K2 Principal Fund 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
APPLE INC	COM	037833100	10,886	55,000	SH	Put	SOLE		55,000	0	0
ABBVIE INC	COM	00287Y109	625	8,600	SH	Put	SOLE		8,600	0	0
ACCENTURE PLC IRELAND	SHS CLASS A	G1151C101	739	4,000	SH		SOLE		4,000	0	0
ADVANCED DISP SVCS INC DEL	COM	00790X101	4,145	129,897	SH		SOLE		129,897	0	0
AGBA ACQUISITION LTD	UNIT 05/10/2024	G0120M133	1,224	122,200	SH		SOLE		122,200	0	0
ALLERGAN PLC	SH	G0177J108	2,093	12,500	SH		SOLE		12,500	0	0
AEROJET ROCKETDYNE HLDGS INC	NOTE 2.25012/1	007800AB1	8,938	5,000	PRN		SOLE		5,000	0	0
ALBERTON ACQUISITION CORP	ORD SH	G35006108	347	34,244	SH		SOLE		34,244	0	0
ALBERTON ACQUISITION CORP	RIGHT 10/04/2020	G35006132	55	220,000	SH		SOLE		220,000	0	0
ALBERTON ACQUISITION CORP	UNIT 04/22/2020	G35006116	1,794	171,520	SH		SOLE		171,520	0	0
ALBERTON ACQUISITION CORP	W EXP 04/26/202	G35006124	23	208,800	SH		SOLE		208,800	0	0
ALLEGRO MERGER CORP	COM	01749N103	180	17,996	SH		SOLE		17,996	0	0
ALITHYA GROUP INC	CL A SUB VTG	01643B106	839	346,677	SH		SOLE		346,677	0	0
AMBER RD INC	COM	02318Y108	1,582	121,138	SH		SOLE		121,138	0	0
AMCI ACQUISITION CORP	UNIT 01/07/2019	00165R200	5,090	500,000	SH		SOLE		500,000	0	0
ADVANCED MICRO DEVICES INC	COM	007903107	759	25,000	SH		SOLE		25,000	0	0
ADVANCED MICRO DEVICES INC	COM	007903107	4,252	140,000	SH	Put	SOLE		140,000	0	0
ANADARKO PETE CORP	COM	032511107	5,292	75,000	SH		SOLE		75,000	0	0
APHRIA INC	COM	03765K104	1,052	150,000	SH	Put	SOLE		150,000	0	0
ARRAY BIOPHARMA INC	COM	04269X105	2,527	54,539	SH		SOLE		54,539	0	0
ARYA SCIENCES ACQUISITION CO	UNIT 10/04/2023	G3165V117	4,189	391,875	SH		SOLE		391,875	0	0
AVISTA CORP	COM	05379B107	3,122	70,000	SH		SOLE		70,000	0	0
AVAYA HLDGS CORP	COM	05351X101	953	80,000	SH	Put	SOLE		80,000	0	0
LIBERTY MEDIA CORP DELAWARE	COM C BRAVES GRP	531229888	949	33,925	SH		SOLE		33,925	0	0
CONCRETE PUMPING HLDGS INC	COM	206704108	267	52,222	SH		SOLE		52,222	0	0
BLACKBERRY LTD	DEBT 3.75011/1	C10268AC1	9,171	8,010	PRN		SOLE		8,010	0	0
BROWN FORMAN CORP	CL A	115637100	1,818	33,055	SH		SOLE		33,055	0	0
BUNGE LIMITED	COM	G16962105	2,236	40,128	SH		SOLE		40,128	0	0
BGC PARTNERS INC	CL A	05541T101	941	180,000	SH		SOLE		180,000	0	0
BROOKFIELD PROPERTY REIT INC	CL A	11282X103	4,231	223,980	SH		SOLE		223,980	0	0
TWELVE SEAS INVESTMENT COMPA	SH	G9145A107	837	82,465	SH		SOLE		82,465	0	0
TWELVE SEAS INVESTMENT COMPA	RIGHT 12/22/2019	G9145A131	258	887,933	SH		SOLE		887,933	0	0
TWELVE SEAS INVESTMENT COMPA	UNIT 06/21/2023	G9145A123	942	88,800	SH		SOLE		88,800	0	0
TWELVE SEAS INVESTMENT COMPA	W EXP 12/22/202	G9145A115	150	749,355	SH		SOLE		749,355	0	0
