UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A
Proxy Statement Pursuant to Section 14(a) of
the Securities Exchange Act of 1934 (Amendment No. )
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x | Definitive Proxy Statement |
¨ | Definitive Additional Materials |
¨ | Soliciting Material Pursuant to §240.14a-12 |
The Charles Schwab Family of Funds
Schwab Investments
Schwab Capital Trust
Schwab Strategic Trust
(Name of Registrant as Specified In Its Charter)
(Name of Person(s) Filing Proxy Statement, if Other Than the Registrant)
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x | No fee required. |
¨ | Fee paid previously with preliminary materials. |
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Schwab Capital Trust
Schwab Strategic Trust
/s/ Walter W. Bettinger II
CHAIRMAN
THE CHARLES SCHWAB FAMILY OF FUNDS
SCHWAB INVESTMENTS
SCHWAB CAPITAL TRUST
SCHWAB STRATEGIC TRUST
https://www.viewproxy.com/schwab/broadridgevsm/.
SPECIAL MEETING OF SHAREHOLDERS
TO BE HELD ON JUNE 1, 2022
/s/ Jonathan de St. Paer
President and Chief Executive Officer
March 16, 2022
SCHWAB INVESTMENTS
SCHWAB CAPITAL TRUST
SCHWAB STRATEGIC TRUST
| | Proposal Summary | | | | Funds Voting on the Proposal | | |
| | Election of ten trustees to each of the following Trusts, effective October 1, 2022: The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Strategic Trust. | | | | Each Fund in The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Strategic Trust will vote together with all other Funds of such Trust on the proposal. A list of the Funds is contained in Appendix A. | | |
| Name, Year of Birth, and Positions(s) with the Trusts; (Term of Office and Length of Time Served(1)) | | | Principal Occupations During the Past Five Years | | | Number of Portfolios in Fund Complex Overseen by the Trustee | | | Other Directorships Held by Trustee | |
| INTERESTED TRUSTEES | | |||||||||
| Walter W. Bettinger II(2) 1960 Chairman and Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Annuity Portfolios since 2008; Schwab Strategic Trust since 2009; Laudus Trust since 2010) | | | Director and Chief Executive Officer (Oct. 2008-present) and President (Oct. 2008-Oct. 2021), The Charles Schwab Corporation; President and Chief Executive Officer (Oct. 2008- Oct. 2021) and Director (May 2008- Oct. 2021), Charles Schwab & Co., Inc.; Director (Apr. 2006-present), Charles Schwab Bank, SSB; Director (Nov. 2017-present), Charles Schwab Premier Bank, SSB; Director (July 2019-present), Charles Schwab Trust Bank; Director (May 2008-present) and President and Chief Executive Officer (Aug. 2017-present), Schwab Holdings, Inc.; Director (Oct. 2020-present), TD Ameritrade Holding Corporation; Director (July 2016‑Oct. 2021), Charles Schwab Investment Management, Inc. | | | 103 | | | Director (2008- present), CSC | |
| Name, Year of Birth, and Positions(s) with the Trusts; (Term of Office and Length of Time Served(1)) | | | Principal Occupations During the Past Five Years | | | Number of Portfolios in Fund Complex Overseen by the Trustee | | | Other Directorships Held by Trustee | |
| INTERESTED TRUSTEES | | |||||||||
| Richard A. Wurster(2) Nominee | | | President (Oct. 2021-present) and Executive Vice President – Schwab Asset Management Solutions (Apr. 2019-Oct. 2021), The Charles Schwab Corporation; President, Director (Oct. 2021-present), Executive Vice President – Schwab Asset Management Solutions (July 2019-Oct. 2021) and Senior Vice President – Advisory (May 2016-July 2019), Charles Schwab & Co., Inc.; President (Nov. 2021-present), Schwab Holdings, Inc.; Director (Oct. 2021-present) and Chief Executive Officer (Nov. 2019-Jan. 2022), Charles Schwab Investment Management, Inc.; Director, Chief Executive Officer and President (Mar. 2018-present), Charles Schwab Investment Advisory, Inc.; Chief Executive Officer (July 2016-Apr. 2018) and President (Mar. 2017-Apr. 2018), ThomasPartners, Inc.; Chief Executive Officer (July 2016-Apr. 2018), Windhaven Investment Management, Inc. | | | 103 | | | None | |
| INDEPENDENT TRUSTEES | | |||||||||
| Michael J. Beer Nominee | | | Retired. Director, President and Chief Executive Officer (Dec. 2016-Sept. 2019), Principal Funds (investment management). | | | 103 | | | Principal Funds, Inc. (Dec. 2016- Sept. 2019) | |
| Robert W. Burns 1959 Trustee (Trustee of Schwab Strategic Trust since 2009; The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2016) | | | Retired/Private Investor (Jan. 2009-present). Formerly, Managing Director, Pacific Investment Management Company, LLC (PIMCO) (investment management) and President, PIMCO Funds. | | | 103 | | | None | |
| Nancy F. Heller 1956 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2018) | | | Retired. President and Chairman (2014-2016), TIAA Charitable (financial services); Senior Managing Director (2003-2016), TIAA (financial services). | | | 103 | | | None | |
| Name, Year of Birth, and Positions(s) with the Trusts; (Term of Office and Length of Time Served(1)) | | | Principal Occupations During the Past Five Years | | | Number of Portfolios in Fund Complex Overseen by the Trustee | | | Other Directorships Held by Trustee | |
| INDEPENDENT TRUSTEES | | |||||||||
| David L. Mahoney 1954 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2011; Schwab Strategic Trust since 2016) | | | Private Investor (2001-present). Formerly, Co-Chief Executive Officer, McKesson Corporation (healthcare services). | | | 103 | | | Director (2004- present), Corcept Therapeutics Incorporated Director (2009-2021), Adamas Pharmaceuticals, Inc. Director (2003-2019), Symantec Corporation | |
| Jane P. Moncreiff 1961 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2019) | | | Consultant (2018-present), Fulham Advisers LLC (management consulting); Chief Investment Officer (2009-2017), CareGroup Healthcare System, Inc. (healthcare). | | | 103 | | | None | |
| Kiran M. Patel 1948 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2011; Schwab Strategic Trust since 2016) | | | Retired. Executive Vice President and General Manager of Small Business Group (Dec. 2008-Sept. 2013), Intuit, Inc. (financial software and services for consumers and small businesses). | | | 103 | | | Director (2008- present), KLA- Tencor Corporation | |
| Kimberly S. Patmore 1956 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2016) | | | Consultant (2008-present), Patmore Management Consulting (management consulting). Formerly, Chief Financial Officer and Executive Vice President, First Data Corporation (financial services). | | | 103 | | | None | |
| Name, Year of Birth, and Positions(s) with the Trusts; (Term of Office and Length of Time Served(1)) | | | Principal Occupations During the Past Five Years | | | Number of Portfolios in Fund Complex Overseen by the Trustee | | | Other Directorships Held by Trustee | |
| INDEPENDENT TRUSTEES | | |||||||||
| J. Derek Penn 1957 Trustee (Trustee of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2021) | | | Head of Equity Sales and Trading (2006-2018), BNY Mellon (financial services). | | | 103 | | | None | |
Trust | | | Fiscal Year End | | | Board/Committee | | | Meetings | |
Schwab Strategic Trust | | | 2/28/2022 | | | Board | | | 5 | |
| Audit, Compliance and Valuation | | | 4 | | |||||
| Investment Oversight | | | 4 | | |||||
| Governance | | | 5 | | |||||
Schwab Investments | | | 2/28/2022 | | | Board | | | 5 | |
| Audit, Compliance and Valuation | | | 4 | | |||||
| Investment Oversight | | | 4 | | |||||
| Governance | | | 5 | | |||||
Schwab Capital Trust | | | 2/28/2022 | | | Board | | | 5 | |
| Audit, Compliance and Valuation | | | 4 | | |||||
| Investment Oversight | | | 4 | | |||||
| Governance | | | 5 | | |||||
The Charles Schwab Family of Funds | | | 12/31/2021 | | | Board | | | 5 | |
| Audit, Compliance and Valuation | | | 4 | | |||||
| Investment Oversight | | | 5 | | |||||
| Governance | | | 5 | |
Name of Independent Trustee | | | Aggregate Compensation from the Trusts | | | Total Compensation from the Trusts and the Family of Investment Companies(5) | | ||||||||||||||||||||||||
| The Charles Schwab Family of Funds(1) | | | Schwab Investments(2) | | | Schwab Capital Trust(3) | | | Schwab Strategic Trust(4) | | ||||||||||||||||||||
Robert W. Burns | | | | $ | 77,665 | | | | | $ | 23,426 | | | | | $ | 92,868 | | | | | $ | 110,896 | | | | | $ | 333,064 | | |
Nancy F. Heller | | | | $ | 77,256 | | | | | $ | 23,369 | | | | | $ | 92,367 | | | | | $ | 110,595 | | | | | $ | 331,070 | | |
David L. Mahoney | | | | $ | 77,665 | | | | | $ | 23,536 | | | | | $ | 92,948 | | | | | $ | 111,626 | | | | | $ | 333,064 | | |
Jane P. Moncreiff | | | | $ | 81,907 | | | | | $ | 24,575 | | | | | $ | 97,466 | | | | | $ | 116,432 | | | | | $ | 351,013 | | |
Kiran M. Patel | | | | $ | 81,423 | | | | | $ | 24,641 | | | | | $ | 97,444 | | | | | $ | 116,616 | | | | | $ | 349,019 | | |
Kimberly S. Patmore | | | | $ | 77,181 | | | | | $ | 23,368 | | | | | $ | 92,440 | | | | | $ | 110,568 | | | | | $ | 331,070 | | |
J. Derek Penn(6) | | | | $ | 41,400 | | | | | $ | 10,579 | | | | | $ | 48,391 | | | | | $ | 57,187 | | | | | $ | 191,958 | | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in The Charles Schwab Family of Funds | | ||||||||||||
| Schwab Value Advantage Money Fund® | | | Schwab® Government Money Fund | | | Schwab® Treasury Obligations Money Fund | | | Schwab® Retirement Government Money Fund | | | Schwab® U.S. Treasury Money Fund | | ||
INTERESTED TRUSTEES | | |||||||||||||||
Walter W. Bettinger II | | | Over $100,000 | | | None | | | None | | | None | | | None | |
Richard A. Wurster | | | None | | | $1-$10,000 | | | None | | | None | | | None | |
INDEPENDENT TRUSTEES | | |||||||||||||||
Robert W. Burns | | | Over $100,000 | | | None | | | None | | | None | | | None | |
Nancy F. Heller | | | None | | | None | | | None | | | None | | | None | |
David L. Mahoney | | | None | | | None | | | None | | | None | | | None | |
Jane P. Moncreiff | | | None | | | None | | | None | | | None | | | None | |
Kiran M. Patel | | | None | | | None | | | None | | | None | | | None | |
Kimberly S. Patmore | | | None | | | $50,001-$100,000 | | | None | | | None | | | None | |
J. Derek Penn(1) | | | None | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in The Charles Schwab Family of Funds | | ||||||||||||
| Schwab® Variable Share Price Money Fund | | | Schwab® AMT Tax-Free Money Fund | | | Schwab® Municipal Money Fund | | | Schwab® California Municipal Money Fund | | | Schwab® New York Municipal Money Fund | | ||
INTERESTED TRUSTEES | | |||||||||||||||
Walter W. Bettinger II | | | None | | | None | | | None | | | None | | | None | |
Richard A. Wurster | | | None | | | None | | | None | | | None | | | None | |
INDEPENDENT TRUSTEES | | |||||||||||||||
Robert W. Burns | | | None | | | None | | | $1-$10,000 | | | None | | | None | |
Nancy F. Heller | | | None | | | None | | | None | | | None | | | $50,001-$100,000 | |
David L. Mahoney | | | None | | | None | | | Over $100,000 | | | None | | | None | |
