The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 1,401 | 6,728 | SH | DFND | 1 | 3,016 | 3,712 | 0 | |
ABBOTT LABS | COM | 002824100 | 230 | 4,722 | SH | DFND | 1 | 4,033 | 689 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 214 | 1,517 | SH | DFND | 1 | 1,290 | 227 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 2,736 | 36,741 | SH | DFND | 1 | 35,859 | 882 | 0 | |
AMAZON COM INC | COM | 023135106 | 579 | 598 | SH | DFND | 1 | 443 | 155 | 0 | |
AMERICAN EXPRESS CO | COM | 025816109 | 305 | 3,624 | SH | DFND | 1 | 3,512 | 112 | 0 | |
AMGEN INC | COM | 031162100 | 237 | 1,375 | SH | DFND | 1 | 1,149 | 226 | 0 | |
APPLE INC | COM | 037833100 | 1,694 | 11,764 | SH | DFND | 1 | 9,233 | 2,531 | 0 | |
BAIDU INC | COM | 056752108 | 759 | 4,246 | SH | DFND | 1 | 4,099 | 147 | 0 | |
BANCO SANTANDER SA | ADR | 05964H105 | 98 | 14,723 | SH | DFND | 1 | 1,157 | 13,566 | 0 | |
BERKSHIRE HATHAWAY INC DEL | COM | 084670702 | 236 | 1,395 | SH | DFND | 1 | 883 | 512 | 0 | |
BERKSHIRE HATHAWAY INC DEL | COM | 084670108 | 255 | 100 | SH | SOLE | 100 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,234 | 22,149 | SH | DFND | 1 | 21,868 | 281 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 1,194 | 11,441 | SH | DFND | 1 | 10,778 | 663 | 0 | |
CISCO SYS INC | COM | 17275R102 | 770 | 24,600 | SH | DFND | 1 | 22,968 | 1,632 | 0 | |
COCA COLA CO | COM | 191216100 | 457 | 10,179 | SH | DFND | 1 | 8,671 | 1,508 | 0 | |
COMCAST CORP NEW | COM | 20030N101 | 401 | 10,300 | SH | DFND | 1 | 8,704 | 1,596 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 308 | 1,927 | SH | DFND | 1 | 1,727 | 200 | 0 | |
DISNEY WALT CO | COM | 254687106 | 960 | 9,037 | SH | DFND | 1 | 8,509 | 528 | 0 | |
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 255 | 3,154 | SH | DFND | 1 | 2,998 | 156 | 0 | |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 370 | 20,575 | SH | DFND | 2 | 0 | 20,575 | 0 | |
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | 286 | 16,250 | SH | DFND | 2 | 0 | 16,250 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 460 | 17,000 | SH | DFND | 2 | 4,000 | 13,000 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 866 | 10,723 | SH | DFND | 1 | 9,554 | 1,169 | 0 | |
FACEBOOK INC | COM | 30303M102 | 6,246 | 41,369 | SH | DFND | 1 | 40,378 | 991 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 826 | 30,597 | SH | DFND | 1 | 28,330 | 2,267 | 0 | |
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 210 | 6,625 | SH | DFND | 2 | 0 | 6,625 | 0 | |
GOOGLE INC | COM | 38259P706 | 236 | 260 | SH | SOLE | 260 | 0 | 0 | ||
GOOGLE INC | COM | 38259P508 | 592 | 637 | SH | DFND | 1 | 322 | 315 | 0 | |
HEWLETT PACKARD CO | COM | 428236103 | 199 | 11,374 | SH | DFND | 1 | 9,555 | 1,819 | 0 | |
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 172 | 10,344 | SH | DFND | 1 | 9,555 | 789 | 0 | |
HOME DEPOT INC | COM | 437076102 | 220 | 1,436 | SH | DFND | 1 | 1,088 | 348 | 0 | |
INTEL CORP | COM | 458140100 | 752 | 22,296 | SH | DFND | 1 | 19,216 | 3,080 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 664 | 4,319 | SH | DFND | 1 | 4,104 | 215 | 0 | |
ISHARES | 1-3 YR CR BD ETF | 464288646 | 3,351 | 31,825 | SH | SOLE | 31,825 | 0 | 0 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 209 | 3,430 | SH | SOLE | 3,430 | 0 | 0 | ||
ISHARES TR | Russell 2000 ETF | 464287655 | 216 | 1,282 | SH | SOLE | 1,282 | 0 | 0 | ||
ISHARES TR | EAFE MIN VOL ETF | 46429B689 | 316 | 4,559 | SH | SOLE | 4,559 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 345 | 5,290 | SH | SOLE | 5,290 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 348 | 2,992 | SH | SOLE | 2,992 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 634 | 9,036 | SH | SOLE | 9,036 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 670 | 5,631 | SH | SOLE | 5,631 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 735 | 5,217 | SH | SOLE | 5,217 | 0 | 0 | ||
