K2 Principal Fund 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ADVANCED MICRO DEVICES INC	COM	007903107	927	30,000	SH	Put	SOLE		30,000	0	0
AEROJET ROCKETDYNE HLDGS INC	NOTE 2.25012/1	007800AB1	10,679	7,500	PRN		SOLE		7,500	0	0
AETNA INC NEW	COM	00817Y108	23,033	113,549	SH		SOLE		113,549	0	0
AKORN INC	COM	009728106	649	50,000	SH	Call	SOLE		50,000	0	0
ALPHABET INC	CAP STK CL A	02079K305	17,985	14,900	SH	Call	SOLE		14,900	0	0
ALPHABET INC	CAP STK CL A	02079K305	13,761	11,400	SH	Put	SOLE		11,400	0	0
ALPHABET INC	CAP STK CL A	02079K305	23,055	19,100	SH		SOLE		19,100	0	0
ALTA MESA RES INC	W EXP 03/28/202	02133L117	79	157,166	SH		SOLE		157,166	0	0
AMAZON COM INC	COM	023135106	2,003	1,000	SH	Put	SOLE		1,000	0	0
AMAZON COM INC	COM	023135106	8,012	4,000	SH		SOLE		4,000	0	0
AMERICAN AIRLS GROUP INC	COM	02376R102	1,070	25,900	SH	Call	SOLE		25,900	0	0
AMTRUST FINL SVCS INC	COM	032359309	1,937	133,400	SH		SOLE		133,400	0	0
APPLE INC	COM	037833100	5,079	22,500	SH	Put	SOLE		22,500	0	0
APPLE INC	COM	037833100	4,492	19,900	SH		SOLE		19,900	0	0
ARBUTUS BIOPHARMA CORP	COM	03879J100	112	11,884	SH		SOLE		11,884	0	0
RTI INTL METALS INC	NOTE 1.62510/1	74973WAB3	2,042	2,000	PRN		SOLE		2,000	0	0
ARCONIC INC	COM	03965L100	6,824	310,000	SH	Call	SOLE		310,000	0	0
ASANKO GOLD INC	COM	04341Y105	12	15,000	SH	Call	SOLE		15,000	0	0
ATHENAHEALTH INC	COM	04685W103	240	1,800	SH	Call	SOLE		1,800	0	0
ATHENAHEALTH INC	COM	04685W103	7,375	55,200	SH	Put	SOLE		55,200	0	0
ATHENAHEALTH INC	COM	04685W103	7,375	55,200	SH		SOLE		55,200	0	0
AV HOMES INC	COM	00234P102	5,598	279,887	SH		SOLE		279,887	0	0
AVISTA CORP	COM	05379B107	7,516	148,652	SH		SOLE		148,652	0	0
AVISTA HEALTHCARE PUB ACQ CO	CL A	G0726L125	6,240	616,020	SH		SOLE		616,020	0	0
AVISTA HEALTHCARE PUB ACQ CO	W EXP 10/07/202	G0726L117	214	1,071,935	SH		SOLE		1,071,935	0	0
BABCOCK & WILCOX ENTERPRIS I	COM	05614L100	430	417,861	SH		SOLE		417,861	0	0
BARINGTON HILCO ACQUISITION	COM	06759V101	1,060	97,892	SH		SOLE		97,892	0	0
BARRICK GOLD CORP	COM	067901108	444	40,000	SH	Call	SOLE		40,000	0	0
BARRICK GOLD CORP	COM	067901108	3,637	328,241	SH		SOLE		328,241	0	0
BGC PARTNERS INC	CL A	05541T101	3,369	285,067	SH		SOLE		285,067	0	0
BIG ROCK PARTNERS ACQUISI CO	RIGHT 12/01/2022	089482129	146	340,332	SH		SOLE		340,332	0	0
BIG ROCK PARTNERS ACQUISI CO	COM	089482103	1,342	134,191	SH		SOLE		134,191	0	0
BIG ROCK PARTNERS ACQUISI CO	UNIT 11/20/2022	089482202	2,600	250,000	SH		SOLE		250,000	0	0
BIG ROCK PARTNERS ACQUISI CO	W EXP 12/01/202	089482111	31	101,200	SH		SOLE		101,200	0	0
BISON CAP ACQUISITION CORP	ORD SHS	G1142P104	1,342	131,426	SH		SOLE		131,426	0	0
BLACK RIDGE ACQUISITION CORP	RIGHT 07/10/2019	09216T123	28	75,900	SH		SOLE		75,900	0	0
BLACKBERRY LTD	DEBT 3.75011/1	C10268AC1	3,225	2,500	PRN		SOLE		2,500	0	0
BRASKEM S A	SP ADR PFD A	105532105	808	28,000	SH	Put	SOLE		28,000	0	0
BRASKEM S A	SP ADR PFD A	105532105	1,524	52,774	SH		SOLE		52,774	0	0
BROOKFIELD PPTY PARTNERS L P	UNIT LTD PARTN	G16249107	2,089	100,000	SH	Put	SOLE		100,000	0	0
BROOKFIELD PROPERTY REIT INC	CL A	11282X103	10,233	488,906	SH		SOLE		488,906	0	0
