CrossFirst Bankshares (CFB) Form 3 CROSSFIRST BANKSHARES / Steve M Peterson ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Peterson Steve M

(Last) (First) (Middle)

11440 TOMAHAWK CREEK PKWY

(Street)

LEAWOOD KS 66211

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/16/2020

3. Issuer Name and Ticker or Trading Symbol
CROSSFIRST BANKSHARES, INC. [ CFB ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chief Banking Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	56,747	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Settled Appreciation Right	(1)	07/31/2021	Common Stock	45,714	5	D
Stock Settled Appreciation Right	(2)	05/01/2030	Common Stock	2,666	7.5	D
Stock Settled Appreciation Right	(2)	05/01/2026	Common Stock	34,286	7.5	D
Restricted Stock Units	(3)	(3)	Common Stock	12,098	(4)	D

Explanation of Responses:

1. These shares, issuable upon settlement of stock-settled appreciation rights, are fully vested.

2. These shares, issuable upon settlement of stock-settled appreciation rights, will fully vest on May 1, 2022.

3. These restricted stock units, will vest as follows: 5,454 on December 31, 2020, 1,476 on February 27, 2021, 1,108 on February 28, 2021, 1,477 on February 27, 2022, 1,107 on February 28, 2022, and 1,476 on February 27, 2023.

4. Each restricted stock unit represents a contingent right to receive one share of common stock.

Remarks:

	/s/ Aisha Reynolds, Attorney-in-Fact for Steve M. Peterson	07/16/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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