The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Amerant Bancorp CL A | common | 023576101 | 1,305,237 | 75,930 | SH | SOLE | 0 | 0 | 0 | ||
Banc of California Inc | common | 05990K106 | 1,900,475 | 164,117 | SH | SOLE | 0 | 0 | 0 | ||
B. Riley Financial Jul 21 2023 35 put | put | 05580M108 | 1,800 | 60 | PRN | Put | SOLE | 0 | 0 | 0 | |
B. Riley Financial Oct 20 2023 25 put | put | 05580M108 | 63,000 | 400 | PRN | Put | SOLE | 0 | 0 | 0 | |
Central VY CMNTY Bancorp | common | 155685100 | 7,725 | 500 | SH | SOLE | 0 | 0 | 0 | ||
CNB Finl Corp PA | common | 126128107 | 1,954,826 | 110,755 | SH | SOLE | 0 | 0 | 0 | ||
Coastal Financial Corp WA | common | 19046P209 | 3,951,292 | 104,948 | SH | SOLE | 0 | 0 | 0 | ||
Communities First Financial Corp | common | 20344D104 | 8,413,396 | 138,151 | SH | SOLE | 0 | 0 | 0 | ||
East West Bancorp Inc | common | 27579R104 | 1,530,910 | 29,000 | SH | SOLE | 0 | 0 | 0 | ||
First Bancorp NC | common | 318910106 | 2,131,915 | 71,661 | SH | SOLE | 0 | 0 | 0 | ||
First Bancshares Inc MS | common | 318916103 | 3,963,830 | 153,399 | SH | SOLE | 0 | 0 | 0 | ||
First Bancshares Inc MS Sep 15 2023 30 call | call | 318916903 | 7,400 | 40 | PRN | Call | SOLE | 0 | 0 | 0 | |
Gateway Bank FSB | common | 36758P102 | 480,000 | 3,000,000 | SH | SOLE | 0 | 0 | 0 | ||
Global X FDS FINTECH ETF Jul 21 2023 19 put | put | 37954Y954 | 2,400 | 160 | PRN | Put | SOLE | 0 | 0 | 0 | |
Goldman Sachs Group Inc | common | 38141G104 | 322,540 | 1,000 | SH | SOLE | 0 | 0 | 0 | ||
Heritage Commerce Corp | common | 426927109 | 547,167 | 66,083 | SH | SOLE | 0 | 0 | 0 | ||
Heritage Financial WASH | common | 42722X106 | 1,617 | 100 | SH | SOLE | 0 | 0 | 0 | ||
Invesco EXCH Traded FD TR II KBW BK ETF | common | 46138E628 | 1,765,150 | 43,000 | SH | SOLE | 0 | 0 | 0 | ||
Mainstreet Bancshares Inc | common | 56064Y100 | 1,237,961 | 54,632 | SH | SOLE | 0 | 0 | 0 | ||
McHenry Bancorp, Inc. | common | 580683209 | 1,732,509 | 68,209 | SH | SOLE | 0 | 0 | 0 | ||
Metropolitan Bk Hldg | common | 591774104 | 24,311 | 700 | SH | SOLE | 0 | 0 | 0 | ||
New York Cmnty Bancorp Inc | common | 649445103 | 3,411,340 | 303,500 | SH | SOLE | 0 | 0 | 0 | ||
New York Cmnty Bancorp Inc Jul 21 2023 10 call | call | 649445903 | 132,500 | 1,000 | PRN | Call | SOLE | 0 | 0 | 0 | |
Nuvei Corporation | SUB VTG SHS | 67079A102 | 1,360,056 | 46,010 | SH | SOLE | 0 | 0 | 0 | ||
Pacwest Bancorp Jan 17 2025 8 call | call | 695262903 | 292,500 | 900 | PRN | Call | SOLE | 0 | 0 | 0 | |
Pacwest Bancorp Jul 21 2023 5.50 put | put | 695263953 | 2,500 | 200 | PRN | Put | SOLE | 0 | 0 | 0 | |
Payoneer Global Inc | common | 70451X104 | 1,231,841 | 256,100 | SH | SOLE | 0 | 0 | 0 | ||
PCB Bancorp | common | 69320M109 | 919,963 | 62,540 | SH | SOLE | 0 | 0 | 0 | ||
Popular Inc | common | 733174700 | 423,640 | 7,000 | SH | SOLE | 0 | 0 | 0 | ||
Financial Select Sector SPDR ETF Jan 19 2024 28 put | put | 81369Y955 | 162,500 | 5,000 | PRN | Put | SOLE | 0 | 0 | 0 | |
Shift4 PMTS Inc CL A | common | 82452J109 | 1,290,901 | 19,009 | SH | SOLE | 0 | 0 | 0 | ||
Shift4 PMTS Inc CL A Jul 21 2023 65 call | call | 82452J909 | 83,700 | 180 | PRN | Call | SOLE | 0 | 0 | 0 | |
SOFI Technologies Inc Jul 21 2023 6 put | put | 83406F952 | 1,750 | 500 | PRN | Put | SOLE | 0 | 0 | 0 | |
Southern Sts Bancshares Inc | common | 843878307 | 2,155,555 | 102,159 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR S&P BK ETF | common | 78464A797 | 3,838,020 | 94,000 | SH | SOLE | 0 | 0 | 0 | ||
SPDR SER TR S&P REGL BKG Jul 21 2023 44 call | call | 78464A907 | 2,100 | 60 | PRN | Call | SOLE | 0 | 0 | 0 | |
Synchrony Financial Jul 21 2023 30 put | put | 87165B953 | 1,875 | 150 | PRN | Put | SOLE | 0 | 0 | 0 | |
Trustmark Corp | common | 898402102 | 8,701 | 412 | SH | SOLE | 0 | 0 | 0 | ||
United Community Banks Blairsvle GA | common | 90984P303 | 483,182 | 19,335 | SH | SOLE | 0 | 0 | 0 | ||
US Metro Bank | common | 90343B102 | 3,781,966 | 1,066,845 | SH | SOLE | 0 | 0 | 0 | ||
Western Alliance Bancorp | common | 957638109 | 2,541,521 | 69,688 | SH | SOLE | 0 | 0 | 0 |