BIG ROCK PARTNERS ACQUISI CO	COM	089482103	2,014	193,091	SH		SOLE		193,091	0	0
BIG ROCK PARTNERS ACQUISI CO	RIGHT 12/01/2022	089482129	45	340,332	SH		SOLE		340,332	0	0
BIG ROCK PARTNERS ACQUISI CO	UNIT 11/20/2022	089482202	2,287	240,000	SH		SOLE		240,000	0	0
BIG ROCK PARTNERS ACQUISI CO	W EXP 12/01/202	089482111	22	101,200	SH		SOLE		101,200	0	0
B RILEY PRINCIPAL MERGER COR	UNIT 99/99/9999	05586Y205	4,011	401,900	SH		SOLE		401,900	0	0
GLOBAL BRASS & COPPR HLDGS I	COM	37953G103	3,452	78,929	SH		SOLE		78,929	0	0
BLUEGREEN VACATIONS CORP	COM	09629F108	1,520	130,039	SH		SOLE		130,039	0	0
CARS COM INC	COM	14575E105	2,014	102,121	SH		SOLE		102,121	0	0
COLLIER CREEK HOLDINGS	UNIT 99/99/9999	G22707122	5,955	578,188	SH		SOLE		578,188	0	0
CHURCHILL CAP CORP II	UNIT 99/99/9999	17143G205	2,723	268,300	SH		SOLE		268,300	0	0
CECO ENVIRONMENTAL CORP	COM	125141101	1,011	105,375	SH		SOLE		105,375	0	0
CELGENE CORP	COM	151020104	3,698	40,000	SH		SOLE		40,000	0	0
CENTRAL GARDEN & PET CO	CL A NON-VTG	153527205	2,465	100,054	SH		SOLE		100,054	0	0
CF FIN ACQUISITION CORP	UNIT 04/30/2025	12528N206	8,280	800,000	SH		SOLE		800,000	0	0
CF FIN ACQUISITION CORP	W EXP 04/30/202	12528N115	377	627,677	SH		SOLE		627,677	0	0
CHARDAN HEALTHCARE ACQUISITI	COM	15957A108	461	49,301	SH		SOLE		49,301	0	0
CHARDAN HEALTHCARE ACQUISITI	UNIT 12/13/2023	15957A207	3,744	400,000	SH		SOLE		400,000	0	0
CHARDAN HEALTHCARE ACQUISITI	W EXP 12/13/202	15957A116	32	71,711	SH		SOLE		71,711	0	0
CAPITOL INVT CORP IV	CL A ORD	G18920101	6,522	637,499	SH		SOLE		637,499	0	0
CAPITOL INVT CORP IV	W EXP 01/01/202	G18920127	204	146,800	SH		SOLE		146,800	0	0
SEACOR HOLDINGS INC	COM	811904101	285	6,000	SH	Put	SOLE		6,000	0	0
SEACOR HOLDINGS INC	NOTE 3.00011/1	81170YAB5	3,626	3,695	PRN		SOLE		3,695	0	0
COUPA SOFTWARE INC	COM	22266L106	1,267	10,000	SH	Put	SOLE		10,000	0	0
CRESCENT ACQUISITION CORP	UNIT 99/99/9999	22564L204	6,935	690,000	SH		SOLE		690,000	0	0
CHASERG TECHNLGY ACQUISITN C	CLASS A	16166A103	1,450	144,400	SH		SOLE		144,400	0	0
CHASERG TECHNLGY ACQUISITN C	UNIT 09/30/2023	16166A202	3,836	375,000	SH		SOLE		375,000	0	0
CONTROL4 CORP	COM	21240D107	2,410	101,487	SH		SOLE		101,487	0	0
CARNIVAL PLC	ADR	14365C103	4,527	100,000	SH		SOLE		100,000	0	0
CYPRESS SEMICONDUCTOR CORP	NOTE 2.000 2/0	232806AP4	2,364	2,000	PRN		SOLE		2,000	0	0
CYPRESS SEMICONDUCTOR CORP	NOTE 4.500 1/1	232806AM1	3,353	2,000	PRN		SOLE		2,000	0	0
CAESARS ENTMT CORP	COM	127686103	773	65,400	SH	Call	SOLE		65,400	0	0
CAESARS ENTMT CORP	NOTE 5.00010/0	127686AA1	3,427	2,000	PRN		SOLE		2,000	0	0
TABLEAU SOFTWARE INC	CL A	87336U105	2,905	17,500	SH		SOLE		17,500	0	0
DD3 ACQUISITION CORP	UNIT 10/12/2023	G2692M129	3,072	300,000	SH		SOLE		300,000	0	0
