The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Ameris Bancorp Jul 19 2019 35 | call | 03076K908 | 62 | 301 | PRN | Call | SOLE | 62 | 0 | 0 | |
Ameris Bancorp | common | 03076K108 | 6,169 | 179,600 | SH | SOLE | 6,169 | 0 | 0 | ||
Banc of California | common | 05990K106 | 155 | 11,200 | SH | SOLE | 155 | 0 | 0 | ||
Banc of California Inc Apr 18 2019 16 | call | 05990K906 | 19 | 1,500 | PRN | Call | SOLE | 19 | 0 | 0 | |
Banc of California Inc Apr 18 2019 21 | call | 05990K906 | 6 | 2,430 | PRN | Call | SOLE | 6 | 0 | 0 | |
Banc of California Inc Jul 19 2019 17 | call | 05990K906 | 16 | 1,600 | PRN | Call | SOLE | 16 | 0 | 0 | |
Bank of Commerce Holdings | common | 06424J103 | 3,052 | 289,321 | SH | SOLE | 3,052 | 0 | 0 | ||
Bank of Fincastle | common | 062113105 | 1,129 | 486,486 | SH | SOLE | 1,129 | 0 | 0 | ||
Bay Banks of Virginia, Inc. | common | 072035108 | 1,808 | 234,820 | SH | SOLE | 1,808 | 0 | 0 | ||
Cadence Bancorporation CL A, Jun 21 2018 $17.50 | call | 12739A900 | 97 | 450 | PRN | Call | SOLE | 97 | 0 | 0 | |
Cadence Bancorporation CL A | common | 12739A100 | 3,608 | 194,500 | SH | SOLE | 3,608 | 0 | 0 | ||
CalWest Bancorp | common | 13169Q102 | 1,124 | 2,883,000 | SH | SOLE | 1,124 | 0 | 0 | ||
Citizens Commerce Bancshares, Inc. | common | 17452P101 | 1,162 | 193,746 | SH | SOLE | 1,162 | 0 | 0 | ||
Columbia Bkg Sys Inc | common | 197236102 | 1,406 | 43,014 | SH | SOLE | 1,406 | 0 | 0 | ||
Cullen Frost Bankers Inc | common | 229899109 | 971 | 10,000 | SH | SOLE | 971 | 0 | 0 | ||
Evans Bancorp Inc | common | 29911Q208 | 4,535 | 127,201 | SH | SOLE | 4,535 | 0 | 0 | ||
First Bancorp NC | common | 318910106 | 4,886 | 140,000 | SH | SOLE | 4,886 | 0 | 0 | ||
First Bancshares Inc MS | common | 318916103 | 8,464 | 273,925 | SH | SOLE | 8,464 | 0 | 0 | ||
First Busey Corp | common | 319383204 | 3,540 | 145,062 | SH | SOLE | 3,540 | 0 | 0 | ||
First Intst Bancsystem CL A | common | 32055Y201 | 4,109 | 103,199 | SH | SOLE | 4,109 | 0 | 0 | ||
First South Bancorp, Inc. | common | 33646D102 | 1,805 | 1,597,246 | SH | SOLE | 1,805 | 0 | 0 | ||
First Midwest Bancorp DEL | common | 320867104 | 2,994 | 146,349 | SH | SOLE | 2,994 | 0 | 0 | ||
Franklin Financial Network | common | 35352P104 | 3,626 | 125,000 | SH | SOLE | 3,626 | 0 | 0 | ||
Grandsouth Bancorporation | common | 386627301 | 5,568 | 342,661 | SH | SOLE | 5,568 | 0 | 0 | ||
Heritage Commerce Corp | common | 426927109 | 2,577 | 213,000 | SH | SOLE | 2,577 | 0 | 0 | ||
Home Bancshares, Inc. | common | 436893200 | 1,246 | 70,916 | SH | SOLE | 1,246 | 0 | 0 | ||
Homestreet Inc May 17 2019 $17.50 | call | 43785V902 | 613 | 700 | PRN | Call | SOLE | 613 | 0 | 0 | |