BROWN FORMAN CORP	CL A	115637100	1,075	21,164	SH		SOLE		21,164	0	0
BUNGE LIMITED	COM	G16962105	5,703	83,000	SH		SOLE		83,000	0	0
CA INC	COM	12673P105	1,470	33,300	SH	Put	SOLE		33,300	0	0
CA INC	COM	12673P105	8,322	188,500	SH		SOLE		188,500	0	0
CABOT MICROELECTRONICS CORP	COM	12709P103	445	4,316	SH		SOLE		4,316	0	0
CANADA GOOSE HOLDINGS INC	SHS SUB VTG	135086106	645	10,000	SH	Put	SOLE		10,000	0	0
CAPITOL INVT CORP IV	CL A ORD	G18920101	886	89,513	SH		SOLE		89,513	0	0
CAPITOL INVT CORP IV	W EXP 01/01/202	G18920127	135	92,000	SH		SOLE		92,000	0	0
CARNIVAL PLC	ADR	14365C103	1,892	30,000	SH		SOLE		30,000	0	0
CARS COM INC	COM	14575E105	2,264	82,000	SH		SOLE		82,000	0	0
CBS CORP NEW	CL B	124857202	277	4,818	SH		SOLE		4,818	0	0
CECO ENVIRONMENTAL CORP	COM	125141101	2,609	331,035	SH		SOLE		331,035	0	0
CENTRAL GARDEN & PET CO	CL A NON-VTG	153527205	2,309	69,668	SH		SOLE		69,668	0	0
CERIDIAN HCM HLDG INC	COM	15677J108	3,680	87,559	SH		SOLE		87,559	0	0
CHURCHILL CAP CORP	UNIT 99/99/9999	17142R202	4,052	400,000	SH		SOLE		400,000	0	0
CISCO SYS INC	COM	17275R102	4,379	90,000	SH	Call	SOLE		90,000	0	0
CISCO SYS INC	COM	17275R102	973	20,000	SH		SOLE		20,000	0	0
CITIGROUP INC	COM NEW	172967424	6,457	90,000	SH		SOLE		90,000	0	0
CITRIX SYS INC	NOTE 0.500 4/1	177376AD2	4,611	3,000	PRN		SOLE		3,000	0	0
CLEARWATER PAPER CORP	COM	18538R103	1,316	44,300	SH	Put	SOLE		44,300	0	0
CM SEVEN STAR ACQUISITION CO	UNIT 08/21/2022	G2345N128	6,221	578,700	SH		SOLE		578,700	0	0
CM SEVEN STAR ACQUISITION CO	SH	G2345N102	4,032	400,000	SH		SOLE		400,000	0	0
CM SEVEN STAR ACQUISITION CO	RIGHT 08/21/2022	G2345N136	236	471,954	SH		SOLE		471,954	0	0
CM SEVEN STAR ACQUISITION CO	W EXP 08/21/202	G2345N110	239	509,534	SH		SOLE		509,534	0	0
COBIZ FINANCIAL INC	COM	190897108	3,346	151,124	SH		SOLE		151,124	0	0
CONCHO RES INC	COM	20605P101	336	2,200	SH		SOLE		2,200	0	0
CONSTELLATION ALPHA CAP CORP	SH	G2379F108	6,456	637,903	SH		SOLE		637,903	0	0
CONVERGYS CORP	COM	212485106	5,933	249,923	SH		SOLE		249,923	0	0
CUBESMART	COM	229663109	856	30,000	SH		SOLE		30,000	0	0
CYPRESS SEMICONDUCTOR CORP	COM	232806109	3,643	251,400	SH	Call	SOLE		251,400	0	0
CYPRESS SEMICONDUCTOR CORP	COM	232806109	7,680	530,000	SH		SOLE		530,000	0	0
DELL TECHNOLOGIES INC	COM CL V	24703L103	9,248	95,219	SH		SOLE		95,219	0	0
DBX ETF TR	XTRACK HRVST CSI	233051879	1,268	50,000	SH	Call	SOLE		50,000	0	0
DFB HEALTHCARE ACQUISTION CO	COM	23291E109	340	35,000	SH		SOLE		35,000	0	0
DFB HEALTHCARE ACQUISTION CO	UNIT 01/30/2023	23291E208	7,795	764,253	SH		SOLE		764,253	0	0
DIREXION SHS ETF TR	DLY GOLD INDX 3X	25460E844	4,195	323,900	SH	Put	SOLE		323,900	0	0
DISCOVERY INC	COM SER C	25470F302	5,428	183,515	SH		SOLE		183,515	0	0
DOWDUPONT INC	COM	26078J100	10,289	160,000	SH	Call	SOLE		160,000	0	0
DOWDUPONT INC	COM	26078J100	965	15,000	SH		SOLE		15,000	0	0
DRAPER OAKWOOD TECHNOLOGY	RIGHT 09/19/2018	26146L129	25	48,400	SH		SOLE		48,400	0	0
DRAPER OAKWOOD TECHNOLOGY	COM CL A	26146L103	2,871	283,093	SH		SOLE		283,093	0	0
DUN & BRADSTREET CORP DEL NE	COM	26483E100	4,076	28,600	SH		SOLE		28,600	0	0
