K2 Principal Fund 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ISHARES TR	CORE US AGGBD ET	464287226	16,856	150,000	SH	Put	SOLE		150,000	0	0
ALLERGAN PLC	SH	G0177J108	6,213	32,500	SH		SOLE		32,500	0	0
AEROJET ROCKETDYNE HLDGS INC	NOTE 2.25012/1	007800AB1	5,439	3,000	PRN		SOLE		3,000	0	0
ALBERTON ACQUISITION CORP	ORD SH	G35006108	354	34,244	SH		SOLE		34,244	0	0
ALBERTON ACQUISITION CORP	RIGHT 10/04/2020	G35006132	125	570,019	SH		SOLE		570,019	0	0
ALBERTON ACQUISITION CORP	UNIT 04/22/2020	G35006116	1,827	171,520	SH		SOLE		171,520	0	0
ALBERTON ACQUISITION CORP	W EXP 04/26/202	G35006124	14	234,800	SH		SOLE		234,800	0	0
ALLEGRO MERGER CORP	COM	01749N103	184	17,996	SH		SOLE		17,996	0	0
ALUSSA ENERGY ACQUISITION CO	UNIT 10/31/2026	G0232J127	4,032	400,000	SH		SOLE		400,000	0	0
AMCI ACQUISITION CORP	UNIT 01/07/2019	00165R200	5,195	500,000	SH		SOLE		500,000	0	0
AMCI ACQUISITION CORP	W EXP 05/20/202	00165R119	26	82,510	SH		SOLE		82,510	0	0
ADVANCED MICRO DEVICES INC	COM	007903107	1,147	25,000	SH	Call	SOLE		25,000	0	0
ADVANCED MICRO DEVICES INC	COM	007903107	5,045	110,000	SH	Put	SOLE		110,000	0	0
APEX TECHNOLOGY ACQUISITN CO	UNIT 06/11/2026	03768F201	8,114	775,010	SH		SOLE		775,010	0	0
ARYA SCIENCES ACQUISITION CO	UNIT 10/04/2023	G3165V117	4,507	391,875	SH		SOLE		391,875	0	0
AURINIA PHARMACEUTICALS INC	COM	05156V102	2,249	111,000	SH	Put	SOLE		111,000	0	0
AVISTA CORP	COM	05379B107	3,745	77,885	SH		SOLE		77,885	0	0
AVX CORP NEW	COM	002444107	701	34,240	SH		SOLE		34,240	0	0
AVAYA HLDGS CORP	NOTE 2.250 6/1	05351XAB7	6,167	6,950	PRN		SOLE		6,950	0	0
ALTERYX INC	COM CL A	02156B103	3,502	35,000	SH		SOLE		35,000	0	0
ALTERYX INC	COM CL A	02156B103	7,005	70,000	SH	Call	SOLE		70,000	0	0
LIBERTY MEDIA CORP DELAWARE	COM C BRAVES GRP	531229888	689	23,308	SH		SOLE		23,308	0	0
BLACKBERRY LTD	DEBT 3.75011/1	C10268AC1	8,880	8,763	PRN		SOLE		8,763	0	0
BROWN FORMAN CORP	CL A	115637100	6,456	102,848	SH		SOLE		102,848	0	0
BUNGE LIMITED	COM	G16962105	5,784	100,500	SH		SOLE		100,500	0	0
BUNGE LIMITED	COM	G16962105	7,798	135,500	SH	Call	SOLE		135,500	0	0
BGC PARTNERS INC	CL A	05541T101	132	22,201	SH		SOLE		22,201	0	0
BHP GROUP LTD	SPONSORED ADS	088606108	547	10,000	SH	Put	SOLE		10,000	0	0
BRISTOL MYERS SQUIBB CO	RIGHT 99/99/9999	110122157	151	50,300	SH		SOLE		50,300	0	0
AUDENTES THERAPEUTICS INC	COM	05070R104	1,537	25,680	SH		SOLE		25,680	0	0
BROOKFIELD PROPERTY REIT INC	CL A	11282X103	5,534	300,000	SH		SOLE		300,000	0	0
BROOGE HLDGS LTD	SH	G1611B107	1,133	128,257	SH		SOLE		128,257	0	0
BROOGE HLDGS LTD	W EXP 12/20/202	G1611B115	902	1,218,881	SH		SOLE		1,218,881	0	0
BIG ROCK PARTNERS ACQUISI CO	COM	089482103	2,047	193,091	SH		SOLE		193,091	0	0
BIG ROCK PARTNERS ACQUISI CO	RIGHT 12/01/2022	089482129	105	421,503	SH		SOLE		421,503	0	0
BIG ROCK PARTNERS ACQUISI CO	UNIT 11/20/2022	089482202	2,623	240,000	SH		SOLE		240,000	0	0
BIG ROCK PARTNERS ACQUISI CO	W EXP 12/01/202	089482111	16	101,200	SH		SOLE		101,200	0	0
