John Hancock Life Insurance Co D/A Indefinite amount in investment fund, sold $660.49M, 250 investors

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL

OMB Number:	3235-0076
Estimated average burden
hours per response:	4.00

1. Issuer's Identity

CIK (Filer ID Number)

Previous Names

None

Entity Type

0001452178

John Hancock Life

Insurance Co. (U.S.A.) Separate

Account P

	Corporation
	Limited Partnership
	Limited Liability Company
	General Partnership
	Business Trust
X	Other (Specify)

Insurance Company Separate Investment Account

Name of Issuer

John Hancock Life Insurance Co (U.S.A.) Separate Account P

Jurisdiction of Incorporation/Organization

MICHIGAN

Year of Incorporation/Organization

X	Over Five Years Ago
	Within Last Five Years (Specify Year)
	Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
John Hancock Life Insurance Co (U.S.A.) Separate Account P
Street Address 1		Street Address 2
197 Clarendon Street
City	State/Province/Country	ZIP/PostalCode	Phone Number of Issuer
Boston	MASSACHUSETTS	02116	800-521-1234

3. Related Persons

Last Name	First Name	Middle Name
John Hancock Life Insurance Company (U.S.A.)	John
Street Address 1	Street Address 2
197 Clarendon Street
City	State/Province/Country	ZIP/PostalCode
Boston	MASSACHUSETTS	02116

Relationship: Executive Officer Director X Promoter

Clarification of Response (if Necessary):

4. Industry Group

Agriculture

Banking & Financial Services

Commercial Banking

Insurance

Investing

Investment Banking

X

Pooled Investment Fund

	Hedge Fund
	Private Equity Fund
	Venture Capital Fund
X	Other Investment Fund

Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?

Yes X No

Other Banking & Financial Services

Business Services

Energy

Coal Mining

Electric Utilities

Energy Conservation

Environmental Services

Oil & Gas

Other Energy

Health Care

Biotechnology

Health Insurance

Hospitals & Physicians

Pharmaceuticals

Other Health Care

Manufacturing

Real Estate

Commercial

Construction

REITS & Finance

Residential

Other Real Estate

Retailing

Restaurants

Technology

Computers

Telecommunications

Other Technology

Travel

Airlines & Airports

Lodging & Conventions

Tourism & Travel Services

Other Travel

Other

5. Issuer Size

Revenue Range		OR	Aggregate Net Asset Value Range
	No Revenues			No Aggregate Net Asset Value
	$1 - $1,000,000			$1 - $5,000,000
	$1,000,001 - $5,000,000			$5,000,001 - $25,000,000
	$5,000,001 - $25,000,000			$25,000,001 - $50,000,000
	$25,000,001 - $100,000,000			$50,000,001 - $100,000,000
	Over $100,000,000			Over $100,000,000
	Decline to Disclose		X	Decline to Disclose
	Not Applicable			Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

Rule 504(b)(1) (not (i), (ii) or (iii))
		Rule 504 (b)(1)(i)
		Rule 504 (b)(1)(ii)
		Rule 504 (b)(1)(iii)
		Rule 505
		Rule 506(b)
	X	Rule 506(c)
		Securities Act Section 4(a)(5)

X Investment Company Act Section 3(c)

Section 3(c)(1) Section 3(c)(9)  

Section 3(c)(2) Section 3(c)(10)

Section 3(c)(3) Section 3(c)(11)

Section 3(c)(4) Section 3(c)(12)

Section 3(c)(5) Section 3(c)(13)

Section 3(c)(6) Section 3(c)(14)

X Section 3(c)(7)

7. Type of Filing

	New Notice	Date of First Sale	2008-12-08	First Sale Yet to Occur
X	Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year? X Yes No

9. Type(s) of Securities Offered (select all that apply)

Equity	X	Pooled Investment Fund Interests
Debt		Tenant-in-Common Securities
Option, Warrant or Other Right to Acquire Another Security		Mineral Property Securities
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security	X	Other (describe)
	Interests in the Separate Account issued pursuant to Variable Life Insurance Policies

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $100,000 USD

12. Sales Compensation

Recipient	Recipient CRD Number None
John Ramsey	2027520
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Signator Investors	468
Street Address 1	Street Address 2
197 Clarendon Street
City	State/Province/Country	ZIP/Postal Code
Boston	MASSACHUSETTS	02116
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MISSOURI NEBRASKA VIRGINIA

