The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLY Financial | common | 02005N100 | 2,445 | 100 | SH | SOLE | 0 | 0 | 0 | ||
ALLY Financial Jan 20 2023 30 call | call | 02005N900 | 1,500 | 200 | PRN | Call | SOLE | 0 | 0 | 0 | |
ALLY Financial Jan 20 2023 32 put | put | 02005N950 | 302,000 | 400 | PRN | Put | SOLE | 0 | 0 | 0 | |
Amerant Bancorp CL A | common | 023576101 | 2,115,797 | 78,830 | SH | SOLE | 0 | 0 | 0 | ||
Ameris Bancorp | common | 03076K108 | 1,516,965 | 32,180 | SH | SOLE | 0 | 0 | 0 | ||
Banc of California Inc | common | 05990K106 | 47,790 | 3,000 | SH | SOLE | 0 | 0 | 0 | ||
Bancorp Inc Del | common | 05969A105 | 2,838 | 100 | SH | SOLE | 0 | 0 | 0 | ||
Bank of NT Butterfield & Son | common | G0772R208 | 2,981 | 100 | SH | SOLE | 0 | 0 | 0 | ||
Bay Community Bancorp | common | 072205107 | 1,440,000 | 160,000 | SH | SOLE | 0 | 0 | 0 | ||
Block Inc CL A | common | 852234103 | 6,284 | 100 | SH | SOLE | 0 | 0 | 0 | ||
Cadence Bank | common | 12740C103 | 1,948,140 | 79,000 | SH | SOLE | 0 | 0 | 0 | ||
Citigroup | common | 172967424 | 4,523 | 100 | SH | SOLE | 0 | 0 | 0 | ||
Citigroup Jan 20 2023 75 call | call | 172967904 | 50 | 100 | PRN | Call | SOLE | 0 | 0 | 0 | |
CNB Finl Corp PA | common | 126128107 | 2,699,094 | 113,455 | SH | SOLE | 0 | 0 | 0 | ||
Coastal Financial Corp WA | common | 19046P209 | 3,799,129 | 79,948 | SH | SOLE | 0 | 0 | 0 | ||
Communities First Financial Corp | common | 20344D104 | 8,932,583 | 147,646 | SH | SOLE | 0 | 0 | 0 | ||
East West Bancorp Inc | common | 27579R104 | 1,977,000 | 30,000 | SH | SOLE | 0 | 0 | 0 | ||
FB Financial Corp | common | 30257X104 | 622,512 | 17,225 | SH | SOLE | 0 | 0 | 0 | ||
Finwise Bancorp | common | 31813A109 | 93 | 10 | SH | SOLE | 0 | 0 | 0 | ||
First Bancorp NC | common | 318910106 | 7,876,605 | 183,861 | SH | SOLE | 0 | 0 | 0 | ||
First Bancshares Inc MS | common | 318916103 | 4,910,302 | 153,399 | SH | SOLE | 0 | 0 | 0 | ||
First Business FINL SVCS Inc | common | 319390100 | 3,655 | 100 | SH | SOLE | 0 | 0 | 0 | ||
First Citizens Bancshares Inc Feb 17 2023 850 put | put | 31946M953 | 189,300 | 20 | PRN | Put | SOLE | 0 | 0 | 0 | |
First Comwlth Finl Corp PA | common | 319829107 | 699 | 50 | SH | SOLE | 0 | 0 | 0 | ||
First Internet Bancorp | common | 320557101 | 3,496 | 144 | SH | SOLE | 0 | 0 | 0 | ||
First Intst Bancsystem CL A | common | 32055Y201 | 7,730 | 200 | SH | SOLE | 0 | 0 | 0 | ||
First Northwest Bancorp | common | 335834107 | 1,834,107 | 119,408 | SH | SOLE | 0 | 0 | 0 | ||
Gateway Bank FSB | common | 36758P102 | 930,000 | 3,000,000 | SH | SOLE | 0 | 0 | 0 | ||
Goldman Sachs Group | common | 38141G104 | 1,717 | 5 | SH | SOLE | 0 | 0 | 0 | ||
Heritage Commerce Corp | common | 426927109 | 650 | 50 | SH | SOLE | 0 | 0 | 0 | ||
Huntington Bancshares Inc Jan 20 2023 14 put | put | 446150954 | 35,000 | 1,000 | PRN | Put | SOLE | 0 | 0 | 0 | |
Lakeland Bancorp Inc | common | 511637100 | 1,357,062 | 77,062 | SH | SOLE | 0 | 0 | 0 | ||
Mainstreet Bancshares Inc | common | 56064Y100 | 1,840,098 | 66,937 | SH | SOLE | 0 | 0 | 0 | ||
Marqeta Inc CL A | common | 57142B104 | 611 | 100 | SH | SOLE | 0 | 0 | 0 | ||
Mastercard Incorporated CL A | common | 57636Q104 | 194,729 | 560 | SH | SOLE | 0 | 0 | 0 | ||