DD3 ACQUISITION CORP	W EXP 10/20/202	G2692M111	4	19,800	SH		SOLE		19,800	0	0
DIAMOND EAGLE ACQUISITION CO	UNIT 06/30/2026	25258L208	1,006	100,000	SH		SOLE		100,000	0	0
DELL TECHNOLOGIES INC	CL C	24703L202	4,234	83,337	SH		SOLE		83,337	0	0
DFB HEALTHCARE ACQUISTION CO	COM	23291E109	354	35,000	SH		SOLE		35,000	0	0
DFB HEALTHCARE ACQUISTION CO	UNIT 01/30/2023	23291E208	7,838	755,853	SH		SOLE		755,853	0	0
DEL FRISCOS RESTAURANT GROUP	COM	245077102	830	104,264	SH		SOLE		104,264	0	0
DANAHER CORPORATION	4.75 MND CV PFD	235851300	2,209	2,000	SH		SOLE		2,000	0	0
DISCOVERY INC	COM SER C	25470F302	4,692	164,938	SH		SOLE		164,938	0	0
DISH NETWORK CORP	CL A	25470M109	1,344	35,000	SH	Call	SOLE		35,000	0	0
DIAMONDPEAK HLDGS COR	COM CL A	25280H100	972	99,999	SH		SOLE		99,999	0	0
DIAMONDPEAK HLDGS COR	W EXP 02/22/202	25280H118	13	15,633	SH		SOLE		15,633	0	0
DEXCOM INC	NOTE 0.750 5/1	252131AF4	4,786	3,000	PRN		SOLE		3,000	0	0
EBAY INC	COM	278642103	9,085	230,000	SH	Call	SOLE		230,000	0	0
EBAY INC	COM	278642103	672	17,000	SH	Put	SOLE		17,000	0	0
EDTECHX HLDGS ACQUISITION CO	COM	28138X103	493	50,000	SH		SOLE		50,000	0	0
EL PASO ELEC CO	COM NEW	283677854	1,666	25,467	SH		SOLE		25,467	0	0
ELECTRONICS FOR IMAGING INC	COM	286082102	3,247	87,972	SH		SOLE		87,972	0	0
EVERI HLDGS INC	COM	30034T103	1,253	105,070	SH		SOLE		105,070	0	0
FIRST DATA CORP NEW	COM CL A	32008D106	2,277	84,106	SH		SOLE		84,106	0	0
FORUM MERGER II CORP	CL A	34986F103	753	75,000	SH		SOLE		75,000	0	0
FORUM MERGER II CORP	UNIT 09/30/2025	34986F202	3,179	299,600	SH		SOLE		299,600	0	0
FORUM MERGER II CORP	W EXP 09/30/202	34986F111	25	39,400	SH		SOLE		39,400	0	0
FINISAR CORP	NOTE 0.50012/1	31787AAP6	7,837	8,052	PRN		SOLE		8,052	0	0
FRANCO NEVADA CORP	COM	351858105	11,459	135,000	SH	Call	SOLE		135,000	0	0
FOX CORP	CL A COM	35137L105	1,431	39,059	SH		SOLE		39,059	0	0
FAR PT ACQUISITION CORP	COM CL A	30734W109	2,297	225,369	SH		SOLE		225,369	0	0
FAR PT ACQUISITION CORP	UNIT 06/01/2025	30734W208	9,533	916,597	SH		SOLE		916,597	0	0
FAR PT ACQUISITION CORP	W EXP 06/01/202	30734W117	332	259,634	SH		SOLE		259,634	0	0
FIRST MAJESTIC SILVER CORP	NOTE 1.875 3/0	32076VAB9	4,264	4,000	PRN		SOLE		4,000	0	0
FINTECH ACQUISITION CORP III	COM CL A	31811A101	981	100,000	SH		SOLE		100,000	0	0
FINTECH ACQUISITION CORP III	UNIT 12/01/2023	31811A309	8,032	750,000	SH		SOLE		750,000	0	0
LIBERTY MEDIA CORP DELAWARE	COM SER A FRMLA	531229870	1,093	30,475	SH		SOLE		30,475	0	0
GANNETT CO INC	NOTE 4.750 4/1	36473HAB0	7,039	7,000	PRN		SOLE		7,000	0	0
GIGCAPITAL INC	COM	37518N106	2,052	199,195	SH		SOLE		199,195	0	0
GIGCAPITAL INC	RIGHT 03/06/2020	37518N114	68	130,905	SH		SOLE		130,905	0	0
