The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BERKSHIRE HATHAWAY INC DEL | COM | 084670108 | 275 | 100 | SH | SOLE | 100 | 0 | 0 | ||
3M CO | COM | 88579Y101 | 1,413 | 6,734 | SH | DFND | 1, 3 | 3,000 | 3,734 | 0 | |
ABBOTT LABS | COM | 002824100 | 250 | 4,691 | SH | DFND | 1, 3 | 4,033 | 658 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 262 | 1,517 | SH | DFND | 1 | 1,290 | 227 | 0 | |
GOOGLE INC | COM | 38259P508 | 551 | 566 | SH | DFND | 1, 3 | 277 | 289 | 0 | |
GOOGLE INC | COM | 38259P706 | 224 | 234 | SH | SOLE | 234 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 2,305 | 36,346 | SH | DFND | 1 | 35,809 | 537 | 0 | |
AMAZON COM INC | COM | 023135106 | 598 | 622 | SH | DFND | 1, 3 | 452 | 170 | 0 | |
AMERICAN EXPRESS CO | COM | 025816109 | 318 | 3,512 | SH | SOLE | 3,512 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 240 | 1,288 | SH | DFND | 1 | 1,145 | 143 | 0 | |
APPLE INC | COM | 037833100 | 1,582 | 10,264 | SH | DFND | 1, 3 | 8,160 | 2,104 | 0 | |
BAIDU INC | COM | 056752108 | 1,052 | 4,246 | SH | DFND | 1 | 4,099 | 147 | 0 | |
BANCO SANTANDER SA | ADR | 05964H105 | 89 | 12,784 | SH | DFND | 1 | 1,157 | 11,627 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,882 | 29,529 | SH | DFND | 1 | 29,368 | 161 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 1,288 | 10,958 | SH | DFND | 1 | 10,383 | 575 | 0 | |
CISCO SYS INC | COM | 17275R102 | 616 | 18,308 | SH | DFND | 1 | 17,108 | 1,200 | 0 | |
COCA COLA CO | COM | 191216100 | 436 | 9,693 | SH | DFND | 1, 3 | 8,156 | 1,537 | 0 | |
COMCAST CORP NEW | COM | 20030N101 | 375 | 9,752 | SH | DFND | 1 | 8,668 | 1,084 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 304 | 1,851 | SH | DFND | 1 | 1,727 | 124 | 0 | |
DISNEY WALT CO | COM | 254687106 | 645 | 6,543 | SH | DFND | 1 | 6,189 | 354 | 0 | |
DOWDUPONT INC | COM | 26078J100 | 353 | 5,099 | SH | DFND | 1 | 4,702 | 397 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 315 | 12,100 | SH | DFND | 2 | 4,000 | 8,100 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 894 | 10,903 | SH | DFND | 1, 3 | 9,360 | 1,543 | 0 | |
FACEBOOK INC | COM | 30303M102 | 4,988 | 29,190 | SH | DFND | 1 | 28,449 | 741 | 0 | |
SOUFUN HLDGS LTD | ADR | 836034108 | 71 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 674 | 27,870 | SH | SOLE | 27,870 | 0 | 0 | ||
HEWLETT PACKARD CO | COM | 428236103 | 234 | 11,706 | SH | DFND | 1, 3 | 9,666 | 2,040 | 0 | |
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 152 | 10,355 | SH | DFND | 1 | 9,665 | 690 | 0 | |
HOME DEPOT INC | COM | 437076102 | 238 | 1,458 | SH | DFND | 1, 3 | 1,088 | 370 | 0 | |
INTEL CORP | COM | 458140100 | 709 | 18,625 | SH | DFND | 1, 3 | 15,507 | 3,118 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 589 | 4,061 | SH | SOLE | 4,061 | 0 | 0 | ||
ISHARES TR | CORE MSCI EMKT | 46434G103 | 933 | 17,267 | SH | SOLE | 17,267 | 0 | 0 | ||
ISHARES TR | USA MIN VOL ETF | 46429B697 | 329 | 6,539 | SH | SOLE | 6,539 | 0 | 0 | ||
ISHARES | 1-3 YR CR BD ETF | 464288646 | 1,143 | 10,848 | SH | SOLE | 10,848 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 212 | 4,728 | SH | SOLE | 4,728 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 402 | 2,714 | SH | SOLE | 2,714 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 450 | 1,778 | SH | SOLE | 1,778 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,636 | 12,582 | SH | DFND | 1, 3 | 6,164 | 6,418 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 303 | 3,171 | SH | DFND | 1, 3 | 2,206 | 965 | 0 | |
KIMBERLY CLARK CORP | COM | 494368103 | 436 | 3,706 | SH | SOLE | 3,706 | 0 | 0 | ||
KRAFT HEINZ CO | COM | 500754106 | 551 | 7,110 | SH | SOLE | 7,110 | 0 | 0 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 803 | 12,544 | SH | DFND | 1 | 11,931 | 613 | 0 | |
MICROSOFT CORP | COM | 594918104 | 1,338 | 17,957 | SH | DFND | 1, 3 | 13,146 | 4,811 | 0 | |
MONDELEZ INTL INC | COM | 609207105 | 624 | 15,337 | SH | DFND | 1 | 15,334 | 3 | 0 | |
ORACLE CORP | COM | 68389X105 | 462 | 9,564 | SH | DFND | 1 | 9,523 | 41 | 0 | |
PALO ALTO NETWORKS INC | COM | 697435105 | 346 | 2,399 | SH | DFND | 1 | 2,286 | 113 | 0 | |
PEPSICO INC | COM | 713448108 | 401 | 3,597 | SH | DFND | 1, 3 | 3,303 | 294 | 0 | |
PFIZER INC | COM | 717081103 | 1,827 | 51,168 | SH | DFND | 1, 3 | 30,909 | 20,259 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 3,616 | 32,577 | SH | DFND | 1, 3 | 32,065 | 512 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 203 | 2,229 | SH | DFND | 1, 3 | 1,073 | 1,156 | 0 | |
PROSHARES TR | COM | 74347R248 | 1,522 | 24,340 | SH | SOLE | 24,340 | 0 | 0 | ||
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 1,023 | 20,753 | SH | SOLE | 20,753 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 883 | 3,514 | SH | SOLE | 3,514 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 818 | 7,055 | SH | DFND | 1 | 46 | 7,009 | 0 | |
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 3,482 | 22,911 | SH | SOLE | 22,911 | 0 | 0 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 2,054 | 24,715 | SH | SOLE | 24,715 | 0 | 0 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 10,658 | 112,433 | SH | SOLE | 112,433 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 251 | 5,078 | SH | DFND | 1, 3 | 3,411 | 1,667 | 0 | |
WELLS FARGO & CO NEW | COM | 949746101 | 489 | 8,858 | SH | SOLE | 8,858 | 0 | 0 | ||
WORKDAY INC | COM | 98138H101 | 260 | 2,471 | SH | SOLE | 2,471 | 0 | 0 | ||
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 59 | 23,786 | SH | DFND | 1, 3 | 0 | 23,786 | 0 | |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 213 | 12,275 | SH | DFND | 2 | 0 | 12,275 | 0 | |
TARGA RES CORP | COM | 87612G101 | 230 | 4,867 | SH | DFND | 2 | 0 | 4,867 | 0 |