The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
FCB Financial Holdings Inc CL A | common | 30255G103 | 2,661 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
Anchor Bank Wis INC Del | common | 03283P106 | 4,055 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
Bank of Marin Bancorp | common | 063425102 | 394 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
Bank of the James Financial Group | common | 470299108 | 1,405 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
Bank of the Ozarks Inc | common | 063904106 | 2,856 | 68,038 | SH | SOLE | 68,038 | 0 | 0 | ||
Bay Bancorp Inc | common | 07203T106 | 3,241 | 672,462 | SH | SOLE | 672,462 | 0 | 0 | ||
BOFI Hldg Inc | common | 05566U108 | 2,027 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
BOFI Hldg Inc July 15 2016 15.00 | call | 05566U908 | 264 | 400 | PRN | Call | SOLE | 400 | 0 | 0 | |
BOFI Hldg Inc July 15 2016 17.50 | call | 05566U908 | 144 | 300 | PRN | Call | SOLE | 300 | 0 | 0 | |
Carolina Bk Hldgs Greensboro | common | 143785103 | 3,049 | 181,460 | SH | SOLE | 181,460 | 0 | 0 | ||
Columbia Bkg Sys Inc | common | 197236102 | 898 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
CU Bancorp Calif | common | 126534106 | 4,234 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
Cullen Frost Bankers Inc | common | 229899109 | 3,307 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
Direxion SHS ETF Tr Dly S&P 500 Bear | common | 25459Y371 | 324 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
Evans Bancorp Inc | common | 29911Q208 | 4,919 | 201,615 | SH | SOLE | 201,615 | 0 | 0 | ||
First Bancshares Inc MS | common | 318916103 | 4,547 | 290,935 | SH | SOLE | 290,935 | 0 | 0 | ||
First Mid Ill Bancshares, Inc. | common | 320866106 | 3,391 | 140,662 | SH | SOLE | 140,662 | 0 | 0 | ||
Franklin Financial Network | common | 35352P104 | 5,406 | 200,216 | SH | SOLE | 200,216 | 0 | 0 | ||
Grandsouth Bancorporation | common | 386627301 | 1,579 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
Green Bancorp Inc | common | 39260X100 | 2,699 | 356,500 | SH | SOLE | 356,500 | 0 | 0 | ||
Heritage Commerce Corp | common | 426927109 | 3,694 | 369,000 | SH | SOLE | 369,000 | 0 | 0 | ||
MB Financial Inc New | common | 55264U108 | 1,168 | 36,000 | SH | SOLE | 36,000 | 0 | 0 | ||
Northern States Financial Corp | common | 665751103 | 2,376 | 3,847,685 | SH | SOLE | 3,847,685 | 0 | 0 | ||
Northwest Bancorporation | common | 667337109 | 2,576 | 289,407 | SH | SOLE | 289,407 | 0 | 0 | ||
Pacific Premier Bancorp | common | 69478X105 | 6,672 | 312,200 | SH | SOLE | 312,200 | 0 | 0 | ||
Pulaski Financial Corp | common | 745548107 | 3,973 | 246,030 | SH | SOLE | 246,030 | 0 | 0 | ||
Servisfirst Bancshares Inc | common | 81768T108 | 4,440 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
SmartFinancial Inc | common | 83190L208 | 1,783 | 96,395 | SH | SOLE | 96,395 | 0 | 0 | ||
Sunshine Bancorp Inc | common | 86777J108 | 1,315 | 90,440 | SH | SOLE | 90,440 | 0 | 0 | ||
Triumph Bancorp Inc | common | 89679E300 | 3,799 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
United States Oil Fund Apr 1 2016 8.00 | put | 91232N958 | 1 | 2,000 | PRN | Put | SOLE | 2,000 | 0 | 0 | |
United States Oil Fund Apr 1 2016 8.50 | put | 91232N958 | 1 | 1,000 | PRN | Put | SOLE | 1,000 | 0 | 0 | |
United States Oil Fund Apr 1 2016 9.00 | put | 91232N958 | 6 | 600 | PRN | Put | SOLE | 600 | 0 | 0 | |
Webster Financial Corp Conn | common | 947890109 | 898 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Wilshire Bancorp Inc | common | 97186T108 | 721 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
ZIONS Bancorporation | common | 989701107 | 968 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ZIONS Bancorporation Jan 20 2017 20.00 | call | 989701907 | 349 | 650 | PRN | Call | SOLE | 650 | 0 | 0 |