GIGCAPITAL INC	W EXP 06/08/202	37518N122	76	254,001	SH		SOLE		254,001	0	0
GIGCAPITAL2 INC	UNIT 02/28/2026	375036209	4,012	400,000	SH		SOLE		400,000	0	0
GREENLAND ACQUISITIN CORPORA	UNIT 03/03/2025	G40981121	1,860	175,964	SH		SOLE		175,964	0	0
GORES METROPOULOS INC	UNIT 99/99/9999	382872208	2,115	202,000	SH		SOLE		202,000	0	0
GREENLANE HLDGS INC	CL A	395330103	671	70,000	SH		SOLE		70,000	0	0
ALPHABET INC	CAP STK CL A	02079K305	11,644	10,754	SH		SOLE		10,754	0	0
ALPHABET INC	CAP STK CL A	02079K305	30,860	28,500	SH	Call	SOLE		28,500	0	0
GORDON POINTE ACQUISITION CO	COM CLASS A	382788107	350	33,857	SH		SOLE		33,857	0	0
GRAF INDL CORP	COM	384278107	6,285	631,616	SH		SOLE		631,616	0	0
GORES HOLDINGS III INC	UNIT 09/07/2024	38286G208	4,764	455,046	SH		SOLE		455,046	0	0
GS ACQUISITION HLDGS CORP	COM CL A	36255F102	2,515	248,036	SH		SOLE		248,036	0	0
GS ACQUISITION HLDGS CORP	UNIT 06/12/2023	36255F201	1,050	100,000	SH		SOLE		100,000	0	0
GS ACQUISITION HLDGS CORP	W EXP 06/12/202	36255F110	126	101,020	SH		SOLE		101,020	0	0
GTY TECHNOLOGY HOLDINGS INC	COM	362409104	251	36,609	SH		SOLE		36,609	0	0
GX ACQUISITION CORP	UNIT 05/24/2026	36251A206	8,040	800,000	SH		SOLE		800,000	0	0
HENNESSY CAP ACQUSTION CORP	UNIT 99/99/9999	42589C203	3,085	298,956	SH		SOLE		298,956	0	0
HENNESSY CAP ACQUSTION CORP	W EXP 09/05/202	42589C112	30	50,000	SH		SOLE		50,000	0	0
HEICO CORP NEW	CL A	422806208	5,678	54,925	SH		SOLE		54,925	0	0
HFF INC	CL A	40418F108	460	10,120	SH		SOLE		10,120	0	0
HOPFED BANCORP INC	COM	439734104	258	13,618	SH		SOLE		13,618	0	0
HEALTH SCIENCES ACQUSTN CORP	UNIT 04/01/2024	42227C201	2,242	211,500	SH		SOLE		211,500	0	0
HERTZ GLOBAL HLDGS INC	RIGHT 07/12/2019	42806J114	49	25,000	SH		SOLE		25,000	0	0
HAYMAKER ACQUISITION CORP II	UNIT 10/31/2026	42087L200	6,126	600,000	SH		SOLE		600,000	0	0
HYDROGENICS CORP NEW	COM NEW	448883207	1,172	78,916	SH		SOLE		78,916	0	0
INNOVATIVE INDL PPTYS INC	COM	45781V101	5,560	45,000	SH	Call	SOLE		45,000	0	0
INNOVATIVE INDL PPTYS INC	COM	45781V101	3,089	25,000	SH	Put	SOLE		25,000	0	0
II VI INC	COM	902104108	801	21,922	SH		SOLE		21,922	0	0
INTERMOLECULAR INC	COM	45882D109	531	453,675	SH		SOLE		453,675	0	0
INSURANCE ACQUISITION CORP	UNIT 03/31/2024	457867307	7,210	700,000	SH		SOLE		700,000	0	0
INTEL CORP	COM	458140100	1,675	35,000	SH		SOLE		35,000	0	0
COLONY STARWOOD HOMES	NOTE 3.500 1/1	19625XAB8	3,055	2,500	PRN		SOLE		2,500	0	0
INTL PAPER CO	COM	460146103	4,115	95,000	SH	Put	SOLE		95,000	0	0
SOCIAL CAP HEDOSOPHIA HLDGS	CL A	G8250R103	12,677	1,214,818	SH		SOLE		1,214,818	0	0
SOCIAL CAP HEDOSOPHIA HLDGS	W EXP 09/14/202	G8250R129	911	680,090	SH		SOLE		680,090	0	0
