FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number:333-163336
For the month ofMay 2011.
NKSJ Holdings, Inc.
(Translation of registrant’s name into English)
26-1, Nishi-Shinjuku 1-chome
Shinjuku-ku, Tokyo 160-8338
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
Information furnished on this form:
Table of Contents
| | |
1. | | [English Translation] |
| | Corrections to “Summary of Consolidated Financial Results for the three months ended June 30, 2010 [under Japanese GAAP]”, “Summary of Consolidated Financial Results for the six months ended September 30, 2010 [under Japanese GAAP]” and “Summary of Consolidated Financial Results for the nine months ended December 31, 2010 [under Japanese GAAP]” |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | | | |
| | NKSJ Holdings, Inc. |
Date: May 20, 2011 | | | | |
| | By: | | /S/ HIROHISA KURUMIDA |
| | | | Hirohisa Kurumida |
| | | | Manager of Corporate Legal Department |
[English Translation]
May 19, 2011
| | | | | | |
| | Corporate Name: | | | | NKSJ Holdings, Inc. |
| | Name of the Representative: | | | | Masatoshi Sato |
| | | | | | President and Co-CEO |
| | | | (Securities Code: 8630 TSE, OSE) |
Corrections to “Summary of Consolidated Financial Results for the three months ended June 30, 2010 [under Japanese GAAP]”, “Summary of Consolidated Financial Results for the six months ended September 30, 2010 [under Japanese GAAP]” and “Summary of Consolidated Financial Results for the nine months ended December 31, 2010 [under Japanese GAAP]”
We hereby announced the following corrections to “Summary of Consolidated Financial Results for the three months ended June 30, 2010 [under Japanese GAAP]” released on August 13, 2010, “Summary of Consolidated Financial Results for the six months ended September 30, 2010 [under Japanese GAAP]” released on November 19, 2010 and “Summary of Consolidated Financial Results for the nine months ended December 31, 2010 [under Japanese GAAP]” released on February 14, 2011.
1. Summary of Consolidated Financial Results for the three months ended June 30, 2010 [under Japanese GAAP]
Correction on page 21 of Supplementary Information
(Reference) Saison Automobile and Fire Insurance Company, Limited (Non-consolidated)
Solvency Margin Ratio
(Please refer to Appendix 1.)
2. Summary of Consolidated Financial Results for the six months ended September 30, 2010 [under Japanese GAAP]
Correction on page 31 of Supplementary Information
Saison Automobile and Fire Insurance Company, Limited (Non-consolidated)
Solvency Margin Ratio
(Please refer to Appendix 2.)
3. Summary of Consolidated Financial Results for the nine months ended December 31, 2010 [under Japanese GAAP]
Correction on page 21 of Supplementary Information
Saison Automobile and Fire Insurance Company, Limited (Non-consolidated)
Solvency Margin Ratio
(Please refer to Appendix 3.)
Note)
Corrected figures are underlined on Appendix 1, 2 and 3. There is no correction other than figures in the table.
- End -
Appendix 1
Corrections to Summary of Consolidated Financial Results for the three months ended June 30, 2010 [under Japanese GAAP]
(Before correction)
(Millions of yen)
| | | | | | | | | | |
| | As of June 30, 2010 | | | As of March 31, 2010 | |
(A) | | Total Solvency Margin | | | 14,493 | | | | 15,333 | |
| | Capital and funds, etc. | | | 11,055 | | | | 11,658 | |
| | Reserve for price fluctuation | | | 1 | | | | 14 | |
| | Contingency reserve | | | 8 | | | | 8 | |
| | Catastrophic loss reserve | | | 3,213 | | | | 3,291 | |
| | General allowance for possible loan losses | | | 0 | | | | 0 | |
| | Unrealized gains on securities (before tax effect deductions) | | | 212 | | | | 359 | |
| | Net unrealized gains and losses on real estate | | | — | | | | — | |
| | Excess amount of reserve for maturity refunds | | | — | | | | — | |
| | Subordinated debt, etc. | | | — | | | | — | |
| | Deductions | | | — | | | | — | |
| | Others | | | 2 | | | | 2 | |
(B) | | Total Risks ![LOGO](https://capedge.com/proxy/6-K/0001193125-11-145839/g189653new.jpg)
| | | 1,663 | | | | 1,653 | |
