The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Affirm Hldgs May 19 2023 12.50 put | put | 00827B956 | 139,000 | 500 | PRN | Put | SOLE | 0 | 0 | 0 | |
ALLY Financial Apr 21 2023 36 call | call | 02005N900 | 1,250 | 500 | PRN | Call | SOLE | 0 | 0 | 0 | |
ALLY Financial Apr 21 2023 27 put | put | 02005N950 | 118,750 | 500 | PRN | Put | SOLE | 0 | 0 | 0 | |
Amerant Bancorp CL A | common | 023576101 | 1,889,421 | 86,830 | SH | SOLE | 0 | 0 | 0 | ||
Ameris Bancorp | common | 03076K108 | 591,864 | 16,180 | SH | SOLE | 0 | 0 | 0 | ||
Banc of California Inc | common | 05990K106 | 1,768,196 | 141,117 | SH | SOLE | 0 | 0 | 0 | ||
Bay Community Bancorp | common | 072205107 | 1,326,400 | 160,000 | SH | SOLE | 0 | 0 | 0 | ||
B. Riley Financial Jul 21 2023 35 put | put | 05580M108 | 54,000 | 60 | PRN | Put | SOLE | 0 | 0 | 0 | |
CNB Finl Corp PA | common | 126128107 | 2,126,496 | 110,755 | SH | SOLE | 0 | 0 | 0 | ||
Coastal Financial Corp WA | common | 19046P209 | 3,419,077 | 94,948 | SH | SOLE | 0 | 0 | 0 | ||
Communities First Financial Corp | common | 20344D104 | 8,582,768 | 136,451 | SH | SOLE | 0 | 0 | 0 | ||
Credit Accep Corp MICH Apr 21 2023 500 call | call | 225310101 | 2,875 | 10 | PRN | Call | SOLE | 0 | 0 | 0 | |
East West Bancorp Inc | common | 27579R104 | 1,609,500 | 29,000 | SH | SOLE | 0 | 0 | 0 | ||
First Bancorp NC | common | 318910106 | 4,346,263 | 122,361 | SH | SOLE | 0 | 0 | 0 | ||
First Bancshares Inc MS | common | 318916103 | 3,962,296 | 153,399 | SH | SOLE | 0 | 0 | 0 | ||
First Bancshares Inc MS Sep 15 2023 30 call | call | 318916903 | 4,900 | 40 | PRN | Call | SOLE | 0 | 0 | 0 | |
Gateway Bank FSB | common | 36758P102 | 870,000 | 3,000,000 | SH | SOLE | 0 | 0 | 0 | ||
Global X FDS FINTECH ETF Apr 21 2023 19 put | put | 37954Y954 | 22,500 | 1,500 | PRN | Put | SOLE | 0 | 0 | 0 | |
Heritage Commerce Corp | common | 426927109 | 903,713 | 108,489 | SH | SOLE | 0 | 0 | 0 | ||
Heritage Financial WASH | common | 42722X106 | 2,396,800 | 112,000 | SH | SOLE | 0 | 0 | 0 | ||
Invesco EXCH Traded FD TR II KBW BK ETF | common | 46138E628 | 1,804,710 | 43,000 | SH | SOLE | 0 | 0 | 0 | ||
Mainstreet Bancshares Inc | common | 56064Y100 | 1,278,114 | 54,411 | SH | SOLE | 0 | 0 | 0 | ||
Marqeta Inc CL A | common | 57142B104 | 48,422 | 10,600 | SH | SOLE | 0 | 0 | 0 | ||
Mastercard Incorporated CL A | common | 57636Q104 | 72,682 | 200 | SH | SOLE | 0 | 0 | 0 | ||
McHenry Bancorp, Inc. | common | 580683209 | 1,732,509 | 68,209 | SH | SOLE | 0 | 0 | 0 | ||
Metropolitan Bk Hldg | common | 591774104 | 23,723 | 700 | SH | SOLE | 0 | 0 | 0 | ||
New York Cmnty Bancorp Inc | common | 649445103 | 2,743,640 | 303,500 | SH | SOLE | 0 | 0 | 0 | ||
Nuvei Corporation | SUB VTG SHS | 67079A102 | 2,002,585 | 46,010 | SH | SOLE | 0 | 0 | 0 | ||
Payoneer Global Inc | common | 70451X104 | 1,206,388 | 192,100 | SH | SOLE | 0 | 0 | 0 | ||
Paysign Inc | common | 70451A104 | 885,840 | 244,033 | SH | SOLE | 0 | 0 | 0 | ||
PCB Bancorp | common | 69320M109 | 979,104 | 67,571 | SH | SOLE | 0 | 0 | 0 | ||
Popular Inc | common | 733174700 | 401,870 | 7,000 | SH | SOLE | 0 | 0 | 0 | ||
Financial Select Sector SPDR ETF Apr 28 2023 30 put | put | 81369Y955 | 122,500 | 5,000 | PRN | Put | SOLE | 0 | 0 | 0 | |
Financial Select Sector SPDR ETF Jun 16 2023 34.00 call | call | 81369Y905 | 156,250 | 2,500 | PRN | Call | SOLE | 0 | 0 | 0 | |
Financial Select Sector SPDR ETF Jun 16 2023 36.00 call | call | 81369Y905 | 80,000 | 5,000 | PRN | Call | SOLE | 0 | 0 | 0 | |
Financial Select Sector SPDR ETF Jun 16 2023 40.00 call | call | 81369Y905 | 5,000 | 2,500 | PRN | Call | SOLE | 0 | 0 | 0 | |
Financial Select Sector SPDR ETF Jun 16 2023 41.00 call | call | 81369Y905 | 2,600 | 2,600 | PRN | Call | SOLE | 0 | 0 | 0 | |
Shift4 PMTS Inc CL A | common | 82452J109 | 1,061,882 | 14,009 | SH | SOLE | 0 | 0 | 0 | ||
Southern Sts Bancshares Inc | common | 843878307 | 2,299,378 | 101,968 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR S&P BK ETF | common | 78464A797 | 4,122,840 | 94,000 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR S&P REGL BKG Apr 21 2023 50 call | call | 78464A907 | 35,250 | 1,500 | PRN | Call | SOLE | 0 | 0 | 0 | |
Synchrony Financial Apr 21 2023 36 call | call | 87165B903 | 3,000 | 300 | PRN | Call | SOLE | 0 | 0 | 0 | |
Trustmark Corp | common | 898402102 | 10,176 | 412 | SH | SOLE | 0 | 0 | 0 | ||
United Community Banks Blairsvle GA | common | 90984P303 | 543,700 | 19,335 | SH | SOLE | 0 | 0 | 0 | ||
US Metro Bank | common | 90343B102 | 3,872,322 | 1,075,645 | SH | SOLE | 0 | 0 | 0 | ||
UWM Holdings Corp | common | 91823B109 | 98,200 | 20,000 | SH | SOLE | 0 | 0 | 0 | ||
UWM Holdings Corp Jan 19 2024 3 call | call | 91823B909 | 260,250 | 1,300 | PRN | Call | SOLE | 0 | 0 | 0 | |
Western Alliance Bancorp | common | 957638109 | 1,765,912 | 49,688 | SH | SOLE | 0 | 0 | 0 | ||
Western Alliance Bancorp Apr 21 2023 50 call | call | 957638909 | 10,000 | 500 | PRN | Call | SOLE | 0 | 0 | 0 | |
Western Alliance Bancorp May 19 2023 40 call | call | 957638909 | 140,000 | 500 | PRN | Call | SOLE | 0 | 0 | 0 |