K2 Principal Fund 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
8I ENTERPRISES ACQUISITIN CO	UNIT 99/99/9999	G2956M138	2,008	200,000	SH		SOLE		200,000	0	0
ADVANCED MICRO DEVICES INC	COM	007903107	1,148	45,000	SH	Call	SOLE		45,000	0	0
ADVANCED MICRO DEVICES INC	COM	007903107	383	15,000	SH		SOLE		15,000	0	0
AEROJET ROCKETDYNE HLDGS INC	NOTE 2.250 12/1	007800AB1	7,375	5,000	PRN		SOLE		5,000	0	0
ALBERTON ACQUISITION CORP	UNIT 04/22/2020	G35006116	3,249	322,020	SH		SOLE		322,020	0	0
ALBERTON ACQUISITION CORP	ORD SH	G35006108	746	75,000	SH		SOLE		75,000	0	0
ALBERTON ACQUISITION CORP	RIGHT 10/04/2020	G35006132	12	70,000	SH	Call	SOLE		70,000	0	0
ALBERTON ACQUISITION CORP	W EXP 04/26/202	G35006124	5	58,800	SH	Call	SOLE		58,800	0	0
ALITHYA GROUP INC	CL A SUB VTG	01643B106	1,109	346,677	SH		SOLE		346,677	0	0
ALPHABET INC	CAP STK CL A	02079K305	4,119	3,500	SH		SOLE		3,500	0	0
ALTA MESA RES INC	W EXP 03/28/202	02133L117	4	107,166	SH	Call	SOLE		107,166	0	0
ALTERYX INC	COM CL A	02156B103	1,048	12,500	SH	Call	SOLE		12,500	0	0
AMCI ACQUISITION CORP	UNIT 01/07/2019	00165R200	5,060	500,000	SH		SOLE		500,000	0	0
AMERICAN EQTY INVT LIFE HLD	COM	025676206	1,351	50,000	SH	Call	SOLE		50,000	0	0
ARRIS INTERNATIONAL PLC	SH	G0551A103	3,454	109,270	SH		SOLE		109,270	0	0
ARYA SCIENCES ACQUISITION CO	UNIT 10/04/2023	G3165V117	4,056	391,875	SH		SOLE		391,875	0	0
ATTUNITY LTD	SHS NEW	M15332121	356	15,200	SH	Call	SOLE		15,200	0	0
ATTUNITY LTD	SHS NEW	M15332121	3,232	137,810	SH		SOLE		137,810	0	0
AVISTA CORP	COM	05379B107	2,437	60,000	SH		SOLE		60,000	0	0
BARRICK GOLD CORPORATION	COM	067901108	686	50,000	SH	Call	SOLE		50,000	0	0
BARRICK GOLD CORPORATION	COM	067901108	644	46,999	SH		SOLE		46,999	0	0
BELMOND LTD	CL A	G1154H107	1,962	78,686	SH		SOLE		78,686	0	0
BGC PARTNERS INC	CL A	05541T101	1,062	200,000	SH		SOLE		200,000	0	0
BHP GROUP LTD	SPONSORED ADS	088606108	1,093	20,000	SH	Put	SOLE		20,000	0	0
BIG ROCK PARTNERS ACQUISI CO	RIGHT 12/01/2022	089482129	102	340,332	SH	Call	SOLE		340,332	0	0
BIG ROCK PARTNERS ACQUISI CO	UNIT 11/20/2022	089482202	2,520	240,000	SH		SOLE		240,000	0	0
BIG ROCK PARTNERS ACQUISI CO	COM	089482103	1,995	193,091	SH		SOLE		193,091	0	0
BIG ROCK PARTNERS ACQUISI CO	W EXP 12/01/202	089482111	18	101,200	SH	Call	SOLE		101,200	0	0
BIOCERES CROP SOLUTIONS CORP	W EXP 07/01/202	G1117K106	77	286,165	SH	Call	SOLE		286,165	0	0
BLACK RIDGE ACQUISITION CORP	RIGHT 07/10/2019	09216T123	24	67,682	SH	Call	SOLE		67,682	0	0
BLACKBERRY LTD	DEBT 3.750 11/1	C10268AC1	5,937	5,010	PRN		SOLE		5,010	0	0
BLUE HILLS BANCORP INC	COM	095573101	712	29,807	SH		SOLE		29,807	0	0
BLUEGREEN VACATIONS CORP	COM	09629F108	1,679	113,000	SH		SOLE		113,000	0	0
BOEING CO	COM	097023105	1,526	4,000	SH	Call	SOLE		4,000	0	0