B RILEY PRINCIPAL MERGER COR	CL A	05586Y106	3,989	398,521	SH		SOLE		398,521	0	0
B RILEY PRINCIPAL MERGER COR	UNIT 99/99/9999	05586Y205	2,100	200,400	SH		SOLE		200,400	0	0
B RILEY PRINCIPAL MERGER COR	W EXP 04/08/202	05586Y114	559	682,133	SH		SOLE		682,133	0	0
BLUEGREEN VACATIONS CORP	COM	09629F108	1,374	132,927	SH		SOLE		132,927	0	0
CONTINENTAL BLDG PRODS INC	COM	211171103	546	15,000	SH		SOLE		15,000	0	0
COLLIER CREEK HOLDINGS	COM CL A	G22707106	399	38,799	SH		SOLE		38,799	0	0
COLLIER CREEK HOLDINGS	UNIT 99/99/9999	G22707122	7,202	678,188	SH		SOLE		678,188	0	0
CHURCHILL CAP CORP II	CL A	17143G106	1,883	182,300	SH		SOLE		182,300	0	0
CHURCHILL CAP CORP II	UNIT 99/99/9999	17143G205	2,902	269,200	SH		SOLE		269,200	0	0
CONDOR HOSPITALITY TR INC	COM NEW	20676Y403	1,426	129,202	SH		SOLE		129,202	0	0
CENTRAL EUROPEAN MEDIA ENTRP	CL A NEW	G20045202	426	94,080	SH		SOLE		94,080	0	0
CF FIN ACQUISITION CORP	COM CL A	12528N107	1,393	136,149	SH		SOLE		136,149	0	0
CF FIN ACQUISITION CORP	UNIT 04/30/2025	12528N206	9,749	895,233	SH		SOLE		895,233	0	0
CF FIN ACQUISITION CORP	W EXP 04/30/202	12528N115	998	1,146,623	SH		SOLE		1,146,623	0	0
CHP MERGER CORP	UNIT 11/22/2024	12558Y205	6,102	600,000	SH		SOLE		600,000	0	0
CISION LTD	SH	G1992S109	7,364	738,631	SH		SOLE		738,631	0	0
SEACOR HOLDINGS INC	NOTE 3.00011/1	81170YAB5	3,718	3,745	PRN		SOLE		3,745	0	0
CLOUDERA INC	COM	18914U100	3,466	298,000	SH		SOLE		298,000	0	0
CALLON PETE CO DEL	COM	13123X102	1,050	217,369	SH		SOLE		217,369	0	0
CARE COM INC	COM	141633107	420	27,951	SH		SOLE		27,951	0	0
SALESFORCE COM INC	COM	79466L302	7,319	45,000	SH	Put	SOLE		45,000	0	0
CRESCENT ACQUISITION CORP	UNIT 99/99/9999	22564L204	865	84,500	SH		SOLE		84,500	0	0
CHASERG TECHNLGY ACQUISITN C	CLASS A	16166A103	2,371	218,515	SH		SOLE		218,515	0	0
CHASERG TECHNLGY ACQUISITN C	W EXP 04/10/202	16166A111	358	162,500	SH		SOLE		162,500	0	0
CARNIVAL PLC	ADR	14365C103	5,538	115,000	SH		SOLE		115,000	0	0
CYPRESS SEMICONDUCTOR CORP	NOTE 2.000 2/0	232806AP4	3,626	3,000	PRN		SOLE		3,000	0	0
CYPRESS SEMICONDUCTOR CORP	NOTE 4.500 1/1	232806AM1	7,779	4,490	PRN		SOLE		4,490	0	0
CAESARS ENTMT CORP	COM	127686103	1,485	109,200	SH	Call	SOLE		109,200	0	0
CAESARS ENTMT CORP	NOTE 5.00010/0	127686AA1	3,842	2,000	PRN		SOLE		2,000	0	0
DD3 ACQUISITION CORP	SH	G2692M103	4,524	442,668	SH		SOLE		442,668	0	0
DD3 ACQUISITION CORP	W EXP 10/20/202	G2692M111	115	255,800	SH		SOLE		255,800	0	0
DELL TECHNOLOGIES INC	CL C	24703L202	838	16,316	SH		SOLE		16,316	0	0
LGL SYS ACQUISITION CORP	UNIT 10/24/2024	50201G205	2,040	200,000	SH		SOLE		200,000	0	0
DISNEY WALT CO	COM DISNEY	254687106	2,097	14,500	SH	Call	SOLE		14,500	0	0
DISCOVERY INC	COM SER C	25470F302	4,540	148,903	SH		SOLE		148,903	0	0
DOLLAR TREE INC	COM	256746108	619	6,578	SH		SOLE		6,578	0	0
DOLLAR TREE INC	COM	256746108	3,386	36,000	SH	Call	SOLE		36,000	0	0
PURE ACQUISITION CORP	W EXP 04/17/202	74621Q114	2,340	2,373,491	SH		SOLE		2,373,491	0	0
