As filed with the Securities and Exchange Commission on November 7, 2022
File Nos. 333-160595
811-22311
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Post-Effective Amendment No. 152 ☒ |
and
REGISTRATION STATEMENT
UNDER
THE INVESTMENT COMPANY ACT OF 1940
Amendment No. 154 ☒ |
Schwab Strategic Trust
(Exact Name of Registrant as Specified in Charter)
211 Main Street
San Francisco, California 94105
(Address of Principal Executive Offices)
(800) 648-5300
(Registrant’s Telephone Number, including Area Code)
Catherine M. MacGregor, Esq.
211 Main Street
San Francisco, California 94105
(Name and Address of Agent for Service)
Copies of communications to:
Douglas P. Dick, Esq. Dechert LLP 1900 K Street, N.W. Washington, DC 20006 | John M. Loder, Esq. Ropes & Gray LLP 800 Boylston Street Boston, MA 02199-3600 |
It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d).
EXPLANATORY NOTE
This Post-Effective Amendment consists of the following:
1. Facing Sheet of the Registration Statement on Form N-1A (the Registration Statement).
2. This explanatory note.
3. Part C to the Registration Statement (including signature page).
4. Exhibit (j)(1), Exhibit (j)(13) and Exhibit (j)(14) to Item 28 to Part C of the Registration Statement.
This Post-Effective Amendment is being filed to file the consent of independent accountant as exhibit (j)(1), powers of attorneys as exhibit (j)(13) and exhibit (j)(14) to Item 28 to Part C of the Registration Statement.
PEA No. 152
Name and Position with Adviser | | | Name of Other Company | | | Capacity | |
Peter B. Crawford, Director | | | The Charles Schwab Corporation | | | Managing Director and Chief Financial Officer | |
| Charles Schwab & Co., Inc. | | | Director, Managing Director and Chief Financial Officer | | ||
| TD Ameritrade Holding Corporation | | | Director | | ||
| Schwab Holdings, Inc. | | | Director, Executive Vice President and Chief Financial Officer | | ||
| Charles Schwab Global Holdings, Inc. | | | Executive Vice President and Chief Financial Officer | | ||
| Performance Technologies, Inc. | | | Executive Vice President and Chief Financial Officer | | ||
| Schwab (SIS) Holdings, Inc. I | | | Executive Vice President and Chief Financial Officer | | ||
| | | Schwab Technology Holdings, Inc. | | | Executive Vice President and Chief Financial Officer | |
Richard A. Wurster, Director | | | The Charles Schwab Corporation | | | President | |
| Schwab Holdings, Inc. | | | President | | ||
| Charles Schwab & Co., Inc. | | | Director and President | | ||
| | | Charles Schwab Investment Advisory, Inc. | | | Director, Chief Executive Officer and President | |
Omar Aguilar, Chief Executive Officer and Chief Investment Officer | | | Schwab Funds | | | Vice President and Chief Investment Officer | |
| Laudus Trust | | | Vice President and Chief Investment Officer | | ||
| | | Schwab ETFs | | | Vice President and Chief Investment Officer | |
Jonathan de St. Paer, Director, President and Chief Operating Officer | | | Charles Schwab & Co., Inc. | | | Managing Director | |
| Schwab Funds | | | President and Chief Executive Officer | | ||
| Laudus Trust | | | President and Chief Executive Officer | | ||
| Schwab ETFs | | | President and Chief Executive Officer | | ||
| Charles Schwab Worldwide Funds, plc | | | Director | | ||
| Charles Schwab Asset Management (Ireland) Limited | | | Director | | ||
| Financial Passport, Inc. | | | Director and President | | ||
| | | TD Ameritrade Investment Management, LLC | | | Manager | |
Brett Wander, Senior Vice President and Chief Investment Officer | | | Schwab Funds | | | Vice President and Chief Investment Officer | |
| Laudus Trust | | | Vice President and Chief Investment Officer | | ||