BOEING CO	COM	097023105	1,221	3,200	SH		SOLE		3,200	0	0
BRISTOL MYERS SQUIBB CO	COM	110122108	477	10,000	SH	Call	SOLE		10,000	0	0
BRISTOL MYERS SQUIBB CO	COM	110122108	477	10,000	SH		SOLE		10,000	0	0
BROOKFIELD PROPERTY REIT INC	CL A	11282X103	4,102	200,192	SH		SOLE		200,192	0	0
BROWN FORMAN CORP	CL A	115637100	1,972	38,538	SH		SOLE		38,538	0	0
BUNGE LIMITED	COM	G16962105	2,123	40,000	SH	Call	SOLE		40,000	0	0
BUNGE LIMITED	COM	G16962105	2,282	43,000	SH		SOLE		43,000	0	0
CAESARS ENTMT CORP	COM	127686103	1,999	230,000	SH	Call	SOLE		230,000	0	0
CAESARS ENTMT CORP	COM	127686103	1,260	144,969	SH		SOLE		144,969	0	0
CAPITOL INVT CORP IV	CL A ORD	G18920101	1,675	164,513	SH		SOLE		164,513	0	0
CAPITOL INVT CORP IV	W EXP 01/01/202	G18920127	127	92,000	SH	Call	SOLE		92,000	0	0
CARNIVAL CORP	UNIT 99/99/9999	143658300	1,268	25,000	SH	Put	SOLE		25,000	0	0
CARNIVAL PLC	ADR	14365C103	2,682	53,852	SH		SOLE		53,852	0	0
CARS COM INC	COM	14575E105	2,328	102,121	SH		SOLE		102,121	0	0
CBS CORP NEW	CL B	124857202	6,654	140,000	SH	Call	SOLE		140,000	0	0
CECO ENVIRONMENTAL CORP	COM	125141101	2,040	283,296	SH		SOLE		283,296	0	0
CELGENE CORP	COM	151020104	708	7,500	SH	Put	SOLE		7,500	0	0
CELGENE CORP	COM	151020104	3,302	35,000	SH		SOLE		35,000	0	0
CENTRAL GARDEN & PET CO	CL A NON-VTG	153527205	2,097	90,183	SH		SOLE		90,183	0	0
CF FIN ACQUISITION CORP	UNIT 04/30/2025	12528N206	8,160	800,000	SH		SOLE		800,000	0	0
CGI INC	CL A SUB VTG	12532H104	1,000	14,550	SH		SOLE		14,550	0	0
CHARDAN HEALTHCARE ACQUISITI	UNIT 12/13/2023	15957A207	3,511	350,000	SH		SOLE		350,000	0	0
CHASERG TECHNLGY ACQUISITN C	UNIT 09/30/2023	16166A202	5,303	525,000	SH		SOLE		525,000	0	0
CHURCHILL CAP CORP	COM CL A	17142R103	3,326	247,452	SH		SOLE		247,452	0	0
CIGNA CORP NEW	COM	125523100	2,412	15,000	SH	Call	SOLE		15,000	0	0
CLEARWATER PAPER CORP	COM	18538R103	393	20,200	SH	Put	SOLE		20,200	0	0
CLEVELAND CLIFFS INC	COM	185899101	500	50,000	SH	Put	SOLE		50,000	0	0
CM SEVEN STAR ACQUISITION CO	UNIT 08/21/2022	G2345N128	2,286	217,700	SH		SOLE		217,700	0	0
CM SEVEN STAR ACQUISITION CO	SH	G2345N102	8,063	820,287	SH		SOLE		820,287	0	0
CM SEVEN STAR ACQUISITION CO	RIGHT 08/21/2022	G2345N136	186	564,454	SH	Call	SOLE		564,454	0	0
CM SEVEN STAR ACQUISITION CO	W EXP 08/21/202	G2345N110	87	511,880	SH	Call	SOLE		511,880	0	0
COLLIER CREEK HOLDINGS	UNIT 99/99/9999	G22707122	5,966	578,074	SH		SOLE		578,074	0	0
COTY INC	COM CL A	222070203	4,600	400,000	SH	Put	SOLE		400,000	0	0
COTY INC	COM CL A	222070203	6,079	528,632	SH		SOLE		528,632	0	0
CRESCENT ACQUISITION CORP	UNIT 99/99/9999	22564L204	7,000	700,000	SH		SOLE		700,000	0	0
CYPRESS SEMICONDUCTOR CORP	COM	232806109	970	65,000	SH	Call	SOLE		65,000	0	0
CYPRESS SEMICONDUCTOR CORP	COM	232806109	1,044	70,000	SH		SOLE		70,000	0	0