Jane P. Moncreiff | | | None | | | None | | | None | | | None | | | None | |
Kiran M. Patel | | | None | | | None | | | None | | | None | | | None | |
Kimberly S. Patmore | | | None | | | None | | | None | | | None | | | None | |
J. Derek Penn(1) | | | None | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in Schwab Investments | | |||||||||
| Schwab® Short-Term Bond Index Fund | | | Schwab® Treasury Inflation Protected Securities Index Fund | | | Schwab® U.S. Aggregate Bond Index Fund | | | Schwab® Tax-Free Bond Fund | | ||
INTERESTED TRUSTEES | | ||||||||||||
Walter W. Bettinger II | | | None | | | None | | | None | | | None | |
Richard A. Wurster | | | None | | | None | | | None | | | None | |
INDEPENDENT TRUSTEES | | ||||||||||||
Robert W. Burns | | | None | | | None | | | None | | | None | |
Nancy F. Heller | | | $1-$10,000 | | | None | | | None | | | None | |
David L. Mahoney | | | None | | | None | | | None | | | None | |
Jane P. Moncreiff | | | None | | | None | | | None | | | None | |
Kiran M. Patel | | | None | | | None | | | None | | | None | |
Kimberly S. Patmore | | | None | | | None | | | None | | | None | |
J. Derek Penn(1) | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in Schwab Investments | | |||||||||
| Schwab® California Tax-Tree Bond Fund | | | Schwab® Opportunistic Municipal Bond Fund(1) | | | Schwab® Global Real Estate Fund | | | Schwab 1000 Index® Fund | | ||
INTERESTED TRUSTEES | | ||||||||||||
Walter W. Bettinger II | | | None | | | None | | | None | | | None | |
Richard A. Wurster | | | None | | | None | | | None | | | $50,001-$100,000 | |
INDEPENDENT TRUSTEES | | ||||||||||||
Robert W. Burns | | | None | | | None | | | None | | | None | |
Nancy F. Heller | | | None | | | None | | | None | | | None | |
David L. Mahoney | | | None | | | None | | | None | | | None | |
Jane P. Moncreiff | | | None | | | None | | | None | | | None | |
Kiran M. Patel | | | None | | | None | | | None | | | None | |
Kimberly S. Patmore | | | None | | | None | | | None | | | None | |
J. Derek Penn(2) | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in Schwab Capital Trust | | |||||||||
| Schwab® Large-Cap Growth Fund | | | Schwab® Core Equity Fund | | | Schwab® International Core Equity Fund | | | Schwab® Dividend Equity Fund | | ||
INTERESTED TRUSTEES | | ||||||||||||
Walter W. Bettinger II | | | None | | | None | | | None | | | None | |
Richard A. Wurster | | | None | | | None | | | None | | | None | |
INDEPENDENT TRUSTEES | | ||||||||||||
Robert W. Burns | | | None | | | None | | | None | | | None | |
Nancy F. Heller | | | None | | | None | | | None | | | None | |
David L. Mahoney | | | None | | | None | | | None | | | None | |
Jane P. Moncreiff | | | None | | | None | | | None | | | None | |
Kiran M. Patel | | | None | | | None | | | None | | | None | |
Kimberly S. Patmore | | | None | | | None | | | None | | | None | |
J. Derek Penn(1) | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in Schwab Capital Trust | | |||||||||
| Schwab® Small-Cap Equity Fund | | | Schwab® Health Care Fund | | | Schwab® S&P 500 Index Fund | | | Schwab Small-Cap Index Fund® | | ||
INTERESTED TRUSTEES | | ||||||||||||
Walter W. Bettinger II | | | None | | | None | | | None | | | None | |
Richard A. Wurster | | | None | | | None | | | None | | | None | |
INDEPENDENT TRUSTEES | | ||||||||||||
Robert W. Burns | | | None | | | None | | | None | | | None | |
Nancy F. Heller | | | None | | | None | | | $10,001-$50,000 | | | $10,001-$50,000 | |
David L. Mahoney | | | None | | | None | | | None | | | None | |
Jane P. Moncreiff | | | None | | | None | | | None | | | None | |
Kiran M. Patel | | | None | | | None | | | None | | | None | |
Kimberly S. Patmore | | | None | | | None | | | None | | | None | |
J. Derek Penn(1) | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in Schwab Capital Trust | | |||||||||
| Schwab Total Stock Market Index Fund® | | | Schwab® U.S. Large-Cap Growth Index Fund | | | Schwab® U.S. Large-Cap Value Index Fund | | | Schwab® U.S. Mid-Cap Index Fund | | ||
INTERESTED TRUSTEES | | ||||||||||||
Walter W. Bettinger II | | | None | | | None | | | None | | | None | |
Richard A. Wurster | | | None | | | None | | | None | | | None | |
INDEPENDENT TRUSTEES | | ||||||||||||
Robert W. Burns | | | None | | | None | | | None | | | None | |
Nancy F. Heller | | | $10,001-$50,000 | | | None | | | None | | | None | |
David L. Mahoney | | | None | | | None | | | None | | | None | |
Jane P. Moncreiff | | | None | | | None | | | None | | | None | |
Kiran M. Patel | | | None | | | None | | | None | | | None | |
Kimberly S. Patmore | | | None | | | None | | | None | | | None | |
J. Derek Penn(1) | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in Schwab Capital Trust | | |||||||||
| Schwab® International Index Fund | | | Schwab® International Opportunities Fund(1) | | | Schwab® Balanced Fund | | | Schwab MarketTrack All Equity Portfolio™ | | ||
INTERESTED TRUSTEES | | ||||||||||||
Walter W. Bettinger II | | | None | | | None | | | None | | | None | |
Richard A. Wurster | | | $10,001-$50,000 | | | None | | | None | | | None | |
INDEPENDENT TRUSTEES | | ||||||||||||
Robert W. Burns | | | None | | | None | | | None | | | None | |
Nancy F. Heller | | | None | | | None | | | None | | | None | |
David L. Mahoney | | | None | | | None | | | None | | | None | |
Jane P. Moncreiff | | | None | | | None | | | None | | | None | |
Kiran M. Patel | | | None | | | None | | | None | | | None | |
Kimberly S. Patmore | | | None | | | None | | | None | | | None | |
J. Derek Penn(2) | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in Schwab Capital Trust | | |||||||||
| Schwab MarketTrack Growth Portfolio™ | | | Schwab MarketTrack Balanced Portfolio™ | | | Schwab MarketTrack Conservative Portfolio™ | | | Schwab® Target 2010 Fund | | ||
INTERESTED TRUSTEES | | ||||||||||||
Walter W. Bettinger II | | | None | | | None | | | None | | | None | |
Richard A. Wurster | | | None | | | None | | | None | | | None | |
INDEPENDENT TRUSTEES | | ||||||||||||
Robert W. Burns | | | None | | | None | | | None | | | None | |
Nancy F. Heller | | | None | | | None | | | None | | | None | |
David L. Mahoney | | | None | | | None | | | None | | | None | |
Jane P. Moncreiff | | | None | | | None | | | None | | | None | |
Kiran M. Patel | | | None | | | None | | | None | | | None | |
Kimberly S. Patmore | | | None | | | None | | | None | | | None | |
J. Derek Penn(1) | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in Schwab Capital Trust | | |||||||||
| Schwab® Target 2015 Fund | | | Schwab® Target 2020 Fund | | | Schwab® Target 2025 Fund | | | Schwab® Target 2030 Fund | | ||
INTERESTED TRUSTEES | | ||||||||||||
Walter W. Bettinger II | | | None | | | None | | | None | | | None | |
Richard A. Wurster | | | None | | | None | | | None | | | None | |
INDEPENDENT TRUSTEES | | ||||||||||||
Robert W. Burns | | | None | | | None | | | None | | | None | |
Nancy F. Heller | | | None | | | None | | | None | | | None | |
David L. Mahoney | | | None | | | None | | | None | | | None | |
Jane P. Moncreiff | | | None | | | None | | | None | | | None | |
Kiran M. Patel | | | None | | | None | | | None | | | None | |
Kimberly S. Patmore | | | None | | | None | | | None | | | None | |
J. Derek Penn(1) | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in Schwab Capital Trust | | |||||||||
| Schwab® Target 2035 Fund | | | Schwab® Target 2040 Fund | | | Schwab® Target 2045 Fund | | | Schwab® Target 2050 Fund | | ||
INTERESTED TRUSTEES | | ||||||||||||
Walter W. Bettinger II | | | None | | | None | | | None | | | None | |
Richard A. Wurster | | | None | | | None | | | None | | | None | |
INDEPENDENT TRUSTEES | | ||||||||||||
Robert W. Burns | | | None | | | None | | | None | | | None | |
Nancy F. Heller | | | None | | | None | | | None | | | None | |
David L. Mahoney | | | None | | | None | | | None | | | None | |
Jane P. Moncreiff | | | None | | | None | | | None | | | None | |
Kiran M. Patel | | | None | | | None | | | None | | | None | |
Kimberly S. Patmore | | | None | | | None | | | None | | | None | |
J. Derek Penn(1) | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in Schwab Capital Trust | | |||||||||
| Schwab® Target 2055 Fund | | | Schwab® Target 2060 Fund | | | Schwab® Target 2065 Fund | | | Schwab® Monthly Income Fund – Moderate Payout | | ||
INTERESTED TRUSTEES | | ||||||||||||
Walter W. Bettinger II | | | None | | | None | | | None | | | None | |
Richard A. Wurster | | | None | | | None | | | None | | | None | |
INDEPENDENT TRUSTEES | | ||||||||||||
Robert W. Burns | | | None | | | None | | | None | | | None | |
Nancy F. Heller | | | None | | | None | | | None | | | None | |
David L. Mahoney | | | None | | | None | | | None | | | None | |
Jane P. Moncreiff | | | None | | | None | | | None | | | None | |
Kiran M. Patel | | | None | | | None | | | None | | | None | |
Kimberly S. Patmore | | | None | | | None | | | None | | | None | |
J. Derek Penn(1) | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in Schwab Capital Trust | | |||||||||
| Schwab® Monthly Income Fund – Enhanced Payout | | | Schwab® Monthly Income Fund – Maximum Payout | | | Schwab® Fundamental US Large Company Index Fund | | | Schwab® Fundamental US Small Company Index Fund | | ||
INTERESTED TRUSTEES | | ||||||||||||
Walter W. Bettinger II | | | None | | | None | | | None | | | None | |
Richard A. Wurster | | | None | | | None | | | None | | | None | |
INDEPENDENT TRUSTEES | | ||||||||||||
Robert W. Burns | | | None | | | None | | | None | | | None | |
Nancy F. Heller | | | None | | | None | | | $10,001-$50,000 | | | None | |
David L. Mahoney | | | None | | | None | | | None | | | None | |
Jane P. Moncreiff | | | None | | | None | | | None | | | None | |
Kiran M. Patel | | | None | | | None | | | None | | | None | |
Kimberly S. Patmore | | | None | | | None | | | None | | | None | |
J. Derek Penn(1) | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in Schwab Capital Trust | | |||||||||
| Schwab® Fundamental International Large Company Index Fund | | | Schwab® Fundamental International Small Company Index Fund | | | Schwab® Fundamental Emerging Markets Large Company Index Fund | | | Schwab® Fundamental Global Real Estate Index Fund | | ||
INTERESTED TRUSTEES | | ||||||||||||
Walter W. Bettinger II | | | None | | | None | | | None | | | None | |
Richard A. Wurster | | | $10,001-$50,000 | | | $10,001-$50,000 | | | $10,001-$50,000 | | | None | |
INDEPENDENT TRUSTEES | | ||||||||||||
Robert W. Burns | | | None | | | None | | | None | | | None | |
Nancy F. Heller | | | None | | | None | | | None | | | $10,001-$50,000 | |
David L. Mahoney | | | None | | | None | | | None | | | None | |
Jane P. Moncreiff | | | None | | | None | | | None | | | None | |
Kiran M. Patel | | | None | | | None | | | None | | | None | |
Kimberly S. Patmore | | | None | | | None | | | None | | | None | |
J. Derek Penn(1) | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in Schwab Capital Trust | | |||||||||
