UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) or (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
PIMCO ETF Trust
(Exact name of registrant as specified in its charter)
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| State of Delaware | | See Below |
(State of incorporation or organization) | | (I.R.S. Employer Identification No.) |
650 Newport Center Drive
Newport Beach, California 92660
(Address of principal executive offices)
Securities to be registered pursuant to Section 12(b) of the Act:
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Title of Each Class to be Registered | | Exchange | | I.R.S. Employer Identification Number |
PIMCO Municipal Income Opportunities Active Exchange- Traded Fund, $0.001 par value per share | | NYSE Arca, Inc. | | 87-1123992 |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐
Securities Act registration statement file number to which this form relates: 333-155395
Securities to be registered pursuant to Section 12(g) of the Exchange Act: None.
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrant’s Securities to be Registered.
A description of the shares of beneficial interest, $0.001 par value, of the PIMCO Municipal Income Opportunities Active Exchange-Traded Fund, a series of PIMCO ETF Trust (the “Trust”) to be registered hereunder, is set forth in Post-Effective Amendment No. 470 to the Trust’s Registration Statement on Form N-1A (Commission File Nos. 333-155395; 811-22250) filed on August 10, 2021, which description is incorporated herein by reference as filed with the Securities and Exchange Commission. Any form of amendment or supplement to the registration statement that is subsequently filed is hereby also incorporated by reference herein.
Item 2. Exhibits.
1. The Trust’s Amended and Restated Declaration of Trust is included as Exhibit (a)(1) to the Trust’s amended Registration Statement on Form N-1A (File Nos. 333-155395; 811-22250), as filed with the Securities and Exchange Commission on October 26, 2015.
2. The Trust’s Certificate of Trust is included as Exhibit (a)(2) to the Trust’s initial Registration Statement on Form N-1A (File Nos. 333-155395; 811-22250), as filed with the Securities and Exchange Commission on November 14, 2008.
3. The Trust’s Amended and Restated By-Laws are included as Exhibit (b) to the Trust’s amended Registration Statement on Form N-1A (File Nos. 333-155395; 811-22250), as filed with the Securities and Exchange Commission on October 26, 2015.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized, as of this 10th day of August, 2021.
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PIMCO ETF TRUST |
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| By: | | |
| Name: | | Eric D. Johnson |
| Title: | | President |
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