DANAHER CORPORATION	4.75 MND CV PFD	235851300	2,106	2,000	SH		SOLE		2,000	0	0
DD3 ACQUISITION CORP	UNIT 10/12/2023	G2692M129	3,042	300,000	SH		SOLE		300,000	0	0
DELL TECHNOLOGIES INC	CL C	24703L202	2,898	49,381	SH		SOLE		49,381	0	0
DBX ETF TR	XTRACK HRVST CSI	233051879	5,746	200,000	SH	Call	SOLE		200,000	0	0
DEXCOM INC	NOTE 0.750 5/1	252131AF4	4,023	3,000	PRN		SOLE		3,000	0	0
DFB HEALTHCARE ACQUISTION CO	COM	23291E109	350	35,000	SH		SOLE		35,000	0	0
DFB HEALTHCARE ACQUISTION CO	UNIT 01/30/2023	23291E208	7,672	755,853	SH		SOLE		755,853	0	0
DIAMONDBACK ENERGY INC	COM	25278X109	3,507	34,544	SH		SOLE		34,544	0	0
DIAMONDPEAK HLDGS COR	UNIT 99/99/9999	25280H209	1,002	100,000	SH		SOLE		100,000	0	0
DISCOVERY INC	COM SER C	25470F302	3,140	123,515	SH		SOLE		123,515	0	0
DOMTAR CORP	COM NEW	257559203	2,979	60,000	SH	Call	SOLE		60,000	0	0
DOMTAR CORP	COM NEW	257559203	4,667	94,000	SH	Put	SOLE		94,000	0	0
EBAY INC	COM	278642103	4,271	115,000	SH		SOLE		115,000	0	0
EBAY INC	COM	278642103	780	21,000	SH	Put	SOLE		21,000	0	0
ECHOSTAR CORP	CL A	278768106	729	20,000	SH	Put	SOLE		20,000	0	0
EDTECHX HLDGS ACQUISITION CO	COM	28138X103	504	50,000	SH		SOLE		50,000	0	0
ELLIE MAE INC	COM	28849P100	3,517	35,632	SH		SOLE		35,632	0	0
EMC INS GROUP INC	COM	268664109	549	17,209	SH		SOLE		17,209	0	0
ETF MANAGERS TR	ETFMG ALTR HRVST	26924G508	2,182	60,000	SH	Put	SOLE		60,000	0	0
FAR PT ACQUISITION CORP	COM CL A	30734W109	2,242	225,369	SH		SOLE		225,369	0	0
FAR PT ACQUISITION CORP	UNIT 06/01/2025	30734W208	9,533	916,597	SH		SOLE		916,597	0	0
FAR PT ACQUISITION CORP	W EXP 06/01/202	30734W117	348	259,634	SH	Call	SOLE		259,634	0	0
FINISAR CORP	NOTE 0.500 12/1	31787AAP6	2,936	3,000	PRN		SOLE		3,000	0	0
FINTECH ACQUISITION CORP III	COM CL A	31811A101	975	100,000	SH		SOLE		100,000	0	0
FINTECH ACQUISITION CORP III	UNIT 12/01/2023	31811A309	7,643	750,000	SH		SOLE		750,000	0	0
FIRST DATA CORP NEW	COM CL A	32008D106	2,209	84,106	SH		SOLE		84,106	0	0
FIRST MAJESTIC SILVER CORP	NOTE 1.875 3/0	32076VAB9	4,893	5,000	PRN		SOLE		5,000	0	0
FORUM MERGER II CORP	CL A	34986F103	743	75,000	SH		SOLE		75,000	0	0
FORUM MERGER II CORP	UNIT 09/30/2025	34986F202	3,356	324,600	SH		SOLE		324,600	0	0
FORUM MERGER II CORP	W EXP 09/30/202	34986F111	17	39,400	SH	Call	SOLE		39,400	0	0
GIGCAPITAL INC	RIGHT 03/06/2020	37518N114	94	144,036	SH	Call	SOLE		144,036	0	0
GIGCAPITAL INC	COM	37518N106	1,488	145,887	SH		SOLE		145,887	0	0
GIGCAPITAL INC	W EXP 06/08/202	37518N122	41	145,752	SH	Call	SOLE		145,752	0	0
GOLDCORP INC NEW	COM	380956409	596	52,100	SH	Put	SOLE		52,100	0	0
GOLDCORP INC NEW	COM	380956409	2,286	199,834	SH		SOLE		199,834	0	0
GORDON POINTE ACQUISITION CO	COM CLASS A	382788107	349	34,246	SH		SOLE		34,246	0	0
GORES HOLDINGS III INC	UNIT 09/07/2024	38286G208	4,693	455,546	SH		SOLE		455,546	0	0