ISHARES TR	TRANS AVG ETF	464287192	677	3,600	SH		SOLE		3,600	0	0
8I ENTERPRISES ACQUISITIN CO	RIGHT 10/29/2020	G2956M120	57	150,000	SH		SOLE		150,000	0	0
8I ENTERPRISES ACQUISITIN CO	UNIT 99/99/9999	G2956M138	2,258	214,000	SH		SOLE		214,000	0	0
MULTI COLOR CORP	COM	625383104	2,283	45,696	SH		SOLE		45,696	0	0
LEISURE ACQUISITION CORP	COM	52539T107	1,114	110,000	SH		SOLE		110,000	0	0
LEISURE ACQUISITION CORP	UNIT 99/99/9999	52539T206	3,064	294,007	SH		SOLE		294,007	0	0
LEISURE ACQUISITION CORP	W EXP 12/05/201	52539T115	19	35,400	SH		SOLE		35,400	0	0
LIBERTY BROADBAND CORP	COM SER A	530307107	2,571	25,000	SH		SOLE		25,000	0	0
LIBERTY GLOBAL PLC	SHS CL A	G5480U104	453	16,795	SH		SOLE		16,795	0	0
LANDCADIA HLDGS II INC	UNIT 05/09/2026	51476X204	5,839	583,924	SH		SOLE		583,924	0	0
LIBERTY EXPEDIA HLDGS INC	SER A COM	53046P109	855	17,896	SH		SOLE		17,896	0	0
LF CAP ACQUISITION CORP	CL A	50200K108	761	75,000	SH		SOLE		75,000	0	0
LF CAP ACQUISITION CORP	UNIT 06/19/2025	50200K207	2,890	277,305	SH		SOLE		277,305	0	0
LEGACY ACQUISITION CORP	COM CL A	524643103	2,329	230,549	SH		SOLE		230,549	0	0
LEGACY ACQUISITION CORP	UNIT 05/31/2024	524643202	3,271	313,020	SH		SOLE		313,020	0	0
LEGACY ACQUISITION CORP	W EXP 11/30/202	524643111	3	10,000	SH		SOLE		10,000	0	0
LIONS GATE ENTMNT CORP	CL B NON VTG	535919500	1,422	122,515	SH		SOLE		122,515	0	0
LEO HOLDINGS CORP	W EXP 02/07/202	G5463L113	188	150,245	SH		SOLE		150,245	0	0
LIBERTY LATIN AMERICA LTD	COM CL A	G9001E102	430	24,962	SH		SOLE		24,962	0	0
FIDELITY SOUTHERN CORP NEW	COM	316394105	1,500	48,441	SH		SOLE		48,441	0	0
L3 TECHNOLOGIES INC	COM	502413107	8,643	35,254	SH		SOLE		35,254	0	0
LONGEVITY ACQUISITION CORP	UNIT 08/29/2024	G56372108	2,064	200,000	SH		SOLE		200,000	0	0
LONGEVITY ACQUISITION CORP	W EXP 07/31/202	G56372116	92	655,987	SH		SOLE		655,987	0	0
LOUISIANA PAC CORP	COM	546347105	6,555	250,000	SH	Call	SOLE		250,000	0	0
LIBERTY MEDIA CORP DELAWARE	COM A SIRIUSXM	531229409	2,473	65,400	SH		SOLE		65,400	0	0
LIBERTY TRIPADVISOR HLDGS IN	COM SER A	531465102	2,148	173,243	SH		SOLE		173,243	0	0
MONGODB INC	CL A	60937P106	2,662	17,500	SH		SOLE		17,500	0	0
MONGODB INC	CL A	60937P106	1,901	12,500	SH	Call	SOLE		12,500	0	0
MEDIDATA SOLUTIONS INC	COM	58471A105	407	4,500	SH		SOLE		4,500	0	0
MERCER INTL INC	COM	588056101	2,321	150,000	SH	Call	SOLE		150,000	0	0
MEGALITH FINL ACQUISITION CO	CL A COM	58518F109	200	19,873	SH		SOLE		19,873	0	0
MEGALITH FINL ACQUISITION CO	UNIT 09/30/2025	58518F208	4,782	466,492	SH		SOLE		466,492	0	0
MGM RESORTS INTERNATIONAL	COM	552953101	3,000	105,000	SH	Call	SOLE		105,000	0	0
MAGNOLIA OIL & GAS CORP	W EXP 07/31/202	559663117	2,478	741,937	SH		SOLE		741,937	0	0