McHenry Bancorp, Inc. | common | 580683209 | 1,732,509 | 68,209 | SH | SOLE | 0 | 0 | 0 | ||
Metropolitan Bk Hldg | common | 591774104 | 3,619,939 | 61,700 | SH | SOLE | 0 | 0 | 0 | ||
NCINO Inc | common | 63947X101 | 264 | 10 | SH | SOLE | 0 | 0 | 0 | ||
New York Cmnty Bancorp Inc | common | 649445103 | 460,100 | 53,500 | SH | SOLE | 0 | 0 | 0 | ||
Nuvei Corporation | SUB VTG SHS | 67079A102 | 1,474,034 | 58,010 | SH | SOLE | 0 | 0 | 0 | ||
Pacific Premier Bancorp | common | 69478X105 | 424,324 | 13,445 | SH | SOLE | 0 | 0 | 0 | ||
Pacwest Bancorp DEL Mar 17 2023 30 call | call | 695263903 | 3,450 | 230 | PRN | Call | SOLE | 0 | 0 | 0 | |
Paya Holdings Inc | common | 70434P103 | 519,420 | 66,000 | SH | SOLE | 0 | 0 | 0 | ||
Paya Holdings Inc Jan 20 2023 6 call | call | 70434P903 | 26,625 | 150 | PRN | Call | SOLE | 0 | 0 | 0 | |
Payoneer Global Inc | common | 70451X104 | 1,050,787 | 192,100 | SH | SOLE | 0 | 0 | 0 | ||
Paysign Inc | common | 70451A104 | 794,501 | 307,946 | SH | SOLE | 0 | 0 | 0 | ||
Paysign Inc Jan 20 2023 2.50 call | call | 70451A904 | 11,800 | 590 | PRN | Call | SOLE | 0 | 0 | 0 | |
PCB Bancorp | common | 69320M109 | 892,567 | 50,456 | SH | SOLE | 0 | 0 | 0 | ||
Popular Inc | common | 733174700 | 2,752,280 | 41,500 | SH | SOLE | 0 | 0 | 0 | ||
Financial Select Sector SPDR ETF Jan 6 2023 37.50 call | call | 81369Y905 | 2,500 | 5,000 | PRN | Call | SOLE | 0 | 0 | 0 | |
Financial Select Sector SPDR ETF Jan 6 2023 38.00 call | call | 81369Y905 | 3,000 | 3,000 | PRN | Call | SOLE | 0 | 0 | 0 | |
Financial Select Sector SPDR ETF Jan 6 2023 39.00 call | call | 81369Y905 | 2,500 | 5,000 | PRN | Call | SOLE | 0 | 0 | 0 | |
Financial Select Sector SPDR ETF Jun 16 2023 40.00 call | call | 81369Y905 | 219,000 | 6,000 | PRN | Call | SOLE | 0 | 0 | 0 | |
Shift4 PMTS Inc CL A | common | 82452J109 | 1,510,613 | 27,009 | SH | SOLE | 0 | 0 | 0 | ||
Southern Sts Bancshares Inc | common | 843878307 | 3,346,273 | 115,588 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR S&P BK ETF | common | 78464A797 | 3,408,825 | 75,500 | SH | SOLE | 0 | 0 | 0 | ||
SVB Financial Group | common | 78486Q101 | 23,014 | 100 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR S&P REGL BKG Jan 6 2023 60 call | call | 78464A908 | 172,500 | 5,000 | PRN | Call | SOLE | 0 | 0 | 0 | |
SPDR SER TR S&P REGL BKG Jan 6 2023 60.50 call | call | 78464A908 | 40,000 | 2,500 | PRN | Call | SOLE | 0 | 0 | 0 | |
SPDR SER TR S&P REGL BKG Jan 20 2023 63 call | call | 78464A908 | 45,000 | 2,500 | PRN | Call | SOLE | 0 | 0 | 0 | |
SPDR SER TR S&P REGL BKG Jan 20 2023 64 call | call | 78464A908 | 27,500 | 2,500 | PRN | Call | SOLE | 0 | 0 | 0 | |
Triumph Financial Inc | common | 89679E300 | 2,444 | 50 | SH | SOLE | 0 | 0 | 0 | ||
United Community Banks Blairsvle GA | common | 90984P303 | 653,523 | 19,335 | SH | SOLE | 0 | 0 | 0 | ||
US Metro Bank | common | 90343B102 | 4,421,456 | 1,075,780 | SH | SOLE | 0 | 0 | 0 | ||
UWM Holdings Corp | common | 91823B109 | 318,396 | 96,192 | SH | SOLE | 0 | 0 | 0 | ||
UWM Holdings Corp Jan 19 2024 3 call | call | 91823B909 | 81,370 | 1,030 | PRN | Call | SOLE | 0 | 0 | 0 | |
Western Alliance Bancorp | common | 957638109 | 2,056,071 | 34,521 | SH | SOLE | 0 | 0 | 0 |