Recipient	Recipient CRD Number None
Donald Friedman	1023219
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
1125 NW Couch Street	Suite 900
City	State/Province/Country	ZIP/Postal Code
Portland	OREGON	97209
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA ARKANSAS CALIFORNIA COLORADO GEORGIA IOWA LOUISIANA MARYLAND MASSACHUSETTS MINNESOTA MISSOURI NEW JERSEY NEW MEXICO NORTH CAROLINA OHIO OREGON PENNSYLVANIA TENNESSEE TEXAS

Recipient	Recipient CRD Number None
David Gagnon	1734379
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
1125 NW Couch Street	Suite 900
City	State/Province/Country	ZIP/Postal Code
Portland	OREGON	97209
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MARYLAND MASSACHUSETTS PENNSYLVANIA

Recipient	Recipient CRD Number None
Michael Corrigan	865125
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
ProEquities, Inc.	15708
Street Address 1	Street Address 2
322 N. Nopal Street
City	State/Province/Country	ZIP/Postal Code
Santa Barbara	CALIFORNIA	93103
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA MISSOURI NEW MEXICO OREGON WASHINGTON

Recipient	Recipient CRD Number None
Daniel Wagner	2653222
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
ProEquities, Inc.	15708
Street Address 1	Street Address 2
16654 Chesterfield Farms Drive
City	State/Province/Country	ZIP/Postal Code
Chesterfield	MISSOURI	63005
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MISSOURI

Recipient	Recipient CRD Number None
William Granville	2625844
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Northwestern Mutual Investment Services, LLC	2881
Street Address 1	Street Address 2
1 Riverway	Suite 900
City	State/Province/Country	ZIP/Postal Code
Houston	TEXAS	77056
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
TEXAS

Recipient	Recipient CRD Number None
William Borchert	1057817
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Northwestern Mutual Investment Services, LLC	2881
Street Address 1	Street Address 2
1 Riverway	Suite 900
City	State/Province/Country	ZIP/Postal Code
Houston	TEXAS	77056
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
TEXAS

Recipient	Recipient CRD Number None
James Cheney	45355
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
1400 Williams Street
City	State/Province/Country	ZIP/Postal Code
Chattanooga	TENNESSEE	37408
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA GEORGIA MARYLAND NEW JERSEY OHIO OREGON TENNESSEE

Recipient	Recipient CRD Number None
Todd Mezrah	2313891
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
5350 West Kennedy Boulevard
City	State/Province/Country	ZIP/Postal Code
Tampa	FLORIDA	33609
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
DELAWARE FLORIDA MARYLAND VIRGINIA WEST VIRGINIA

Recipient	Recipient CRD Number None
William Solfisburg	870776
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
NFP Securities, Inc.	42046
Street Address 1	Street Address 2
224 Hinckley Road
City	State/Province/Country	ZIP/Postal Code
MILTON	MASSACHUSETTS	02186
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MASSACHUSETTS

Recipient	Recipient CRD Number None
Stephen Kaufman	1022273
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Clark Securities, Inc.	43803
Street Address 1	Street Address 2
5120 Woodway	Suite 6002
City	State/Province/Country	ZIP/Postal Code
Houston	TEXAS	77056
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
TEXAS

Recipient	Recipient CRD Number None
Richard Melnick	4399110
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Clark Securities, Inc.	43803
Street Address 1	Street Address 2
5120 Woodway	Suite 6002
City	State/Province/Country	ZIP/Postal Code
Houston	TEXAS	77056
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
FLORIDA INDIANA TEXAS

Recipient	Recipient CRD Number None
Carlos Huerta	3042039
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Clark Securities, Inc.	43803
Street Address 1	Street Address 2
5120 Woodway	Suite 6002
City	State/Province/Country	ZIP/Postal Code
Houston	TEXAS	77056
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
FLORIDA TEXAS

Recipient	Recipient CRD Number None
Jeffrey Davis	2187246
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
2467 Country Club Loop
City	State/Province/Country	ZIP/Postal Code
Westminster	COLORADO	80234
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
IOWA MARYLAND OKLAHOMA OREGON VIRGINIA WASHINGTON WEST VIRGINIA

Recipient	Recipient CRD Number None
James Wagner	1443094
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Capital Analysts, Incorporated	5478
Street Address 1	Street Address 2
13811 Clayton Road
City	State/Province/Country	ZIP/Postal Code
Town and Country	MISSOURI	63014
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
IOWA MARYLAND OKLAHOMA OREGON VIRGINIA WASHINGTON WEST VIRGINIA