MODERN MEDIA ACQUISITION	COM	60765P103	4,141	394,381	SH		SOLE		394,381	0	0
MODERN MEDIA ACQUISITION	RIGHT 99/99/9999	60765P129	3	10,093	SH		SOLE		10,093	0	0
MONOCLE ACQUISITION CORP	COM	609754106	2,495	252,049	SH		SOLE		252,049	0	0
MONOCLE ACQUISITION CORP	UNIT 99/99/9999	609754205	1,293	125,500	SH		SOLE		125,500	0	0
MOSAIC ACQUISITION CORP	COM CL A	61946M100	9,133	895,390	SH		SOLE		895,390	0	0
MOSAIC ACQUISITION CORP	UNIT 99/99/9999	61946M209	1,647	155,853	SH		SOLE		155,853	0	0
MONOLITHIC PWR SYS INC	COM	609839105	2,037	15,000	SH		SOLE		15,000	0	0
MIDSOUTH BANCORP INC	COM	598039105	128	10,837	SH		SOLE		10,837	0	0
MUDRICK CAP ACQUISITION CORP	COM CLASS A	624745105	1,693	166,594	SH		SOLE		166,594	0	0
MAGNACHIP SEMICONDUCTOR CORP	COM	55933J203	2,287	221,014	SH		SOLE		221,014	0	0
MAGNACHIP SEMICONDUCTOR CORP	COM	55933J203	1,720	166,200	SH	Call	SOLE		166,200	0	0
MAXIM INTEGRATED PRODS INC	COM	57772K101	1,158	19,366	SH		SOLE		19,366	0	0
NATIONAL ENERGY SERVICES REU	W EXP 05/05/202	G6375R115	734	863,281	SH		SOLE		863,281	0	0
NEW FRONTIER CORP	UNIT 99/99/9999	G6485P116	1,560	150,000	SH		SOLE		150,000	0	0
NRC GROUP HLDGS CORP	COM	629375106	1,540	138,506	SH		SOLE		138,506	0	0
NRC GROUP HLDGS CORP	W EXP 10/17/202	629375114	728	440,559	SH		SOLE		440,559	0	0
NUVASIVE INC	NOTE 2.250 3/1	670704AG0	4,465	3,939	PRN		SOLE		3,939	0	0
NVIDIA CORP	COM	67066G104	1,232	7,500	SH	Call	SOLE		7,500	0	0
NEWS CORP NEW	CL A	65249B109	871	64,532	SH		SOLE		64,532	0	0
ON SEMICONDUCTOR CORP	COM	682189105	2,021	100,000	SH	Put	SOLE		100,000	0	0
SPARK THERAPEUTICS INC	COM	84652J103	809	7,900	SH	Call	SOLE		7,900	0	0
OPES ACQUISITION CORP	COM	68373P100	4,327	421,777	SH		SOLE		421,777	0	0
RANPAK HLDGS CORP	COM CL A	75321W103	956	108,047	SH		SOLE		108,047	0	0
RANPAK HLDGS CORP	W EXP 06/03/202	75321W111	331	275,992	SH		SOLE		275,992	0	0
PURE ACQUISITION CORP	CL A	74621Q106	2,901	286,139	SH		SOLE		286,139	0	0
PURE ACQUISITION CORP	UNIT 04/13/2023	74621Q205	9,929	928,790	SH		SOLE		928,790	0	0
PURE ACQUISITION CORP	W EXP 04/17/202	74621Q114	1,895	1,754,337	SH		SOLE		1,754,337	0	0
PATTERN ENERGY GROUP INC	NOTE 4.000 7/1	70338PAB6	4,565	4,525	PRN		SOLE		4,525	0	0
PROOFPOINT INC	COM	743424103	1,299	10,800	SH		SOLE		10,800	0	0
PROOFPOINT INC	COM	743424103	7,215	60,000	SH	Call	SOLE		60,000	0	0
PROOFPOINT INC	COM	743424103	4,209	35,000	SH	Put	SOLE		35,000	0	0
POINTER TELOCATION LTD	SH	M7946T104	1,746	114,464	SH		SOLE		114,464	0	0
PRETIUM RES INC	COM	74139C102	627	62,600	SH	Put	SOLE		62,600	0	0
PIVOTAL ACQUISITION CORP	CL A COM	72583A101	107	10,554	SH		SOLE		10,554	0	0
PIVOTAL ACQUISITION CORP	W EXP 12/01/202	72583A119	145	107,200	SH		SOLE		107,200	0	0