| Schwab® Target 2010 Index Fund | | | Schwab® Target 2015 Index Fund | | | Schwab® Target 2020 Index Fund | | | Schwab® Target 2025 Index Fund | | ||
INTERESTED TRUSTEES | | ||||||||||||
Walter W. Bettinger II | | | None | | | None | | | None | | | None | |
Richard A. Wurster | | | None | | | None | | | None | | | None | |
INDEPENDENT TRUSTEES | | ||||||||||||
Robert W. Burns | | | None | | | None | | | None | | | None | |
Nancy F. Heller | | | None | | | None | | | None | | | None | |
David L. Mahoney | | | None | | | None | | | None | | | None | |
Jane P. Moncreiff | | | None | | | None | | | None | | | None | |
Kiran M. Patel | | | None | | | None | | | None | | | None | |
Kimberly S. Patmore | | | None | | | None | | | None | | | None | |
J. Derek Penn(1) | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in Schwab Capital Trust | | |||||||||
| Schwab® Target 2030 Index Fund | | | Schwab® Target 2035 Index Fund | | | Schwab® Target 2040 Index Fund | | | Schwab® Target 2045 Index Fund | | ||
INTERESTED TRUSTEES | | ||||||||||||
Walter W. Bettinger II | | | None | | | None | | | None | | | None | |
Richard A. Wurster | | | None | | | None | | | None | | | None | |
INDEPENDENT TRUSTEES | | ||||||||||||
Robert W. Burns | | | None | | | None | | | None | | | None | |
Nancy F. Heller | | | None | | | None | | | None | | | None | |
David L. Mahoney | | | None | | | None | | | None | | | None | |
Jane P. Moncreiff | | | None | | | None | | | None | | | None | |
Kiran M. Patel | | | None | | | None | | | None | | | None | |
Kimberly S. Patmore | | | None | | | None | | | None | | | None | |
J. Derek Penn(1) | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in Schwab Capital Trust | | |||||||||
| Schwab® Target 2050 Index Fund | | | Schwab® Target 2055 Index Fund | | | Schwab® Target 2060 Index Fund | | | Schwab® Target 2065 Index Fund | | ||
INTERESTED TRUSTEES | | ||||||||||||
Walter W. Bettinger II | | | None | | | None | | | None | | | None | |
Richard A. Wurster | | | None | | | None | | | None | | | None | |
INDEPENDENT TRUSTEES | | ||||||||||||
Robert W. Burns | | | None | | | None | | | None | | | None | |
Nancy F. Heller | | | None | | | None | | | None | | | None | |
David L. Mahoney | | | None | | | None | | | None | | | None | |
Jane P. Moncreiff | | | None | | | None | | | None | | | None | |
Kiran M. Patel | | | None | | | None | | | None | | | None | |
Kimberly S. Patmore | | | None | | | None | | | None | | | None | |
J. Derek Penn(1) | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in Schwab Strategic Trust | | |||||||||
| Schwab® U.S. Broad Market ETF | | | Schwab 1000 Index® ETF | | | Schwab® U.S. Large-Cap ETF | | | Schwab® U.S. Large-Cap Growth ETF | | ||
INTERESTED TRUSTEES | | ||||||||||||
Walter W. Bettinger II | | | Over $100,000 | | | None | | | Over $100,000 | | | Over $100,000 | |
Richard A. Wurster | | | None | | | None | | | $1-$10,000 | | | None | |
INDEPENDENT TRUSTEES | | ||||||||||||
Robert W. Burns | | | None | | | None | | | Over $100,000 | | | None | |
Nancy F. Heller | | | $10,001-$50,000 | | | None | | | $10,001-$50,000 | | | None | |
David L. Mahoney | | | None | | | None | | | None | | | None | |
Jane P. Moncreiff | | | None | | | None | | | $50,001-$100,000 | | | None | |
Kiran M. Patel | | | None | | | None | | | Over $100,000 | | | None | |
Kimberly S. Patmore | | | None | | | None | | | None | | | None | |
J. Derek Penn(1) | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in Schwab Strategic Trust | | |||||||||
| Schwab® U.S. Large-Cap Value ETF | | | Schwab® U.S. Mid-Cap ETF | | | Schwab® U.S. Small-Cap ETF | | | Schwab® U.S. Dividend Equity ETF | | ||
INTERESTED TRUSTEES | | ||||||||||||
Walter W. Bettinger II | | | None | | | Over $100,000 | | | $10,001-$50,000 | | | Over $100,000 | |
Richard A. Wurster | | | None | | | None | | | $1-$10,000 | | | None | |
INDEPENDENT TRUSTEES | | ||||||||||||
Robert W. Burns | | | None | | | None | | | Over $100,000 | | | None | |
Nancy F. Heller | | | None | | | None | | | None | | | None | |
David L. Mahoney | | | None | | | None | | | None | | | None | |
Jane P. Moncreiff | | | None | | | None | | | $10,001-$50,000 | | | None | |
Kiran M. Patel | | | None | | | None | | | Over $100,000 | | | None | |
Kimberly S. Patmore | | | None | | | $50,001-$100,000 | | | Over $100,000 | | | None | |
J. Derek Penn(1) | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in Schwab Strategic Trust | | |||||||||
| Schwab® International Dividend Equity ETF | | | Schwab® International Equity ETF | | | Schwab® International Small-Cap Equity ETF | | | Schwab® Emerging Markets Equity ETF | | ||
INTERESTED TRUSTEES | | ||||||||||||
Walter W. Bettinger II | | | None | | | Over $100,000 | | | Over $100,000 | | | Over $100,000 | |
Richard A. Wurster | | | None | | | $1-$10,000 | | | $1-$10,000 | | | $1-$10,000 | |
INDEPENDENT TRUSTEES | | ||||||||||||
Robert W. Burns | | | None | | | Over $100,000 | | | Over $100,000 | | | Over $100,000 | |
Nancy F. Heller | | | None | | | None | | | None | | | None | |
David L. Mahoney | | | None | | | None | | | None | | | None | |
Jane P. Moncreiff | | | None | | | $10,001-$50,000 | | | $10,001-$50,000 | | | $10,001-$50,000 | |
Kiran M. Patel | | | None | | | Over $100,000 | | | None | | | Over $100,000 | |
Kimberly S. Patmore | | | None | | | $50,001-$100,000 | | | None | | | $10,001-$50,000 | |
J. Derek Penn(1) | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in Schwab Strategic Trust | | |||||||||
| Schwab® U.S. REIT ETF | | | Schwab® 1-5 Year Corporate Bond ETF | | | Schwab® 5-10 Year Corporate Bond ETF | | | Schwab® U.S. Aggregate Bond ETF | | ||
INTERESTED TRUSTEES | | ||||||||||||
Walter W. Bettinger II | | | $1-$10,000 | | | None | | | None | | | None | |
Richard A. Wurster | | | $1-$10,000 | | | None | | | None | | | None | |
INDEPENDENT TRUSTEES | | ||||||||||||
Robert W. Burns | | | Over $100,000 | | | None | | | None | | | None | |
Nancy F. Heller | | | None | | | None | | | None | | | None | |
David L. Mahoney | | | None | | | None | | | None | | | None | |
Jane P. Moncreiff | | | $1-$10,000 | | | None | | | None | | | None | |
Kiran M. Patel | | | Over $100,000 | | | None | | | None | | | None | |
Kimberly S. Patmore | | | None | | | None | | | None | | | None | |
J. Derek Penn(1) | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in Schwab Strategic Trust | | |||||||||
| Schwab® U.S. TIPS ETF | | | Schwab® Short-Term U.S. Treasury ETF | | | Schwab® Intermediate - Term U.S. Treasury ETF | | | Schwab® Long-Term U.S. Treasury ETF | | ||
INTERESTED TRUSTEES | | ||||||||||||
Walter W. Bettinger II | | | $10,001-$50,000 | | | None | | | None | | | None | |
Richard A. Wurster | | | $1-$10,000 | | | None | | | None | | | None | |
INDEPENDENT TRUSTEES | | ||||||||||||
Robert W. Burns | | | Over $100,000 | | | None | | | $50,001-$100,000 | | | None | |
Nancy F. Heller | | | None | | | $1-$10,000 | | | None | | | None | |
David L. Mahoney | | | None | | | None | | | None | | | None | |
Jane P. Moncreiff | | | $10,001-$50,000 | | | None | | | None | | | None | |
Kiran M. Patel | | | None | | | None | | | None | | | None | |
Kimberly S. Patmore | | | None | | | None | | | None | | | None | |
J. Derek Penn(1) | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in Schwab Strategic Trust | | |||||||||
| Schwab® Fundamental U.S. Broad Market Index ETF | | | Schwab® Fundamental U.S. Large Company Index ETF | | | Schwab® Fundamental U.S. Small Company Index ETF | | | Schwab® Fundamental International Large Company Index ETF | | ||
INTERESTED TRUSTEES | | ||||||||||||
Walter W. Bettinger II | | | None | | | $10,001-$50,000 | | | $10,001-$50,000 | | | $10,001-$50,000 | |
Richard A. Wurster | | | None | | | $1-$10,000 | | | $1-$10,000 | | | $1-$10,000 | |
INDEPENDENT TRUSTEES | | ||||||||||||
Robert W. Burns | | | None | | | Over $100,000 | | | Over $100,000 | | | Over $100,000 | |
Nancy F. Heller | | | $10,001-$50,000 | | | None | | | None | | | None | |
David L. Mahoney | | | None | | | None | | | None | | | None | |
Jane P. Moncreiff | | | None | | | $10,001-$50,000 | | | $10,001-$50,000 | | | $10,001-$50,000 | |
Kiran M. Patel | | | Over $100,000 | | | None | | | Over $100,000 | | | None | |
Kimberly S. Patmore | | | None | | | Over $100,000 | | | None | | | None | |
J. Derek Penn(1) | | | None | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | | | None | |
Name of Trustee | | | Dollar Range of Equity Securities of each Fund in Schwab Strategic Trust | | ||||||
| Schwab® Fundamental International Small Company Index ETF | | | Schwab® Fundamental Emerging Markets Large Company Index ETF | | | Schwab® Ariel ESG ETF | | ||
INTERESTED TRUSTEES | | |||||||||
Walter W. Bettinger II | | | $1-$10,000 | | | $10,001-$50,000 | | | None | |
Richard A. Wurster | | | $1-$10,000 | | | Over $100,000 | | | None | |
INDEPENDENT TRUSTEES | | |||||||||
Robert W. Burns | | | Over $100,000 | | | Over $100,000 | | | None | |
Nancy F. Heller | | | None | | | None | | | None | |
David L. Mahoney | | | None | | | None | | | None | |
Jane P. Moncreiff | | | $10,001-$50,000 | | | $10,001-$50,000 | | | None | |
Kiran M. Patel | | | None | | | None | | | None | |
Kimberly S. Patmore | | | $10,001-$50,000 | | | None | | | None | |
J. Derek Penn(1) | | | None | | | None | | | None | |
Michael J. Beer | | | None | | | None | | | None | |
Name of Trustee | | | Aggregate Dollar Range of Equity Securities in All Funds Overseen or to be Overseen by Trustee or Nominee in Family of Investment Companies | |
INTERESTED TRUSTEES | | |||
Walter W. Bettinger II | | | Over $100,000 | |
Richard A. Wurster | | | Over $100,000 | |
INDEPENDENT TRUSTEES | | |||
Robert W. Burns | | | Over $100,000 | |
Nancy F. Heller | | | Over $100,000 | |
David L. Mahoney | | | Over $100,000 | |
Jane P. Moncreiff | | | Over $100,000 | |
Kiran M. Patel | | | Over $100,000 | |
Kimberly S. Patmore | | | Over $100,000 | |
J. Derek Penn(1) | | | None | |
Michael J. Beer | | | None | |
| Name of Officer, Year of Birth, and Positions(s) with the Trust (Term of Office and Length of Time Served(1)) | | | Principal Occupation(s) During the Past Five Years | |
| Jonathan de St. Paer 1973 President and Chief Executive Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2018) | | | Director (Apr. 2019-present), President (Oct. 2018-present), Chief Operating Officer (Jan. 2020-present) and Chief Executive Officer (Apr. 2019-Nov. 2019), Charles Schwab Investment Management, Inc.; Senior Vice President (June 2020-present) and Chief Operating Officer (Jan. 2020-present), Charles Schwab Investment Advisory, Inc.; Chief Executive Officer (Apr. 2019-present), President (Nov. 2018-present) and Trustee (Apr. 2019-Dec. 2020), Schwab Funds and ETFs; Director (Apr. 2019-present), Charles Schwab Worldwide Funds plc and Charles Schwab Asset Management (Ireland) Limited; Senior Vice President (Apr. 2019-present), Senior Vice President – Strategy and Product Development (CSIM) (Jan. 2014-Mar. 2019), and Vice President (Jan. 2009-Dec. 2013), Charles Schwab & Co., Inc. | |