GORES METROPOULOS INC	UNIT 99/99/9999	382872208	512	50,000	SH		SOLE		50,000	0	0
GRAF INDL CORP	COM	384278107	5,776	586,977	SH		SOLE		586,977	0	0
GREENLAND ACQUISITIN CORPORA	UNIT 03/03/2025	G40981121	1,837	175,964	SH		SOLE		175,964	0	0
GS ACQUISITION HLDGS CORP	COM CL A	36255F102	2,485	248,036	SH		SOLE		248,036	0	0
GS ACQUISITION HLDGS CORP	UNIT 06/12/2023	36255F201	1,049	100,000	SH		SOLE		100,000	0	0
GS ACQUISITION HLDGS CORP	W EXP 06/12/202	36255F110	141	101,020	SH	Call	SOLE		101,020	0	0
GTY TECHNOLOGY HOLDINGS INC	W EXP 02/19/202	362409112	199	329,729	SH	Call	SOLE		329,729	0	0
HARRIS CORP DEL	COM	413875105	208	1,300	SH		SOLE		1,300	0	0
HENNESSY CAP ACQUSTION CORP	UNIT 99/99/9999	42589C203	4,032	400,000	SH		SOLE		400,000	0	0
HOPFED BANCORP INC	COM	439734104	208	10,549	SH		SOLE		10,549	0	0
HOSTESS BRANDS INC	W EXP 11/04/202	44109J114	246	189,000	SH	Call	SOLE		189,000	0	0
II VI INC	COM	902104108	248	6,654	SH		SOLE		6,654	0	0
IMMUNE DESIGN CORP	COM	45252L103	926	158,255	SH		SOLE		158,255	0	0
INNOVATIVE INDL PPTYS INC	COM	45781V101	833	10,200	SH	Call	SOLE		10,200	0	0
INSURANCE ACQUISITION CORP	UNIT 03/31/2024	457867307	7,070	700,000	SH		SOLE		700,000	0	0
INTEGRATED DEVICE TECHNOLOGY	NOTE 0.875 11/1	458118AC0	10,991	7,015	PRN		SOLE		7,015	0	0
INTL PAPER CO	COM	460146103	463	10,000	SH	Put	SOLE		10,000	0	0
INTERNATIONAL SPEEDWAY CORP	CL A	460335201	1,961	44,947	SH		SOLE		44,947	0	0
ISHARES TR	20 YR TR BD ETF	464287432	4,425	35,000	SH	Call	SOLE		35,000	0	0
ISHARES TR	20 YR TR BD ETF	464287432	9,483	75,000	SH	Put	SOLE		75,000	0	0
ISHARES TR	TRANS AVG ETF	464287192	1,498	8,000	SH	Call	SOLE		8,000	0	0
ISHARES TR	US BR DEL SE ETF	464288794	1,176	20,000	SH	Put	SOLE		20,000	0	0
JENSYN ACQUISITION CORP	RIGHT 99/99/9999	47632B128	35	130,155	SH	Call	SOLE		130,155	0	0
JENSYN ACQUISITION CORP	COM	47632B102	1,962	178,395	SH		SOLE		178,395	0	0
JENSYN ACQUISITION CORP	W EXP 03/07/202	47632B110	27	382,627	SH	Call	SOLE		382,627	0	0
KBL MERGER CORP IV	COM	48242A104	3,634	349,788	SH		SOLE		349,788	0	0
LATTICE SEMICONDUCTOR CORP	COM	518415104	730	61,196	SH		SOLE		61,196	0	0
LEGACY ACQUISITION CORP	COM CL A	524643103	1,456	145,000	SH		SOLE		145,000	0	0
LEGACY ACQUISITION CORP	UNIT 05/31/2024	524643202	4,242	413,020	SH		SOLE		413,020	0	0
LEGACY ACQUISITION CORP	W EXP 11/30/202	524643111	3	10,000	SH	Call	SOLE		10,000	0	0
LEISURE ACQUISITION CORP	COM	52539T107	2,100	210,000	SH		SOLE		210,000	0	0
LEISURE ACQUISITION CORP	UNIT 99/99/9999	52539T206	3,011	294,007	SH		SOLE		294,007	0	0
LEISURE ACQUISITION CORP	W EXP 12/05/201	52539T115	16	35,400	SH	Call	SOLE		35,400	0	0
LENNAR CORP	CL A	526057104	1,754	35,722	SH		SOLE		35,722	0	0
LEO HOLDINGS CORP	UNIT 99/99/9999	G5463L121	3,559	343,504	SH		SOLE		343,504	0	0