DYCOM INDS INC	NOTE 0.750 9/1	267475AB7	5,662	5,130	PRN		SOLE		5,130	0	0
EASTERLY ACQUISITION CORP	COM	27616L102	16,339	1,571,018	SH		SOLE		1,571,018	0	0
EASTERLY ACQUISITION CORP	W EXP 07/29/202	27616L110	955	868,203	SH		SOLE		868,203	0	0
EDGEWATER TECHNOLOGY INC	COM	280358102	1,508	353,200	SH		SOLE		353,200	0	0
ELECTRONIC ARTS INC	COM	285512109	964	8,000	SH		SOLE		8,000	0	0
ENERGEN CORP	COM	29265N108	8,618	100,000	SH	Call	SOLE		100,000	0	0
ENERGEN CORP	COM	29265N108	5,645	65,509	SH		SOLE		65,509	0	0
ESTRE AMBIENTAL INC	W EXP 12/21/202	G3206V118	51	145,755	SH		SOLE		145,755	0	0
ETF MANAGERS TR	ETFMG ALTR HRVST	26924G508	11,624	290,200	SH	Put	SOLE		290,200	0	0
EXPRESS SCRIPTS HLDG CO	COM	30219G108	6,176	65,000	SH	Put	SOLE		65,000	0	0
EXPRESS SCRIPTS HLDG CO	COM	30219G108	9,026	95,000	SH		SOLE		95,000	0	0
EXTRA SPACE STORAGE INC	COM	30225T102	1,733	20,000	SH	Call	SOLE		20,000	0	0
FAR PT ACQUISITION CORP	COM CL A	30734W109	2,180	226,269	SH		SOLE		226,269	0	0
FAR PT ACQUISITION CORP	UNIT 06/01/2025	30734W208	9,203	895,215	SH		SOLE		895,215	0	0
FAR PT ACQUISITION CORP	W EXP 06/01/202	30734W117	428	259,634	SH		SOLE		259,634	0	0
FEDERAL STR ACQUISITION CORP	CL A	31421V107	2,995	296,285	SH		SOLE		296,285	0	0
FEDERAL STR ACQUISITION CORP	W EXP 07/24/202	31421V115	376	268,542	SH		SOLE		268,542	0	0
FGL HLDGS	W EXP 11/30/202	G3402M110	1,698	862,123	SH		SOLE		862,123	0	0
FIFTH THIRD BANCORP	COM	316773100	1,571	56,285	SH		SOLE		56,285	0	0
F M C CORP	COM NEW	302491303	872	10,000	SH	Put	SOLE		10,000	0	0
FOREST CITY RLTY TR INC	COM CL A	345605109	2,221	88,533	SH		SOLE		88,533	0	0
FORUM MERGER II CORP	UNIT 09/30/2025	34986F202	4,040	400,000	SH		SOLE		400,000	0	0
GIGCAPITAL INC	RIGHT 03/06/2020	37518N114	84	159,200	SH		SOLE		159,200	0	0
GIGCAPITAL INC	UNIT 03/06/2025	37518N205	1,950	181,539	SH		SOLE		181,539	0	0
GIGCAPITAL INC	COM	37518N106	251	25,251	SH		SOLE		25,251	0	0
GOLDEN STAR RES LTD CDA	COM	38119T104	286	395,042	SH		SOLE		395,042	0	0
GORDON POINTE ACQUISITION CO	COM CLASS A	382788107	323	32,746	SH		SOLE		32,746	0	0
GORES HLDGS II INC	COM CL A	382867109	7,206	678,517	SH		SOLE		678,517	0	0
GORES HLDGS II INC	W EXP 01/13/202	382867117	1,099	518,284	SH		SOLE		518,284	0	0
GORES HOLDINGS III INC	UNIT 09/07/2024	38286G208	4,651	455,541	SH		SOLE		455,541	0	0
GRAMERCY PPTY TR	COM NEW	385002308	7,173	261,389	SH		SOLE		261,389	0	0
GREENLAND ACQUISITIN CORPORA	UNIT 03/03/2025	G40981121	2,064	200,000	SH		SOLE		200,000	0	0
GS ACQUISITION HLDGS CORP	COM CL A	36255F102	2,548	261,314	SH		SOLE		261,314	0	0
GS ACQUISITION HLDGS CORP	W EXP 06/12/202	36255F110	172	101,020	SH		SOLE		101,020	0	0
GTY TECHNOLOGY HOLDINGS INC	W EXP 10/25/202	G4182A128	468	374,129	SH		SOLE		374,129	0	0
GUARANTY BANCORP DEL	COM NEW	40075T607	215	7,229	SH		SOLE		7,229	0	0
HAYMAKER ACQUISITION CORP	UNIT 10/19/2022	420870206	7,030	677,310	SH		SOLE		677,310	0	0
HAYMAKER ACQUISITION CORP	COM CLASS A	420870107	2,879	295,000	SH		SOLE		295,000	0	0
HAYMAKER ACQUISITION CORP	W EXP 10/27/202	420870115	183	151,600	SH		SOLE		151,600	0	0
HEICO CORP NEW	CL A	422806208	4,902	64,925	SH		SOLE		64,925	0	0