| Name of Officer, Year of Birth, and Positions(s) with the Trust (Term of Office and Length of Time Served(1)) | | | Principal Occupation(s) During the Past Five Years | |
| Mark Fischer 1970 Treasurer, Chief Financial Officer and Chief Operating Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2013) | | | Treasurer, Chief Financial Officer (Jan. 2016-present) and Chief Operating Officer (Dec. 2020-present), Schwab Funds and ETFs; Assistant Treasurer (Dec. 2013-Dec. 2015), The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust; Assistant Treasurer (Nov. 2013-Dec. 2015), Schwab Strategic Trust; Chief Financial Officer (Mar. 2020-present) and Vice President (Oct. 2013-present), Charles Schwab Investment Management, Inc.; Executive Director (Apr. 2011- Sept. 2013), J.P. Morgan Investor Services; Assistant Treasurer (May 2005-Mar. 2011), Massachusetts Financial Service Investment Management. | |
| Omar Aguilar 1970 Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2011) | | | Chief Executive Officer (Jan. 2022-present), Chief Investment Officer (Apr. 2011-present) and Senior Vice President (Apr. 2011-Dec. 2021), Charles Schwab Investment Management, Inc.; Vice President and Chief Investment Officer (June 2011-present), Schwab Funds and ETFs; Head of the Portfolio Management Group and Vice President of Portfolio Management (May 2009- Apr. 2011), Financial Engines, Inc. (investment management); Head of Quantitative Equity (July 2004-Jan. 2009), ING Investment Management. | |
| Brett Wander 1961 Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2011) | | | Senior Vice President and Chief Investment Officer (Apr. 2011-present), Charles Schwab Investment Management, Inc.; Vice President and Chief Investment Officer (June 2011-present), Schwab Funds and ETFs; Senior Managing Director and Global Head of Active Fixed-Income Strategies (Jan. 2008-Oct. 2010), State Street Global Advisors; Director of Alpha Strategies (Apr. 2006-Jan. 2008), Loomis, Sayles & Company (investment management). | |
| William P. McMahon, Jr. 1972 Vice President and Chief Investment Officer (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios, Schwab Strategic Trust and Laudus Trust since 2021) | | | Senior Vice President and Chief Investment Officer (Jan. 2020-present), Charles Schwab Investment Management, Inc.; Vice President and Chief Investment Officer (June 2021-present), Schwab Funds and ETFs; Senior Vice President and Chief Investment Officer – ThomasPartners Strategies (Apr. 2018-Dec. 2019), Charles Schwab Investment Advisory, Inc.; Senior Vice President and Chief Investment Officer (May 2001-Apr. 2018), ThomasPartners, Inc. | |
| Name of Officer, Year of Birth, and Positions(s) with the Trust (Term of Office and Length of Time Served(1)) | | | Principal Occupation(s) During the Past Five Years | |
| Catherine MacGregor 1964 Chief Legal Officer and Secretary, Schwab Funds and Schwab ETFs Chief Legal Officer, Vice President and Clerk, Laudus Trust (Officer of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust, Schwab Annuity Portfolios and Laudus Trust since 2005; Schwab Strategic Trust since 2009) | | | Vice President (July 2005-present), Charles Schwab & Co., Inc.; Vice President (Sept. 2005- present), Charles Schwab Investment Management, Inc.; Vice President (Dec. 2005-present) and Chief Legal Officer and Clerk (Mar. 2007-present), Laudus Trust; Chief Legal Officer and Secretary (Oct. 2021-present), Vice President (Nov. 2005-Oct. 2021) and Assistant Secretary (June 2007-Oct. 2021), The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Annuity Portfolios; Chief Legal Officer and Secretary (Oct. 2021-present), Vice President and Assistant Secretary (Oct. 2009-Oct. 2021), Schwab Strategic Trust. | |
Trust | | | Fiscal Year End | | | Fees | | |||
The Charles Schwab Family of Funds | | | 12/31/21 | | | | $ | 343,000 | | |
| 12/31/20 | | | | $ | 343,000 | | | ||
Schwab Investments | | | 2/28/22 | | | | $ | 264,750(1) | | |
| 2/28/21 | | | | $ | 259,000(2) | | | ||
Schwab Capital Trust | | | 2/28/22 | | | | $ | 1,182,950(3) | | |
| 2/28/21 | | | | $ | 1,203,450(4) | | | ||
Schwab Strategic Trust | | | 3/31/22 | | | | $ | 468,400(5) | | |
| 2/28/21 | | | | $ | 450,900(6) | | |
Trust | | | Fiscal Year End | | | Fees | | |||
The Charles Schwab Family of Funds | | | 12/31/21 | | | | $ | 0 | | |
| 12/31/20 | | | | $ | 0 | | | ||
Schwab Investments | | | 2/28/22 | | | | $ | 0(1) | | |
| 2/28/21 | | | | $ | 0(2) | | | ||
Schwab Capital Trust | | | 2/28/22 | | | | $ | 96,000(3) | | |
| 2/28/21 | | | | $ | 90,000(4) | | | ||
Schwab Strategic Trust | | | 3/31/22 | | | | $ | 0(5) | | |
| 2/28/21 | | | | $ | 0(6) | | |
Trust | | | Fiscal Year End | | | Fees(1) | | |||
The Charles Schwab Family of Funds | | | 12/31/21 | | | | $ | 31,000 | | |
| 12/31/20 | | | | $ | 31,000 | | | ||
Schwab Investments | | | 2/28/22 | | | | $ | 24,800(2) | | |
| 2/28/21 | | | | $ | 24,800(3) | | | ||
Schwab Capital Trust | | | 2/28/22 | | | | $ | 161,200(4) | | |
| 2/28/21 | | | | $ | 158,100(5) | | | ||
Schwab Strategic Trust | | | 3/31/22 | | | | $ | 83,700(6) | | |
| 2/28/21 | | | | $ | 77,500(7) | | |
Trust | | | Fiscal Year End | | | Fees | | |||
The Charles Schwab Family of Funds | | | 12/31/21 | | | | $ | 0 | | |
| 12/31/20 | | | | $ | 0 | | | ||
Schwab Investments | | | 2/28/22 | | | | $ | 0(1) | | |
| 2/28/21 | | | | $ | 0(2) | | | ||
Schwab Capital Trust | | | 2/28/22 | | | | $ | 0(3) | | |
| 2/28/21 | | | | $ | 0(4) | | | ||
Schwab Strategic Trust | | | 3/31/22 | | | | $ | 0(5) | | |
| 2/28/21 | | | | $ | 0(6) | | |
Trust | | | Fiscal Year End | | | Fees | | |||
The Charles Schwab Family of Funds | | | 12/31/21 | | | | $ | 3,088,431 | | |
| 12/31/20 | | | | $ | 3,577,864 | | | ||
Schwab Investments | | | 2/28/22 | | | | $ | 2,523,317(1) | | |
| 2/28/21 | | | | $ | 4,326,956(2) | | | ||
Schwab Capital Trust | | | 2/28/22 | | | | $ | 2,523,317(3) | | |
| 2/28/21 | | | | $ | 4,326,956(4) | | | ||
Schwab Strategic Trust | | | 2/28/22 | | | | $ | 2,523,317(5) | | |
| 2/28/21 | | | | $ | 4,326,956(6) | | |
| | Schwab Large-Cap Growth Fund | | | | Schwab Target 2030 Fund | | |
| | Schwab Dividend Equity Fund | | | | Schwab Target 2035 Fund | | |
| | Schwab Small-Cap Equity Fund | | | | Schwab Target 2040 Fund | | |
| | Schwab Health Care Fund | | | | Schwab Target 2045 Fund | | |
| | Schwab S&P 500 Index Fund | | | | Schwab Target 2050 Fund | | |
| | Schwab Small-Cap Index Fund | | | | Schwab Target 2055 Fund | | |
| | Schwab Total Stock Market Index Fund | | | | Schwab Target 2060 Fund | | |
| | Schwab International Index Fund | | | | Schwab Target 2065 Fund | | |
| | Schwab Fundamental International Large Company Index Fund | | | | Schwab Target 2010 Index Fund | | |
| | Schwab Fundamental Global Real Estate Index Fund | | | | Schwab Target 2015 Index Fund | | |
| | Schwab Fundamental Emerging Markets Large Company Index Fund | | | | Schwab Target 2020 Index Fund | | |
| | Schwab Fundamental International Small Company Index Fund | | | | Schwab Target 2025 Index Fund | | |
| | Schwab Global Real Estate Fund | | | | Schwab Target 2030 Index Fund | | |
| | Schwab MarketTrack Growth Portfolio | | | | Schwab Target 2035 Index Fund | | |
| | Schwab MarketTrack Balanced Portfolio | | | | Schwab Target 2040 Index Fund | | |
| | Schwab MarketTrack Conservative Portfolio | | | | Schwab Target 2045 Index Fund | | |
| | Schwab MarketTrack All Equity Portfolio | | | | Schwab Target 2050 Index Fund | | |
| | Schwab Target 2010 Fund | | | | Schwab Target 2055 Index Fund | | |
| | Schwab Target 2015 Fund | | | | Schwab Target 2060 Index Fund | | |
| | Schwab Target 2020 Fund | | | | Schwab Target 2065 Index Fund | | |
| | Schwab Target 2025 Fund | | | | | | |
| | Schwab AMT Tax-Free Money Fund | | | | Schwab Monthly Income Fund – Enhanced Payout | | |
| | Schwab California Municipal Money Fund | | | | Schwab Emerging Markets Equity ETF | | |
| | Schwab Government Money Fund | | | | Schwab Fundamental Emerging Markets Large Company Index ETF | | |
| | Schwab Variable Share Price Money Fund | | | | Schwab Fundamental International Large Company Index ETF | | |
| | Schwab Municipal Money Fund | | | | Schwab Fundamental International Small Company Index ETF | | |
| | Schwab New York Municipal Money Fund | | | | Schwab Fundamental U.S. Broad Market Index ETF | | |
| | Schwab U.S. Treasury Money Fund | | | | Schwab Fundamental U.S. Large Company Index ETF | | |
| | Schwab Value Advantage Money Fund | | | | Schwab Fundamental U.S. Small Company Index ETF | | |
| | Schwab Retirement Government Money Fund | | | | Schwab Intermediate-Term U.S. Treasury ETF | | |
| | Schwab Treasury Obligations Money Fund | | | | Schwab International Equity ETF | | |
| | Schwab 1000 Index Fund | | | | Schwab International Small-Cap Equity ETF | | |
| | Schwab Short-Term Bond Index Fund | | | | Schwab Short-Term U.S. Treasury ETF | | |
| | Schwab U.S. Aggregate Bond Index Fund | | | | Schwab U.S. Aggregate Bond Fund | | |
| | Schwab California Tax-Free Bond Fund | | | | Schwab U.S. Broad Market ETF | | |
| | Schwab Treasury Inflation Protected Securities Index Fund | | | | Schwab U.S. Dividend Equity ETF | | |
| | Schwab Tax-Free Bond Fund | | | | Schwab U.S. Large-Cap ETF | | |
| | Schwab Opportunistic Municipal Bond Fund | | | | Schwab U.S. Large-Cap Growth ETF | | |
| | Schwab Core Equity Fund | | | | Schwab U.S. Large-Cap Value ETF | | |
| | Schwab International Opportunities Fund | | | | Schwab U.S. Mid-Cap ETF | | |
| | Schwab Balanced Fund | | | | Schwab U.S. REIT ETF | | |
| | Schwab Fundamental US Large Company Index Fund | | | | Schwab U.S. Small-Cap ETF | | |
| | Schwab International Core Equity Fund | | | | Schwab U.S. TIPS ETF | | |
| | Schwab Fundamental US Small Company Index Fund | | | | Schwab 1000 Index ETF | | |
| | Schwab U.S. Large-Cap Value Index Fund | | | | Schwab 1-5 Year Corporate Bond ETF | | |
| | Schwab U.S. Large-Cap Growth Index Fund | | | | Schwab 5-10 Year Corporate Bond ETF | | |
| | Schwab U.S. Mid-Cap Index Fund | | | | Schwab Long-Term U.S. Treasury ETF | | |
| | Schwab Monthly Income Fund – Moderate Payout | | | | Schwab International Dividend Equity ETF | | |
| | Schwab Monthly Income Fund – Maximum Payout | | | | Schwab Ariel ESG ETF | | |
Fund and Class | | | Outstanding Shares(1) | | |||
Schwab California Municipal Money Fund – Investor Shares | | | | | 2,153,878,479.351 | | |
Schwab California Municipal Money Fund – Ultra Shares | | | | | 762,339,117.839 | | |
Schwab Municipal Money Fund – Investor Shares | | | | | 1,530,681,917.982 | | |
Schwab Municipal Money Fund – Ultra Shares | | | | | 6,407,345,710.252 | | |
Schwab New York Municipal Money Fund – Investor Shares | | | | | 443,645,018.665 | | |
Schwab New York Municipal Money Fund – Ultra Shares | | | | | 116,844,286.920 | | |
Schwab AMT Tax-Free Money Fund – Investor Shares | | | | | 632,255,780.348 | | |