DOCUSIGN INC	NOTE 0.500 9/1	256163AB2	7,465	6,000	PRN		SOLE		6,000	0	0
DIAMONDPEAK HLDGS COR	W EXP 02/22/202	25280H118	12	15,233	SH		SOLE		15,233	0	0
DEXCOM INC	NOTE 0.750 5/1	252131AF4	6,670	3,000	PRN		SOLE		3,000	0	0
DYCOM INDS INC	NOTE 0.750 9/1	267475AB7	1,937	2,000	PRN		SOLE		2,000	0	0
US ECOLOGY INC	W EXP 10/17/202	91734M111	1,296	111,720	SH		SOLE		111,720	0	0
EDTECHX HLDGS ACQUISITION CO	COM	28138X103	526	51,200	SH		SOLE		51,200	0	0
EDTECHX HLDGS ACQUISITION CO	W EXP 12/31/202	28138X111	61	168,753	SH		SOLE		168,753	0	0
ISHARES TR	MSCI EMG MKT ETF	464287234	1,795	40,000	SH	Call	SOLE		40,000	0	0
SEACOR HOLDINGS INC	NOTE 2.50012/1	811904AM3	2,517	2,625	PRN		SOLE		2,625	0	0
ELDORADO RESORTS INC	COM	28470R102	1,193	20,000	SH	Call	SOLE		20,000	0	0
FITBIT INC	CL A	33812L102	2,454	373,502	SH		SOLE		373,502	0	0
FORUM MERGER II CORP	CL A	34986F103	766	75,000	SH		SOLE		75,000	0	0
FORUM MERGER II CORP	UNIT 09/30/2025	34986F202	3,206	299,600	SH		SOLE		299,600	0	0
FORUM MERGER II CORP	W EXP 09/30/202	34986F111	18	39,400	SH		SOLE		39,400	0	0
FRANCO NEVADA CORP	COM	351858105	3,099	30,000	SH	Put	SOLE		30,000	0	0
FOX CORP	CL B COM	35137L204	1,324	36,378	SH		SOLE		36,378	0	0
FAR PT ACQUISITION CORP	COM CL A	30734W109	2,321	225,369	SH		SOLE		225,369	0	0
FAR PT ACQUISITION CORP	UNIT 06/01/2025	30734W208	9,899	916,597	SH		SOLE		916,597	0	0
FAR PT ACQUISITION CORP	W EXP 06/01/202	30734W117	528	409,634	SH		SOLE		409,634	0	0
FIRST MAJESTIC SILVER CORP	NOTE 1.875 3/0	32076VAB9	4,264	3,000	PRN		SOLE		3,000	0	0
FINSERV ACQUISITION CORP	UNIT 12/31/2026	318085206	5,105	500,000	SH		SOLE		500,000	0	0
FINTECH ACQUISITION CORP III	COM CL A	31811A101	1,640	162,039	SH		SOLE		162,039	0	0
FINTECH ACQUISITION CORP III	UNIT 12/01/2023	31811A309	8,063	750,000	SH		SOLE		750,000	0	0
LIBERTY MEDIA CORP DELAWARE	COM SER A FRMLA	531229870	3,464	79,125	SH		SOLE		79,125	0	0
GANNETT CO INC NEW	COM	36472T109	1,264	198,144	SH		SOLE		198,144	0	0
GANNETT CO INC NEW	COM	36472T109	706	110,700	SH	Put	SOLE		110,700	0	0
GIGCAPITAL2 INC	COM	375036100	3,972	400,000	SH		SOLE		400,000	0	0
GIGCAPITAL2 INC	W EXP 02/28/202	375036118	124	400,000	SH		SOLE		400,000	0	0
SPDR GOLD TRUST	GOLD SH	78463V107	30,581	214,000	SH	Put	SOLE		214,000	0	0
GORES METROPOULOS INC	UNIT 99/99/9999	382872208	2,141	202,000	SH		SOLE		202,000	0	0
GOGO INC	COM	38046C109	896	140,000	SH	Put	SOLE		140,000	0	0
ALPHABET INC	CAP STK CL A	02079K305	15,869	11,848	SH		SOLE		11,848	0	0
CANADA GOOSE HOLDINGS INC	SHS SUB VTG	135086106	924	25,500	SH	Call	SOLE		25,500	0	0
CANADA GOOSE HOLDINGS INC	SHS SUB VTG	135086106	525	14,500	SH	Put	SOLE		14,500	0	0
GRAF INDL CORP	COM	384278107	6,437	631,716	SH		SOLE		631,716	0	0
GRAF INDL CORP	W EXP 12/31/202	384278115	14	31,968	SH		SOLE		31,968	0	0
GORES HOLDINGS III INC	CLASS A	38286G109	5,075	490,780	SH		SOLE		490,780	0	0
GORES HOLDINGS III INC	W EXP 09/11/202	38286G117	235	151,682	SH		SOLE		151,682	0	0