Recipient	Recipient CRD Number None
Gus Comiskey	1019082
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Clark Securities, Inc.	43803
Street Address 1	Street Address 2
5120 Woodway	Suite 6002
City	State/Province/Country	ZIP/Postal Code
Houston	TEXAS	77056
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
TEXAS

Recipient	Recipient CRD Number None
Daryl Brockman	1960335
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Signator Investors	468
Street Address 1	Street Address 2
8607 Westwood Center Drive	Suite 300
City	State/Province/Country	ZIP/Postal Code
Vienna	VIRGINIA	22182
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MISSISSIPPI

Recipient	Recipient CRD Number None
Raymond Layman	4131553
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
First Legacy Securities, LLC	47079
Street Address 1	Street Address 2
3617 Summerford Drive
City	State/Province/Country	ZIP/Postal Code
Marietta	GEORGIA	30062
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MISSISSIPPI

Recipient	Recipient CRD Number None
Kevin Conley	1434976
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Signator Investors	468
Street Address 1	Street Address 2
8607 Westwood Center Drive	Suite 300
City	State/Province/Country	ZIP/Postal Code
Vienna	VIRGINIA	22182
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA GEORGIA KENTUCKY MISSISSIPPI VIRGINIA

Recipient	Recipient CRD Number None
Glenn Blackwood	1354238
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Clark Securities, Inc.	43803
Street Address 1	Street Address 2
2100 Ross Avenue	Suite 2200
City	State/Province/Country	ZIP/Postal Code
Dallas	TEXAS	75201-7906
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
FLORIDA

Recipient	Recipient CRD Number None
Jason Prather	4669803
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
NFP Securities, Inc.	42046
Street Address 1	Street Address 2
200 S. Commerce	Suite 350
City	State/Province/Country	ZIP/Postal Code
Little Rock	ARKANSAS	72201
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARKANSAS

Recipient	Recipient CRD Number None
Robert Leeper	1635925
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
NFP Securities, Inc.	42046
Street Address 1	Street Address 2
200 S. Commerce	Suite 350
City	State/Province/Country	ZIP/Postal Code
Little Rock	ARKANSAS	72201
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARKANSAS DISTRICT OF COLUMBIA PENNSYLVANIA TENNESSEE TEXAS

Recipient	Recipient CRD Number None
Stephen Whipple	1305851
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
NFP Securities, Inc.	42046
Street Address 1	Street Address 2
200 S.Commerce	Suite 350
City	State/Province/Country	ZIP/Postal Code
Little Rock	ARKANSAS	72201
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARKANSAS CALIFORNIA GEORGIA KENTUCKY OHIO TENNESSEE

Recipient	Recipient CRD Number None
David Larson	4501375
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Signator Investors	468
Street Address 1	Street Address 2
197 Clarendon St.
City	State/Province/Country	ZIP/Postal Code
Boston	MASSACHUSETTS	02113
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
VIRGINIA

Recipient	Recipient CRD Number None
Thomas Lynch	1023219
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
1125 NW Couch Street	Suite 900
City	State/Province/Country	ZIP/Postal Code
Portland	OREGON	97209
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
IOWA MINNESOTA

Recipient	Recipient CRD Number None
Bobby Whitfield Jr	3496
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
1125 NW Couch Street	Suite 900
City	State/Province/Country	ZIP/Postal Code
Portland	OREGON	97209
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARKANSAS

Recipient	Recipient CRD Number None
Wayne Cravens	1678891
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
FSC Securities Corporation	7461
Street Address 1	Street Address 2
1080 Interstate Dr.
City	State/Province/Country	ZIP/Postal Code
Cookeville	TENNESSEE	38501
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
TENNESSEE

Recipient	Recipient CRD Number None
Jose Garza	3172270
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Clark Securities, Inc.	43803
Street Address 1	Street Address 2
2100 Ross Ave.	Suite 2200
City	State/Province/Country	ZIP/Postal Code
Dallas	TEXAS	75201
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
DELAWARE

Recipient	Recipient CRD Number None
Jeremy Knobel	4315867
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Clark Securities, Inc.	43803
Street Address 1	Street Address 2
2100 Ross Ave.	Suite 2200
City	State/Province/Country	ZIP/Postal Code
Dallas	TEXAS	75201
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MICHIGAN

Recipient	Recipient CRD Number None
Michael Layne	1937024
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Signator Investors, Inc.	468
Street Address 1	Street Address 2
9410 Atlee Commerce Boulevard	Suite 3
City	State/Province/Country	ZIP/Postal Code
Ashland	VIRGINIA	23005
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MARYLAND NEW JERSEY

