UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
(Amendment No.1)
(Mark One)
☒QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended: June 30, 2023
☐TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from to .
Commission file number: 000-50053
NEWSTREAM ENERGY TECHNOLOGIES GROUP, INC.
(Exact name of small business issuer as specified in its charter)
(CLEAN COAL TECHNOLOGIES, INC.)
(Former Name if Changed since Last Report)
Nevada | 26-1079442 |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) |
295 Madison Avenue (12th Floor), New York, NY | 10017 |
(Address of principal executive offices) | (Zip Code) |
(646) 727-4847
(Issuer’s telephone number)
Securities registered pursuant to Section 12(b) of the Act:
Title of Class | Trading Symbol | Name of Exchange on Which Registered |
Common | NSGP | OTCPINKS |
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ☒ No ☐
Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes ☒ No ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer”, “accelerated filer”, “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer ☐ Accelerated filer ☐ Non-accelerated filer ☒ Smaller reporting company ☒ Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected to not use the extended transition period for complying with any new or revisited financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ☐ No ☒
The number of shares outstanding of Registrant’s Common Stock as of date: August 21, 2023: 81,937,325
EXPLANATORY NOTE
This Amendment No. 1 on Form 10-Q/A (“Form 10Q/A”) to the Quarterly Report on Form 10-Q for the quarter ended June 30, 2023, originally filed with the Securities and Exchange Commission on August 21, 2023 (the “Original Form 10-Q”), is being filed for the purpose of correcting an erroneously marked response on the cover page of the Original Form 10-Q.
With respect to the cover page, the “no” box was inadvertently also checked with the “yes” box when responding to whether NewStream Energy Technologies Group Inc. had (1) filed all of its reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports) and (2) been subject to such filing requirements for the past 90 days. This Form 10-Q/A corrects this error by checking “yes” only in response to this question on the cover page.
Other than as expressly set forth above, this Form 10-Q/A does not, and does not purport to, amend, update or restate the information in any other item of the Original Form 10-Q, or reflect any events that have occurred after the Original Form 10-Q was originally filed.
Item 6. Exhibits
+ These exhibits were previously included in the Company’s Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2023, filed with the Securities and Exchange Commission on August 21, 2023.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| | NewStream Technologies Group, Inc. | |
| | | | |
Date: December 29, 2023 | By: | /s/ Robin Eves | |
| | | Robin Eves | |
| | | Chief Executive Officer | |
NONE Being filed for the purpose of correcting an erroneously marked response on the cover page of the Original Form 10-Q. true --12-31 Q2 0001445109 0001445109 2023-08-21