GS ACQUISITION HLDGS CORP	COM CL A	36255F102	181	16,434	SH		SOLE		16,434	0	0
GS ACQUISITION HLDGS CORP	W EXP 06/12/202	36255F110	329	142,686	SH		SOLE		142,686	0	0
GREENLAND TECHNOLOGS HLDG CO	SHS NEW	G4095T107	25	10,000	SH		SOLE		10,000	0	0
GX ACQUISITION CORP	UNIT 05/24/2026	36251A206	6,578	637,994	SH		SOLE		637,994	0	0
HENNESSY CAP ACQUSTION CORP	UNIT 99/99/9999	42589C203	1,810	169,156	SH		SOLE		169,156	0	0
HENNESSY CAP ACQUSTION CORP	W EXP 09/05/202	42589C112	40	50,000	SH		SOLE		50,000	0	0
WARRIOR MET COAL INC	COM	93627C101	528	25,000	SH	Call	SOLE		25,000	0	0
HL ACQUISITIONS CORP	SH	G4603R106	382	36,987	SH		SOLE		36,987	0	0
HEALTHCARE MERGER CORP	UNIT 12/17/2021	42227L201	3,105	300,000	SH		SOLE		300,000	0	0
HOME DEPOT INC	COM	437076102	4,160	19,049	SH		SOLE		19,049	0	0
HOME DEPOT INC	COM	437076102	655	3,000	SH	Call	SOLE		3,000	0	0
HEICO CORP NEW	CL A	422806208	4,524	50,525	SH		SOLE		50,525	0	0
WEALTHBRIDGE ACQUISITION LTD	RIGHT 11/02/2023	G4887W136	15	44,774	SH		SOLE		44,774	0	0
HUBSPOT INC	NOTE 0.250 6/0	443573AB6	4,325	2,500	PRN		SOLE		2,500	0	0
HAYMAKER ACQUISITION CORP II	UNIT 10/31/2026	42087L200	6,038	575,000	SH		SOLE		575,000	0	0
ISHARES TR	IBOXX HI YD ETF	464288513	13,191	150,000	SH	Put	SOLE		150,000	0	0
ISHARES TR	EXPANDED TECH	464287515	42,180	181,000	SH	Put	SOLE		181,000	0	0
INNOVATIVE INDL PPTYS INC	COM	45781V101	759	10,000	SH	Put	SOLE		10,000	0	0
IMMUNOVANT INC	W EXP 12/18/202	45258J110	332	166,200	SH		SOLE		166,200	0	0
INSURANCE ACQUISITION CORP	UNIT 03/31/2024	457867307	7,406	700,000	SH		SOLE		700,000	0	0
COLONY STARWOOD HOMES	NOTE 3.500 1/1	19625XAB8	10,098	7,500	PRN		SOLE		7,500	0	0
INTERXION HOLDING N.V	SH	N47279109	4,255	50,765	SH		SOLE		50,765	0	0
INNOPHOS HOLDINGS INC	COM	45774N108	2,032	63,555	SH		SOLE		63,555	0	0
JUST ENERGY GROUP INC	COM	48213W101	126	75,000	SH	Call	SOLE		75,000	0	0
JUST ENERGY GROUP INC	COM	48213W101	114	67,600	SH	Put	SOLE		67,600	0	0
8I ENTERPRISES ACQUISITIN CO	SH	G2956M104	3,397	339,000	SH		SOLE		339,000	0	0
8I ENTERPRISES ACQUISITIN CO	RIGHT 10/29/2020	G2956M120	139	364,000	SH		SOLE		364,000	0	0
8I ENTERPRISES ACQUISITIN CO	W EXP 10/29/202	G2956M112	49	140,493	SH		SOLE		140,493	0	0
JUNIPER INDL HLDGS INC	UNIT 11/13/2026	48205G205	2,993	294,000	SH		SOLE		294,000	0	0
KNIGHT SWIFT TRANSN HLDGS IN	CL A	499049104	358	10,000	SH		SOLE		10,000	0	0
LEISURE ACQUISITION CORP	COM	52539T107	1,146	110,000	SH		SOLE		110,000	0	0
LEISURE ACQUISITION CORP	UNIT 99/99/9999	52539T206	3,199	294,007	SH		SOLE		294,007	0	0
LEISURE ACQUISITION CORP	W EXP 12/05/201	52539T115	37	35,400	SH		SOLE		35,400	0	0
UNION ACQUISITION CORP II	UNIT 99/99/9999	G9402Q118	3,563	350,000	SH		SOLE		350,000	0	0
LIBERTY BROADBAND CORP	COM SER A	530307107	5,096	40,910	SH		SOLE		40,910	0	0
LIBERTY GLOBAL PLC	SHS CL C	G5480U120	2,456	112,705	SH		SOLE		112,705	0	0
LANDCADIA HLDGS II INC	UNIT 05/09/2026	51476X204	4,099	405,046	SH		SOLE		405,046	0	0
LENNAR CORP	CL B	526057302	2,660	59,517	SH		SOLE		59,517	0	0
