UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
(Amendment No. 1)
(Mark One)
x | Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 |
for the quarterly period ended June 30, 2012.
Or
¨ | Transition Report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 |
for the transition period from to .
Commission File Number: 333-158525
HOMETOWN BANKSHARES CORPORATION
(Exact name of the registrant as specified in its charter)
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Virginia | 26-4549960 |
(State or other jurisdiction of Incorporation or organization) | (I.R.S. Employer Identification No.) |
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202 South Jefferson Street, Roanoke, Virginia | 24011 |
(Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number: (540) 345-6000
(Former name, former address, and former fiscal year, if changed since last report)
Indicate by check mark whether the registrant (1) filed all reports required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of 1934 during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No ¨
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definitions of “large accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
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Large accelerated filer | ¨ | Accelerated filer | ¨ |
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Non-accelerated filer | ¨ (do not check if a smaller reporting company) | Smaller reporting company | x |
Indicate by a check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ¨ No x
Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date:
As of August 9, 2012, 3,262,518 shares of common stock, par value $5.00 per share, of the issuer were outstanding.
EXPLANATORY NOTE
The purpose of this Amendment No. 1 to the Registrant’s Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2012, initially filed with the U.S. Securities and Exchange Commission on August 20, 2012 (the “Form 10-Q”), is to furnish Exhibit 10.1 and Exhibit 101 to the Form 10-Q as required by Rule 405 of Regulation S-T. Exhibit 101 to this Amendment No. 1 to the Form 10-Q provides the following items from the Form 10-Q formatted in Extensible Business Reporting Language (“XBRL”): (i) Consolidated Balance Sheets at June 30, 2012, and December 31, 2011; (ii) Consolidated Statements of Income for the three and six months ended June 30, 2012, and 2011; (iii) Consolidated Statements of Comprehensive Income for the three and six months ended June 30, 2012, and 2011; (iv) Consolidated Statements of Cash Flows for the six months ended June 30, 2012 and 2011; and (v) Notes to Consolidated Financial Statements. No other changes have been made to the Form 10-Q as previously filed.
PART II. | OTHER INFORMATION |
Item 6. Exhibits
(a) Exhibits
Exhibit No. | |
10.1 | Amendment to Employment Agreement dated March 1, 2006 between HomeTown Bank and S. K. Still. |
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31.1 | Certification of Chief Executive of Officer (302 Certification). |
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31.2 | Certification of Chief Financial Officer (302 Certification). |
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32 | Certification pursuant to 18 U.S.C. Section 1350 (906 Certification). |
101* | | Pursuant to Rule 405 of Regulation S-T, the following financial information from the Company’s Quarterly Report on Form 10-Q for the period ended June 30, 2012, is formatted in XBRL interactive data files: (i) Consolidated Balance Sheets at June 30, 2012, and December 31, 2011; (ii) Consolidated Statements of Income for the three and six months ended June 30, 2012, and 2011; (iii) Consolidated Statements of Comprehensive Income for the three and six months ended June 30, 2012, and 2011; (iv) Consolidated Statements of Cash Flows for the six months ended June 30, 2012 and 2011; and (v) Notes to Consolidated Financial Statements. |
* | As provided in Rule 406T of Regulation S-T, this information is furnished and not filed for purposes of Sections 11 and 12 of the Securities Act of 1933 and Section 18 of the Securities Exchange Act of 1934. |
SIGNATURES
Pursuant to the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
HOMETOWN BANKSHARES CORPORATION | | | |
| | | |
Date: September 13, 2012 | | By: | /S/ SUSAN K. STILL |
| | | Susan K. Still |
| | | President |
| | | Chief Executive Officer |
| | | |
Date: September 13, 2012 | | By: | /S/ CHARLES W. MANESS, JR. |
| | | Charles W. Maness, Jr. |
| | | Executive Vice President |
| | | Chief Financial Officer |
INDEX TO EXHIBITS
Exhibit | | Description |
10.1 | | Amendment to Employment Agreement dated March 1, 2006 between HomeTown Bank and S. K. Still. |
| | |
31.1 | | Certification of Chief Executive of Officer (302 Certification). |
| | |
31.2 | | Certification of Chief Financial Officer (302 Certification). |
| | |
32 | | Certification pursuant to 18 U.S.C. Section 1350 (906 Certification). |
101* | | Pursuant to Rule 405 of Regulation S-T, the following financial information from the Company’s Quarterly Report on Form 10-Q for the period ended June 30, 2012, is formatted in XBRL interactive data files: (i) Consolidated Balance Sheets at June 30, 2012, and December 31, 2011; (ii) Consolidated Statements of Income for the three and six months ended June 30, 2012, and 2011; (iii) Consolidated Statements of Comprehensive Income for the three and six months ended June 30, 2012, and 2011; (iv) Consolidated Statements of Cash Flows for the six months ended June 30, 2012 and 2011; and (v) Notes to Consolidated Financial Statements. |
* | As provided in Rule 406T of Regulation S-T, this information is furnished and not filed for purposes of Sections 11 and 12 of the Securities Act of 1933 and Section 18 of the Securities Exchange Act of 1934. |