The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
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1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | |||||||||||||
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0001451708 |
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Name of Issuer | ||||||||||||||||
VICTORIA GOLD CORP | ||||||||||||||||
Jurisdiction of Incorporation/Organization | ||||||||||||||||
BRITISH COLUMBIA, CANADA | ||||||||||||||||
Year of Incorporation/Organization | ||||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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VICTORIA GOLD CORP | |||
Street Address 1 | Street Address 2 | ||
80 RICHMOND STREET WEST | #303 | ||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
TORONTO | Unknown | M5H 2A4 | 416-866-8800 |
3. Related Persons
Last Name | First Name | Middle Name |
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Williams | Chad | |
Street Address 1 | Street Address 2 | |
13 Balsam Rd. | ||
City | State/Province/Country | ZIP/PostalCode |
Toronto | ONTARIO, CANADA | M4E 1P2 |
Relationship: | X | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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McConnell | John | Charles |
Street Address 1 | Street Address 2 | |
1836 Fulton Ave. | ||
City | State/Province/Country | ZIP/PostalCode |
West Vancouver | BRITISH COLUMBIA, CANADA | V7V 1S9 |
Relationship: | X | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Harvey | T. | Sean |
Street Address 1 | Street Address 2 | |
500 - 2645 Bloor St. W. | ||
City | State/Province/Country | ZIP/PostalCode |
Toronto | ONTARIO, CANADA | M8X 1A3 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Agro | Hugh | Alexander |
Street Address 1 | Street Address 2 | |
87 Chartwell Rd. | ||
City | State/Province/Country | ZIP/PostalCode |
Oakville | ONTARIO, CANADA | L6J 3Z3 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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McInnis | Michael | Douglas |
Street Address 1 | Street Address 2 | |
#34-4055 Indian River Drive | ||
City | State/Province/Country | ZIP/PostalCode |
North Vancouver | BRITISH COLUMBIA, CANADA | V7G 2R7 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Krol | Leendert | Gerhardus |
Street Address 1 | Street Address 2 | |
230 South High Street | ||
City | State/Province/Country | ZIP/PostalCode |
Denver | COLORADO | 80209 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Goyman | John | |
Street Address 1 | Street Address 2 | |
6100 Trent Drive | ||
City | State/Province/Country | ZIP/PostalCode |
Prince George | BRITISH COLUMBIA, CANADA | V0N 2G5 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Rendall | Marty | |
Street Address 1 | Street Address 2 | |
23 Monarch Park Ave | ||
City | State/Province/Country | ZIP/PostalCode |
Toronto | ONTARIO, CANADA | M4J 4P9 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Ayranto | Mark | |
Street Address 1 | Street Address 2 | |
c/o Victoria Gold Corp. | 80 Richmond Street West, #303 | |
City | State/Province/Country | ZIP/PostalCode |
Toronto | ONTARIO, CANADA | M5H 2A4 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
4. Industry Group
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5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
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No Revenues | No Aggregate Net Asset Value | |||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
$5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | |||
$25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | |||
Over $100,000,000 | Over $100,000,000 | |||
X | Decline to Disclose | Decline to Disclose | ||
Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
Rule 504(b)(1) (not (i), (ii) or (iii)) | Rule 505 | |||||||||||||||||||||||||||||||||||
Rule 504 (b)(1)(i) | X | Rule 506 | ||||||||||||||||||||||||||||||||||
Rule 504 (b)(1)(ii) | Securities Act Section 4(5) | |||||||||||||||||||||||||||||||||||
Rule 504 (b)(1)(iii) | Investment Company Act Section 3(c) | |||||||||||||||||||||||||||||||||||
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7. Type of Filing
X | New Notice | Date of First Sale | 2010-08-24 | First Sale Yet to Occur | |||||
Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
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9. Type(s) of Securities Offered (select all that apply)
X | Equity | Pooled Investment Fund Interests | |
Debt | Tenant-in-Common Securities | ||
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | Other (describe) | ||
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
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Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $0 | USD |
12. Sales Compensation
Recipient |
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GMP Securities L.P. | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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145 King St. W | Suite 300 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Toronto | ONTARIO, CANADA | M5H 1J8 | |||||
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Recipient |
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Wellington West Capital Markets Inc. | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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145 King Street West | Suite 700 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Toronto | ONTARIO, CANADA | M5H 1J8 | |||||
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Recipient |
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Paradigm Capital Inc. | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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95 Wellington Street West | Suite 2101 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Toronto | ONTARIO, CANADA | M5J 2N7 | |||||
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Recipient |
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RBC Dominion Securities Inc. | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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200 Bay Street, 4th Floor | Royal Bank Plaza, South Tower | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Toronto | ONTARIO, CANADA | M5J 2W7 | |||||
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Recipient |
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Cormark Securities Inc. | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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Suite 2800, South Tower | Royal Bank Plaza, 200 Bay Street | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Toronto | ONTARIO, CANADA | M5J 2J2 | |||||
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Recipient |
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NCP Northland Capital Partners Inc. | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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First Canadian Place | 100 King Street West, Suite 3050 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Toronto | ONTARIO, CANADA | M5X 1C9 | |||||
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Recipient |
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Raymond James Limited | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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Scotia Plaza, 53rd Floor | 40 King Street West | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Toronto | ONTARIO, CANADA | M5H 3Y2 | |||||
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Recipient |
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Scotia Capital Inc. | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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Scotia Plaza, 66th Floor | 40 King Street West | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Toronto | ONTARIO, CANADA | M5W 2X6 | |||||
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13. Offering and Sales Amounts
Total Offering Amount | $28,778,750 | USD |
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Total Amount Sold | $28,778,750 | USD | ||||
Total Remaining to be Sold | $0 | USD |
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Clarification of Response (if Necessary):
Amounts listed above are in Canandian dollars.14. Investors
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |||
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
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15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $1,600,725 | USD |
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Finders' Fees | $0 | USD |
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Clarification of Response (if Necessary):
Amounts listed above are in Canandian dollars.16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$0 | USD |
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Clarification of Response (if Necessary):
Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
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Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
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VICTORIA GOLD CORP | Marty Rendall | Marty Rendall | Chief Financial Officer | 2010-09-09 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.