LF CAP ACQUISITION CORP	CL A	50200K108	774	75,000	SH		SOLE		75,000	0	0
LF CAP ACQUISITION CORP	UNIT 06/19/2025	50200K207	2,934	277,305	SH		SOLE		277,305	0	0
LEGACY ACQUISITION CORP	COM CL A	524643103	771	75,069	SH		SOLE		75,069	0	0
LIONS GATE ENTMNT CORP	CL B NON VTG	535919500	4,300	432,988	SH		SOLE		432,988	0	0
LEO HOLDINGS CORP	W EXP 02/07/202	G5463L113	100	150,245	SH		SOLE		150,245	0	0
LIBERTY LATIN AMERICA LTD	COM CL A	G9001E102	195	10,087	SH		SOLE		10,087	0	0
LIV CAP ACQUISITION CORP	UNIT 99/99/9999	G5510C124	2,012	200,000	SH		SOLE		200,000	0	0
LONGEVITY ACQUISITION CORP	UNIT 08/29/2024	G56372108	2,140	200,000	SH		SOLE		200,000	0	0
LONGEVITY ACQUISITION CORP	W EXP 07/31/202	G56372116	59	657,746	SH		SOLE		657,746	0	0
LOWES COS INC	COM	548661107	1,317	11,000	SH	Put	SOLE		11,000	0	0
LIBERTY PPTY TR	SH BEN INT	531172104	330	5,493	SH		SOLE		5,493	0	0
ISHARES TR	IBOXX INV CP ETF	464287242	39,770	310,800	SH	Put	SOLE		310,800	0	0
LIBERTY MEDIA CORP DELAWARE	COM A SIRIUSXM	531229409	754	15,600	SH		SOLE		15,600	0	0
LADENBURG THALMAN FIN SVCS I	COM	50575Q102	1,148	330,000	SH		SOLE		330,000	0	0
MAXAR TECHNOLOGIES INC	COM	57778K105	1,987	126,800	SH	Call	SOLE		126,800	0	0
MCDONALDS CORP	COM	580135101	11,210	56,728	SH		SOLE		56,728	0	0
MCDONALDS CORP	COM	580135101	9,070	45,900	SH	Call	SOLE		45,900	0	0
MCDONALDS CORP	COM	580135101	4,249	21,500	SH	Put	SOLE		21,500	0	0
MONGODB INC	CL A	60937P106	5,922	45,000	SH		SOLE		45,000	0	0
MONGODB INC	CL A	60937P106	3,290	25,000	SH	Put	SOLE		25,000	0	0
MEDICINES CO	NOTE 2.750 7/1	584688AG0	12,189	7,000	PRN		SOLE		7,000	0	0
MEGALITH FINL ACQUISITION CO	CL A COM	58518F109	2,687	261,865	SH		SOLE		261,865	0	0
MEGALITH FINL ACQUISITION CO	W EXP 08/26/202	58518F117	141	441,992	SH		SOLE		441,992	0	0
3M CO	COM	88579Y101	8,143	46,158	SH		SOLE		46,158	0	0
3M CO	COM	88579Y101	21,770	123,400	SH	Call	SOLE		123,400	0	0
MONOCLE ACQUISITION CORP	COM	609754106	2,566	252,049	SH		SOLE		252,049	0	0
MONOCLE ACQUISITION CORP	UNIT 99/99/9999	609754205	1,362	125,500	SH		SOLE		125,500	0	0
MOSAIC ACQUISITION CORP	COM CL A	61946M100	11,682	1,135,849	SH		SOLE		1,135,849	0	0
MICROSOFT CORP	COM	594918104	17,860	113,250	SH		SOLE		113,250	0	0
MICROSOFT CORP	COM	594918104	8,752	55,500	SH	Call	SOLE		55,500	0	0
MICROSOFT CORP	COM	594918104	11,197	71,000	SH	Put	SOLE		71,000	0	0
MADISON SQUARE GARDEN CO NEW	CL A	55825T103	1,030	3,500	SH		SOLE		3,500	0	0
MADISON SQUARE GARDEN CO NEW	CL A	55825T103	735	2,500	SH	Call	SOLE		2,500	0	0
MUDRICK CAP ACQUISITION CORP	COM CLASS A	624745105	1,719	166,594	SH		SOLE		166,594	0	0
MAGNACHIP SEMICONDUCTOR CORP	COM	55933J203	4,943	425,790	SH		SOLE		425,790	0	0
MAGNACHIP SEMICONDUCTOR CORP	COM	55933J203	5,026	432,900	SH	Call	SOLE		432,900	0	0
NATIONAL ENERGY SERVICES REU	W EXP 05/05/202	G6375R115	777	863,281	SH		SOLE		863,281	0	0
NETFIN ACQUISITION CORP	UNIT 08/01/2024	G6455A123	4,076	400,000	SH		SOLE		400,000	0	0