| | Underwriting risk (R1) | | | 838 | | | | 838 | |
| | Underwriting risk for third-sector insurance products including accident, sickness and nursing-care insurance (R2) | | | — | | | | — | |
| | Guaranteed interest rate risk (R3) | | | 6 | | | | 6 | |
| | Investment risk (R4) | | | 488 | | | | 530 | |
| | Business management risk (R5) | | | 58 | | | | 59 | |
| | Major catastrophe risk (R6) | | | 631 | | | | 598 | |
(C) | | Solvency Margin Ratio [ (A) / {(B) × 1/2 } ] × 100 | | | 1,742.2 | % | | | 1,854.7 | % |
(After correction)
(Millions of yen)
| | | | | | | | | | |
| | As of June 30, 2010 | | | As of March 31, 2010 | |
(A) | | Total Solvency Margin | | | 15,596 | | | | 16,208 | |
| | Capital and funds, etc. | | | 12,158 | | | | 12,532 | |
| | Reserve for price fluctuation | | | 1 | | | | 14 | |
| | Contingency reserve | | | 8 | | | | 8 | |
| | Catastrophic loss reserve | | | 3,213 | | | | 3,291 | |
| | General allowance for possible loan losses | | | 0 | | | | 0 | |
| | Unrealized gains on securities (before tax effect deductions) | | | 212 | | | | 359 | |
| | Net unrealized gains and losses on real estate | | | — | | | | — | |
| | Excess amount of reserve for maturity refunds | | | — | | | | — | |
| | Subordinated debt, etc. | | | — | | | | — | |
| | Deductions | | | — | | | | — | |
| | Others | | | 2 | | | | 2 | |
(B) | | Total Risks ![LOGO](https://capedge.com/proxy/6-K/0001193125-11-145839/g189653new.jpg)
| | | 1,675 | | | | 1,666 | |
| | Underwriting risk (R1) | | | 838 | | | | 838 | |
| | Underwriting risk for third-sector insurance products including accident, sickness and nursing-care insurance (R2) | | | — | | | | — | |
| | Guaranteed interest rate risk (R3) | | | 6 | | | | 6 | |
| | Investment risk (R4) | | | 509 | | | | 553 | |
| | Business management risk (R5) | | | 59 | | | | 59 | |
| | Major catastrophe risk (R6) | | | 631 | | | | 598 | |
(C) | | Solvency Margin Ratio [ (A) / {(B) × 1/2 } ] × 100 | | | 1,862.1 | % | | | 1,945.3 | % |
Appendix 2
Corrections to Summary of Consolidated Financial Results for the six months ended September 30, 2010 [under Japanese GAAP]
(Before correction)
(Millions of yen)
| | | | | | | | | | |
| | As of September 30, 2010 | | | As of March 31, 2010 | |
(A) | | Total Solvency Margin | | | 13,609 | | | | 15,333 | |
| | Capital and funds, etc. | | | 10,231 | | | | 11,658 | |
| | Reserve for price fluctuation | | | 4 | | | | 14 | |
| | Contingency reserve | | | 8 | | | | 8 | |
| | Catastrophic loss reserve | | | 3,037 | | | | 3,291 | |
| | General allowance for possible loan losses | | | 0 | | | | 0 | |
| | Unrealized gains on securities (before tax effect deductions) | | | 325 | | | | 359 | |
| | Net unrealized gains and losses on real estate | | | — | | | | — | |
| | Excess amount of reserve for maturity refunds | | | — | | | | — | |
| | Subordinated debt, etc. | | | — | | | | — | |
| | Deductions | | | — | | | | — | |
| | Others | | | 2 | | | | 2 | |
(B) | | Total Risks ![LOGO](https://capedge.com/proxy/6-K/0001193125-11-145839/g189653new.jpg)
| | | 1,661 | | | | 1,653 | |
| | Underwriting risk (R1) | | | 841 | | | | 838 | |
| | Underwriting risk for third-sector insurance products including accident, sickness and nursing-care insurance (R2) | | | — | | | | — | |
| | Guaranteed interest rate risk (R3) | | | 6 | | | | 6 | |
| | Investment risk (R4) | | | 516 | | | | 530 | |
| | Business management risk (R5) | | | 59 | | | | 59 | |
| | Major catastrophe risk (R6) | | | 611 | | | | 598 | |
(C) | | Solvency Margin Ratio [ (A) / {(B) × 1/2 } ] × 100 | | | 1,638.3 | % | | | 1,854.7 | % |
(After correction)
(Millions of yen)
| | | | | | | | | | |
| | As of September 30, 2010 | | | As of March 31, 2010 | |
(A) | | Total Solvency Margin | | | 15,052 | | | | 16,208 | |
| | Capital and funds, etc. | | | 11,674 | | | | 12,532 | |
| | Reserve for price fluctuation | | | 4 | | | | 14 | |
| | Contingency reserve | | | 8 | | | | 8 | |
| | Catastrophic loss reserve | | | 3,037 | | | | 3,291 | |
| | General allowance for possible loan losses | | | 0 | | | | 0 | |