HENNESSY CAP ACQUSTON CORP I	W EXP 06/15/202	42588L113	890	593,199	SH		SOLE		593,199	0	0
HENNESSY CAP ACQUSTON CORP I	COM	42588L105	18,636	1,828,830	SH		SOLE		1,828,830	0	0
HOSTESS BRANDS INC	W EXP 11/04/202	44109J114	237	224,000	SH		SOLE		224,000	0	0
HUNTER MARITIME ACQUISITION	CL A	Y37828111	1,367	137,213	SH		SOLE		137,213	0	0
I AM CAP ACQUISITION CO	RIGHT 05/22/2019	45074Q124	211	421,465	SH		SOLE		421,465	0	0
I AM CAP ACQUISITION CO	COM	45074Q108	2,139	210,769	SH		SOLE		210,769	0	0
I AM CAP ACQUISITION CO	W EXP 05/22/202	45074Q116	287	819,954	SH		SOLE		819,954	0	0
INTEGRATED DEVICE TECHNOLOGY	NOTE 0.87511/1	458118AC0	10,549	7,015	PRN		SOLE		7,015	0	0
INTEL CORP	COM	458140100	2,365	50,000	SH	Call	SOLE		50,000	0	0
INTEL CORP	COM	458140100	4,256	90,000	SH		SOLE		90,000	0	0
INTERNATIONAL MNY EXPRESS IN	W EXP 01/19/202	46005L119	1,073	456,784	SH		SOLE		456,784	0	0
INVUITY INC	COM NEW	46187J205	1,004	135,734	SH		SOLE		135,734	0	0
ISHARES TR	20 YR TR BD ETF	464287432	20,956	178,700	SH	Call	SOLE		178,700	0	0
ISHARES TR	IBOXX HI YD ETF	464288513	951	11,000	SH	Put	SOLE		11,000	0	0
ISHARES TR	US AER DEF ETF	464288760	4,329	20,000	SH	Put	SOLE		20,000	0	0
JENSYN ACQUISITION CORP	RIGHT 99/99/9999	47632B128	35	130,055	SH		SOLE		130,055	0	0
JENSYN ACQUISITION CORP	COM	47632B102	1,774	165,790	SH		SOLE		165,790	0	0
JENSYN ACQUISITION CORP	W EXP 03/07/202	47632B110	31	347,627	SH		SOLE		347,627	0	0
JPMORGAN CHASE & CO	COM	46625H100	2,821	25,000	SH		SOLE		25,000	0	0
JUST ENERGY GROUP INC	COM	48213W101	93	30,000	SH	Put	SOLE		30,000	0	0
K2M GROUP HLDGS INC	COM	48273J107	3,379	123,468	SH		SOLE		123,468	0	0
KAPSTONE PAPER & PACKAGING C	COM	48562P103	1,082	31,900	SH	Put	SOLE		31,900	0	0
KAYNE ANDERSON ACQUISITION	COM CL A	48661U102	6,143	604,603	SH		SOLE		604,603	0	0
KAYNE ANDERSON ACQUISITION	W EXP 06/30/202	48661U110	761	608,766	SH		SOLE		608,766	0	0
KBL MERGER CORP IV	COM	48242A104	2,523	249,788	SH		SOLE		249,788	0	0
KBL MERGER CORP IV	W EXP 01/15/202	48242A112	15	73,777	SH		SOLE		73,777	0	0
KLX INC	COM	482539103	4,293	68,385	SH		SOLE		68,385	0	0
LANDCADIA HLDGS INC	CL A	51476W107	3,899	359,670	SH		SOLE		359,670	0	0
LANDCADIA HLDGS INC	W EXP 06/01/202	51476W115	1,219	1,024,149	SH		SOLE		1,024,149	0	0
LATTICE SEMICONDUCTOR CORP	COM	518415104	1,224	153,000	SH		SOLE		153,000	0	0
LEGACY ACQUISITION CORP	UNIT 05/31/2024	524643202	4,972	490,820	SH		SOLE		490,820	0	0
LEGACY ACQUISITION CORP	W EXP 11/30/202	524643111	21	50,000	SH		SOLE		50,000	0	0
LEISURE ACQUISITION CORP	COM	52539T107	2,035	210,000	SH		SOLE		210,000	0	0
LEISURE ACQUISITION CORP	UNIT 99/99/9999	52539T206	2,999	294,007	SH		SOLE		294,007	0	0
LEISURE ACQUISITION CORP	W EXP 12/05/201	52539T115	38	40,400	SH		SOLE		40,400	0	0
LENNAR CORP	CL A	526057104	1,460	31,277	SH		SOLE		31,277	0	0
LEO HOLDINGS CORP	UNIT 99/99/9999	G5463L121	3,574	348,704	SH		SOLE		348,704	0	0
LF CAP ACQUISITION CORP	UNIT 06/19/2025	50200K207	3,346	331,300	SH		SOLE		331,300	0	0
LF CAP ACQUISITION CORP	CL A	50200K108	717	75,000	SH		SOLE		75,000	0	0
LIBERTY BROADBAND CORP	COM SER C	530307305	413	4,900	SH		SOLE		4,900	0	0