QUALCOMM INC	COM	747525103	8,748	115,000	SH	Call	SOLE		115,000	0	0
QUALCOMM INC	COM	747525103	5,325	70,000	SH	Put	SOLE		70,000	0	0
INVESCO QQQ TR	UNIT SER 1	46090E103	11,204	60,000	SH	Put	SOLE		60,000	0	0
INVESCO QQQ TR	UNIT SER 1	46090E103	9,337	50,000	SH	Call	SOLE		50,000	0	0
QUAD / GRAPHICS INC	COM CL A	747301109	610	77,110	SH		SOLE		77,110	0	0
RED HAT INC	COM	756577102	8,000	42,605	SH		SOLE		42,605	0	0
ROSEHILL RES INC	CL A	777385105	652	195,714	SH		SOLE		195,714	0	0
ROSEHILL RES INC	W EXP 04/27/202	777385113	373	864,548	SH		SOLE		864,548	0	0
REPLAY ACQUISITION CORP	UNIT 03/01/2024	G75130123	7,834	783,394	SH		SOLE		783,394	0	0
REPUBLIC SVCS INC	COM	760759100	3,032	35,000	SH	Put	SOLE		35,000	0	0
REGALWOOD GLOBAL ENERGY LTD	UNIT 99/99/9999	G74760110	2,150	207,742	SH		SOLE		207,742	0	0
SENSEONICS HLDGS INC	NOTE 5.250 2/0	81727UAA3	2,080	2,000	PRN		SOLE		2,000	0	0
SHUTTERFLY INC	COM	82568P304	409	8,100	SH		SOLE		8,100	0	0
FIRST TR EXCHANGE TRADED FD	CLOUD COMPUTING	33734X192	2,311	40,000	SH	Put	SOLE		40,000	0	0
SILICON LABORATORIES INC	NOTE 1.375 3/0	826919AB8	6,207	5,000	PRN		SOLE		5,000	0	0
VANECK VECTORS ETF TR	SEMICONDUCTOR ET	92189F676	17,078	155,000	SH	Put	SOLE		155,000	0	0
VANECK VECTORS ETF TR	SEMICONDUCTOR ET	92189F676	23,204	210,600	SH	Call	SOLE		210,600	0	0
SPARTAN ENERGY ACQUISITON CO	UNIT 99/99/9999	846784114	8,422	833,900	SH		SOLE		833,900	0	0
SPLUNK INC	COM	848637104	2,767	22,000	SH		SOLE		22,000	0	0
SPLUNK INC	COM	848637104	3,144	25,000	SH	Call	SOLE		25,000	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	586	2,000	SH		SOLE		2,000	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	2,930	10,000	SH	Put	SOLE		10,000	0	0
STEWART INFORMATION SVCS COR	COM	860372101	1,724	42,576	SH		SOLE		42,576	0	0
SUNTRUST BKS INC	COM	867914103	629	10,007	SH		SOLE		10,007	0	0
SENTINEL ENERGY SVCS INC	CL A	81728P105	7,649	753,553	SH		SOLE		753,553	0	0
SENTINEL ENERGY SVCS INC	W EXP 11/02/202	81728P113	61	86,770	SH		SOLE		86,770	0	0
SIERRA WIRELESS INC	COM	826516106	3,062	253,500	SH	Put	SOLE		253,500	0	0
THUNDER BRIDGE ACQUISITION L	SHS CLASS A	G8857R100	4,488	430,311	SH		SOLE		430,311	0	0
THUNDER BRIDGE ACQUISITION L	W EXP 01/01/202	G8857R126	4,154	2,056,516	SH		SOLE		2,056,516	0	0
TCF FINL CORP	COM	872275102	1,281	61,598	SH		SOLE		61,598	0	0
TARGET HOSPITALITY CORP	COM	87615L107	2,547	279,841	SH		SOLE		279,841	0	0
TUSCAN HOLDINGS CORP	COM	90069K104	1,802	182,430	SH		SOLE		182,430	0	0
TUSCAN HOLDINGS CORP	UNIT 99/99/9999	90069K203	8,478	799,777	SH		SOLE		799,777	0	0
TUSCAN HOLDINGS CORP	W EXP 04/01/202	90069K112	663	850,000	SH		SOLE		850,000	0	0