Schwab AMT Tax-Free Money Fund – Ultra Shares | | | | | 153,899,634.880 | | |
Schwab Variable Share Price Money Fund – Ultra Shares | | | | | 2,379,640,545.532 | | |
Schwab Value Advantage Money Fund – Investor Shares | | | | | 41,028,680,027.239 | | |
Schwab Value Advantage Money Fund – Ultra Shares | | | | | 31,084,764,276.541 | | |
Schwab Government Money Fund – Investor Shares | | | | | 6,558,346,010.720 | | |
Schwab Government Money Fund – Sweep Shares | | | | | 24,268,123,600.320 | | |
Schwab Government Money Fund – Ultra Shares | | | | | 4,812,365,026.580 | | |
Schwab U.S. Treasury Money Fund – Investor Shares | | | | | 7,673,918,404.861 | | |
Schwab U.S. Treasury Money Fund – Ultra Shares | | | | | 4,036,905,996.660 | | |
Schwab Retirement Government Money Fund | | | | | 1,603,497,986.364 | | |
Schwab Treasury Obligations Money Fund – Investor Shares | | | | | 5,451,128,535.163 | | |
Schwab Treasury Obligations Money Fund – Ultra Shares | | | | | 2,410,056,315.323 | | |
Total for The Charles Schwab Family of Funds | | | | | 143,508,316,671.540 | | |
Fund and Class | | | Outstanding Shares(1) | | |||
Schwab California Tax-Free Bond Fund | | | | | 39,158,805.023 | | |
Schwab Tax-Free Bond Fund | | | | | 61,696,921.968 | | |
Schwab Short-Term Bond Index Fund | | | | | 211,898,622.923 | | |
Schwab U.S. Aggregate Bond Index Fund | | | | | 523,299,423.980 | | |
Schwab Treasury Inflation Protected Securities Index Fund | | | | | 241,042,868.620 | | |
Schwab Opportunistic Municipal Bond Fund | | | | | 6,445,718.903 | | |
Schwab Global Real Estate Fund | | | | | 47,413,661.598 | | |
Schwab 1000 Index Fund | | | | | 140,725,405.674 | | |
Total for Schwab Investments | | | | | 1,271,681,428.689 | | |
Fund and Class | | | Outstanding Shares(1) | | |||
Schwab International Core Equity Fund | | | | | 64,150,851.341 | | |
Schwab Core Equity Fund | | | | | 69,492,433.710 | | |
Schwab Health Care Fund | | | | | 32,341,179.184 | | |
Schwab Small-Cap Equity Fund | | | | | 30,897,409.437 | | |
Schwab Dividend Equity Fund | | | | | 42,392,287.286 | | |
Schwab Large-Cap Growth Fund | | | | | 10,758,872.886 | | |
Schwab MarketTrack Balanced Portfolio | | | | | 31,619,432.421 | | |
Schwab MarketTrack Conservative Portfolio | | | | | 18,304,396.720 | | |
Schwab MarketTrack Growth Portfolio | | | | | 36,484,852.118 | | |
Schwab MarketTrack All Equity Portfolio | | | | | 37,127,828.320 | | |
Schwab Balanced Fund | | | | | 44,234,489.859 | | |
Schwab Target 2010 Fund | | | | | 4,143,745.933 | | |
Schwab Target 2015 Fund | | | | | 6,118,418.923 | | |
Schwab Target 2020 Fund | | | | | 33,771,445.160 | | |
Schwab Target 2025 Fund | | | | | 39,909,563.654 | | |
Schwab Target 2030 Fund | | | | | 65,260,284.127 | | |
Schwab Target 2035 Fund | | | | | 34,125,263.748 | | |
Schwab Target 2040 Fund | | | | | 64,141,609.520 | | |
Schwab Target 2045 Fund | | | | | 14,999,596.534 | | |
Schwab Target 2050 Fund | | | | | 14,486,514.055 | | |
Fund and Class | | | Outstanding Shares(1) | | |||
Schwab Target 2055 Fund | | | | | 9,286,911.647 | | |
Schwab Target 2060 Fund | | | | | 2,859,831.080 | | |
Schwab Target 2065 Fund | | | | | 559,238.723 | | |
Schwab Target 2010 Index Fund | | | | | 4,485,951.823 | | |
Schwab Target 2015 Index Fund | | | | | 6,031,634.433 | | |
Schwab Target 2020 Index Fund | | | | | 22,174,135.745 | | |
Schwab Target 2025 Index Fund | | | | | 37,205,823.959 | | |
Schwab Target 2030 Index Fund | | | | | 53,929,161.654 | | |
Schwab Target 2035 Index Fund | | | | | 31,718,663.508 | | |
Schwab Target 2040 Index Fund | | | | | 39,256,644.635 | | |
Schwab Target 2045 Index Fund | | | | | 22,167,975.625 | | |
Schwab Target 2050 Index Fund | | | | | 26,848,944.783 | | |
Schwab Target 2055 Index Fund | | | | | 16,485,232.302 | | |
Schwab Target 2060 Index Fund | | | | | 20,200,866.818 | | |
Schwab Target 2065 Index Fund | | | | | 2,592,457.853 | | |
Schwab Monthly Income Fund – Moderate Payout | | | | | 4,358,104.694 | | |
Schwab Monthly Income Fund – Enhanced Payout | | | | | 7,828,768.061 | | |
Schwab Monthly Income Fund – Maximum Payout | | | | | 9,946,980.257 | | |
Schwab International Opportunities Fund | | | | | 60,836,440.942 | | |
Schwab S&P 500 Index Fund | | | | | 993,806,139.860 | | |
Schwab Small-Cap Index Fund | | | | | 184,777,140.442 | | |
Schwab Total Stock Market Index Fund | | | | | 234,652,907.411 | | |
Schwab International Index Fund | | | | | 387,287,044.411 | | |
Schwab U.S. Large-Cap Value Index Fund | | | | | 11,809,191.323 | | |
Schwab U.S. Large-Cap Growth Index Fund | | | | | 10,938,808.124 | | |
Schwab U.S. Mid-Cap Index Fund | | | | | 15,733,361.922 | | |
Schwab Fundamental US Large Company Index Fund | | | | | 314,677,547.150 | | |
Schwab Fundamental US Small Company Index Fund | | | | | 109,387,811.869 | | |
Schwab Fundamental International Large Company Index Fund | | | | | 147,165,253.505 | | |
Schwab Fundamental Emerging Markets Large Company Index Fund | | | | | 70,389,753.315 | | |
Schwab Fundamental International Small Company Index Fund | | | | | 47,985,953.435 | | |
Schwab Fundamental Global Real Estate Index Fund | | | | | 11,694,747.669 | | |
Total for Schwab Capital Trust | | | | | 3,613,839,903.914 | | |
Fund and Class | | | Outstanding Shares(1) | | |||
Schwab Emerging Markets Equity ETF | | | | | 319,000,000 | | |
Schwab Fundamental Emerging Markets Large Company Index ETF | | | | | 160,000,000 | | |
Schwab Fundamental International Large Company Index ETF | | | | | 228,900,000 | | |
Schwab Fundamental International Small Company Index ETF | | | | | 75,200,000 | | |
Schwab Fundamental U.S. Broad Market Index ETF | | | | | 7,550,000 | | |
Schwab Fundamental U.S. Large Company Index ETF | | | | | 173,750,000 | | |
Schwab Fundamental U.S. Small Company Index ETF | | | | | 92,000,000 | | |
Schwab Intermediate-Term U.S. Treasury ETF | | | | | 69,650,000 | | |
Schwab International Equity ETF | | | | | 771,100,000 | | |
Schwab International Small-Cap Equity ETF | | | | | 96,100,000 | | |
Schwab Short-Term U.S. Treasury ETF | | | | | 165,700,000 | | |
Schwab U.S. Aggregate Bond ETF | | | | | 162,300,000 | | |
Schwab U.S. Broad Market ETF | | | | | 214,100,000 | | |
Schwab U.S. Dividend Equity ETF | | | | | 445,950,000 | | |
Schwab U.S. Large-Cap ETF | | | | | 314,800,000 | | |
Schwab U.S. Large-Cap Growth ETF | | | | | 109,150,000 | | |
Schwab U.S. Large-Cap Value ETF | | | | | 145,450,000 | | |
Schwab U.S. Mid-Cap ETF | | | | | 130,800,000 | | |
Schwab U.S. REIT ETF | | | | | 143,100,000 | | |
Schwab U.S. Small-Cap ETF | | | | | 170,950,000 | | |
Schwab U.S. TIPS ETF | | | | | 336,350,000 | | |
Schwab 1000 Index ETF | | | | | 52,500,000 | | |
Schwab International Dividend Equity ETF | | | | | 11,000,000 | | |
Schwab Ariel ESG ETF | | | | | 425,000 | | |
Schwab 1-5 Year Corporate Bond ETF | | | | | 8,550,000 | | |
Schwab 5-10 Year Corporate Bond ETF | | | | | 7,550,000 | | |
Schwab Long-Term U.S. Treasury ETF | | | | | 1,650,000 | | |
Total for Schwab Strategic Trust | | | | | 4,413,575,000 | | |
SCHWAB INVESTMENTS,
SCHWAB CAPITAL TRUST,
SCHWAB ANNUITY PORTFOLIOS,
LAUDUS TRUST
AND SCHWAB STRATEGIC TRUST
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
Schwab California Municipal Money Fund Investor Shares | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 2,148,837,197.537 Record | | | 99.77% | |
Schwab California Municipal Money Fund Ultra Shares | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 761,138,830.145 Record | | | 99.84% | |
| | | Sue J. Gross TTEE c/o Charles Schwab & Co., Inc. – Attn: Schwab Funds CLO 211 Main Street San Francisco, CA 94105-1905 | | | 71,142,543.360 Record | | | 9.33% (1) | |
Schwab Municipal Money Fund Investor Shares | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 1,523,246,064.213 Record | | | 99.51% | |
Schwab Municipal Money Fund Ultra Shares | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 6,400,598,454.852 Record | | | 99.89% | |
Schwab New York Municipal Money Fund Investor Shares | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 443,331,219.670 Record | | | 99.93% | |
Schwab New York Municipal Money Fund Ultra Shares | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 116,474,286.633 Record | | | 99.68% | |
| | | Larry J. Schwimmer c/o Charles Schwab & Co., Inc. – Attn: Schwab Funds CLO 211 Main Street San Francisco, CA 94105-1905 | | | 14,890,000.000 Record | | | 12.74%(1) | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
| | | Antonio M. Sacconaghi Jr. TTEE c/o Charles Schwab & Co., Inc. – Attn: Schwab Funds CLO 211 Main Street San Francisco, CA 94105-1905 | | | 8,000,041.610 Record | | | 6.85%(1) | |
| | | Gabrielle Sacconaghi Bacon c/o Charles Schwab & Co., Inc. – Attn: Schwab Funds CLO 211 Main Street San Francisco, CA 94105-1905 | | | 7,003,726.240 Record | | | 5.99%(1) | |
| | | Thomas Frank Herceg c/o Charles Schwab & Co., Inc. – Attn: Schwab Funds CLO 211 Main Street San Francisco, CA 94105-1905 | | | 6,056,788.030 Record | | | 5.18%(1) | |
Schwab AMT Tax-Free Money Fund Investor Shares | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 628,588,209.985 Record | | | 99.42% | |
Schwab AMT Tax-Free Money Fund Ultra Shares | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 150,454,034.437 Record | | | 97.76% | |
| | | James Benjamin Hawkes TTEE c/o Charles Schwab & Co., Inc. – Attn: Schwab Funds CLO 211 Main Street San Francisco, CA 94105-1905 | | | 11,502,513.420 Record | | | 7.47%(1) | |
| | | David W. Stadinski c/o Charles Schwab & Co., Inc. – Attn: Schwab Funds CLO 211 Main Street San Francisco, CA 94105-1905 | | | 10,670,887.560 Record | | | 6.93%(1) | |
Schwab Variable Share Price Money Fund Ultra Shares | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 2,343,621,354.379 Record | | | 98.49% | |
| | | Gene Hass Foundation c/o Charles Schwab & Co., Inc. – Attn: Schwab Funds CLO 211 Main Street San Francisco, CA 94105-1905 | | | 119,664,856.539 Record | | | 5.03%(1) | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
Schwab Value Advantage Money Fund Investor Shares | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 40,658,375,675.653 Record | | | 99.10% | |
Schwab Value Advantage Money Fund Ultra Shares | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 30,938,848,662.855 Record | | | 99.53% | |
Schwab Government Money Fund Investor Shares | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 6,353,533,127.730 Record | | | 96.88% | |
Schwab Government Money Fund Sweep Shares | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 24,268,123,600.320 Record | | | 100% | |
Schwab Government Money Fund Ultra Shares | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 4,776,233,404.971 Record | | | 99.25% | |
| | | Schwab Charitable Fund 211 Main Street San Francisco, CA 94105 | | | 2,068,603,478.790 Record | | | 42.99%(1) | |
Schwab U.S. Treasury Money Fund Investor Shares | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 7,511,881,622.524 Record | | | 97.89% | |
