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S-3 Filing
Astria Therapeutics (ATXS) S-3Shelf registration
Filed: 15 Dec 23, 8:30am
Exhibit 107
Calculation of Filing Fee Tables
Form S-3
(Form Type)
Astria Therapeutics, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
Security Type | Security Title | Fee Calculation or Carry Forward Rule | Amount Registered | Proposed Maximum Offering Price Per Unit | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee | Carry Form | Carry Forward File Number | Carry Forward Initial Effective Date | Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward | |||||||||||||||||||||||||||||||||
Newly Registered Securities | ||||||||||||||||||||||||||||||||||||||||||||
Fees to Be Paid | Equity | Common Stock, par value $0.001 per share | (1) | (1) | (1) | (1) | (1) | (1) | - | - | - | - | ||||||||||||||||||||||||||||||||
Fees to Be Paid | Equity | Preferred Stock, par value $0.001 per share | (1) | (1) | (1) | (1) | (1) | (1) | - | - | - | - | ||||||||||||||||||||||||||||||||
Fees to Be Paid | Other | Depositary Shares (2) | (1) | (1) | (1) | (1) | (1) | (1) | - | - | - | - | ||||||||||||||||||||||||||||||||
Fees to Be Paid | Other | Units (3) | (1) | (1) | (1) | (1) | (1) | (1) | - | - | - | - | ||||||||||||||||||||||||||||||||
Fees to Be Paid | Other | Warrants (4) | (1) | (1) | (1) | (1) | (1) | (1) | - | - | - | - | ||||||||||||||||||||||||||||||||
Fees to be Paid | Unallocated (Universal) Shelf | Unallocated (Universal) Shelf | 457(o) | (1) | (1) | $373,132,524 | $147.60 per $1,000,000 | $55,075 | - | - | - | - | ||||||||||||||||||||||||||||||||
Fees Previously Paid | - | - | - | - | - | - | - | - | - | - | - | - | ||||||||||||||||||||||||||||||||
Carry Forward Securities | ||||||||||||||||||||||||||||||||||||||||||||
Carry Forward Securities | Equity | Common Stock, par value $0.001 per share | 415(a)(6) | 8,939,831 (5) | (6) | $59,134,123 (7) | - | - |
S-3 |
333-271848 |
May 23, 2023 |
$6,517 | ||||||||||||||||||||||||||||||||
Carry Forward Securities | Unallocated (Universal) Shelf | Unallocated (Universal) Shelf | 415(a)(6) | (1) | (1) | $126,867,476 (7) | - | - | S-3 | 333-271848 | May 23, 2023 | $13,981 | ||||||||||||||||||||||||||||||||
Total Offering Amounts | $559,134,123 (7) | $55,075 | ||||||||||||||||||||||||||||||||||||||||||
Total Fees Previously Paid | - | |||||||||||||||||||||||||||||||||||||||||||
Total Fee Offsets | - | |||||||||||||||||||||||||||||||||||||||||||
Net Fee Due | $55,075 |
(1) | Pursuant to Instruction 2.A(iii)(b) of Item 16(b) of Form S-3, this information is not required to be included. An indeterminate amount of the securities of each identified class is being registered as may from time to time be offered under this registration statement at indeterminate prices, along with an indeterminate number of securities that may be issued upon exercise, settlement, exchange or conversion of securities offered or sold under this registration statement, as shall have an aggregate initial offering price up to $500,000,000. Pursuant to Rule 416 under the Securities Act of 1933, as amended, or the Securities Act, this registration statement also covers any additional securities that may be offered or issued in connection with any stock split, stock dividend or pursuant to anti-dilution provisions of any of the securities. Separate consideration may or may not be received for securities that are issuable upon conversion, exercise or exchange of other securities. In addition, the total amount to be registered and the proposed maximum offering price are estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(o) under the Securities Act. | |
(2) | Each depositary share will be issued under a deposit agreement, will represent an interest in a fractional share or multiple shares of preferred stock and will be evidenced by a depositary receipt. | |
(3) | Units may be issued under a unit agreement and will represent an interest in one or more securities registered under this registration statement including shares of common stock, preferred stock or warrants, in any combination, which may or may not be separable from one another. | |
(4) | The warrants covered by this registration statement may be warrants for common stock, preferred stock, or depositary shares issued by any registrant. | |
(5) | Pursuant to Rule 416 under the Securities Act, this registration statement also covers any additional securities that may be offered or issued in connection with any stock split, stock dividend or pursuant to anti-dilution provisions of any of these securities. Separate consideration may or may not be received for securities that are issuable upon conversion, exercise or exchange of other securities. | |
(6) | The exercise price per share of the Common Stock Warrants is $8.025. The exercise per share of the Pre-Funded Warrants is $0.001 per share and the Pre-Funded Warrants are exercisable only by means of a cashless exercise. | |
(7) | The $559,134,123 of securities registered pursuant to this registration statement includes $186,001,599 of securities (the “Unsold Securities”) registered pursuant to the Registration Statement on Form S-3 (No. 333-271848), which became effective on May 23, 2023 (the “Prior Registration Statement”), including 7,368,738 shares of common stock that may be issued and sold upon the exercise of certain outstanding common stock warrants (the “Common Stock Warrants”) for an aggregate exercise price of up to $59,134,123 and up to 1,571,093 shares of common stock that may be issued upon cashless exercise of certain outstanding pre-funded warrants (the “Pre-Funded Warrants”). Pursuant to Rule 415(a)(6) under the Securities Act, the filing fees previously paid in connection with the Unsold Securities will continue to be applied to the Unsold Securities. To the extent that, after the filing date hereof and prior to the effectiveness of this registration statement, the registrant sells any Unsold Securities pursuant to the Prior Registration Statement, the registrant will identify in a pre-effective amendment to this registration statement the updated amount of Unsold Securities from the Prior Registration Statement to be included in this registration statement pursuant to Rule 415(a)(6) and the updated amount of new securities to be registered on this registration statement. Pursuant to Rule 415(a)(6), the offering of securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement. |