LIBERTY EXPEDIA HOLDINGS	SER A COM	53046P109	2,630	55,900	SH		SOLE		55,900	0	0
LIBERTY LATIN AMERICA LTD	COM CL C	G9001E128	634	30,755	SH		SOLE		30,755	0	0
LIBERTY MEDIA CORP DELAWARE	COM C BRAVES GRP	531229888	482	17,678	SH		SOLE		17,678	0	0
LIBERTY MEDIA CORP DELAWARE	COM SER A FRMLA	531229870	3,497	98,298	SH		SOLE		98,298	0	0
LIBERTY MEDIA CORP DELAWARE	COM A SIRIUSXM	531229409	3,278	75,458	SH		SOLE		75,458	0	0
LIBERTY TRIPADVISOR HLDGS IN	COM SER A	531465102	2,831	190,662	SH		SOLE		190,662	0	0
LIFEPOINT HEALTH INC	COM	53219L109	1,447	22,473	SH		SOLE		22,473	0	0
LIONS GATE ENTMNT CORP	CL B NON VTG	535919500	1,060	45,500	SH		SOLE		45,500	0	0
LONGEVITY ACQUISITION CORP	UNIT 08/29/2024	G56372108	2,048	200,000	SH		SOLE		200,000	0	0
LOUISIANA PAC CORP	COM	546347105	662	25,000	SH	Call	SOLE		25,000	0	0
LOUISIANA PAC CORP	COM	546347105	662	25,000	SH		SOLE		25,000	0	0
LYONDELLBASELL INDUSTRIES N	SHS - A -	N53745100	1,538	15,000	SH	Put	SOLE		15,000	0	0
LYONDELLBASELL INDUSTRIES N	SHS - A -	N53745100	513	5,000	SH		SOLE		5,000	0	0
MAGICJACK VOCALTEC LTD	SH	M6787E101	264	31,670	SH		SOLE		31,670	0	0
MAGNA INTL INC	COM	559222401	886	16,875	SH		SOLE		16,875	0	0
MAGNACHIP SEMICONDUCTOR CORP	COM	55933J203	4,888	493,766	SH		SOLE		493,766	0	0
MAGNOLIA OIL & GAS CORP	W EXP 07/31/202	559663117	5,699	1,217,655	SH		SOLE		1,217,655	0	0
MARATHON PETE CORP	COM	56585A102	976	12,201	SH		SOLE		12,201	0	0
MARRIOTT VACATIONS WRLDWDE C	COM	57164Y107	1,677	15,000	SH	Put	SOLE		15,000	0	0
MATLIN & PARTNERS ACQUISITIO	CL A	57682V106	1,858	185,630	SH		SOLE		185,630	0	0
MATLIN & PARTNERS ACQUISITIO	W EXP 05/28/202	57682V114	318	424,064	SH		SOLE		424,064	0	0
MAZOR ROBOTICS LTD	SPONSORED ADS	57886P103	2,013	34,515	SH		SOLE		34,515	0	0
MCDONALDS CORP	COM	580135101	418	2,500	SH		SOLE		2,500	0	0
MEGALITH FINL ACQUISITION CO	UNIT 09/30/2025	58518F208	4,990	494,050	SH		SOLE		494,050	0	0
MERCER INTL INC	COM	588056101	7,980	475,000	SH		SOLE		475,000	0	0
MICROCHIP TECHNOLOGY INC	COM	595017104	8,286	105,000	SH	Put	SOLE		105,000	0	0
MICRON TECHNOLOGY INC	COM	595112103	909	20,100	SH	Call	SOLE		20,100	0	0
MICRON TECHNOLOGY INC	COM	595112103	905	20,000	SH	Put	SOLE		20,000	0	0
MICROSOFT CORP	COM	594918104	972	8,500	SH	Put	SOLE		8,500	0	0
MICROSOFT CORP	COM	594918104	1,430	12,500	SH		SOLE		12,500	0	0
MITEL NETWORKS CORP	COM	60671Q104	8,079	733,124	SH		SOLE		733,124	0	0
MODERN MEDIA ACQUISITION	COM	60765P103	3,357	332,415	SH		SOLE		332,415	0	0
MORGAN STANLEY	COM NEW	617446448	1,164	25,000	SH	Put	SOLE		25,000	0	0
MORGAN STANLEY	COM NEW	617446448	6,986	150,000	SH		SOLE		150,000	0	0
MOSAIC ACQUISITION CORP	UNIT 99/99/9999	G62848117	2,212	217,300	SH		SOLE		217,300	0	0
MTECH ACQUISITION CORP	COM CLASS A	55378W107	1,049	102,870	SH		SOLE		102,870	0	0
MTECH ACQUISITION CORP	W EXP 08/01/202	55378W115	570	385,295	SH		SOLE		385,295	0	0
MUDRICK CAP ACQUISITION CORP	COM CLASS A	624745105	506	52,294	SH		SOLE		52,294	0	0
MUDRICK CAP ACQUISITION CORP	W EXP 02/12/202	624745113	12	18,400	SH		SOLE		18,400	0	0
MYLAN N V	SHS EURO	N59465109	4,575	125,000	SH	Call	SOLE		125,000	0	0
MYLAN N V	SHS EURO	N59465109	4,973	135,863	SH		SOLE		135,863	0	0