NETFIN ACQUISITION CORP	W EXP 08/01/202	G6455A115	92	307,000	SH		SOLE		307,000	0	0
NETFLIX INC	COM	64110L106	3,883	12,000	SH	Call	SOLE		12,000	0	0
NETFLIX INC	COM	64110L106	1,294	4,000	SH	Put	SOLE		4,000	0	0
NORTHROP GRUMMAN CORP	COM	666807102	1,660	4,825	SH		SOLE		4,825	0	0
NORTHROP GRUMMAN CORP	COM	666807102	860	2,500	SH	Call	SOLE		2,500	0	0
NORTHROP GRUMMAN CORP	COM	666807102	1,032	3,000	SH	Put	SOLE		3,000	0	0
NEW PROVIDENCE ACQUISITIN CO	UNIT 09/01/2024	64822P205	3,075	300,000	SH		SOLE		300,000	0	0
DIREXION SHS ETF TR	DLY GOLD INDX 3X	25460E844	784	22,500	SH	Put	SOLE		22,500	0	0
NUVASIVE INC	NOTE 2.250 3/1	670704AG0	5,251	3,939	PRN		SOLE		3,939	0	0
NVIDIA CORP	COM	67066G104	14,118	60,000	SH	Call	SOLE		60,000	0	0
NVIDIA CORP	COM	67066G104	5,647	24,000	SH	Put	SOLE		24,000	0	0
NEWS CORP NEW	CL A	65249B109	1,397	98,816	SH		SOLE		98,816	0	0
OAKTREE ACQUISITION CORP	UNIT 99/99/9999	G67145121	4,081	400,106	SH		SOLE		400,106	0	0
OMNOVA SOLUTIONS INC	COM	682129101	2,464	243,757	SH		SOLE		243,757	0	0
OPES ACQUISITION CORP	COM	68373P100	6,049	575,000	SH		SOLE		575,000	0	0
ORGANOGENESIS HLDGS INC	COM	68621F102	429	89,191	SH		SOLE		89,191	0	0
ORISUN ACQUISITION CORP	UNIT 99/99/9999	68632T208	1,778	175,000	SH		SOLE		175,000	0	0
PACIFIC BIOSCIENCES CALIF IN	COM	69404D108	79	15,300	SH		SOLE		15,300	0	0
PACIFIC BIOSCIENCES CALIF IN	COM	69404D108	257	50,000	SH	Call	SOLE		50,000	0	0
RANPAK HLDGS CORP	W EXP 06/03/202	75321W111	103	90,492	SH		SOLE		90,492	0	0
PURE ACQUISITION CORP	CL A	74621Q106	11,171	1,077,250	SH		SOLE		1,077,250	0	0
PARSLEY ENERGY INC	CL A	701877102	1,471	77,792	SH		SOLE		77,792	0	0
PATTERN ENERGY GROUP INC	CL A	70338P100	1,226	45,832	SH		SOLE		45,832	0	0
PATTERN ENERGY GROUP INC	NOTE 4.000 7/1	70338PAB6	11,139	11,025	PRN		SOLE		11,025	0	0
PROOFPOINT INC	COM	743424103	5,796	50,500	SH		SOLE		50,500	0	0
PROOFPOINT INC	COM	743424103	9,756	85,000	SH	Call	SOLE		85,000	0	0
BIOMX INC	COM	09090D103	161	16,608	SH		SOLE		16,608	0	0
BIOMX INC	W EXP 10/16/202	09090D111	227	472,211	SH		SOLE		472,211	0	0
PIVOTAL INVT CORP II	UNIT 06/01/2025	72582K209	4,080	400,000	SH		SOLE		400,000	0	0
PROPTECH ACQUISITION CORPORA	UNIT 10/01/2026	74349F200	3,186	311,101	SH		SOLE		311,101	0	0
PRETIUM RES INC	COM	74139C102	752	67,600	SH	Put	SOLE		67,600	0	0
PAYPAL HLDGS INC	COM	70450Y103	2,163	20,000	SH		SOLE		20,000	0	0
QUALCOMM INC	COM	747525103	5,294	60,000	SH		SOLE		60,000	0	0
QUALCOMM INC	COM	747525103	8,823	100,000	SH	Call	SOLE		100,000	0	0
ROBERT HALF INTL INC	COM	770323103	404	6,400	SH		SOLE		6,400	0	0
ROBERT HALF INTL INC	COM	770323103	1,137	18,000	SH	Call	SOLE		18,000	0	0
RIO TINTO PLC	SPONSORED ADR	767204100	2,642	44,500	SH	Put	SOLE		44,500	0	0
ROSEHILL RES INC	W EXP 04/27/202	777385113	80	864,548	SH		SOLE		864,548	0	0
REPLAY ACQUISITION CORP	UNIT 03/01/2024	G75130123	4,134	398,605	SH		SOLE		398,605	0	0
REPUBLIC SVCS INC	COM	760759100	493	5,500	SH	Put	SOLE		5,500	0	0
RUBICON PROJ INC	COM	78112V102	140	17,163	SH		SOLE		17,163	0	0
