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As Filed with the Securities and Exchange Commission on November 6, 2008 | | Registration No. |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM F-6
REGISTRATION STATEMENT
under
THE SECURITIES ACT OF 1933
For Depositary Shares Evidenced by American Depositary Receipts
NKWE PLATINUM LIMITED
(Exact name of issuer of deposited securities as specified in its charter)
Not Applicable
(Translation of issuer’s name into English)
Bermuda
(Jurisdiction of incorporation or organization of issuer)
THE BANK OF NEW YORK MELLON
(Exact name of depositary as specified in its charter)
One Wall Street, New York, N.Y. 10286
Telephone (212) 495-1784
(Address, including zip code, and telephone number, including area code, of depositary’s principal executive offices)
The Bank of New York Mellon
ADR Division
One Wall Street, 29th Floor
New York, NY 10286
Telephone (212)-495-1784
(Address, including zip code, and telephone number, including area code, of agent for service)
It is proposed that this filing become effective under Rule 466
o immediately upon filing
o on (Date) at (Time)
If a separate statement has been filed to register the deposited shares, check the following box.o
CALCULATION OF REGISTRATION FEE
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| Title of each class of | | | Amount | | | Proposed maximum | | | Proposed maximum | | | Amount of | |
| Securities to be registered | | | to be registered | | | Aggregate price per unit (1) | | | aggregate offering price (1) | | | registration fee | |
| American Depositary Shares, each American Depositary Share representing 5 ordinary shares of Nkwe Platinum Limited. | | | 50 million American Depositary Shares | | | $0.05 | | | $2,500,000 | | | $98.25 | |
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(1) | | Estimated solely for the purpose of calculating the registration fee. Pursuant to Rule 457(k), such estimate is computed on the basis of the maximum aggregate fees or charges to be imposed in connection with the issuance of American Depositary Shares. |
The Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment which specifically states that this Registration Statement shall become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the registration statement shall become effective, on such date as the Commission, acting pursuant to said Section 8(a), may determine.
TABLE OF CONTENTS
The Prospectus consists of the proposed form of American Depositary Receipt included as Exhibit A to the form of Deposit Agreement filed as Exhibit (a) to this Registration Statement, which is incorporated herein by reference.
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PART I
INFORMATION REQUIRED IN PROSPECTUS
Item 1.Description of the Securities to be Registered
CROSS REFERENCE SHEET
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| | | | | | Location in Form of |
| | | | | | American Depositary Receipt |
| | Item Number and Caption | | Filed Herewith as Prospectus |
(1) | | Name and address of Depositary | | Introductory Paragraph |
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(2) | | Title of American Depositary Receipts and identity of deposited securities
Terms of Deposit: | | Face of American Depositary Receipt, top center |
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| | (i) | | The amount of deposited securities represented by one unit of American Depositary Shares | | Face of American Depositary Receipt — upper right corner |
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| | (ii) | | The procedure for voting, if any, the deposited securities | | Articles 15 and 16 |
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| | (iii) | | The collection and distribution of dividends | | Articles 12, 14 and 15 |
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| | (iv) | | The transmission of notices, reports and proxy soliciting material | | Articles 11, 15 and 16 |
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| | (v) | | The sale or exercise of rights | | Article 13 |
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| | (vi) | | The deposit or sale of securities resulting from dividends, splits or plans of reorganization | | Articles 12 and 17 |
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| | (vii) | | Amendment, extension or termination of the Deposit Agreement | | Articles 20 and 21 |
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| | (viii) | | Rights of holders of receipts to inspect the transfer books of the Depositary and the list of holders of receipts | | Article 11 |
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| | (ix) | | Restrictions upon the right to deposit or withdraw the underlying securities | | Articles 2, 3, 4, 5, 6 and 8 |
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| | | | | | Location in Form of |
| | | | | | American Depositary Receipt |
| | Item Number and Caption | | Filed Herewith as Prospectus |
| | (x) | | Limitation upon the liability of the Depositary | | Articles 13, 18 and 22 |
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(3) | | Fees and Charges | | Article 7 |
Item 2.Available Information
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| | | | | | Location in Form of |
| | | | | | American Depositary Receipt |
| | Item Number and Caption | | Filed Herewith as Prospectus |
(a) | | Information published by Nkwe Platinum Limited | | Article 11 |
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PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 3.Exhibits
(a) Form of Deposit Agreement (including the form of American Depositary Receipt), dated as of November , 2008, among Nkwe Platinum Limited (the “Issuer”), The Bank of New York Mellon, as Depositary (the “Depositary”), and each Owner and Holder from time to time of American Depositary Shares (“ADSs”) issued thereunder.
(d) Opinion of Clifford Chance US LLP, counsel for the Depositary, as to the legality of the securities being registered.
Item 4.Undertakings
(a) The Depositary hereby undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of the ADSs, any reports and communications received from the Issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities and (2) made generally available to the holders of the underlying securities by the Issuer.
(b) The Depositary hereby undertakes to notify each registered holder of an ADS at least thirty days before any change in the fee schedule.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, The Bank of New York Mellon, on behalf of the legal entity created by the Deposit Agreement for the issuance of American Depositary Shares, certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in The City of New York, State of New York, on November 6, 2008.
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| | By: | | THE BANK OF NEW YORK MELLON, |
| | | | as Depositary |
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| | By: | | /s/ U. Marianne Erlandsen |
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| | | | Name: | | U. Marianne Erlandsen |
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| | | | Title: | | Managing Director |
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Pursuant to the requirements of the Securities Act of 1933, Nkwe Platinum Limited has caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized in the United Kingdom on November 6, 2008.
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| | | | NKWE PLATINUM LIMITED |
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| | By: | | /s/ Peter Landau |
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| | | | Name: | | Peter Landau |
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| | | | Title: | | Executive Director |
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Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by or on behalf of the following persons in the capacities indicated on November 6, 2008.
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Name | | Title |
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/s/ Maredi Mphahlele | | |
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Maredi Mphahlele | | Managing Director (Principal Executive Officer) |
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/s/ Anton Weber | | |
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Anton Weber | | Executive Director |
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/s/ Peter Landau | | |
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Peter Landau | | Executive Director |
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/s/ Sharif Pandor | | |
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Sharif Pandor | | Non-Executive Director |
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/s/ Anthony Eastman | | |
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Anthony Eastman | | Financial Controller (Principal Accounting Officer/Principal Financial Officer) |
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/s/ u. Marianne Erlandsen | | |
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The Bank of New York Mellon Name: u. Marianne Erlandsen Title: Managing Director | | Authorized Representative in the United States |
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INDEX TO EXHIBITS
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Exhibits | | |
(a) | | Form of Deposit Agreement, dated as of November , 2008, among the Issuer, the Depositary and each Owner and holder from time to time of ADSs issued thereunder. |
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(d) | | Opinion of Clifford Chance US LLP, counsel for the Depositary, as to the legality of the securities being registered. |
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