Recipient	Recipient CRD Number None
James R. Cole	2941597
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
BOSC, INC.	17530
Street Address 1	Street Address 2
One Williams Center	Plaza Southeast
City	State/Province/Country	ZIP/Postal Code
Tulsa	OKLAHOMA	74172
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
OKLAHOMA

Recipient	Recipient CRD Number None
Judson Gray Teekell	841689
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
1125 NW Couch St.	Suite 900
City	State/Province/Country	ZIP/Postal Code
Portland	OREGON	97209
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
LOUISIANA

Recipient	Recipient CRD Number None
David Byers	2653460
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
FNBB Capital Markets, LLC	132091
Street Address 1	Street Address 2
Two Metroplex Drive	Suite 111
City	State/Province/Country	ZIP/Postal Code
Birmingham	ALABAMA	35209
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA

Recipient	Recipient CRD Number None
Joseph Crea	2110561
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
1125 NW Couch St	Suite 900
City	State/Province/Country	ZIP/Postal Code
Portland	OREGON	97209
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
OREGON

Recipient	Recipient CRD Number None
David Emery	1984877
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
NFP Securities, Inc.	42046
Street Address 1	Street Address 2
2106 28th Street	CRT NW
City	State/Province/Country	ZIP/Postal Code
Gig Harbor	WASHINGTON	98335
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CALIFORNIA WASHINGTON

Recipient	Recipient CRD Number None
Wesley Caudell	132091
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
1125 NW Couch Street	Suite 900
City	State/Province/Country	ZIP/Postal Code
Portland	OREGON	97209
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
OREGON

Recipient	Recipient CRD Number None
Stephen Coale	1292536
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Amherst Securities Group, L.P.	31141
Street Address 1	Street Address 2
1300 Post Oak Blvd.
City	State/Province/Country	ZIP/Postal Code
Houston	TEXAS	31141
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
WASHINGTON

Recipient	Recipient CRD Number None
Steven Goldberg	2890212
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
J. ALDEN ASSOCIATES, INC.	40002
Street Address 1	Street Address 2
261 OLD YORK ROAD	SUITE 837
City	State/Province/Country	ZIP/Postal Code
JENKINTOWN	PENNSYLVANIA	19046
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CONNECTICUT DELAWARE MAINE MASSACHUSETTS NEW JERSEY NORTH CAROLINA PENNSYLVANIA

Recipient	Recipient CRD Number None
Bennett Meyer	1495939
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
J. ALDEN ASSOCIATES, INC.	40002
Street Address 1	Street Address 2
261 OLD YORK ROAD	SUITE 837
City	State/Province/Country	ZIP/Postal Code
JENKINTOWN	PENNSYLVANIA	19046
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA CONNECTICUT DELAWARE IOWA MAINE MASSACHUSETTS MISSOURI NEW JERSEY NORTH CAROLINA OKLAHOMA PENNSYLVANIA TENNESSEE

Recipient	Recipient CRD Number None
John Ellis	1089311
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
CUNA BROKERAGE	13941
Street Address 1	Street Address 2
10942 SAINT MARYS LN
City	State/Province/Country	ZIP/Postal Code
HOUSTON	TEXAS	77079
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
TEXAS

Recipient	Recipient CRD Number None
Richard Boothby	1497536
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
NFP SECURITIES, INC.	42046
Street Address 1	Street Address 2
1662 MARRLYN RD
City	State/Province/Country	ZIP/Postal Code
FORT MYERS	FLORIDA	33901
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
FLORIDA

Recipient	Recipient CRD Number None
Richard Brock	1209197
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
NFP SECURITIES, INC.	42046
Street Address 1	Street Address 2
1662 MARRLYN RD
City	State/Province/Country	ZIP/Postal Code
FORT MYERS	FLORIDA	33901
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA ARIZONA CALIFORNIA FLORIDA IOWA KENTUCKY MICHIGAN MINNESOTA NEVADA SOUTH CAROLINA TENNESSEE TEXAS WASHINGTON WISCONSIN

Recipient	Recipient CRD Number None
David Soczek	2316655
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
PROEQUITIES, INC.	15708
Street Address 1	Street Address 2
1550 UTICA AVENUE SOUTH	SUITE 400
City	State/Province/Country	ZIP/Postal Code
MINNEAPOLIS	MINNESOTA	55416
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MINNESOTA