Hope Bancorp Inc | common | 43940T109 | 709 | 54,238 | SH | SOLE | 709 | 0 | 0 | ||
Invesco Exchange Traded Sr Ln ETF Apr 18 2019 22 | put | 46138G958 | 6 | 2,450 | PRN | Put | SOLE | 6 | 0 | 0 | |
Lakeland Bancorp Inc | common | 511637100 | 1,451 | 97,162 | SH | SOLE | 1,451 | 0 | 0 | ||
Lakeland Bancorp Inc Apr 18 2019 17.50 | call | 511637900 | 4 | 140 | PRN | Call | SOLE | 4 | 0 | 0 | |
MainStreet Bancshares Inc | common | 56064Y100 | 5,684 | 263,158 | SH | SOLE | 5,684 | 0 | 0 | ||
Metro Phoenix Bank | common | 59165E106 | 2,102 | 176,667 | SH | SOLE | 2,102 | 0 | 0 | ||
Old Natl Bancorp IND | common | 680033107 | 3,608 | 220,000 | SH | SOLE | 3,608 | 0 | 0 | ||
OP Bancorp | common | 67109R109 | 3,229 | 368,980 | SH | SOLE | 3,229 | 0 | 0 | ||
Oregon Pacific Bancorp | common | 686040205 | 1,876 | 323,534 | SH | SOLE | 1,876 | 0 | 0 | ||
Pacific Premier Bancorp | common | 69478X105 | 6,235 | 235,000 | SH | SOLE | 6,235 | 0 | 0 | ||
Pacific West Bank | common | 69506W202 | 2,216 | 152,857 | SH | SOLE | 2,216 | 0 | 0 | ||
Pacwest Bancorp DEL | common | 695263103 | 4,965 | 132,000 | SH | SOLE | 4,965 | 0 | 0 | ||
Pioneer Bancshares, Inc. | common | 72357G102 | 2,499 | 95,000 | SH | SOLE | 2,499 | 0 | 0 | ||
Preferred BK Los Angeles CA | common | 740367404 | 2,694 | 59,900 | SH | SOLE | 2,694 | 0 | 0 | ||
Prime Meridian Holding Company | common | 74164R107 | 1,296 | 63,375 | SH | SOLE | 1,296 | 0 | 0 | ||
SB Financial Group Inc. | common | 78408D105 | 4,796 | 266,144 | SH | SOLE | 4,796 | 0 | 0 | ||
Select Bancorp Inc | common | 81617L108 | 6,337 | 557,340 | SH | SOLE | 6,337 | 0 | 0 | ||
Severn Bancorp Annapolis MD | common | 81811M100 | 1,212 | 127,930 | SH | SOLE | 1,212 | 0 | 0 | ||
SVB Financial Group | common | 78486Q101 | 5,737 | 25,800 | SH | SOLE | 5,737 | 0 | 0 | ||
Synovus Financial Corp | common | 87161C501 | 5,125 | 149,150 | SH | SOLE | 5,125 | 0 | 0 | ||
Synovus Financial Corp Aug 16 2019 38 | call | 87161C901 | 17 | 210 | PRN | Call | SOLE | 17 | 0 | 0 | |
Texas Capital Bancshares Inc | common | 88224Q107 | 55 | 1,000 | SH | SOLE | 55 | 0 | 0 | ||
Triumph Bancorp Inc | common | 89679E300 | 1,470 | 50,000 | SH | SOLE | 1,470 | 0 | 0 | ||
US Metro Bank | common | 90343B102 | 2,651 | 759,573 | SH | SOLE | 2,651 | 0 | 0 | ||
Veritex Holdings Inc | common | 923451108 | 1,339 | 55,300 | SH | SOLE | 1,339 | 0 | 0 | ||
Webster Financial Corp Conn | common | 947890109 | 760 | 15,000 | SH | SOLE | 760 | 0 | 0 | ||
Western Alliance Bancorp | common | 957638109 | 2,397 | 58,400 | SH | SOLE | 2,397 | 0 | 0 | ||
Western Alliance Bancorp May 17 2019 35 | call | 957638909 | 80 | 120 | PRN | Call | SOLE | 80 | 0 | 0 |