NATIONAL ENERGY SERVICES REU	W EXP 05/05/202	G6375R115	1,670	879,086	SH		SOLE		879,086	0	0
NAVIGATORS GROUP INC	COM	638904102	1,677	24,264	SH		SOLE		24,264	0	0
NAVISTAR INTL CORP NEW	COM	63934E108	385	10,000	SH	Call	SOLE		10,000	0	0
NEBULA ACQUISITION CORP	W EXP 03/12/202	629076118	33	27,849	SH		SOLE		27,849	0	0
NEVSUN RES LTD	COM	64156L101	999	225,544	SH		SOLE		225,544	0	0
NEW FRONTIER CORP	UNIT 99/99/9999	G6485P116	3,060	300,000	SH		SOLE		300,000	0	0
NEWELL BRANDS INC	COM	651229106	1,015	50,000	SH	Call	SOLE		50,000	0	0
NEWS CORP NEW	CL A	65249B109	658	49,900	SH		SOLE		49,900	0	0
NXP SEMICONDUCTORS N V	COM	N6596X109	19,939	233,200	SH	Call	SOLE		233,200	0	0
NXP SEMICONDUCTORS N V	COM	N6596X109	2,522	29,500	SH	Put	SOLE		29,500	0	0
NXP SEMICONDUCTORS N V	COM	N6596X109	7,182	84,000	SH		SOLE		84,000	0	0
OCEAN RIG UDW INC	COM CL A	G66964118	5,712	165,000	SH		SOLE		165,000	0	0
ONE MADISON CORP	COM CL A	G6772P100	496	51,000	SH		SOLE		51,000	0	0
ONE MADISON CORP	UNIT 99/99/9999	G6772P118	2,917	281,866	SH		SOLE		281,866	0	0
ONE MADISON CORP	W EXP 99/99/999	G6772P126	219	188,959	SH		SOLE		188,959	0	0
OPES ACQUISITION CORP	COM	68373P100	4,124	418,700	SH		SOLE		418,700	0	0
ORBOTECH LTD	ORD	M75253100	2,142	36,039	SH		SOLE		36,039	0	0
PAN AMERICAN SILVER CORP	COM	697900108	369	25,000	SH	Put	SOLE		25,000	0	0
PAN AMERICAN SILVER CORP	COM	697900108	236	16,000	SH		SOLE		16,000	0	0
PATTERN ENERGY GROUP INC	NOTE 4.000 7/1	70338PAB6	2,994	3,015	PRN		SOLE		3,015	0	0
PEBBLEBROOK HOTEL TR	COM	70509V100	223	6,141	SH		SOLE		6,141	0	0
PENSARE ACQUISITION CORP	RIGHT 99/99/9999	70957E121	78	173,586	SH		SOLE		173,586	0	0
PENSARE ACQUISITION CORP	COM	70957E105	5,708	573,054	SH		SOLE		573,054	0	0
PENSARE ACQUISITION CORP	W EXP 07/27/202	70957E113	350	673,401	SH		SOLE		673,401	0	0
ELLIS PERRY INTL INC	COM	288853104	273	10,000	SH	Put	SOLE		10,000	0	0
ELLIS PERRY INTL INC	COM	288853104	2,458	89,943	SH		SOLE		89,943	0	0
PINNACLE FOODS INC DEL	COM	72348P104	1,678	25,889	SH		SOLE		25,889	0	0
PLATINUM EAGLE ACQUISITIN CO	UNIT 01/09/2023	G7126L126	2,726	262,335	SH		SOLE		262,335	0	0
PLATINUM EAGLE ACQUISITIN CO	SHS CL A	G7126L100	264	26,855	SH		SOLE		26,855	0	0
PLATINUM EAGLE ACQUISITIN CO	W EXP 01/17/202	G7126L118	390	289,066	SH		SOLE		289,066	0	0
PRAXAIR INC	COM	74005P104	1,238	7,700	SH		SOLE		7,700	0	0
PRETIUM RES INC	COM	74139C102	4,616	606,500	SH	Put	SOLE		606,500	0	0
PRIORITY TECHNOLOGY HLDGS IN	COM	74275G107	270	27,800	SH		SOLE		27,800	0	0
PRIORITY TECHNOLOGY HLDGS IN	W EXP 09/12/202	74275G115	1,116	797,219	SH		SOLE		797,219	0	0
PURE ACQUISITION CORP	UNIT 04/13/2023	74621Q205	10,414	1,003,746	SH		SOLE		1,003,746	0	0
PURE ACQUISITION CORP	CL A	74621Q106	4,597	473,661	SH		SOLE		473,661	0	0
PURE ACQUISITION CORP	W EXP 04/17/202	74621Q114	1,428	1,057,600	SH		SOLE		1,057,600	0	0
QUALCOMM INC	COM	747525103	3,602	50,000	SH	Call	SOLE		50,000	0	0
REGALWOOD GLOBAL ENERGY LTD	UNIT 99/99/9999	G74760110	2,137	207,842	SH		SOLE		207,842	0	0
REIS INC	COM	75936P105	641	27,866	SH		SOLE		27,866	0	0
RENT A CTR INC NEW	COM	76009N100	478	33,211	SH		SOLE		33,211	0	0
