UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): April 2, 2014
EQUINOX FRONTIER FUNDS
EQUINOX FRONTIER BALANCED FUND;
EQUINOX FRONTIER DIVERSIFIED FUND;
EQUINOX FRONTIER HERITAGE FUND;
EQUINOX FRONTIER LONG/SHORT COMMODITY FUND;
EQUINOX FRONTIER MASTERS FUND;
EQUINOX FRONTIER SELECT FUND;
EQUINOX FRONTIER WINTON FUND
(Exact Name of Registrant as Specified in Charter)
Delaware | 000-51274 | 36-6815533 | ||
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
c/o Equinox Fund Management, LLC
1775 Sherman Street, Suite 2500
Denver, Colorado 80203
(Address of Principal Executive Offices)
(303) 837-0600
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ | Written communications pursuant to Rule 425 under the Securities Act. |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act. |
¨ | Pre-commencement communications pursuant to Rule 14d-2b under the Exchange Act. |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act. |
Item 8.01. Other Events.
For the benefit of unitholders of the Registrant, Equinox Fund Management, LLC, the managing owner of the Registrant, has disclosed its audited financial statements for the fiscal year ended December 31, 2013, attached hereto as Exhibit 99.1 and incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) The following exhibit is filed herewith:
Exhibit Number | Description | |
23.1 | Consent of Independent Auditor | |
99. 1 | Financial Statements of Equinox Fund Management, LLC |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Equinox Frontier Funds | ||||
(Registrant) | ||||
Date: April 2, 2014 | By: | /s/ Robert J. Enck | ||
Robert J. Enck | ||||
President and Chief Executive Officer of Equinox Fund Management, LLC, the Managing Owner |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Equinox Frontier Balanced Fund, a Series of Equinox Frontier Funds | ||||||
(Registrant) | ||||||
Date: April 2, 2014 | By: | /s/ Robert J. Enck | ||||
Robert J. Enck | ||||||
President and Chief Executive Officer of Equinox Fund Management, LLC, the Managing Owner of Equinox Frontier Balanced Fund, a Series of Equinox Frontier Funds |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Equinox Frontier Diversified Series, a Series of Equinox Frontier Funds | ||||||
(Registrant) | ||||||
Date: April 2, 2014 | By: | /s/ Robert J. Enck | ||||
Robert J. Enck | ||||||
President and Chief Executive Officer of Equinox Fund Management, LLC, the Managing Owner of Equinox Frontier Diversified Fund, a Series of Equinox Frontier Funds |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Equinox Frontier Heritage Series, a Series of Equinox Frontier Funds | ||||||
(Registrant) | ||||||
Date: April 2, 2014 | By: | /s/ Robert J. Enck | ||||
Robert J. Enck | ||||||
President and Chief Executive Officer of Equinox Fund Management, LLC, the Managing Owner of Equinox Frontier Heritage Fund, a Series of Equinox Frontier Funds |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Equinox Frontier Long/Short Commodity Fund, a Series of Equinox Frontier Funds | ||||||
(Registrant) | ||||||
Date: April 2, 2014 | By: | /s/ Robert J. Enck | ||||
Robert J. Enck | ||||||
President and Chief Executive Officer of Equinox Fund Management, LLC, the Managing Owner of Equinox Frontier Long/Short Commodity Fund, a Series of Equinox Frontier Funds |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Equinox Frontier Masters Fund, a Series of Equinox Frontier Funds | ||||||
(Registrant) | ||||||
Date: April 2, 2014 | By: | /s/ Robert J. Enck | ||||
Robert J. Enck | ||||||
President and Chief Executive Officer of Equinox Fund Management, LLC, the Managing Owner of Equinox Frontier Masters Fund, a Series of Equinox Frontier Funds |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Equinox Frontier Select Fund, a Series of Equinox Frontier Funds | ||||||
(Registrant) | ||||||
Date: April 2, 2014 | By: | /s/ Robert J. Enck | ||||
Robert J. Enck | ||||||
President and Chief Executive Officer of Equinox Fund Management, LLC, the Managing Owner of Equinox Frontier Select Fund, a Series of Equinox Frontier Funds |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Equinox Frontier Winton Fund, a Series of Equinox Frontier Funds | ||||||
(Registrant) | ||||||
Date: April 2, 2014 | By: | /s/ Robert J. Enck | ||||
Robert J. Enck | ||||||
President and Chief Executive Officer of Equinox Fund Management, LLC, the Managing Owner of Equinox Frontier Winton Fund, a Series of Equinox Frontier Funds |
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INDEX TO EXHIBITS
Exhibit | Description | |
99.1 | Financial Statements of Equinox Fund Management, LLC |
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