ISHARES TR | USA MIN VOL ETF | 46429B697 | 967 | 19,758 | SH | SOLE | 19,758 | 0 | 0 | ||
ISHARES TR | CORE MSCI EMKT | 46434G103 | 1,048 | 20,934 | SH | SOLE | 20,934 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,294 | 5,317 | SH | SOLE | 5,317 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,692 | 12,792 | SH | DFND | 1 | 6,598 | 6,194 | 0 | |
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 448 | 15,080 | SH | SOLE | 15,080 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 450 | 4,918 | SH | DFND | 1 | 3,912 | 1,006 | 0 | |
KIMBERLY CLARK CORP | COM | 494368103 | 482 | 3,733 | SH | DFND | 1 | 3,706 | 27 | 0 | |
KRAFT HEINZ CO | COM | 500754106 | 623 | 7,279 | SH | DFND | 1 | 7,110 | 169 | 0 | |
MERCK & CO INC NEW | COM | 58933Y105 | 813 | 12,692 | SH | DFND | 1 | 11,965 | 727 | 0 | |
MICROSOFT CORP | COM | 594918104 | 1,224 | 17,750 | SH | DFND | 1 | 13,662 | 4,088 | 0 | |
MONDELEZ INTL INC | COM | 609207105 | 699 | 16,178 | SH | DFND | 1 | 15,417 | 761 | 0 | |
ORACLE CORP | COM | 68389X105 | 1,206 | 24,054 | SH | DFND | 1 | 23,718 | 336 | 0 | |
PALO ALTO NETWORKS INC | COM | 697435105 | 422 | 3,154 | SH | DFND | 1 | 3,041 | 113 | 0 | |
PEPSICO INC | COM | 713448108 | 567 | 4,913 | SH | DFND | 1 | 4,725 | 188 | 0 | |
PFIZER INC | COM | 717081103 | 1,697 | 50,507 | SH | DFND | 1 | 31,041 | 19,466 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 3,826 | 32,577 | SH | DFND | 1 | 32,065 | 512 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 476 | 3,460 | SH | SOLE | 3,460 | 0 | 0 | ||
PPG INDS INC | COM | 693506107 | 216 | 1,963 | SH | DFND | 1 | 1,883 | 80 | 0 | |
PROSHARES TR | COM | 74347R248 | 2,275 | 37,833 | SH | SOLE | 37,833 | 0 | 0 | ||
SHELL MIDSTREAM PARTNERS L P | UNIT LTD INT | 822634101 | 223 | 7,375 | SH | DFND | 2 | 0 | 7,375 | 0 | |
SOUFUN HLDGS LTD | ADR | 836034108 | 65 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,983 | 8,201 | SH | SOLE | 8,201 | 0 | 0 | ||
SQUARE INC | CL A | 852234103 | 2,802 | 107,747 | SH | DFND | 2 | 62,997 | 44,750 | 0 | |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 2,622 | 53,290 | SH | SOLE | 53,290 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 226 | 6,475 | SH | DFND | 1 | 4,846 | 1,629 | 0 | |
TARGA RES CORP | COM | 87612G101 | 353 | 7,800 | SH | DFND | 2 | 0 | 7,800 | 0 | |
TRAVELERS COMPANIES INC | COM | 89417E109 | 223 | 1,761 | SH | DFND | 1 | 1,433 | 328 | 0 | |
UNION PAC CORP | COM | 907818108 | 779 | 7,157 | SH | DFND | 1 | 46 | 7,111 | 0 | |
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 50 | 20,457 | SH | DFND | 1 | 1,805 | 18,652 | 0 | |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 1,356 | 10,893 | SH | SOLE | 10,893 | 0 | 0 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 2,518 | 30,253 | SH | SOLE | 30,253 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FDS | ALLWRLD EX US | 922042775 | 654 | 13,081 | SH | SOLE | 13,081 | 0 | 0 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 11,956 | 129,014 | SH | SOLE | 129,014 | 0 | 0 | ||
VANGUARD WORLD FDS | MATERIALS ETF | 92204A801 | 255 | 2,096 | SH | SOLE | 2,096 | 0 | 0 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 349 | 2,365 | SH | SOLE | 2,365 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 3,663 | 26,011 | SH | SOLE | 26,011 | 0 | 0 | ||
VCA INC | COM | 918194101 | 300 | 3,250 | SH | SOLE | 3,250 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 210 | 4,712 | SH | DFND | 1 | 3,360 | 1,352 | 0 | |
WELLS FARGO & CO NEW | COM | 949746101 | 571 | 10,308 | SH | DFND | 1 | 8,794 | 1,514 | 0 | |
WESTERN GAS EQUITY PARTNERS | COMUNT LTD PT | 95825R103 | 232 | 5,400 | SH | DFND | 2 | 0 | 5,400 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 264 | 8,725 | SH | DFND | 1 | 0 | 8,725 | 0 | |
WORKDAY INC | COM | 98138H101 | 329 | 3,388 | SH | SOLE | 3,388 | 0 | 0 |