Recipient	Recipient CRD Number None
Robert J. Kozloski II	3060557
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
1125 NW Couch St.	Suite 900
City	State/Province/Country	ZIP/Postal Code
Portland	OREGON	97209
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA ALASKA IDAHO MARYLAND OREGON TEXAS

Recipient	Recipient CRD Number None
Mero Capo	2361898
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
NFP SECURITIES, INC.	42046
Street Address 1	Street Address 2
115 VIP DRIVE	SUITE 120
City	State/Province/Country	ZIP/Postal Code
WEXFORD	PENNSYLVANIA	15086
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
PENNSYLVANIA

Recipient	Recipient CRD Number None
Michael Nolan	1157483
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
LINCOLN FINANCIAL ADVISORS CORPORATION	3978
Street Address 1	Street Address 2
2 WISCONSIN CIRCLE	SUITE 810
City	State/Province/Country	ZIP/Postal Code
CHEVY CHASE	MARYLAND	20815
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MARYLAND

Recipient	Recipient CRD Number None
Jay Petty	2895602
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
CUNA BROKERAGE SERVICES, INC.	13941
Street Address 1	Street Address 2
7040 NIGHTHAWK COURT
City	State/Province/Country	ZIP/Postal Code
CARLSBAD	CALIFORNIA	92011
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALASKA CALIFORNIA IDAHO MONTANA OREGON WASHINGTON

Recipient	Recipient CRD Number None
Robert M Rushing	1331167
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
THE LEADERS GROUP, INC.	37157
Street Address 1	Street Address 2
26 W. DRY CREEK CIRCLE	SUITE 575
City	State/Province/Country	ZIP/Postal Code
LITTLETON	COLORADO	80120-4475
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARKANSAS

Recipient	Recipient CRD Number None
Matthew Henebry	2711438
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
CLARK SECURITIES, INC.	43803
Street Address 1	Street Address 2
2100 ROSS AVENUE	SUITE 2200
City	State/Province/Country	ZIP/Postal Code
DALLAS	TEXAS	75201-7906
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CONNECTICUT DELAWARE NEW JERSEY

Recipient	Recipient CRD Number None
John Sproule	2396821
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
CUNA BROKERAGE SERVICES, INC.	13941
Street Address 1	Street Address 2
167 ALFRED LADD
City	State/Province/Country	ZIP/Postal Code
FRANKLIN	TENNESSEE	37064
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA GEORGIA SOUTH CAROLINA TENNESSEE TEXAS

Recipient	Recipient CRD Number None
Mark Duder	2630357
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
SECURITIES AMERICA, INC.	10205
Street Address 1	Street Address 2
15750 VENTURE LANE
City	State/Province/Country	ZIP/Postal Code
EDEN PRAIRIE	MINNESOTA	55344
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MICHIGAN

Recipient	Recipient CRD Number None
John Pesh	4241880
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
PROEQUITIES, INC.	15708
Street Address 1	Street Address 2
1550 UTICA AVENUE SOUTH	SUITE 400
City	State/Province/Country	ZIP/Postal Code
MINNEAPOLIS	MINNESOTA	55416
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MICHIGAN

Recipient	Recipient CRD Number None
Albert Schiff	413287
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
NYLIFE SECURITIES LLC	5167
Street Address 1	Street Address 2
281 TRESSER BLVD.	SUITE 1110
City	State/Province/Country	ZIP/Postal Code
STAMFORD	CONNECTICUT	06901
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
COLORADO KANSAS

Recipient	Recipient CRD Number None
Louis Moore	2465135
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
INDEPENDENCE CAPITAL CO., INC.	24723
Street Address 1	Street Address 2
5579 PEARL ROAD	SUITE 100
City	State/Province/Country	ZIP/Postal Code
PARMA	OHIO	44129
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
KENTUCKY

Recipient	Recipient CRD Number None
Andy Roller	4440500
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
CFD INVESTMENTS, INC.	25427
Street Address 1	Street Address 2
2704 S GOYER RD
City	State/Province/Country	ZIP/Postal Code
KOKOMO	INDIANA	46902
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
INDIANA

Recipient	Recipient CRD Number None
Todd Andritsch	4587201
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
PROEQUITIES, INC.	15708
Street Address 1	Street Address 2
10051 WILD TURKEY ROW
City	State/Province/Country	ZIP/Postal Code
MCCORDSVILLE	INDIANA	46055
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
INDIANA