RENT A CTR INC NEW	COM	76009N100	719	50,000	SH	Put	SOLE		50,000	0	0
ROCKWELL COLLINS INC	COM	774341101	2,107	15,000	SH	Put	SOLE		15,000	0	0
ROCKWELL COLLINS INC	COM	774341101	19,111	136,053	SH		SOLE		136,053	0	0
ROSEHILL RES INC	CL A	777385105	1,074	195,714	SH		SOLE		195,714	0	0
ROSEHILL RES INC	W EXP 09/16/202	777385113	895	864,548	SH		SOLE		864,548	0	0
SABAN CAP ACQUISITION CORP	COM CL A	78516C106	6,574	648,952	SH		SOLE		648,952	0	0
SABAN CAP ACQUISITION CORP	W EXP 09/21/202	78516C114	419	380,595	SH		SOLE		380,595	0	0
SCIENCE APPLICATNS INTL CP N	COM	808625107	1,942	24,089	SH		SOLE		24,089	0	0
SEARS HLDGS CORP	COM	812350106	10	10,200	SH	Put	SOLE		10,200	0	0
SELECT ENERGY SVCS INC	CL A COM	81617J301	7,556	638,180	SH		SOLE		638,180	0	0
SEMTECH CORP	COM	816850101	556	10,000	SH		SOLE		10,000	0	0
SENOMYX INC	COM	81724Q107	1,437	970,968	SH		SOLE		970,968	0	0
SENSEONICS HLDGS INC	NOTE 5.250 2/0	81727UAA3	3,198	2,000	PRN		SOLE		2,000	0	0
SENTINEL ENERGY SVCS INC	UNIT 11/02/2022	G8062D128	2,785	270,870	SH		SOLE		270,870	0	0
SHIRE PLC	SPONSORED ADR	82481R106	3,513	19,381	SH		SOLE		19,381	0	0
SIERRA WIRELESS INC	COM	826516106	1,407	70,000	SH	Call	SOLE		70,000	0	0
SIERRA WIRELESS INC	COM	826516106	3,797	188,900	SH	Put	SOLE		188,900	0	0
SILICON LABORATORIES INC	NOTE 1.375 3/0	826919AB8	7,985	7,000	PRN		SOLE		7,000	0	0
SIMPLY GOOD FOODS CO	W EXP 07/07/202	82900L110	397	50,200	SH		SOLE		50,200	0	0
SIRIUS XM HLDGS INC	COM	82968B103	683	108,000	SH		SOLE		108,000	0	0
SLEEP NUMBER CORP	COM	83125X103	368	10,000	SH	Put	SOLE		10,000	0	0
SOCIAL CAP HEDOSOPHIA HLDGS	CL A	G8250R103	4,860	490,403	SH		SOLE		490,403	0	0
SOCIAL CAP HEDOSOPHIA HLDGS	W EXP 09/14/202	G8250R129	711	664,590	SH		SOLE		664,590	0	0
SODASTREAM INTERNATIONAL LTD	USD SHS	M9068E105	873	6,100	SH		SOLE		6,100	0	0
SPARTAN ENERGY ACQUISITON CO	UNIT 99/99/9999	846784114	10,470	1,031,500	SH		SOLE		1,031,500	0	0
SPARTON CORP	COM	847235108	1,133	78,546	SH		SOLE		78,546	0	0
SPDR INDEX SHS FDS	EURO STOXX 50	78463X202	6,697	175,000	SH	Call	SOLE		175,000	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	8,722	30,000	SH	Put	SOLE		30,000	0	0
SPDR SERIES TRUST	S&P OILGAS EXP	78464A730	1,082	25,000	SH	Put	SOLE		25,000	0	0
SPDR SERIES TRUST	S&P REGL BKG	78464A698	5,051	85,000	SH		SOLE		85,000	0	0
STARBUCKS CORP	COM	855244109	341	6,000	SH	Put	SOLE		6,000	0	0
STATE BK FINL CORP	COM	856190103	669	22,152	SH		SOLE		22,152	0	0
STELLAR ACQUISITION III INC	COM	Y8172W107	1,452	138,028	SH		SOLE		138,028	0	0
SUMMIT MATLS INC	CL A	86614U100	1,909	105,000	SH	Call	SOLE		105,000	0	0
SUMMIT MATLS INC	CL A	86614U100	636	35,000	SH		SOLE		35,000	0	0
SYNNEX CORP	COM	87162W100	1,271	15,000	SH	Put	SOLE		15,000	0	0
SYNOVUS FINL CORP	COM NEW	87161C501	1,613	35,222	SH		SOLE		35,222	0	0
SYNTEL INC	COM	87162H103	828	20,211	SH		SOLE		20,211	0	0
SELECT SECTOR SPDR TR	TECHNOLOGY	81369Y803	22,599	300,000	SH	Put	SOLE		300,000	0	0
TENZING ACQUISITION CORP	UNIT 08/24/2024	G8708A124	3,773	375,000	SH		SOLE		375,000	0	0
TESLA INC	COM	88160R101	2,105	7,952	SH		SOLE		7,952	0	0