LEO HOLDINGS CORP	COM CL A	G5463L105	1,162	115,727	SH		SOLE		115,727	0	0
LF CAP ACQUISITION CORP	UNIT 06/19/2025	50200K207	2,876	277,305	SH		SOLE		277,305	0	0
LF CAP ACQUISITION CORP	CL A	50200K108	754	75,000	SH		SOLE		75,000	0	0
LIBERTY BROADBAND CORP	COM SER C	530307305	385	4,200	SH		SOLE		4,200	0	0
LIBERTY EXPEDIA HLDGS INC	SER A COM	53046P109	6,681	156,100	SH		SOLE		156,100	0	0
LIBERTY MEDIA CORP DELAWARE	COM C BRAVES GRP	531229888	868	31,263	SH		SOLE		31,263	0	0
LIBERTY MEDIA CORP DELAWARE	COM SER C FRMLA	531229854	586	16,728	SH		SOLE		16,728	0	0
LIBERTY MEDIA CORP DELAWARE	COM A SIRIUSXM	531229409	3,241	84,892	SH		SOLE		84,892	0	0
LIBERTY TRIPADVISOR HLDGS IN	COM SER A	531465102	3,797	267,563	SH		SOLE		267,563	0	0
LIONS GATE ENTMNT CORP	CL B NON VTG	535919500	454	30,053	SH		SOLE		30,053	0	0
LONGEVITY ACQUISITION CORP	UNIT 08/29/2024	G56372108	2,040	200,000	SH		SOLE		200,000	0	0
LOUISIANA PAC CORP	COM	546347105	378	15,500	SH		SOLE		15,500	0	0
LUXOFT HLDG INC	ORD SHS CL A	G57279104	294	5,010	SH		SOLE		5,010	0	0
M/I HOMES INC	COM	55305B101	532	20,000	SH		SOLE		20,000	0	0
MAGNACHIP SEMICONDUCTOR CORP	COM	55933J203	1,776	240,000	SH		SOLE		240,000	0	0
MAGNOLIA OIL & GAS CORP	W EXP 07/31/202	559663117	3,214	948,057	SH	Call	SOLE		948,057	0	0
MAXIM INTEGRATED PRODS INC	COM	57772K101	3,190	60,000	SH		SOLE		60,000	0	0
MAXWELL TECHNOLOGIES INC	COM	577767106	45	10,000	SH	Call	SOLE		10,000	0	0
MAXWELL TECHNOLOGIES INC	COM	577767106	1,788	400,000	SH		SOLE		400,000	0	0
MEDEQUITIES RLTY TR INC	COM	58409L306	2,796	251,243	SH		SOLE		251,243	0	0
MEGALITH FINL ACQUISITION CO	UNIT 09/30/2025	58518F208	5,044	494,050	SH		SOLE		494,050	0	0
MELLANOX TECHNOLOGIES LTD	SH	M51363113	1,420	12,000	SH		SOLE		12,000	0	0
MERCER INTL INC	COM	588056101	2,364	175,000	SH	Call	SOLE		175,000	0	0
MERCER INTL INC	COM	588056101	2,770	205,000	SH		SOLE		205,000	0	0
MODERN MEDIA ACQUISITION	COM	60765P103	3,962	382,415	SH		SOLE		382,415	0	0
MONOCLE ACQUISITION CORP	COM	609754106	2,450	250,000	SH		SOLE		250,000	0	0
MOSAIC ACQUISITION CORP	UNIT 99/99/9999	61946M209	2,238	217,300	SH		SOLE		217,300	0	0
MOSAIC ACQUISITION CORP	COM CL A	61946M100	6,135	608,677	SH		SOLE		608,677	0	0
MUDRICK CAP ACQUISITION CORP	COM CLASS A	624745105	1,679	166,594	SH		SOLE		166,594	0	0
MYLAN N V	SHS EURO	N59465109	3,968	140,000	SH	Call	SOLE		140,000	0	0
NATIONAL ENERGY SERVICES REU	W EXP 05/05/202	G6375R115	985	863,981	SH	Call	SOLE		863,981	0	0
NAVISTAR INTL CORP NEW	NOTE 4.750 4/1	63934EAS7	2,538	2,538	PRN		SOLE		2,538	0	0
NEW FRONTIER CORP	UNIT 99/99/9999	G6485P116	3,030	300,000	SH		SOLE		300,000	0	0
NEWS CORP NEW	CL B	65249B208	1,144	91,568	SH		SOLE		91,568	0	0
NIGHTSTAR THERAPEUTICS PLC	ADR	65413A101	870	34,275	SH		SOLE		34,275	0	0