Recipient	Recipient CRD Number None
Steven Cochlan	1073586
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
LPL FINANCIAL LLC	6413
Street Address 1	Street Address 2
1 WALKER AVE
City	State/Province/Country	ZIP/Postal Code
CLAREDON HILLS	ILLINOIS	60514
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
INDIANA

Recipient	Recipient CRD Number None
Alan Meltzer	1092083
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
MML INVESTORS SERVICES, LLC	10409
Street Address 1	Street Address 2
6500 ROCK SPRING DRIVE	SUITE 400
City	State/Province/Country	ZIP/Postal Code
BETHESDA	MARYLAND	20817
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
DISTRICT OF COLUMBIA

Recipient	Recipient CRD Number None
Matthew E Schiff	2081669
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
VALMARK SECURITIES, INC.	31243
Street Address 1	Street Address 2
51 HADDONFIELD RD.	SUITE 125
City	State/Province/Country	ZIP/Postal Code
CHERRY HILL	NEW JERSEY	08002
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ILLINOIS

Recipient	Recipient CRD Number None
Michael Bremer	1728513
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
CUNA BROKERAGE SERVICES, INC.	13941
Street Address 1	Street Address 2
5308 BREAKERS WAY
City	State/Province/Country	ZIP/Postal Code
CARMEL	INDIANA	46033
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ILLINOIS INDIANA OHIO

Recipient	Recipient CRD Number None
Lynn Butkus	1776381
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
1125 NW Couch St.	Suite 900
City	State/Province/Country	ZIP/Postal Code
Portland	OREGON	97209
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MINNESOTA NEW MEXICO OREGON

Recipient	Recipient CRD Number None
Ronald Paulseen	358288
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
NYLIFE SECURITIES LLC	5167
Street Address 1	Street Address 2
281 TRESSER BLVD.	SUITE 1110
City	State/Province/Country	ZIP/Postal Code
STAMFORD	CONNECTICUT	06901
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
KANSAS

Recipient	Recipient CRD Number None
Aeramy Paulseen	4317087
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
NYLIFE SECURITIES LLC	5167
Street Address 1	Street Address 2
281 TRESSER BLVD.	SUITE 1110
City	State/Province/Country	ZIP/Postal Code
STAMFORD	CONNECTICUT	06901
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
KANSAS

Recipient	Recipient CRD Number None
Karl Marzocchi	322028
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
CUNA BROKERAGE SERVICES, INC.	13941
Street Address 1	Street Address 2
3393 DIAMOND HILL RD
City	State/Province/Country	ZIP/Postal Code
CUMBERLAND	RHODE ISLAND	02864
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
NEW HAMPSHIRE

Recipient	Recipient CRD Number None
Everett Noack	1491187
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
BOSC, INC	17530
Street Address 1	Street Address 2
4220 N. RODNEY PARHAM RD	SUITE 300
City	State/Province/Country	ZIP/Postal Code
LITTLE ROCK	ARKANSAS	72212
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MARYLAND OREGON WEST VIRGINIA

Recipient	Recipient CRD Number None
William Chatfield	1053051
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
J.Alden Associates, Inc.	40002
Street Address 1	Street Address 2
261 Old York Road	Suite 837
City	State/Province/Country	ZIP/Postal Code
Jenkintown	PENNSYLVANIA	19046
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
IOWA MISSOURI OKLAHOMA

Recipient	Recipient CRD Number None
Brian Sheldon	4709079
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
J. Alden Associates, Inc.	40002
Street Address 1	Street Address 2
261 Old York Road	Suite 837
City	State/Province/Country	ZIP/Postal Code
Jenkintown	PENNSYLVANIA	19046
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
IOWA MISSOURI

Recipient	Recipient CRD Number None
Bryant Kirk	1049653
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Clark Securities, Inc.	43803
Street Address 1	Street Address 2
2100 Ross Avenue	Suite 2200
City	State/Province/Country	ZIP/Postal Code
Dallas	TEXAS	75201-7906
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
CONNECTICUT DELAWARE

Recipient	Recipient CRD Number None
J. Dave Hunter	253478
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
1125 NW Couch St.	Suite 900
City	State/Province/Country	ZIP/Postal Code
Portland	OREGON	97209
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
COLORADO

Recipient	Recipient CRD Number None
Gerald Middel	333791
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
1125 NW Couch St.	Suite 900
City	State/Province/Country	ZIP/Postal Code
Portland	OREGON	97209
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
COLORADO