Schwab U.S. Treasury Money Fund Ultra Shares | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 3,908,551,238.317 Record | | | 96.82% | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
Schwab Retirement Government Money Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 586,384,012.452 Record | | | 36.57% | |
| | | Charles Schwab Trust Bank Enhanced Revenue SDE 211 Main Street San Francisco, CA 94105 | | | 578,171,465.745 Record | | | 36.06%(1) | |
| | | Kansas Postsecondary Education Savings Program Attn: SSB&T Custodian Fund 693 4500 Main Street Kansas City, MO 64111-7709 | | | 221,609,338.623 Record | | | 13.82% | |
| | | Kansas Postsecondary Education Savings Program Attn: SSB&T Custodian Fund 698 4500 Main Street Kansas City, MO 64111-7709 | | | 83,865,798.913 Record | | | 5.23% | |
Schwab Treasury Obligations Money Fund Investor Shares | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 5,344,969,224.234 Record | | | 98.05% | |
Schwab Treasury Obligations Money Fund Ultra Shares | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 2,367,432,710.045 Record | | | 98.23% | |
| | | Choctaw Nation of Oklahoma c/o Charles Schwab & Co., Inc. – Attn: Schwab Funds CLO 211 Main Street San Francisco, CA 94105-1905 | | | 300,000,000.000 Record | | | 12.45%(1) | |
| | | Craig Newmark Foundation c/o Charles Schwab & Co., Inc. – Attn: Schwab Funds CLO 211 Main Street San Francisco, CA 94105-1905 | | | 155,064,058.240 Record | | | 6.43%(1) | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
Schwab California Tax-Free Bond Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 36,871,348.910 Record | | | 94.16% | |
Schwab Tax-Free Bond Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 59,411,535.330 Record | | | 96.30% | |
Schwab Short-Term Bond Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 202,023,939.434 Record | | | 95.34% | |
Schwab U.S. Aggregate Bond Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 509,029,142.882 Record | | | 97.27% | |
| | | Schwab Charitable Fund 211 Main Street San Francisco, CA 94105 | | | 41,261,185.511 Record | | | 7.88%(1) | |
| | | Schwab Balanced Fund 211 Main Street San Francisco, CA 94105 | | | 28,875,620.182 Record | | | 5.52%(1) | |
Schwab Treasury Inflation Protected Securities Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 180,670,647.444 Record | | | 74.95% | |
| | | Charles Schwab Trust Bank Enhanced Revenue SDE 211 Main Street San Francisco, CA 94105 | | | 31,392,842.963 Record | | | 13.02%(1) | |
| | | Schwab Charitable Fund 211 Main Street San Francisco, CA 94105 | | | 18,170,254.898 Record | | | 7.54%(1) | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
| | | MAC & Co. FBO State of Indiana Attn: Mutual Fund Operations 500 Grant Street Room 151-1010 Pittsburgh, PA 15258 | | | 12,660,000.516 Record | | | 5.25% | |
Schwab Opportunistic Municipal Bond Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 3,430,330.771 Record | | | 53.22% | |
| | | SEI Private Trust Company c/o Truist ID 866 One Freedom Valley Drive Oaks, PA 19456-9989 | | | 1,403,458.605 Record | | | 21.77% | |
| | | SEI Private Trust Company c/o Truist ID 866 One Freedom Valley Drive Oaks, PA 19456-9989 | | | 504,051.222 Record | | | 7.82% | |
Schwab Global Real Estate Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 46,033,207.151 Record | | | 97.09% | |
| | | Schwab Target 2040 Fund 211 Main Street San Francisco, CA 94105 | | | 8,330,493.251 Record | | | 17.57%(1) | |
| | | Schwab Target 2030 Fund 211 Main Street San Francisco, CA 94105 | | | 6,237,182.975 Record | | | 13.15%(1) | |
| | | Schwab Target 2035 Fund 211 Main Street San Francisco, CA 94105 | | | 3,782,136.217 Record | | | 7.98%(1) | |
| | | Schwab Target 2025 Fund 211 Main Street San Francisco, CA 94105 | | | 2,844,242.840 Record | | | 6.00%(1) | |
Schwab 1000 Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 131,678,937.704 Record | | | 93.57% | |
| | | Charles Schwab Trust Bank 2360 Corporate Circle Suite 400 Henderson, NV 89074 | | | 14,276,767.822 Record | | | 10.15%(1) | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
Schwab International Core Equity Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 61,088,090.830 Record | | | 95.23% | |
| | | Schwab Target 2040 Fund 211 Main Street San Francisco, CA 94105 | | | 9,414,638.204 Record | | | 14.68%(1) | |
| | | Schwab Target 2030 Fund 211 Main Street San Francisco, CA 94105 | | | 7,048,383.424 Record | | | 10.99%(1) | |
| | | Schwab Target 2035 Fund 211 Main Street San Francisco, CA 94105 | | | 4,365,391.217 Record | | | 6.80%(1) | |
Schwab Core Equity Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 65,296,099.049 Record | | | 93.96% | |
| | | Schwab Balanced Fund 211 Main Street San Francisco, CA 94105 | | | 9,365,669.628 Record | | | 13.48%(1) | |
Schwab Health Care Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 28,619,674.844 Record | | | 88.49% | |
Schwab Small-Cap Equity Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 30,085,182.354 Record | | | 97.37% | |
| | | Schwab Balanced Fund 211 Main Street San Francisco, CA 94105 | | | 3,329,544.784 Record | | | 10.78%(1) | |
| | | Schwab Target 2040 Fund 211 Main Street San Francisco, CA 94105 | | | 2,556,349.659 Record | | | 8.27%(1) | |
| | | Schwab Target 2030 Fund 211 Main Street San Francisco, CA 94105 | | | 1,719,504.803 Record | | | 5.57%(1) | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
Schwab Dividend Equity Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 39,441,672.175 Record | | | 93.04% | |
Schwab Large-Cap Growth Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 10,034,579.754 Record | | | 93.27% | |
Schwab MarketTrack Balanced Portfolio | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 30,431,377.147 Record | | | 96.24% | |
| | | Charles Schwab Trust Bank 2360 Corporate Circle Suite 400 Henderson, NV 89074 | | | 1,746,585.254 Record | | | 5.52%(1) | |
Schwab MarketTrack Conservative Portfolio | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 17,732,334.718 Record | | | 96.87% | |
| | | Charles Schwab Trust Bank 2360 Corporate Circle Suite 400 Henderson, NV 89074 | | | 1,606,992.547 Record | | | 8.78%(1) | |
Schwab MarketTrack Growth Portfolio | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 34,768,856.055 Record | | | 95.30% | |
Schwab MarketTrack All Equity Portfolio | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 34,670,551.962 Record | | | 93.38% | |
Schwab Balanced Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 41,309,558.973 Record | | | 93.39% | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
Schwab Target 2010 Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 3,971,784.040 Record | | | 95.85% | |
Schwab Target 2015 Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 5,558,489.919 Record | | | 90.85% | |
| | | Roger P. Vincent MD c/o Charles Schwab & Co., Inc. – Attn: Schwab Funds CLO 211 Main Street San Francisco, CA 94105-1905 | | | 379,924.785 Record | | | 6.21%(1) | |
| | | Great-West Trust Company LLC TTEE The Childrens Hospital Association 403B c/o Fascore LLC 8515 E Orchard Road 2T2 Greenwood Village, CO 80111-5002 | | | 338,695.053 Record | | | 5.54% | |
Schwab Target 2020 Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 30,972,771.728 Record | | | 91.71% | |
Schwab Target 2025 Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 36,799,728.639 Record | | | 92.21% | |
Schwab Target 2030 Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 60,500,835.291 Record | | | 92.71% | |
Schwab Target 2035 Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 31,074,657.977 Record | | | 91.06% | |
Schwab Target 2040 Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 59,415,386.336 Record | | | 92.63% | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
Schwab Target 2045 Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 11,812,619.809 Record | | | 78.75% | |
| | | Great-West Trust Company LLC TTEE The Childrens Hospital Association 403B c/o Fascore LLC 8515 E Orchard Road 2T2 Greenwood Village, CO 80111-5002 | | | 2,495,195.933 Record | | | 16.64% | |
Schwab Target 2050 Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 11,378,556.904 Record | | | 78.55% | |
| | | Great-West Trust Company LLC TTEE The Childrens Hospital Association 403B c/o Fascore LLC 8515 E Orchard Road 2T2 Greenwood Village, CO 80111-5002 | | | 2,612,707.130 Record | | | 18.04% | |
Schwab Target 2055 Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 6,766,330.990 Record | | | 72.86% | |
| | | Great-West Trust Company LLC TTEE The Childrens Hospital Association 403B c/o Fascore LLC 8515 E Orchard Road 2T2 Greenwood Village, CO 80111-5002 | | | 2,183,335.747 Record | | | 23.51% | |
Schwab Target 2060 Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 2,626,730.138 Record | | | 91.85% | |
Schwab Target 2065 Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 510,155.319 Record | | | 91.22% | |
| | | TD Ameritrade Clearing, Inc.(2) For the Exclusive Benefit of Our Clients PO Box 2226 Omaha, NE 68103-2226 | | | 49,083.404 Record | | | 8.78% | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
| | | Charles Schwab Trust Bank 2360 Corporate Circle Suite 400 Henderson, NV 89074 | | | 28,795.839 Record | | | 5.15%(1) | |
Schwab Target 2010 Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 3,567,818.075 Record | | | 79.53% | |
| | | DCGT as TTEE and/or Cust FBO PLIC Various Retirement Plans Omnibus Attn: NPIO Trade Desk 711 High Street Des Moines, IA 50392 | | | 561,181.448 Record | | | 12.51% | |
| | | Charles Schwab Trust Bank Enhanced Revenue SDE 211 Main Street San Francisco, CA 94105 | | | 456,264.322 Record | | | 10.17%(1) | |
Schwab Target 2015 Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 4,106,553.559 Record | | | 68.08% | |
| | | DCGT as TTEE and/or Cust FBO PLIC Various Retirement Plans Omnibus Attn: NPIO Trade Desk 711 High Street Des Moines, IA 50392 | | | 1,378,554.598 Record | | | 22.86% | |
| | | Charles Schwab Trust Bank Enhanced Revenue SDE 211 Main Street San Francisco, CA 94105 | | | 793,986.684 Record | | | 13.16%(1) | |
Schwab Target 2020 Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 18,184,282.300 Record | | | 82.01% | |
| | | Charles Schwab Trust Bank Enhanced Revenue SDE 211 Main Street San Francisco, CA 94105 | | | 2,536,682.129 Record | | | 11.44%(1) | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
| | | Charles Schwab Trust Bank Omnibus Account Non-Enhanced Revenue SDE HSA 2360 Corporate Circle Suite 400 Henderson, NV 89074-4505 | | | 2,351,114.314 Record | | | 10.60%(1) | |
| | | DCGT as TTEE and/or Cust FBO PLIC Various Retirement Plans Omnibus Attn: NPIO Trade Desk 711 High Street Des Moines, IA 50392 | | | 2,051,999.622 Record | | | 9.25% | |
Schwab Target 2025 Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 30,443,943.754 Record | | | 81.83% | |
| | | Charles Schwab Trust Bank Enhanced Revenue SDE 211 Main Street San Francisco, CA 94105 | | | 5,339,767.045 Record | | | 14.35%(1) | |