SOFTWARE ACQUISITION GROUP I	UNIT 10/01/2026	83406B200	2,032	200,000	SH		SOLE		200,000	0	0
THE CHARLES SCHWAB CORPORATI	COM	808513105	1,795	37,734	SH		SOLE		37,734	0	0
SC HEALTH CORP	UNIT 99/99/9999	G78516302	5,180	500,000	SH		SOLE		500,000	0	0
OSPREY TECHNLGY AQUISTION CO	UNIT 10/30/2024	68839R401	5,090	500,000	SH		SOLE		500,000	0	0
SIRIUS INTERNATIONAL INSURAN	COM	G8196D101	470	53,813	SH		SOLE		53,813	0	0
SHAKE SHACK INC	CL A	819047101	298	5,000	SH	Call	SOLE		5,000	0	0
SHAKE SHACK INC	CL A	819047101	1,042	17,500	SH	Put	SOLE		17,500	0	0
SILICON LABORATORIES INC	NOTE 1.375 3/0	826919AB8	6,660	5,000	PRN		SOLE		5,000	0	0
ISHARES SILVER TRUST	ISHARES	46428Q109	1,251	75,000	SH	Put	SOLE		75,000	0	0
VANECK VECTORS ETF TRUST	SEMICONDUCTOR ET	92189F676	42,338	299,400	SH	Put	SOLE		299,400	0	0
SPARTAN ENERGY ACQUISITON CO	CL A COM STK	846784106	559	55,000	SH		SOLE		55,000	0	0
SPARTAN ENERGY ACQUISITON CO	UNIT 99/99/9999	846784114	3,661	358,900	SH		SOLE		358,900	0	0
SPARTAN ENERGY ACQUISITON CO	W EXP 08/27/202	846784122	83	150,000	SH		SOLE		150,000	0	0
VIRGIN GALACTIC HOLDINGS INC	W EXP 11/25/202	92766K114	394	117,592	SH		SOLE		117,592	0	0
SPLUNK INC	COM	848637104	4,119	27,500	SH	Call	SOLE		27,500	0	0
STABLE RD ACQUISITION CORP	UNIT 05/15/2026	85236Q208	5,672	551,240	SH		SOLE		551,240	0	0
SRC ENERGY INC	COM	78470V108	5,986	1,452,867	SH		SOLE		1,452,867	0	0
STEWART INFORMATION SVCS COR	COM	860372101	938	22,999	SH		SOLE		22,999	0	0
SCORPIO TANKERS INC	NOTE 3.000 5/1	80918TAB5	5,525	4,500	PRN		SOLE		4,500	0	0
SIERRA WIRELESS INC	COM	826516106	3,508	367,300	SH	Put	SOLE		367,300	0	0
SKYWORKS SOLUTIONS INC	COM	83088M102	12,221	101,100	SH	Put	SOLE		101,100	0	0
TEXAS CAPITAL BANCSHARES INC	COM	88224Q107	568	10,000	SH		SOLE		10,000	0	0
TRIDENT ACQUISITIONS CORP	COM	89615T106	287	27,215	SH		SOLE		27,215	0	0
TRIDENT ACQUISITIONS CORP	W EXP 05/09/202	89615T114	4	36,510	SH		SOLE		36,510	0	0
TECH DATA CORP	COM	878237106	2,636	18,358	SH		SOLE		18,358	0	0
TALLGRASS ENERGY LP	CLASS A SH	874696107	2,573	116,301	SH		SOLE		116,301	0	0
THUNDER BRDG ACQUISTION II L	CL A SH	G8857S116	1,500	150,800	SH		SOLE		150,800	0	0
THUNDER BRDG ACQUISTION II L	UNIT 99/99/9999	G8857S124	608	58,201	SH		SOLE		58,201	0	0
THUNDER BRDG ACQUISTION II L	W EXP 11/30/202	G8857S108	380	422,000	SH		SOLE		422,000	0	0
TUSCAN HLDGS CORP II	COM	90070A103	3,827	388,115	SH		SOLE		388,115	0	0
TUSCAN HLDGS CORP II	UNIT 04/01/2026	90070A202	4,894	486,458	SH		SOLE		486,458	0	0
TUSCAN HLDGS CORP II	W EXP 99/99/999	90070A111	115	288,327	SH		SOLE		288,327	0	0
TUSCAN HOLDINGS CORP	COM	90069K104	1,814	182,130	SH		SOLE		182,130	0	0
TUSCAN HOLDINGS CORP	UNIT 99/99/9999	90069K203	8,406	799,777	SH		SOLE		799,777	0	0
TUSCAN HOLDINGS CORP	W EXP 04/01/202	90069K112	420	839,778	SH		SOLE		839,778	0	0
TARGET HOSPITALITY CORP	W EXP 03/15/202	87615L115	155	298,220	SH		SOLE		298,220	0	0
TIBERIUS ACQUISITION CORP	W EXP 02/28/202	88633A115	263	230,707	SH		SOLE		230,707	0	0