Recipient	Recipient CRD Number None
Cameron McElhany	5640818
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
NYLIFE Securities LLC	5167
Street Address 1	Street Address 2
281 Tressler Blvd.	Suite 1110
City	State/Province/Country	ZIP/Postal Code
Stamford	CONNECTICUT	06901
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
COLORADO

Recipient	Recipient CRD Number None
Arnold Winick	5246949
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
J.Alden Associates, Inc.	40002
Street Address 1	Street Address 2
261 Old York Road	Suite 837
City	State/Province/Country	ZIP/Postal Code
Jenkintown	PENNSYLVANIA	19046
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MAINE MASSACHUSETTS PENNSYLVANIA

Recipient	Recipient CRD Number None
Joseph Kelly	1542651
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Cambridge Investment Research, Inc.	39543
Street Address 1	Street Address 2
1250 Tower Lane
City	State/Province/Country	ZIP/Postal Code
Erie	PENNSYLVANIA	16505
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
PENNSYLVANIA

Recipient	Recipient CRD Number None
Charles Provow	709844
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
1125 N W Couch Street	Suite 900
City	State/Province/Country	ZIP/Postal Code
Portland	OREGON	97209
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
TENNESSEE

Recipient	Recipient CRD Number None
Richard Deutsch	1190666
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
HBW Securities LLC	136959
Street Address 1	Street Address 2
6802 Paragon Place	Suite 126
City	State/Province/Country	ZIP/Postal Code
Richmond	VIRGINIA	23230
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
VIRGINIA

Recipient	Recipient CRD Number None
Donald Curristan	3049436
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
1125 N.W. Couch Street	Suite 900
City	State/Province/Country	ZIP/Postal Code
Portland	OREGON	97209
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
FLORIDA

Recipient	Recipient CRD Number None
John Moreno	3132915
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
CUNA Brokerage Services, Inc.	13941
Street Address 1	Street Address 2
2009 E Cedar Pl
City	State/Province/Country	ZIP/Postal Code
Chandler	ARIZONA	85249
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARIZONA COLORADO MICHIGAN PENNSYLVANIA

Recipient	Recipient CRD Number None
Lon P. Haines	4839815
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
Independence Capital Co., Inc.	24723
Street Address 1	Street Address 2
5579 Pearl Road	Suite 100
City	State/Province/Country	ZIP/Postal Code
Parma	OHIO	44129
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
KENTUCKY

Recipient	Recipient CRD Number None
Andrew Roquet	5480983
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
CUNA Brokerage Services, Inc.	13941
Street Address 1	Street Address 2
5710 Mineral Point Road
City	State/Province/Country	ZIP/Postal Code
Madison	WISCONSIN	53719
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
IOWA MINNESOTA MISSOURI NORTH DAKOTA SOUTH DAKOTA WISCONSIN

Recipient	Recipient CRD Number None
Ronald Krizek	807430
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
500 Elm Grove Road	Suite 103
City	State/Province/Country	ZIP/Postal Code
Elm Grove	WISCONSIN	53122
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
WISCONSIN

Recipient	Recipient CRD Number None
Scott Krizek	2435201
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
500 Elm Grove Road	Suite 103
City	State/Province/Country	ZIP/Postal Code
Elm Grove	WISCONSIN	53122
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
WISCONSIN

Recipient	Recipient CRD Number None
Bruce Bauer	1210726
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
CUNA Brokerage Services, Inc.	13941
Street Address 1	Street Address 2
7769 E Overlook Drive
City	State/Province/Country	ZIP/Postal Code
Scottsdale	ARIZONA	85255
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ARIZONA HAWAII NEW MEXICO VIRGINIA

Recipient	Recipient CRD Number None
Michael Downey	2944180
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
CUNA Brokerage Services, Iinc.	13941
Street Address 1	Street Address 2
753 Masons Beach
City	State/Province/Country	ZIP/Postal Code
Deale	MARYLAND	20751
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
NEW JERSEY PENNSYLVANIA VIRGINIA WEST VIRGINIA

Recipient	Recipient CRD Number None
Richard J Brock	1209197
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
NFP SECURITIES, INC.	42046
Street Address 1	Street Address 2
1816 EAST SEVENTH STREET
City	State/Province/Country	ZIP/Postal Code
CHARLOTTE	NORTH CAROLINA	28204
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
GEORGIA NEBRASKA

Recipient	Recipient CRD Number None
George Diamantis	1311320
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
LPL FINANCIAL LLC	6413
Street Address 1	Street Address 2
3580 PIERCE DRIVE	SUITE 100
City	State/Province/Country	ZIP/Postal Code
CHAMBLEE	GEORGIA	30341
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
GEORGIA

