| Form 1-K Issuer Information |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 1-K | OMB APPROVAL |
| OMB Number: 3235-0720 Estimated average burden hours per response: 600.0 |
1-K: Filer Information
| Issuer CIK | 0001444874 |
| Issuer CCC | XXXXXXXX |
| Is filer a shell company? | 
Yes
No
|
| Is the electronic copy of an official filing submitted in paper format? |  |
| File Number | |
| Is this filing by a successor company pursuant to Rule 257(b)(5) resulting from a merger or other business combination? |
Yes
No
|
| Successor File Number |
| Is this a LIVE or TEST Filing? |
LIVE
TEST
|
| Would you like a Return Copy? | |
| Period | 12-31-2022 |
| Name | |
| Phone | |
| E-Mail Address |
| Notify via Filing Website only? | |
1-K: Tab 1 Notification
| This Form 1-K is to provide an |
Annual Report
Special Financial Report for the fiscal year
|
| Fiscal Year End | 12-31-2022 |
| Exact name of issuer as specified in the issuer's charter | Teton Advisors, Inc. |
| CIK | 0001444874 |
| Jurisdiction of Incorporation / Organization |
DELAWARE
|
| I.R.S. Employer Identification Number | 13-4008049 |
| Address 1 | 189 Mason Street |
| Address 2 | |
| City | Greenwich |
| State/Country |
CONNECTICUT
|
| Mailing Zip/ Postal Code | 06830 |
| Phone | 914-457-1070 |
| Title of each class of securities issued pursuant to Regulation A | Common Stock |
1-K: Summary Information Regarding Prior Offering and Proceeds
Summary Information
The following information must be provided for any Regulation A
offering that has terminated or completed prior to the filing of
this Form 1-K, unless such information has been previously reported
in a manner permissible under Rule 257. If such information has been
previously reported, check this box and leave the rest of Part I
blank.
| Commission File Number of the offering statement | 024-11882 |
| Date of qualification of the offering statement | 06-01-2022 |
| Date of commencement of the offering | 06-03-2022 |
| Amount of securities qualified to be sold in the offering | 440162 |
| Amount of securities sold in the offering | 325349 |
| Price per security |
$
15.5000 |
| The portion of aggregate sales attributable to securities sold on behalf of the issuer |
$
5042910.00 |
| The portion of the aggregate sales attributable to securities sold on behalf of selling securityholders |
$
0.00 |
Fees in connection with this offering and names of service providers.
| Underwriters - Name of Service Provider | Underwriters - Fees |
$
| |
| Sales Commissions - Name of Service Provider | Sales Commissions - Fee |
$
| |
| Finders' Fees - Name of Service Provider | Finders' Fees - Fees |
$
| |
| Accounting or Audit - Name of Service Provider | RSM US LLP | Accounting or Audit - Fees |
$
19950.00 |
| Legal - Name of Service Provider | Olshan Frome Wolosky LLP | Legal - Fees |
$
131253.00 |
| Promoters - Name of Service Provider | N/A | Promoters - Fees |
$
13861.00 |
| Blue Sky Compliance - Name of Service Provider | VSP Services LLC | Blue Sky Compliance - Fees |
$
13861.00 |
| CRD Number of any broker or dealer listed | |
| Net proceeds to the issuer |
$
4786237.00 |
| Clarification of responses (if necessary) |