NRC GROUP HLDGS CORP	W EXP 10/17/202	629375114	84	93,730	SH	Call	SOLE		93,730	0	0
NXP SEMICONDUCTORS N V	COM	N6596X109	1,105	12,500	SH	Put	SOLE		12,500	0	0
NXP SEMICONDUCTORS N V	COM	N6596X109	1,538	17,400	SH		SOLE		17,400	0	0
OAKTREE CAP GROUP LLC	UNIT CL A	674001201	1,758	35,405	SH		SOLE		35,405	0	0
ON SEMICONDUCTOR CORP	COM	682189105	3,600	175,000	SH	Put	SOLE		175,000	0	0
ONE MADISON CORP	COM CL A	G6772P100	6,867	669,934	SH		SOLE		669,934	0	0
ONE MADISON CORP	UNIT 99/99/9999	G6772P118	1,941	181,866	SH		SOLE		181,866	0	0
ONE MADISON CORP	W EXP 99/99/999	G6772P126	209	185,059	SH	Call	SOLE		185,059	0	0
OPES ACQUISITION CORP	COM	68373P100	4,281	421,777	SH		SOLE		421,777	0	0
PACIFIC BIOSCIENCES CALIF IN	COM	69404D108	1,169	161,697	SH		SOLE		161,697	0	0
PATTERN ENERGY GROUP INC	NOTE 4.000 7/1	70338PAB6	4,526	4,525	PRN		SOLE		4,525	0	0
PENSARE ACQUISITION CORP	COM	70957E105	5,293	516,354	SH		SOLE		516,354	0	0
PERSHING GOLD CORP	COM NEW	715302204	1,565	1,348,790	SH		SOLE		1,348,790	0	0
PIVOTAL ACQUISITION CORP	UNIT 12/01/2025	72583A200	1,019	100,000	SH		SOLE		100,000	0	0
POINTER TELOCATION LTD	SH	M7946T104	1,470	94,001	SH		SOLE		94,001	0	0
INVESCO QQQ TR	UNIT SER 1	46090E103	5,390	30,000	SH	Call	SOLE		30,000	0	0
INVESCO QQQ TR	UNIT SER 1	46090E103	1,797	10,000	SH	Put	SOLE		10,000	0	0
PRETIUM RES INC	COM	74139C102	536	62,600	SH	Put	SOLE		62,600	0	0
PULTE GROUP INC	COM	745867101	769	27,500	SH		SOLE		27,500	0	0
PURE ACQUISITION CORP	UNIT 04/13/2023	74621Q205	9,562	903,746	SH		SOLE		903,746	0	0
PURE ACQUISITION CORP	CL A	74621Q106	1,027	102,543	SH		SOLE		102,543	0	0
PURE ACQUISITION CORP	W EXP 04/17/202	74621Q114	1,495	1,371,863	SH	Call	SOLE		1,371,863	0	0
QUAD / GRAPHICS INC	COM CL A	747301109	1,809	151,990	SH		SOLE		151,990	0	0
QUALCOMM INC	COM	747525103	13,687	240,000	SH	Call	SOLE		240,000	0	0
QUALCOMM INC	COM	747525103	14,828	260,000	SH	Put	SOLE		260,000	0	0
QUANTENNA COMMUNICATIONS INC	COM	74766D100	243	10,000	SH		SOLE		10,000	0	0
RED HAT INC	COM	756577102	5,846	32,000	SH		SOLE		32,000	0	0
REGALWOOD GLOBAL ENERGY LTD	UNIT 99/99/9999	G74760110	2,144	207,742	SH		SOLE		207,742	0	0
REPUBLIC SVCS INC	COM	760759100	2,813	35,000	SH	Put	SOLE		35,000	0	0
RIO TINTO PLC	SPONSORED ADR	767204100	2,354	40,000	SH	Call	SOLE		40,000	0	0
RIO TINTO PLC	SPONSORED ADR	767204100	589	10,000	SH	Put	SOLE		10,000	0	0
RMG ACQUISITION CORP	UNIT 99/99/9999	749641205	1,505	150,000	SH		SOLE		150,000	0	0
ROSEHILL RES INC	CL A	777385105	599	195,714	SH		SOLE		195,714	0	0
ROSEHILL RES INC	W EXP 09/16/202	777385113	335	864,548	SH	Call	SOLE		864,548	0	0
ROWAN COMPANIES PLC	SHS CL A	G7665A101	1,177	109,087	SH		SOLE		109,087	0	0
ROYAL GOLD INC	NOTE 2.875 6/1	780287AA6	12,987	13,000	PRN		SOLE		13,000	0	0
SABAN CAP ACQUISITION CORP	COM CL A	78516C106	763	74,215	SH		SOLE		74,215	0	0
