Vivos (RDGL) Form 4 VIVOS / Michael K Korenko ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:	3235-0287
Estimated average burden
hours per response:	0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Korenko Michael K

(Last) (First) (Middle)

C/O VIVOS INC

719 JADWIN AVENUE

(Street)

RICHLAND WA 99352

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
VIVOS INC [ RDGL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
CEO AND PRESIDENT

3. Date of Earliest Transaction (Month/Day/Year)
10/10/2018

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/24/2018		A		28,197,136	A	(1)	34,427,136	D
Common Stock	10/10/2018		A		3,600,000(2)	A	(2)	38,027,136	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrants	$0.01	10/24/2018		A		14,098,568		10/24/2018	10/24/2020	Common Stock	14,098,568	(1)	14,098,568	D
Options	$0.014	10/24/2018		A		64,961,214		10/24/2018	10/24/2025	Common Stock	64,961,214	(3)	64,961,214	D
Warrants	$0.01	10/10/2018		A		1,800,000(2)		10/10/2018	10/10/2020	Common Stock	1,800,000	(2)	1,800,000	D

Explanation of Responses:

1. Represents securities issued in lieu of cash owed to the Reporting Person for past services rendered to the Issuer in his capacity as Chief Executive Officer and President.

2. On October 10, 2018, in connection with a private placement consummated by the Issuer on such date, the Reporting Person agreed to terminate a bridge note with an outstanding balance of $15,000 ("Outstanding Balance") in exchange for the issuance of $18,000 of units, or 120% of the Outstanding Balance, consisting of 3,600,000 shares of the Issuer's common stock and warrants to purchase 1,800,000 shares of the Issuer's common stock.

3. Represents securities issued to the Reporting Person as a bonus for services rendered to the Issuer in his capacity as Chief Executive Officer and President.

	/s/ Michael K. Korenko	11/13/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.