TARGET HOSPITALITY CORP	W EXP 03/15/202	87615L115	671	335,675	SH		SOLE		335,675	0	0
TIBERIUS ACQUISITION CORP	UNIT 02/28/2021	88633A206	2,428	231,020	SH		SOLE		231,020	0	0
TIBERIUS ACQUISITION CORP	W EXP 02/28/202	88633A115	54	172,600	SH		SOLE		172,600	0	0
TKK SYMPHONY ACQUISITION COR	ORD SH	G88950103	821	82,000	SH		SOLE		82,000	0	0
TRINITY MERGER CORP	COM CL A	89653L106	1,031	100,100	SH		SOLE		100,100	0	0
TRINITY MERGER CORP	UNIT 05/11/2025	89653L205	3,077	289,499	SH		SOLE		289,499	0	0
TPG PACE HLDGS CORP	CL A	G89827128	3,406	327,462	SH		SOLE		327,462	0	0
TPG PACE HLDGS CORP	W EXP 06/27/202	G89827110	221	139,950	SH		SOLE		139,950	0	0
TRIBUNE MEDIA CO	CL A	896047503	7,857	170,000	SH		SOLE		170,000	0	0
SPEEDWAY MOTORSPORTS INC	COM	847788106	690	37,206	SH		SOLE		37,206	0	0
TRINE ACQUISITION CORP	UNIT 03/31/2021	89628U207	7,261	718,900	SH		SOLE		718,900	0	0
HOSTESS BRANDS INC	W EXP 11/04/202	44109J114	179	94,245	SH		SOLE		94,245	0	0
TWITTER INC	NOTE 0.250 6/1	90184LAF9	2,930	3,000	PRN		SOLE		3,000	0	0
TWITTER INC	NOTE 0.250 9/1	90184LAB8	1,490	1,500	PRN		SOLE		1,500	0	0
UNDER ARMOUR INC	CL C	904311206	1,128	50,800	SH		SOLE		50,800	0	0
DOMTAR CORP	COM NEW	257559203	6,680	150,000	SH	Put	SOLE		150,000	0	0
UQM TECHNOLOGIES INC	COM	903213106	2,059	1,248,033	SH		SOLE		1,248,033	0	0
UNITED STATES OIL FUND LP	UNITS	91232N108	3,612	300,000	SH	Call	SOLE		300,000	0	0
VALE S A	SPONSORED ADS	91912E105	1,882	140,000	SH	Put	SOLE		140,000	0	0
VIACOM INC NEW	CL B	92553P201	5,050	169,075	SH		SOLE		169,075	0	0
VIACOM INC NEW	CL B	92553P201	2,990	100,100	SH	Put	SOLE		100,100	0	0
VARONIS SYS INC	COM	922280102	496	8,000	SH		SOLE		8,000	0	0
VERSUM MATLS INC	COM	92532W103	2,734	53,003	SH		SOLE		53,003	0	0
WABCO HLDGS INC	COM	92927K102	3,448	26,000	SH		SOLE		26,000	0	0
WASTE CONNECTIONS INC	COM	94106B101	1,778	18,600	SH	Put	SOLE		18,600	0	0
WORKDAY INC	NOTE 0.25010/0	98138HAF8	5,976	4,000	PRN		SOLE		4,000	0	0
WASTE MGMT INC DEL	COM	94106L109	1,154	10,000	SH	Put	SOLE		10,000	0	0
WORLDPAY INC	CL A	981558109	600	4,900	SH		SOLE		4,900	0	0
WHEATON PRECIOUS METALS CORP	COM	962879102	4,592	189,900	SH		SOLE		189,900	0	0
WHEATON PRECIOUS METALS CORP	COM	962879102	3,385	140,000	SH	Put	SOLE		140,000	0	0
WPX ENERGY INC	COM	98212B103	2,272	197,400	SH		SOLE		197,400	0	0
UNITED STATES STL CORP NEW	COM	912909108	383	25,000	SH	Put	SOLE		25,000	0	0
XILINX INC	COM	983919101	1,415	12,000	SH		SOLE		12,000	0	0
XILINX INC	COM	983919101	2,358	20,000	SH	Call	SOLE		20,000	0	0
ZILLOW GROUP INC	NOTE 2.00012/0	98954MAB7	6,211	5,500	PRN		SOLE		5,500	0	0
ZAYO GROUP HLDGS INC	COM	98919V105	2,603	79,100	SH		SOLE		79,100	0	0
ZILLOW GROUP INC	CL A	98954M101	2,687	58,725	SH		SOLE		58,725	0	0