SAILPOINT TECHNLGIES HLDGS I	COM	78781P105	258	9,000	SH		SOLE		9,000	0	0
SEACOR HOLDINGS INC	NOTE 3.000 11/1	81170YAB5	2,621	2,695	PRN		SOLE		2,695	0	0
SEACOR HOLDINGS INC	COM	811904101	254	6,000	SH	Put	SOLE		6,000	0	0
SELECT ENERGY SVCS INC	CL A COM	81617J301	500	41,620	SH		SOLE		41,620	0	0
SENSEONICS HLDGS INC	NOTE 5.250 2/0	81727UAA3	2,100	2,000	PRN		SOLE		2,000	0	0
SENTINEL ENERGY SVCS INC	CL A	81728P105	8,570	853,553	SH		SOLE		853,553	0	0
SENTINEL ENERGY SVCS INC	W EXP 11/02/202	81728P113	59	86,770	SH	Call	SOLE		86,770	0	0
SIERRA WIRELESS INC	COM	826516106	1,116	90,200	SH	Put	SOLE		90,200	0	0
SILICON LABORATORIES INC	NOTE 1.375 3/0	826919AB8	2,160	2,000	PRN		SOLE		2,000	0	0
SILVERCREST METALS INC	COM	828363101	1,369	418,061	SH		SOLE		418,061	0	0
SOCIAL CAP HEDOSOPHIA HLDGS	CL A	G8250R103	6,554	643,149	SH		SOLE		643,149	0	0
SOCIAL CAP HEDOSOPHIA HLDGS	W EXP 09/14/202	G8250R129	560	700,390	SH	Call	SOLE		700,390	0	0
SPARK THERAPEUTICS INC	COM	84652J103	2,649	23,260	SH		SOLE		23,260	0	0
SPARTAN ENERGY ACQUISITON CO	UNIT 99/99/9999	846784114	10,453	1,033,900	SH		SOLE		1,033,900	0	0
SPDR SERIES TRUST	S&P OILGAS EXP	78464A730	19,213	625,000	SH	Call	SOLE		625,000	0	0
SPDR SERIES TRUST	S&P OILGAS EXP	78464A730	9,222	300,000	SH	Put	SOLE		300,000	0	0
SSR MNG INC	COM	784730103	437	34,500	SH	Put	SOLE		34,500	0	0
SUMMIT MATLS INC	CL A	86614U100	1,508	95,000	SH	Call	SOLE		95,000	0	0
SUMMIT MATLS INC	CL A	86614U100	905	57,001	SH		SOLE		57,001	0	0
SUNTRUST BKS INC	COM	867914103	1,387	23,403	SH		SOLE		23,403	0	0
SYNCHRONY FINL	COM	87165B103	4,466	140,000	SH	Call	SOLE		140,000	0	0
TARGET HOSPITALITY CORP	COM	87615L107	177	18,600	SH		SOLE		18,600	0	0
TARGET HOSPITALITY CORP	W EXP 03/15/202	87615L115	518	336,175	SH	Call	SOLE		336,175	0	0
TENZING ACQUISITION CORP	UNIT 08/24/2024	G8708A124	422	41,258	SH		SOLE		41,258	0	0
TENZING ACQUISITION CORP	ORD SH	G8708A116	755	75,000	SH		SOLE		75,000	0	0
TESLA INC	COM	88160R101	1,399	5,000	SH	Put	SOLE		5,000	0	0
TEXAS INSTRS INC	COM	882508104	3,182	30,000	SH	Put	SOLE		30,000	0	0
THUNDER BRIDGE ACQUISITION L	UNIT 01/01/2025	G8857R118	2,230	206,500	SH		SOLE		206,500	0	0
THUNDER BRIDGE ACQUISITION L	SHS CLASS A	G8857R100	765	75,000	SH		SOLE		75,000	0	0
TIBERIUS ACQUISITION CORP	UNIT 02/28/2021	88633A206	4,623	445,820	SH		SOLE		445,820	0	0
TIBERIUS ACQUISITION CORP	W EXP 02/28/202	88633A115	88	200,000	SH	Call	SOLE		200,000	0	0
TKK SYMPHONY ACQUISITION COR	UNIT 08/15/2023	G88950111	4,293	420,059	SH		SOLE		420,059	0	0
TKK SYMPHONY ACQUISITION COR	ORD SH	G88950103	1,239	125,000	SH		SOLE		125,000	0	0
TOLL BROTHERS INC	COM	889478103	919	25,400	SH		SOLE		25,400	0	0
TPG PACE HLDGS CORP	CL A	G89827128	5,503	538,962	SH		SOLE		538,962	0	0