| | | DCGT as TTEE and/or Cust FBO PLIC Various Retirement Plans Omnibus Attn: NPIO Trade Desk 711 High Street Des Moines, IA 50392 | | | 2,668,294.542 Record | | | 7.17% | |
Schwab Target 2030 Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 44,609,038.729 Record | | | 82.72% | |
| | | Charles Schwab Trust Bank Omnibus Account Non-Enhanced Revenue SDE HSA 2360 Corporate Circle Suite 400 Henderson, NV 89074-4505 | | | 8,298,637.350 Record | | | 15.39%(1) | |
| | | Charles Schwab Trust Bank Enhanced Revenue SDE 211 Main Street San Francisco, CA 94105 | | | 7,057,789.660 Record | | | 13.09%(1) | |
| | | DCGT as TTEE and/or Cust FBO PLIC Various Retirement Plans Omnibus Attn: NPIO Trade Desk 711 High Street Des Moines, IA 50392 | | | 3,588,637.865 Record | | | 6.65% | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
Schwab Target 2035 Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 25,227,977.921 Record | | | 79.54% | |
| | | Charles Schwab Trust Bank Enhanced Revenue SDE 211 Main Street San Francisco, CA 94105 | | | 5,896,456.532 Record | | | 18.59%(1) | |
| | | DCGT as TTEE and/or Cust FBO PLIC Various Retirement Plans Omnibus Attn: NPIO Trade Desk 711 High Street Des Moines, IA 50392 | | | 2,523,440.444 Record | | | 7.96% | |
Schwab Target 2040 Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 33,003,145.939 Record | | | 84.07% | |
| | | Charles Schwab Trust Bank Omnibus Account Non-Enhanced Revenue SDE HSA 2360 Corporate Circle Suite 400 Henderson, NV 89074-4505 | | | 7,507,377.450 Record | | | 19.12%(1) | |
| | | Charles Schwab Trust Bank Enhanced Revenue SDE 211 Main Street San Francisco, CA 94105 | | | 4,991,923.776 Record | | | 12.72%(1) | |
| | | DCGT as TTEE and/or Cust FBO PLIC Various Retirement Plans Omnibus Attn: NPIO Trade Desk 711 High Street Des Moines, IA 50392 | | | 1,996,951.359 Record | | | 5.09% | |
Schwab Target 2045 Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 18,148,643.436 Record | | | 81.87% | |
| | | Charles Schwab Trust Bank Enhanced Revenue SDE 211 Main Street San Francisco, CA 94105 | | | 3,810,225.513 Record | | | 17.19%(1) | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
| | | DCGT as TTEE and/or Cust FBO PLIC Various Retirement Plans Omnibus Attn: NPIO Trade Desk 711 High Street Des Moines, IA 50392 | | | 1,217,222.482 Record | | | 5.49% | |
Schwab Target 2050 Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 22,839,828.935 Record | | | 85.07% | |
| | | Charles Schwab Trust Bank Omnibus Account Non-Enhanced Revenue SDE HSA 2360 Corporate Circle Suite 400 Henderson, NV 89074-4505 | | | 4,560,640.929 Record | | | 16.99%(1) | |
| | | Charles Schwab Trust Bank Enhanced Revenue SDE 211 Main Street San Francisco, CA 94105 | | | 3,139,355.655 Record | | | 11.69%(1) | |
Schwab Target 2055 Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 14,071,548.663 Record | | | 85.36% | |
| | | Charles Schwab Trust Bank Enhanced Revenue SDE 211 Main Street San Francisco, CA 94105 | | | 2,305,105.205 Record | | | 13.98%(1) | |
Schwab Target 2060 Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 17,785,857.836 Record | | | 88.05% | |
| | | Charles Schwab Trust Bank Omnibus Account Non-Enhanced Revenue SDE HSA 2360 Corporate Circle Suite 400 Henderson, NV 89074-4505 | | | 3,576,474.037 Record | | | 17.70%(1) | |
| | | Charles Schwab Trust Bank Enhanced Revenue SDE 211 Main Street San Francisco, CA 94105 | | | 1,096,230.985 Record | | | 5.43%(1) | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
Schwab Target 2065 Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 2,452,701.146 Record | | | 94.61% | |
Schwab Monthly Income Fund – Moderate Payout | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 4,060,436.643 Record | | | 93.17% | |
Schwab Monthly Income Fund – Enhanced Payout | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 7,642,407.447 Record | | | 97.62% | |
Schwab Monthly Income Fund – Maximum Payout | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 9,610,544.340 Record | | | 96.62% | |
Schwab International Opportunities Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 45,922,931.931 Record | | | 75.49% | |
| | | Schwab Target 2040 Fund 211 Main Street San Francisco, CA 94105 | | | 7,035,280.747 Record | | | 11.56%(1) | |
| | | Schwab Target 2030 Fund 211 Main Street San Francisco, CA 94105 | | | 5,346,067.037 Record | | | 8.79%(1) | |
| | | National Financial Services LLC For Exclusive Benefit of Customers Attn Mutual Funds Dept 5th FL 200 Liberty Street 1 World Financial Center New York, NY 10281-1003 | | | 4,919,452.409 Record | | | 8.09% | |
| | | Schwab Balanced Fund 211 Main Street San Francisco, CA 94105 | | | 3,455,289.434 Record | | | 5.68%(1) | |
| | | Schwab Target 2035 Fund 211 Main Street San Francisco, CA 94105 | | | 3,192,328.074 Record | | | 5.25%(1) | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
Schwab S&P 500 Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 842,110,914.760 Record | | | 84.74% | |
| | | Charles Schwab Trust Bank 2360 Corporate Circle Suite 400 Henderson, NV 89074 | | | 117,380,507.394 Record | | | 11.81%(1) | |
Schwab Small-Cap Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 151,167,588.445 Record | | | 81.81% | |
| | | Charles Schwab Trust Bank 2360 Corporate Circle Suite 400 Henderson, NV 89074 | | | 18,260,307.138 Record | | | 9.88%(1) | |
| | | Schwab Charitable Fund 211 Main Street San Francisco, CA 94105 | | | 11,375,596.509 Record | | | 6.16%(1) | |
Schwab Total Stock Market Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 208,255,335.276 Record | | | 88.75% | |
| | | Schwab Charitable Fund 211 Main Street San Francisco, CA 94105 | | | 29,585,134.670 Record | | | 12.61%(1) | |
Schwab International Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 324,544,339.553 Record | | | 83.80% | |
| | | Charles Schwab Trust Bank 2360 Corporate Circle Suite 400 Henderson, NV 89074 | | | 59,280,409.805 Record | | | 15.31%(1) | |
| | | Schwab Charitable Fund 211 Main Street San Francisco, CA 94105 | | | 21,175,719.736 Record | | | 5.47%(1) | |
Schwab U.S. Large-Cap Value Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 9,566,903.289 Record | | | 81.01% | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
| | | MSCS Financial Attn: Mutual Funds c/o ID 337 SEI Private Trust Company One Freedom Valley Drive Oaks, PA 19456-9989 | | | 1,308,764.020 Record | | | 11.08% | |
Schwab U.S. Large-Cap Growth Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 10,357,333.901 Record | | | 94.68% | |
Schwab U.S. Mid-Cap Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 15,061,291.386 Record | | | 95.73% | |
| | | Charles Schwab Trust Bank Enhanced Revenue SDE 211 Main Street San Francisco, CA 94105 | | | 2,501,648.901 Record | | | 15.90%(1) | |
Schwab Fundamental US Large Company Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 218,805,500.379 Record | | | 69.53% | |
| | | Charles Schwab Trust Bank Enhanced Revenue SDE 211 Main Street San Francisco, CA 94105 | | | 27,833,960.790 Record | | | 8.85%(1) | |
Schwab Fundamental US Small Company Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 97,030,307.954 Record | | | 88.70% | |
| | | Charles Schwab Trust Bank Enhanced Revenue SDE 211 Main Street San Francisco, CA 94105 | | | 30,271,892.372 Record | | | 27.67%(1) | |
Schwab Fundamental International Large Company Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 98,904,483.648 Record | | | 67.21% | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
| | | Charles Schwab Trust Bank 2360 Corporate Circle Suite 400 Henderson, NV 89074 | | | 14,858,024.653 Record | | | 10.10%(1) | |
Schwab Fundamental Emerging Markets Large Company Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 54,061,783.629 Record | | | 76.80% | |
| | | Charles Schwab Trust Bank Enhanced Revenue SDE 211 Main Street San Francisco, CA 94105 | | | 4,733,122.118 Record | | | 6.72%(1) | |
| | | Schwab MarketTrack All Equity Portfolio 211 Main Street San Francisco, CA 94105 | | | 4,155,905.143 Record | | | 5.90%(1) | |
Schwab Fundamental International Small Company Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 41,849,455.486 Record | | | 87.21% | |
| | | Charles Schwab Trust Bank Enhanced Revenue SDE 211 Main Street San Francisco, CA 94105 | | | 4,662,880.384 Record | | | 9.72%(1) | |
| | | Schwab MarketTrack All Equity Portfolio 211 Main Street San Francisco, CA 94105 | | | 3,057,017.662 Record | | | 6.37%(1) | |
Schwab Fundamental Global Real Estate Index Fund | | | Charles Schwab & Co., Inc FBO Customers Attn: Schwab Funds Team N 211 Main Street San Francisco, CA 94105-1905 | | | 10,525,767.122 Record | | | 90.00% | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
Schwab Emerging Markets Equity ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 236,799,580 Record | | | 74.23% | |
| | | National Financial Services LLC 200 Liberty Street One World Financial Centre 5th Floor New York, NY 10281-1003 | | | 19,062,344 Record | | | 5.98% | |
| | | TD Ameritrade Clearing, Inc.(2) 1005 N Ameritrade Place Bellevue, NE 68005 | | | 16,693,914 Record | | | 5.23% | |
Schwab Fundamental Emerging Markets Large Company Index ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 126,238,643 Record | | | 78.90% | |
| | | National Financial Services LLC 200 Liberty Street One World Financial Centre 5th Floor New York, NY 10281-1003 | | | 12,143,698 Record | | | 7.59% | |
Schwab Fundamental International Large Company Index ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 172,009,812 Record | | | 75.15% | |
Schwab Fundamental International Small Company Index ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 67,088,438 Record | | | 89.21% | |
Schwab Fundamental U.S. Broad Market Index ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 5,355,735 Record | | | 70.94% | |
| | | National Financial Services LLC 200 Liberty Street One World Financial Centre 5th Floor New York, NY 10281-1003 | | | 649,400 Record | | | 8.60% | |
| | | American Enterprise Investment Services Inc. 5414 Ameriprise Financial Center Minneapolis, MN 55474 | | | 418,959 Record | | | 5.55% | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
Schwab Fundamental U.S. Large Company Index ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 127,921,410 Record | | | 73.62% | |
| | | National Financial Services LLC 200 Liberty Street One World Financial Centre 5th Floor New York, NY 10281-1003 | | | 22,592,619 Record | | | 13.00% | |
Schwab Fundamental U.S. Small Company Index ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 85,926,909 Record | | | 93.40% | |
Schwab Intermediate-Term U.S. Treasury ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 37,304,242 Record | | | 53.56% | |
| | | National Financial Services LLC 200 Liberty Street One World Financial Centre 5th Floor New York, NY 10281-1003 | | | 5,469,026 Record | | | 7.85% | |
| | | RBC Capital Markets, LLC 200 Vesey Street 5th Floor Three World Financial Center New York, NY 10281 | | | 5,448,751 Record | | | 7.82% | |