TIFFANY & CO NEW	COM	886547108	2,077	15,543	SH		SOLE		15,543	0	0
TJX COS INC NEW	COM	872540109	2,693	44,110	SH		SOLE		44,110	0	0
TJX COS INC NEW	COM	872540109	1,056	17,300	SH	Call	SOLE		17,300	0	0
TJX COS INC NEW	COM	872540109	427	7,000	SH	Put	SOLE		7,000	0	0
TRINE ACQUISITION CORP	UNIT 03/31/2021	89628U207	4,417	439,100	SH		SOLE		439,100	0	0
TRAVELERS COMPANIES INC	COM	89417E109	2,479	18,100	SH	Call	SOLE		18,100	0	0
TRAVELERS COMPANIES INC	COM	89417E109	315	2,300	SH	Put	SOLE		2,300	0	0
STARS GROUP INC	COM	85570W100	1,565	60,000	SH		SOLE		60,000	0	0
TWITTER INC	NOTE 0.250 6/1	90184LAF9	6,775	7,000	PRN		SOLE		7,000	0	0
UNDER ARMOUR INC	CL C	904311206	1,986	103,569	SH		SOLE		103,569	0	0
DOMTAR CORP	COM NEW	257559203	11,633	304,200	SH	Put	SOLE		304,200	0	0
UNITED STATES OIL FUND LP	UNITS	91232N108	2,882	225,000	SH		SOLE		225,000	0	0
UNITED STATES OIL FUND LP	UNITS	91232N108	1,601	125,000	SH	Call	SOLE		125,000	0	0
VISA INC	COM CL A	92826C839	12,297	65,442	SH		SOLE		65,442	0	0
VISA INC	COM CL A	92826C839	8,587	45,700	SH	Call	SOLE		45,700	0	0
VISA INC	COM CL A	92826C839	4,660	24,800	SH	Put	SOLE		24,800	0	0
MARRIOTT VACTINS WORLDWID CO	NOTE 1.500 9/1	57164YAB3	2,130	2,000	PRN		SOLE		2,000	0	0
VALE S A	SPONSORED ADS	91912E105	158	12,000	SH	Put	SOLE		12,000	0	0
VIACOMCBS INC	CL B	92556H206	7,949	189,400	SH	Call	SOLE		189,400	0	0
WESCO AIRCRAFT HLDGS INC	COM	950814103	5,129	465,444	SH		SOLE		465,444	0	0
WABCO HLDGS INC	COM	92927K102	7,645	56,417	SH		SOLE		56,417	0	0
WELLCARE HEALTH PLANS INC	COM	94946T106	2,889	8,750	SH		SOLE		8,750	0	0
WASTE CONNECTIONS INC	COM	94106B101	2,270	25,000	SH	Put	SOLE		25,000	0	0
WORKDAY INC	NOTE 0.25010/0	98138HAF8	7,015	5,485	PRN		SOLE		5,485	0	0
LYON WILLIAM HOMES	CL A NEW	552074700	981	49,084	SH		SOLE		49,084	0	0
WASTE MGMT INC DEL	COM	94106L109	488	4,280	SH		SOLE		4,280	0	0
WASTE MGMT INC DEL	COM	94106L109	627	5,500	SH	Put	SOLE		5,500	0	0
WRIGHT MED GROUP N V	ORD SH	N96617118	914	30,000	SH	Call	SOLE		30,000	0	0
WRIGHT MED GROUP N V	NOTE 2.25011/1	98236JAB4	7,254	5,000	PRN		SOLE		5,000	0	0
WHEATON PRECIOUS METALS CORP	COM	962879102	1,055	35,451	SH		SOLE		35,451	0	0
WEYERHAEUSER CO	COM	962166104	4,379	145,000	SH		SOLE		145,000	0	0
WEYERHAEUSER CO	COM	962166104	12,080	400,000	SH	Call	SOLE		400,000	0	0
SELECT SECTOR SPDR TR	SBI INT-INDS	81369Y704	8,147	100,000	SH	Put	SOLE		100,000	0	0
XILINX INC	COM	983919101	4,400	45,000	SH		SOLE		45,000	0	0
XILINX INC	COM	983919101	7,030	71,900	SH	Call	SOLE		71,900	0	0
XPERI CORP	COM	98421B100	210	11,375	SH		SOLE		11,375	0	0
YATRA ONLINE INC	ORD SH	G98338109	1,103	350,205	SH		SOLE		350,205	0	0
ZILLOW GROUP INC	NOTE 2.00012/0	98954MAB7	4,474	4,000	PRN		SOLE		4,000	0	0
ZAYO GROUP HLDGS INC	COM	98919V105	5,262	151,855	SH		SOLE		151,855	0	0
ZILLOW GROUP INC	CL A	98954M101	1,756	38,380	SH		SOLE		38,380	0	0
ZOOM VIDEO COMMUNICATIONS IN	CL A	98980L101	1,939	28,500	SH	Put	SOLE		28,500	0	0