| | | Schwab ETFs | | | Vice President and Chief Investment Officer | |
William P. McMahon, Jr., Senior Vice President and Chief Investment Officer | | | Schwab Funds | | | Vice President and Chief Investment Officer | |
| Laudus Trust | | | Vice President and Chief Investment Officer | | ||
| | | Schwab ETFs | | | Vice President and Chief Investment Officer | |
Michael Hogan, Senior Vice President and Chief Compliance Officer | | | Schwab Funds | | | Chief Compliance Officer | |
| Schwab ETFs | | | Chief Compliance Officer | | ||
| Laudus Trust | | | Chief Compliance Officer | | ||
| Charles Schwab & Co., Inc. | | | Managing Director and Chief Compliance Officer – Asset Management Compliance | | ||
| | | TD Ameritrade Investment Management, LLC | | | Senior Vice President and Chief Compliance Officer | |
Mark D. Fischer, Vice President and Chief Financial Officer | | | Schwab Funds | | | Treasurer, Chief Financial Officer and Chief Operating Officer | |
| Laudus Trust | | | Treasurer, Chief Financial Officer and Chief Operating Officer | | ||
| Schwab ETFs | | | Treasurer, Chief Financial Officer and Chief Operating Officer | | ||
| Charles Schwab Worldwide Funds, plc | | | Director | |
Name and Position with Adviser | | | Name of Other Company | | | Capacity | |
| | | Charles Schwab Asset Management (Ireland) Limited | | | Director | |
Catherine MacGregor, Vice President and Chief Legal Officer | | | Charles Schwab & Co., Inc. | | | Managing Director | |
| Schwab Funds | | | Secretary and Chief Legal Officer | | ||
| Laudus Trust | | | Vice President, Chief Legal Officer and Clerk | | ||
| Schwab ETFs | | | Secretary and Chief Legal Officer | |
Name | | | Position and Office with Underwriter | | | Positions and Offices with Registrant | |
William M. Doran | | | Director | | | None | |
Paul F. Klauder | | | Director | | | None | |
Wayne M. Withrow | | | Director | | | None | |
Kevin P. Barr | | | Director, President & Chief Executive Officer | | | None | |
Maxine J. Chou | | | Chief Financial Officer, Chief Operations Officer, & Treasurer | | | None | |
Jennifer H. Campisi | | | Chief Compliance Officer, Anti-Money Laundering Officer & Assistant Secretary | | | None | |
John C. Munch | | | General Counsel & Secretary | | | None | |
Mark J. Held | | | Senior Vice President | | | None | |
John P. Coary | | | Vice President & Assistant Secretary | | | None | |
Lori L. White | | | Vice President & Assistant Secretary | | | None | |
Judith A. Rager | | | Vice President | | | None | |
Jason McGhin | | | Vice President | | | None | |
Gary Michael Reese | | | Vice President | | | None | |
Robert M. Silvestri | | | Vice President | | | None | |
| | | SCHWAB STRATEGIC TRUST Registrant | |
| | | Jonathan de St. Paer* Jonathan de St. Paer, President and Chief Executive Officer | |
Signature | | | | | | Title | |
Walter W. Bettinger II* Walter W. Bettinger II | | | | | | Chairman and Trustee | |
Michael J. Beer* Michael J. Beer | | | | | | Trustee | |
Robert W. Burns* Robert W. Burns | | | | | | Trustee | |
Nancy F. Heller* Nancy F. Heller | | | | | | Trustee | |
David L. Mahoney* David L. Mahoney | | | | | | Trustee | |
Jane P. Moncreiff* Jane P. Moncreiff | | | | | | Trustee | |
Kiran M. Patel* Kiran M. Patel | | | | | | Trustee | |
Kimberly S. Patmore* Kimberly S. Patmore | | | | | | Trustee | |
J. Derek Penn* J. Derek Penn | | | | | | Trustee | |
Richard A. Wurster* Richard A. Wurster | | | | | | Trustee | |
Mark D. Fischer* Mark D. Fischer | | | | | | Treasurer and Chief Financial Officer | |
| *By: | | | /s/ Douglas P. Dick Douglas P. Dick, Attorney‑in‑Fact Pursuant to Power of Attorney | |