UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
February 23, 2011 (February 22, 2011)
KEATING CAPITAL, INC.
(Exact name of registrant as specified in its charter)
Maryland | 000-53504 | 26-2582882 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
5251 DTC Parkway, Suite 1000 Greenwood Village, CO 80111 |
(Address of principal executive offices and zip code) |
Registrant’s telephone number, including area code: (720) 889-0139
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
⃞ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
⃞ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
⃞ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
⃞ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01 Regulation FD Disclosure.
On February 23, 2011, Keating Capital, Inc. (the “Company”) issued a press release disclosing that the Company made an additional $900,000 investment in MBA Polymers, Inc., one of its existing portfolio companies. This additional investment was made on February 22, 2011, as part of an extension of MBA Polymers’ Series G Convertible Preferred Stock financing in which a total of approximately $14.6 million was raised. The Company had previously invested $1.1 million in the initial closing of MBA Polymers’ $25 million Series G financing round in October 2010.
A copy of the Company’s press release issued February 23, 2011, is attached as Exhibit 99.1 and is incorporated herein by this reference.
Item 9.01 Financial Statements and Exhibits.
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
| | Exhibit No. | Description |
| | |
| 99.1 | Press Release dated February 23, 2011 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: | February 23, 2011 | KEATING CAPITAL, INC. |
| | |
| | |
| | By: | /s/ Timothy J. Keating |
| | | Timothy J. Keating |
| | | President and Chief Executive Officer |
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