The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
FCB Financial Holdings Inc CL A | common | 30255G103 | 2,720 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
Bank of Marin Bancorp | common | 063425102 | 387 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
Bank of the James Financial Group | common | 470299108 | 1,470 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
Bank of the Ozarks Inc | common | 063904106 | 2,064 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
Bay Bancorp Inc | common | 07203T106 | 3,017 | 595,000 | SH | SOLE | 595,000 | 0 | 0 | ||
BOFI Hldg Inc | common | 05566U108 | 1,682 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
BOFI Hldg Inc July 15 2016 15.00 | call | 05566U908 | 108 | 400 | PRN | Call | SOLE | 400 | 0 | 0 | |
BOFI Hldg Inc July 15 2016 17.50 | call | 05566U908 | 23 | 300 | PRN | Call | SOLE | 300 | 0 | 0 | |
Carolina Bk Hldgs Greensboro | common | 143785103 | 4,020 | 230,000 | SH | SOLE | 230,000 | 0 | 0 | ||
Columbia Bkg Sys Inc | common | 197236102 | 842 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
CU Bancorp Calif | common | 126534106 | 4,546 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
Cullen Frost Bankers Inc | common | 229899109 | 3,187 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Direxion SHS ETF Tr Dly S&P 500 Bear | common | 25459Y371 | 571 | 41,000 | SH | SOLE | 41,000 | 0 | 0 | ||
Evans Bancorp Inc | common | 29911Q208 | 5,081 | 206,222 | SH | SOLE | 206,222 | 0 | 0 | ||
First Bancshares Inc MS | common | 318916103 | 5,031 | 291,335 | SH | SOLE | 291,335 | 0 | 0 | ||
First Busey Corp | common | 319383204 | 4,157 | 194,363 | SH | SOLE | 194,363 | 0 | 0 | ||
First Mid Ill Bancshares, Inc. | common | 320866106 | 3,557 | 142,292 | SH | SOLE | 142,292 | 0 | 0 | ||
Franklin Financial Network | common | 35352P104 | 6,131 | 195,500 | SH | SOLE | 195,500 | 0 | 0 | ||
Grandsouth Bancorporation | common | 386627301 | 1,750 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
Green Bancorp Inc | common | 39260X100 | 3,021 | 346,500 | SH | SOLE | 346,500 | 0 | 0 | ||
Hampton Roads Bankshares, Inc. | common | 409321502 | 52 | 29,086 | SH | SOLE | 29,086 | 0 | 0 | ||
Heritage Commerce Corp | common | 426927109 | 3,972 | 377,210 | SH | SOLE | 377,210 | 0 | 0 | ||
MB Financial Inc New | common | 55264U108 | 1,306 | 36,000 | SH | SOLE | 36,000 | 0 | 0 | ||
Northern States Financial Corp | common | 665751103 | 2,389 | 3,847,685 | SH | SOLE | 3,847,685 | 0 | 0 | ||
Northwest Bancorporation | common | 667337109 | 2,755 | 299,407 | SH | SOLE | 299,407 | 0 | 0 | ||
Old Natl Bancorp IND | common | 680033107 | 4,004 | 319,545 | SH | SOLE | 319,545 | 0 | 0 | ||
Pacific Premier Bancorp | common | 69478X105 | 7,200 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
Proshares TR PSHS ULSHT SP500 | put | 74347B950 | 27 | 500 | PRN | Put | SOLE | 500 | 0 | 0 | |
Servisfirst Bancshares Inc | common | 81768T108 | 4,692 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
SmartFinancial Inc | common | 83190L208 | 2,187 | 136,682 | SH | SOLE | 136,682 | 0 | 0 | ||
Sunshine Bancorp Inc | common | 86777J108 | 1,281 | 90,440 | SH | SOLE | 90,440 | 0 | 0 | ||
Triumph Bancorp Inc | common | 89679E300 | 3,840 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
Webster Financial Corp Conn | common | 947890109 | 849 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Wilshire Bancorp Inc | common | 97186T108 | 729 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
Xenith Bankshares Inc | common | 98410X105 | 1,043 | 131,253 | SH | SOLE | 131,253 | 0 | 0 | ||
ZIONS Bancorporation | common | 989701107 | 1,005 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ZIONS Bancorporation Jan 20 2017 20.00 | call | 989701907 | 380 | 650 | PRN | Call | SOLE | 650 | 0 | 0 |