Schwab International Equity ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 383,877,490 Record | | | 49.78% | |
| | | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399 | | | 152,042,197 Record | | | 19.72% | |
| | | TD Ameritrade Clearing, Inc.(2) 1005 N Ameritrade Place Bellevue, NE 68005 | | | 61,094,955 Record | | | 7.92% | |
| | | RBC Capital Markets, LLC 200 Vesey Street 5th Floor Three World Financial Center New York, NY 10281 | | | 46,142,129 Record | | | 5.98% | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
Schwab International Small-Cap Equity ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 66,035,699 Record | | | 68.72% | |
| | | National Financial Services LLC 200 Liberty Street One World Financial Centre 5th Floor New York, NY 10281-1003 | | | 9,814,511 Record | | | 10.21% | |
| | | TD Ameritrade Clearing, Inc.(2) 1005 N Ameritrade Place Bellevue, NE 68005 | | | 5,810,021 Record | | | 6.05% | |
Schwab Short-Term U.S. Treasury ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 53,394,789 Record | | | 32.22% | |
| | | Merrill Lynch, Pierce, Fenner & Smith Incorporated/8862 MLPF&S 200 N College Street Charlotte, NC 28255 | | | 28,676,997 Record | | | 17.31% | |
| | | J.P. Morgan Chase Bank N.A. 1111 Polaris Pkwy Columbus, OH 43240 | | | 16,616,315 Record | | | 10.03% | |
| | | American Enterprise Investment Services Inc. 5414 Ameriprise Financial Center Minneapolis, MN 55474 | | | 14,895,292 Record | | | 8.99% | |
Schwab U.S. Aggregate Bond ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 106,853,569 Record | | | 65.84% | |
| | | Brown Brothers Harriman & Co. 140 Broadway New York, NY 10005-1101 | | | 19,050,173 Record | | | 11.74% | |
| | | TD Ameritrade Clearing, Inc.(2) 1005 N Ameritrade Place Bellevue, NE 68005 | | | 8,462,533 Record | | | 5.21% | |
Schwab U.S. Broad Market ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 151,292,480 Record | | | 70.66% | |
| | | RBC Capital Markets, LLC 200 Vesey Street 5th Floor Three World Financial Center New York, NY 10281 | | | 15,019,193 Record | | | 7.02% | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
Schwab U.S. Dividend Equity ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 207,380,394 Record | | | 46.50% | |
| | | National Financial Services LLC 200 Liberty Street One World Financial Centre 5th Floor New York, NY 10281-1003 | | | 49,365,605 Record | | | 11.07% | |
| | | TD Ameritrade Clearing, Inc.(2) 1005 N Ameritrade Place Bellevue, NE 68005 | | | 26,985,158 Record | | | 6.05% | |
| | | Pershing LLC 1 Pershing Plaza Jersey City, NJ 07399 | | | 22,977,200 Record | | | 5.15% | |
Schwab U.S. Large-Cap ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 229,183,212 Record | | | 72.80% | |
| | | Brown Brothers Harriman & Co. 140 Broadway New York, NY 10005-1101 | | | 17,782,710 Record | | | 5.65% | |
Schwab U.S. Large-Cap Growth ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 75,175,884 Record | | | 68.87% | |
| | | National Financial Services LLC 200 Liberty Street One World Financial Centre 5th Floor New York, NY 10281-1003 | | | 11,899,358 Record | | | 10.90% | |
Schwab U.S. Large-Cap Value ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 99,565,104 Record | | | 68.45% | |
| | | National Financial Services LLC 200 Liberty Street One World Financial Centre 5th Floor New York, NY 10281-1003 | | | 14,668,279 Record | | | 10.08% | |
Schwab U.S. Mid-Cap ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 91,112,999 Record | | | 69.66% | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
| | | National Financial Services LLC 200 Liberty Street One World Financial Centre 5th Floor New York, NY 10281-1003 | | | 8,646,953 Record | | | 6.61% | |
| | | TD Ameritrade Clearing, Inc.(2) 1005 N Ameritrade Place Bellevue, NE 68005 | | | 8,410,659 Record | | | 6.43% | |
Schwab U.S. REIT ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 75,244,916 Record | | | 52.58% | |
| | | TD Ameritrade Clearing, Inc.(2) 1005 N Ameritrade Place Bellevue, NE 68005 | | | 19,538,064 Record | | | 13.65% | |
| | | National Financial Services LLC 200 Liberty Street One World Financial Centre 5th Floor New York, NY 10281-1003 | | | 9,478,462 Record | | | 6.62% | |
| | | Brown Brothers Harriman & Co. 140 Broadway New York, NY 10005-1101 | | | 7,948,641 Record | | | 5.55% | |
| | | U.S. Bank N.A. 800 Nicollet Mall Minneapolis, MN 55402 | | | 7,420,949 Record | | | 5.19% | |
Schwab U.S. Small-Cap ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 126,061,090 Record | | | 73.74% | |
| | | Merrill Lynch, Pierce, Fenner & Smith Incorporated/8862 MLPF&S 200 N College Street Charlotte, NC 28255 | | | 8,893,652 Record | | | 5.20% | |
Schwab U.S. TIPS ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 168,220,071 Record | | | 50.01% | |
| | | Brown Brothers Harriman & Co./ETF 50 Post Office Sq. Boston, MA 02110 | | | 27,706,348 Record | | | 8.24% | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
| | | National Financial Services LLC 200 Liberty Street One World Financial Centre 5th Floor New York, NY 10281-1003 | | | 18,689,150 Record | | | 5.56% | |
| | | TD Ameritrade Clearing, Inc.(2) 1005 N Ameritrade Place Bellevue, NE 68005 | | | 18,050,649 Record | | | 5.37% | |
Schwab 1000 Index ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 47,343,015 Record | | | 90.18% | |
| | | National Financial Services LLC 200 Liberty Street One World Financial Centre 5th Floor New York, NY 10281-1003 | | | 2,976,821 Record | | | 5.67% | |
Schwab International Dividend Equity ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 6,957,104 Record | | | 63.25% | |
| | | National Financial Services LLC 200 Liberty Street One World Financial Centre 5th Floor New York, NY 10281-1003 | | | 1,107,107 Record | | | 10.06% | |
| | | TD Ameritrade Clearing, Inc.(2) 1005 N Ameritrade Place Bellevue, NE 68005 | | | 757,884 Record | | | 6.89% | |
Schwab Ariel ESG ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 245,958 Record | | | 57.87% | |
| | | National Financial Services LLC 200 Liberty Street One World Financial Centre 5th Floor New York, NY 10281-1003 | | | 88,829 Record | | | 20.90% | |
| | | The Northern Trust Company 50 S La Salle Street Chicago, IL 60603 | | | 64,000 Record | | | 15.06% | |
Schwab 1-5 Year Corporate Bond ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 5,776,415 Record | | | 67.56% | |
Fund | | | Name and Address of Record or Beneficial Owner | | | Amount and Nature of Beneficial Ownership Shares Held | | | Percent of Class | |
| | | TD Ameritrade Clearing, Inc.(2) 1005 N Ameritrade Place Bellevue, NE 68005 | | | 1,376,661 Record | | | 16.10% | |
| | | National Financial Services LLC 200 Liberty Street One World Financial Centre 5th Floor New York, NY 10281-1003 | | | 498,569 Record | | | 5.83% | |
Schwab 5-10 Year Corporate Bond ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 6,844,580 Record | | | 90.66% | |
Schwab Long-Term U.S. Treasury ETF | | | Charles Schwab & Co., Inc. 211 Main Street San Francisco, CA 94105 | | | 1,110,183 Record | | | 67.28% | |
| | | J.P. Morgan Securities LLC/JPMC 500 Stanton Christiana Road Newark, DE 19713 | | | 171,355 Record | | | 10.39% | |
| | | TD Ameritrade Clearing, Inc.(2) 1005 N Ameritrade Place Bellevue, NE 68005 | | | 103,312 Record | | | 6.26% | |
KEEP THIS PORTION FOR YOUR RECORDS DETACH AND RETURN THIS PORTION ONLY TO VOTE, MARK BLOCKS BELOW IN BLUE OR BLACK INK AS FOLLOWS: Signature [PLEASE SIGN WITHIN BOX] Date Signature [Joint Owners] Date Please sign exactly as your name(s) appear(s) hereon. When signing as attorney, executor, administrator, or other fiduciary, please give full title as such. Joint owners should each sign personally. All holders must sign. If a corporation or partnership, please sign in full corporate or partnership name by an authorized officer. D72201-TBD ! ! ! For All Withhold All For All Except To withhold authority to vote for any individual nominee(s), mark "For All Except" and write the name(s) of the nominee(s) on the line below. CHARLES SCHWAB & CO., INC. 9800 SCHWAB WAY LONE TREE, CO 80124 The Board of Trustees recommends that you vote FOR each of the nominees listed below: 01) Walter W. Bettinger II 02) Richard A. Wurster 03) Robert W. Burns 04) Nancy F. Heller 05) David L. Mahoney 06) Jane P . Moncreiff 07) Kiran M. Patel 08) Kimberly S. Patmore 09) J. Der ek Penn 10) Michael J. Beer 1. T o elect trustees for the Trust Nominees: SCAN TO VIEW MATERIALS & VOTE w To vote by Internet 1) Read the Proxy Statement and have the proxy card below at hand. 2) Go to website www.proxyvote.com or scan the QR Barcode above. 3) Follow the instructions provided on the website. 4) T o attend and vote at the meeting, please register by going to Virtual Shareholder Meeting at https://www.viewproxy.com/schwab/broadridgevsm/. To vote by Telephone 1) Read the Proxy Statement and have the proxy card below at hand. 2) Call 1-800-690-6903 3) Follow the instructions. To vote by Mail 1) Read the Proxy Statement. 2) Check the appropriate box on the proxy card below. 3) Sign and date the proxy card. 4) Return the proxy card in the envelope provided. FUND NAME WILL PRINT HERE |
D72202-TBD Important Notice Regarding the Availability of Proxy Materials for the Shareholder Meeting to Be Held on June 1, 2022 The proxy materials for this meeting are available at www.proxyvote.com The Charles Schwab Family of Funds Schwab Investments Schwab Capital Trust Schwab Strategic Trust PROXY FOR A SPECIAL MEETING OF SHAREHOLDERS TO BE HELD JUNE 1, 2022 THIS PROXY IS SOLICITED ON BEHALF OF THE BOARDS OF TRUSTEES OF THE FUNDS The undersigned hereby appoint(s) Michelle Bowman, Robin Nesbitt, Catherine MacGregor and Alexandra Riedel, and each of them as Proxies of the undersigned with full power of substitution, to vote and act with respect to all interests in each of the Funds with respect to which the undersigned is/are entitled to vote at the Special Meeting of Shareholders (“Special Meeting”) of each such Fund to be held virtually on June 1, 2022 at 9:00 a.m., Pacific Time, and at any adjournments or postponements thereof. Shareholders will not be able to attend the Special Meeting in person. Any shareholders wishing to participate in the Special Meeting by means of remote communication can do so at https://www.viewproxy.com/schwab/broadridgevsm/. The undersigned acknowledges receipt of the Notice of the Special Meeting and of the accompanying Proxy Statement, and revokes any proxy previously given with respect to such Special Meeting. This proxy, when properly executed, will be voted as instructed. If you sign without otherwise indicating a vote on the proposal, this proxy will be voted FOR the proposal. As to any other matter that may properly come before the Special Meeting or any adjournments thereof, the shares will be voted by the Proxies in accordance with their judgment. Continued and to be signed on the reverse side |