UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): April 5, 2013
THE FRONTIER FUND
FRONTIER DIVERSIFIED SERIES; FRONTIER LONG/SHORT COMMODITY
SERIES; FRONTIER MASTERS SERIES; BALANCED SERIES; FRONTIER SELECT SERIES;
CURRENCY SERIES; WINTON SERIES; FRONTIER HERITAGE SERIES
(Exact Name of Registrant as Specified in Charter)
Delaware (State or Other Jurisdiction of Incorporation) | 000-51274 (Commission File Number) | 36-6815533 (IRS Employer Identification No.) |
c/o Equinox Fund Management, LLC
1775 Sherman Street, Suite 2500
Denver, Colorado 80203
(Address of Principal Executive Offices)
(303) 837-0600
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ | Written communications pursuant to Rule 425 under the Securities Act. |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act. |
¨ | Pre-commencement communications pursuant to Rule 14d-2b under the Exchange Act. |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act. |
Item 8.01. Other Events.
For the benefit of unitholders of the Registrant, Equinox Fund Management, LLC, the managing owner of the Registrant, has disclosed its audited financial statements for the fiscal year ended December 31, 2012, attached hereto as Exhibit 99.1 and incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) The following exhibit is filed herewith:
Exhibit | Description | |
23.1 | Consent of Independent Auditor | |
99.1 | Financial Statements of Equinox Fund Management, LLC |
- 2 -
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
The Frontier Fund | ||||
(Registrant) | ||||
Date: April 5, 2013 | ||||
By: | /s/ Robert J. Enck | |||
Robert J. Enck | ||||
President and Chief Executive Officer of | ||||
Equinox Fund Management, LLC, Managing Owner |
- 3 -
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Frontier Diversified Series, | ||||
a Series of The Frontier Fund (Registrant) | ||||
Date: April 5, 2013 | By: | /s/ Robert J. Enck | ||
Robert J. Enck | ||||
President and Chief Executive Officer of Equinox Fund Management, LLC, the Managing Owner of Frontier Diversified Series, a Series of The Frontier Fund |
- 4 -
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Frontier Long/Short Commodity Series, | ||||
a Series of The Frontier Fund (Registrant) | ||||
Date: April 5, 2013 | By: | /s/ Robert J. Enck | ||
Robert J. Enck | ||||
President and Chief Executive Officer of Equinox Fund Management, LLC, the Managing Owner of Frontier Long/Short Commodity Series, a Series of The Frontier Fund |
- 5 -
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Frontier Masters Series, | ||||
a Series of The Frontier Fund (Registrant) | ||||
Date: April 5, 2013 | By: | /s/ Robert J. Enck | ||
Robert J. Enck | ||||
President and Chief Executive Officer of Equinox Fund Management, LLC, the Managing Owner of Frontier Masters Series, a Series of The Frontier Fund |
- 6 -
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Balanced Series, | ||||
a Series of The Frontier Fund | ||||
(Registrant) | ||||
Date: April 5, 2013 | By: | /s/ Robert J. Enck | ||
Robert J. Enck | ||||
President and Chief Executive Officer of Equinox Fund Management, LLC, the Managing Owner of Balanced Series, a Series of The Frontier Fund |
- 7 -
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Frontier Select Series, | ||||
a Series of The Frontier Fund | ||||
(Registrant) | ||||
Date: April 5, 2013 | By: | /s/ Robert J. Enck | ||
Robert J. Enck | ||||
President and Chief Executive Officer of Equinox Fund Management, LLC, the Managing Owner of Frontier Select Series, a Series of The Frontier Fund |
- 8 -
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Currency Series, | ||||
a Series of The Frontier Fund | ||||
(Registrant) | ||||
Date: April 5, 2013 | By: | /s/ Robert J. Enck | ||
Robert J. Enck | ||||
President and Chief Executive Officer of Equinox Fund Management, LLC, the Managing Owner of Currency Series, a Series of The Frontier Fund |
- 9 -
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Winton Series, | ||||
a Series of The Frontier Fund | ||||
(Registrant) | ||||
Date: April 5, 2013 | By: | /s/ Robert J. Enck | ||
Robert J. Enck | ||||
President and Chief Executive Officer of Equinox Fund Management, LLC, the Managing Owner of Winton Series, a Series of The Frontier Fund |
- 10 -
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Frontier Heritage Series, | ||||
a Series of The Frontier Fund | ||||
(Registrant) | ||||
Date: April 5, 2013 | By: | /s/ Robert J. Enck | ||
Robert J. Enck | ||||
President and Chief Executive Officer of Equinox Fund Management, LLC, the Managing Owner of Frontier Heritage Series, a Series of The Frontier Fund |
- 11 -
INDEX TO EXHIBITS
Exhibit | Description | |
23.1 | Consent of Independent Auditor | |
99.1 | Financial Statements of Equinox Fund Management, LLC |
- 12 -