 17,262,875 | 0 | 0 | ||
Metro Phoenix Bank | common | 59165E106 | 1,271 | 73,667 | SH | SOLE | 73,667 | 0 | 0 | ||
MVB Financial | common | 553810102 | 1,047 | 24,548 | SH | SOLE | 24,548 | 0 | 0 | ||
NCINO Inc | common | 63947U107 | 2,876 | 48,000 | SH | SOLE | 48,000 | 0 | 0 | ||
New York Cmnty Bancorp Inc | common | 649445103 | 1,102 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Oregon Pacific Bancorp | common | 686040205 | 1,803 | 258,334 | SH | SOLE | 258,334 | 0 | 0 | ||
Pacific Premier Bancorp | common | 69478X105 | 3,804 | 89,945 | SH | SOLE | 89,945 | 0 | 0 | ||
Pacific West Bank | common | 69506W202 | 2,439 | 162,590 | SH | SOLE | 162,590 | 0 | 0 | ||
Pacwest Bancorp DEL | common | 695263103 | 3,375 | 82,000 | SH | SOLE | 82,000 | 0 | 0 | ||
PAYA Holdings Inc CL A | common | 70434P103 | 683 | 62,014 | SH | SOLE | 62,014 | 0 | 0 | ||
PAYA Holdings Inc CL A Aug 20 2021 10 | call | 70434P903 | 93 | 763 | PRN | Call | SOLE | 763 | 0 | 0 | |
Paypal Holdings Inc | common | 70450Y103 | 1,632 | 5,600 | SH | SOLE | 5,600 | 0 | 0 | ||
Paysafe Limited Ord | common | G6964L107 | 2,186 | 180,500 | SH | SOLE | 180,500 | 0 | 0 | ||
Paysafe Limited Jan 21 2022 12 | call | G6964L907 | 101 | 420 | PRN | Call | SOLE | 420 | 0 | 0 | |
Paysign Inc. | common | 70451A104 | 85 | 26,616 | SH | SOLE | 26,616 | 0 | 0 | ||
Paysign Inc. Jan 21 2022 5 | call | 70451A904 | 33 | 1,880 | PRN | Call | SOLE | 1,880 | 0 | 0 | |
Reliant Bancorp | common | 75956B101 | 3,249 | 117,171 | SH | SOLE | 117,171 | 0 | 0 | ||
Riverview Bancorp Inc | common | 769397100 | 3,691 | 520,561 | SH | SOLE | 520,561 | 0 | 0 | ||
Riverview Bancorp Inc Dec 17 2021 5 | call | 769397900 | 115 | 530 | PRN | Call | SOLE | 530 | 0 | 0 | |
Financial Select Sector SPDR ETF Jan 21 2022 35 | call | 81369Y905 | 1,373 | 4,500 | PRN | Call | SOLE | 4,500 | 0 | 0 | |
Financial Select Sector SPDR ETF Jan 21 2022 40 | call | 81369Y905 | 365 | 5,000 | PRN | Call | SOLE | 5,000 | 0 | 0 | |
Financial Select Sector SPDR ETF Jan 21 2022 45 | call | 81369Y905 | 65 | 5,000 | PRN | Call | SOLE | 5,000 | 0 | 0 | |
Financial Select Sector SPDR ETF Jul 09 2021 35 | put | 81369Y955 | 75 | 15,000 | PRN | Put | SOLE | 15,000 | 0 | 0 | |
Financial Select Sector SPDR ETF Jul 16 2021 38 | call | 81369Y905 | 50 | 5,000 | PRN | Call | SOLE | 5,000 | 0 | 0 | |
Financial Select Sector SPDR ETF Sept 17 2021 25 | put | 81369Y955 | 20 | 5,000 | PRN | Put | SOLE | 5,000 | 0 | 0 | |
Shift4 Pmts Inc | common | 82452J109 | 562 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
South State Corp | common | 840441109 | 1,145 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
Square Inc CL A | common | 852234103 | 1,438 | 5,900 | SH | SOLE | 5,900 | 0 | 0 | ||
Triumph Bancorp Inc | common | 89679E300 | 1 | 15 | SH | SOLE | 15 | 0 | 0 | ||
United Bancorporation Ala CL A | common | 90944R100 | 4,688 | 157,586 | SH | SOLE | 157,586 | 0 | 0 | ||
United Bankshares Inc West VA | common | 909907107 | 4 | 100 | SH | SOLE | 100 | 0 | 0 | ||
United Community Banks Blairsvle GA | common | 90984P303 | 2,913 | 91,000 | SH | SOLE | 91,000 | 0 | 0 | ||
US Metro Bank | common | 90343B102 | 3,093 | 890,073 | SH | SOLE | 890,073 | 0 | 0 | ||
Veritex Holdings Inc | common | 923451108 | 531 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
Voyager Digital Ltd | common | 92919V108 | 2,411 | 141,239 | SH | SOLE | 141,239 | 0 | 0 | ||
Western Alliance Bancorp | common | 957638109 | 3,632 | 39,121 | SH | SOLE | 39,121 | 0 | 0 |