| | Unrealized gains on securities (before tax effect deductions) | | | 325 | | | | 359 | |
| | Net unrealized gains and losses on real estate | | | — | | | | — | |
| | Excess amount of reserve for maturity refunds | | | — | | | | — | |
| | Subordinated debt, etc. | | | — | | | | — | |
| | Deductions | | | — | | | | — | |
| | Others | | | 2 | | | | 2 | |
(B) | | Total Risks ![LOGO](https://capedge.com/proxy/6-K/0001193125-11-145839/g189653new.jpg)
| | | 1,674 | | | | 1,666 | |
| | Underwriting risk (R1) | | | 841 | | | | 838 | |
| | Underwriting risk for third-sector insurance products including accident, sickness and nursing-care insurance (R2) | | | — | | | | — | |
| | Guaranteed interest rate risk (R3) | | | 6 | | | | 6 | |
| | Investment risk (R4) | | | 539 | | | | 553 | |
| | Business management risk (R5) | | | 59 | | | | 59 | |
| | Major catastrophe risk (R6) | | | 611 | | | | 598 | |
(C) | | Solvency Margin Ratio [ (A) / {(B) × 1/2 } ] × 100 | | | 1,798.2 | % | | | 1,945.3 | % |
Appendix 3
Corrections to Summary of Consolidated Financial Results for the nine months ended December 31, 2010 [under Japanese GAAP]
(Before correction)
(Millions of yen)
| | | | | | | | | | |
| | | | As of December 31, 2010 | | | As of March 31, 2010 | |
(A) | | Total Solvency Margin | | | 13,034 | | | | 15,333 | |
| | Capital and funds, etc. | | | 9,493 | | | | 11,658 | |
| | Reserve for price fluctuation | | | 6 | | | | 14 | |
| | Contingency reserve | | | 8 | | | | 8 | |
| | Catastrophic loss reserve | | | 3,152 | | | | 3,291 | |
| | General allowance for possible loan losses | | | 0 | | | | 0 | |
| | Unrealized gains on securities (before tax effect deductions) | | | 371 | | | | 359 | |
| | Net unrealized gains and losses on real estate | | | — | | | | — | |
| | Excess amount of reserve for maturity refunds | | | — | | | | — | |
| | Subordinated debt, etc. | | | — | | | | — | |
| | Deductions | | | — | | | | — | |
| | Others | | | 2 | | | | 2 | |
(B) | | Total Risks ![LOGO](https://capedge.com/proxy/6-K/0001193125-11-145839/g189653new.jpg)
| | | 1,657 | | | | 1,653 | |
| | Underwriting risk (R1) | | | 839 | | | | 838 | |
| | Underwriting risk for third-sector insurance products including accident, sickness and nursing-care insurance (R2) | | | — | | | | — | |
| | Guaranteed interest rate risk (R3) | | | 6 | | | | 6 | |
| | Investment risk (R4) | | | 510 | | | | 530 | |
| | Business management risk (R5) | | | 59 | | | | 59 | |
| | Major catastrophe risk (R6) | | | 612 | | | | 598 | |
(C) | | Solvency Margin Ratio [ (A) / {(B) × 1/2 } ] × 100 | | | 1,572.6 | % | | | 1,854.7 | % |
(After correction)
(Millions of yen)
| | | | | | | | | | |
| | | | As of December 31, 2010 | | | As of March 31, 2010 | |
(A) | | Total Solvency Margin | | | 14,751 | | | | 16,208 | |
| | Capital and funds, etc. | | | 11,210 | | | | 12,532 | |
| | Reserve for price fluctuation | | | 6 | | | | 14 | |
| | Contingency reserve | | | 8 | | | | 8 | |
| | Catastrophic loss reserve | | | 3,152 | | | | 3,291 | |
| | General allowance for possible loan losses | | | 0 | | | | 0 | |
| | Unrealized gains on securities (before tax effect deductions) | | | 371 | | | | 359 | |
| | Net unrealized gains and losses on real estate | | | — | | | | — | |
| | Excess amount of reserve for maturity refunds | | | — | | | | — | |
| | Subordinated debt, etc. | | | — | | | | — | |
| | Deductions | | | — | | | | — | |
| | Others | | | 2 | | | | 2 | |
(B) | | Total Risks ![LOGO](https://capedge.com/proxy/6-K/0001193125-11-145839/g189653new.jpg)
| | | 1,672 | | | | 1,666 | |
| | Underwriting risk (R1) | | | 839 | | | | 838 | |
| | Underwriting risk for third-sector insurance products including accident, sickness and nursing-care insurance (R2) | | | — | | | | — | |
| | Guaranteed interest rate risk (R3) | | | 6 | | | | 6 | |
| | Investment risk (R4) | | | 536 | | | | 553 | |
| | Business management risk (R5) | | | 59 | | | | 59 | |
| | Major catastrophe risk (R6) | | | 612 | | | | 598 | |
(C) | | Solvency Margin Ratio [ (A) / {(B) × 1/2 } ] × 100 | | | 1,764.0 | % | | | 1,945.3 | % |