TPG PACE HLDGS CORP	W EXP 06/27/202	G89827110	390	290,800	SH	Call	SOLE		290,800	0	0
TRANSDIGM GROUP INC	COM	893641100	227	500	SH	Put	SOLE		500	0	0
TRAVELPORT WORLDWIDE LTD	SH	G9019D104	7,573	481,436	SH		SOLE		481,436	0	0
TRIBUNE MEDIA CO	CL A	896047503	8,202	177,763	SH		SOLE		177,763	0	0
TRINE ACQUISITION CORP	UNIT 03/31/2021	89628U207	8,016	800,000	SH		SOLE		800,000	0	0
TRINITY MERGER CORP	COM CL A	89653L106	1,023	100,100	SH		SOLE		100,100	0	0
TRINITY MERGER CORP	UNIT 05/11/2025	89653L205	4,597	439,899	SH		SOLE		439,899	0	0
TUSCAN HOLDINGS CORP	UNIT 99/99/9999	90069K203	17,206	1,650,000	SH		SOLE		1,650,000	0	0
TWELVE SEAS INVESTMENT COMPA	RIGHT 12/22/2019	G9145A131	27	99,800	SH	Call	SOLE		99,800	0	0
TWELVE SEAS INVESTMENT COMPA	UNIT 06/21/2023	G9145A123	928	88,800	SH		SOLE		88,800	0	0
TWELVE SEAS INVESTMENT COMPA	SH	G9145A107	282	28,200	SH		SOLE		28,200	0	0
TWELVE SEAS INVESTMENT COMPA	W EXP 12/22/202	G9145A115	10	36,790	SH	Call	SOLE		36,790	0	0
TWITTER INC	NOTE 0.250 9/1	90184LAB8	1,476	1,500	PRN		SOLE		1,500	0	0
ULTIMATE SOFTWARE GROUP INC	COM	90385D107	5,480	16,600	SH		SOLE		16,600	0	0
UNDER ARMOUR INC	CL C	904311206	392	20,800	SH		SOLE		20,800	0	0
UQM TECHNOLOGIES INC	COM	903213106	1,985	1,203,100	SH		SOLE		1,203,100	0	0
U S WELL SVCS INC	W EXP 03/15/202	91274U119	191	189,070	SH	Call	SOLE		189,070	0	0
U S G CORP	COM NEW	903293405	2,810	64,900	SH		SOLE		64,900	0	0
SELECT SECTOR SPDR TR	SBI INT-UTILS	81369Y886	1,454	25,000	SH	Put	SOLE		25,000	0	0
VALE S A	SPONSORED ADS	91912E105	2,481	190,000	SH	Put	SOLE		190,000	0	0
VANECK VECTORS ETF TR	OIL SVCS ETF	92189F718	1,559	90,500	SH		SOLE		90,500	0	0
VANECK VECTORS ETF TR	SEMICONDUCTOR ET	92189F676	18,608	175,000	SH	Call	SOLE		175,000	0	0
VANECK VECTORS ETF TR	SEMICONDUCTOR ET	92189F676	26,583	250,000	SH	Put	SOLE		250,000	0	0
VANECK VECTORS ETF TR	SEMICONDUCTOR ET	92189F676	2,658	25,000	SH		SOLE		25,000	0	0
VANTAGE ENERGY ACQUISITION	COM CL A	92211L105	12,111	1,185,018	SH		SOLE		1,185,018	0	0
VANTAGE ENERGY ACQUISITION	W EXP 04/12/202	92211L113	81	351,174	SH	Call	SOLE		351,174	0	0
VARONIS SYS INC	COM	922280102	596	10,000	SH		SOLE		10,000	0	0
VIPER ENERGY PARTNERS LP	COM UNT RP INT	92763M105	763	23,002	SH		SOLE		23,002	0	0
WABCO HLDGS INC	COM	92927K102	2,637	20,000	SH	Put	SOLE		20,000	0	0
WABCO HLDGS INC	COM	92927K102	1,318	10,000	SH		SOLE		10,000	0	0
WASTE CONNECTIONS INC	COM	94106B101	886	10,000	SH	Put	SOLE		10,000	0	0
WEALTHBRIDGE ACQUISITION LTD	UNIT 99/99/9999	G4887W102	1,259	125,000	SH		SOLE		125,000	0	0
WORKDAY INC	NOTE 0.250 10/0	98138HAF8	5,648	4,000	PRN		SOLE		4,000	0	0
XILINX INC	COM	983919101	1,585	12,500	SH	Put	SOLE		12,500	0	0
ZILLOW GROUP INC	CL A	98954M101	2,147	62,792	SH		SOLE		62,792	0	0
ZILLOW GROUP INC	NOTE 2.000 12/0	98954MAB7	5,615	5,500	PRN		SOLE		5,500	0	0