Recipient	Recipient CRD Number None
Mark Wilson	2049281
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
CUNA BROKERAGE SERVICES, INC.	13941
Street Address 1	Street Address 2
4284 SADDLEWOOD FOREST DRIVE
City	State/Province/Country	ZIP/Postal Code
WINSTON SALEM	NORTH CAROLINA	27106
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
GEORGIA

Recipient	Recipient CRD Number None
Louis C. Ciliberti	2074634
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.	18487
Street Address 1	Street Address 2
1800 WALT WHITMAN RD	SUITE 100
City	State/Province/Country	ZIP/Postal Code
MELVILLE	NEW YORK	11747
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
DELAWARE

Recipient	Recipient CRD Number None
Richard Brock	1209197
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
NFP SECURITIES, INC.	42046
Street Address 1	Street Address 2
2106 28TH ST CRT NW
City	State/Province/Country	ZIP/Postal Code
GIG HARBOR	WASHINGTON	98335
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
INDIANA KENTUCKY

Recipient	Recipient CRD Number None
James Cheney	45355
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
1125 NW Couch St.	Suite 900
City	State/Province/Country	ZIP/Postal Code
Portland	OREGON	97209
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MINNESOTA

Recipient	Recipient CRD Number None
Mark W. Boomgaarden	3121019
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
1125 NW Couch St.	Suite 900
City	State/Province/Country	ZIP/Postal Code
Portland	OREGON	97209
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MINNESOTA

Recipient	Recipient CRD Number None
Douglas P. Dreyer	4007479
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
NORTWESTERN MUTUAL INVESTMENT SERVICES, LLC	2881
Street Address 1	Street Address 2
875 3rd Ave	FL 23
City	State/Province/Country	ZIP/Postal Code
New York	NEW YORK	10022
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
TENNESSEE

Recipient	Recipient CRD Number None
Scott Richardson	3192397
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
HOULIHAN LOKEY CAPITAL, INC.	17708
Street Address 1	Street Address 2
225 SOUTH 6th STREET	SUITE 4950
City	State/Province/Country	ZIP/Postal Code
MINNEAPOLIS	MINNESOTA	55402
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
ALABAMA MICHIGAN OHIO

Recipient	Recipient CRD Number None
PAUL E. EVANS	713063
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
SECURITIES AMERICA, INC.	10205
Street Address 1	Street Address 2
16677 DULUTH AVE. SE
City	State/Province/Country	ZIP/Postal Code
PRIOR LAKE	MINNESOTA	55372
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MINNESOTA

Recipient	Recipient CRD Number None
DAVID A. SOCZEK	2316655
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
PROEQUITIES, INC.	15708
Street Address 1	Street Address 2
1550 UTICA AVENUE SOUTH	SUITE 400
City	State/Province/Country	ZIP/Postal Code
MINNEAPOLIS	MINNESOTA	55416
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MINNESOTA

Recipient	Recipient CRD Number None
Shirley Ann Huang McMillan	2027520
(Associated) Broker or Dealer None	(Associated) Broker or Dealer CRD Number None
M Holdings Securities, Inc.	43285
Street Address 1	Street Address 2
1125 NW Couch St.	Suite 900
City	State/Province/Country	ZIP/Postal Code
Portland	OREGON	97209
State(s) of Solicitation (select all that apply) Check “All States” or check individual States All States	Foreign/non-US
MARYLAND OREGON

13. Offering and Sales Amounts

Total Offering Amount		USD	or X Indefinite
Total Amount Sold	$660,486,717	USD
Total Remaining to be Sold		USD	or X Indefinite

Clarification of Response (if Necessary):

14. Investors

Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.

Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:

250

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions	$40,000,000	USD	Estimate
Finders' Fees	$0	USD	Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0

USD

Estimate

Clarification of Response (if Necessary):

As the issuer of the variable life insurance policies, JH Life Insurance Company (USA) will receive amounts from charges deducted under policies, but no executive officer, director, or promoter will receive any portion of the gross offering proceeds.

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:

• Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*

• Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.

• Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Regulation D for one of the reasons stated in Rule 505(b)(2)(iii) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer	Signature	Name of Signer	Title	Date
John Hancock Life Insurance Co (U.S.A.) Separate Account P	/s/ James C. Hoodlet	James C. Hoodlet	Vice President, John Hancock Life Insurance Company (U.S.A.)	2016-12-19

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.