TEVA PHARMACEUTICAL INDS LTD	SPONSORED ADR	881624209	1,077	50,000	SH	Call	SOLE		50,000	0	0
TEXAS INSTRS INC	COM	882508104	1,609	15,000	SH	Put	SOLE		15,000	0	0
THUNDER BRIDGE ACQUISITION L	UNIT 01/01/2025	G8857R118	2,851	281,700	SH		SOLE		281,700	0	0
TIBERIUS ACQUISITION CORP	UNIT 02/28/2021	88633A206	4,558	446,820	SH		SOLE		446,820	0	0
TIBERIUS ACQUISITION CORP	W EXP 02/28/202	88633A115	118	200,000	SH		SOLE		200,000	0	0
TKK SYMPHONY ACQUISITION COR	UNIT 08/15/2023	G88950111	4,620	457,390	SH		SOLE		457,390	0	0
TPG PACE HLDGS CORP	CL A	G89827128	2,608	259,000	SH		SOLE		259,000	0	0
TPG PACE HLDGS CORP	W EXP 06/27/202	G89827110	525	300,000	SH		SOLE		300,000	0	0
TRINITY MERGER CORP	COM CL A	89653L106	983	100,000	SH		SOLE		100,000	0	0
TRINITY MERGER CORP	UNIT 05/11/2025	89653L205	4,049	395,799	SH		SOLE		395,799	0	0
TRINITY MERGER CORP	W EXP 05/11/202	89653L114	150	299,400	SH		SOLE		299,400	0	0
TRIPADVISOR INC	COM	896945201	2,043	40,000	SH	Call	SOLE		40,000	0	0
TWELVE SEAS INVESTMENT COMPA	RIGHT 12/22/2019	G9145A131	41	99,800	SH		SOLE		99,800	0	0
TWELVE SEAS INVESTMENT COMPA	UNIT 06/21/2023	G9145A123	1,424	138,700	SH		SOLE		138,700	0	0
TWELVE SEAS INVESTMENT COMPA	SH	G9145A107	270	28,200	SH		SOLE		28,200	0	0
TWELVE SEAS INVESTMENT COMPA	W EXP 12/22/202	G9145A115	34	95,500	SH		SOLE		95,500	0	0
TWENTY FIRST CENTY FOX INC	CL B	90130A200	7,382	161,107	SH		SOLE		161,107	0	0
TWITTER INC	COM	90184L102	854	30,000	SH	Put	SOLE		30,000	0	0
UNION ACQUISITION CORP	UNIT 99/99/9999	G9366W119	3,787	362,400	SH		SOLE		362,400	0	0
UNION ACQUISITION CORP	W EXP 07/01/202	G9366W127	18	55,445	SH		SOLE		55,445	0	0
UNITED STATES OIL FUND LP	UNITS	91232N108	1,086	70,000	SH	Put	SOLE		70,000	0	0
UNIVAR INC	COM	91336L107	986	32,165	SH		SOLE		32,165	0	0
U S G CORP	COM NEW	903293405	812	18,748	SH		SOLE		18,748	0	0
VALE S A	ADR	91912E105	7,512	506,200	SH	Put	SOLE		506,200	0	0
VANECK VECTORS ETF TR	SEMICONDUCTOR ET	92189F676	2,661	25,000	SH	Call	SOLE		25,000	0	0
VANECK VECTORS ETF TR	SEMICONDUCTOR ET	92189F676	20,758	195,000	SH	Put	SOLE		195,000	0	0
VANECK VECTORS ETF TR	SEMICONDUCTOR ET	92189F676	1,597	15,000	SH		SOLE		15,000	0	0
VANTAGE ENERGY ACQUISITION	COM CL A	92211L105	8,664	870,755	SH		SOLE		870,755	0	0
VANTAGE ENERGY ACQUISITION	W EXP 04/12/202	92211L113	1,125	833,333	SH		SOLE		833,333	0	0
VECTREN CORP	COM	92240G101	207	2,900	SH		SOLE		2,900	0	0
VIPER ENERGY PARTNERS LP	COM UNT RP INT	92763M105	2,736	65,000	SH	Call	SOLE		65,000	0	0
VULCAN MATLS CO	COM	929160109	2,224	20,000	SH	Put	SOLE		20,000	0	0
WASTE CONNECTIONS INC	COM	94106B101	1,161	14,553	SH		SOLE		14,553	0	0
WEB COM GROUP INC	COM	94733A104	2,461	88,195	SH		SOLE		88,195	0	0
WILDHORSE RESOURCE DEV CORP	COM	96812T102	3,585	151,667	SH		SOLE		151,667	0	0
XCERRA CORP	COM	98400J108	3,109	217,870	SH		SOLE		217,870	0	0
XEROX CORP	COM NEW	984121608	3,373	125,000	SH	Call	SOLE		125,000	0	0
XO GROUP INC	COM	983772104	225	6,530	SH		SOLE		6,530	0	0
ZILLOW GROUP INC	CL A	98954M101	660	14,930	SH		SOLE		14,930	0	0
ZILLOW GROUP INC	NOTE 2.00012/0	98954MAB7	8,650	8,000	PRN		SOLE		8,000	0	0
ZOES KITCHEN INC	COM	98979J109	598	47,000	SH		SOLE		47,000	0	0