K2 Principal Fund 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
3M CO	COM	88579Y101	949	6,955	SH		SOLE		6,955	0	0
3M CO	COM	88579Y101	683	5,000	SH	Call	SOLE		5,000	0	0
8I ENTERPRISES ACQUISITION C	SH	G2956M104	2,295	227,497	SH		SOLE		227,497	0	0
8I ENTERPRISES ACQUISITION C	RIGHT 10/29/2020	G2956M120	192	492,715	SH	Call	SOLE		492,715	0	0
8I ENTERPRISES ACQUISITION C	W EXP 10/29/202	G2956M112	17	96,093	SH	Call	SOLE		96,093	0	0
ADESTO TECHNOLOGIES CORP	COM	00687D101	460	41,066	SH		SOLE		41,066	0	0
ADVANCED DISP SVCS INC DEL	COM	00790X101	492	15,000	SH		SOLE		15,000	0	0
AEROJET ROCKETDYNE HLDGS INC	NOTE 2.25012/1	007800AB1	4,971	3,000	PRN		SOLE		3,000	0	0
AGNICO EAGLE MINES LTD	COM	008474108	1,592	40,000	SH	Call	SOLE		40,000	0	0
ALBERTON ACQUISITION CORP	ORD SHS	G35006108	1,856	176,736	SH		SOLE		176,736	0	0
ALBERTON ACQUISITION CORP	RIGHT 10/04/2020	G35006132	146	766,539	SH	Call	SOLE		766,539	0	0
ALBERTON ACQUISITION CORP	W EXP 04/26/202	G35006124	12	406,320	SH	Call	SOLE		406,320	0	0
ALLEGRO MERGER CORP	COM	01749N103	161	14,267	SH		SOLE		14,267	0	0
ALLEGRO MERGER CORP	RIGHT 12/31/2023	01749N129	7	73,915	SH	Call	SOLE		73,915	0	0
ALLERGAN PLC	SH	G0177J108	8,213	46,377	SH		SOLE		46,377	0	0
ALTERYX INC	COM CL A	02156B103	476	5,000	SH		SOLE		5,000	0	0
AMCI ACQUISITION CORP	CLASS A	00165R101	1,484	146,103	SH		SOLE		146,103	0	0
AMCI ACQUISITION CORP	UNIT 01/07/2019	00165R200	5,150	500,000	SH		SOLE		500,000	0	0
AMCI ACQUISITION CORP	W EXP 05/20/202	00165R119	17	96,774	SH	Call	SOLE		96,774	0	0
ANDINA ACQUISITION CORP III	RIGHT 07/31/2020	G04415132	35	244,300	SH	Call	SOLE		244,300	0	0
APEX TECHNOLOGY ACQUISITION	COM CL A	03768F102	347	35,566	SH		SOLE		35,566	0	0
APEX TECHNOLOGY ACQUISITION	UNIT 06/11/2026	03768F201	7,774	777,410	SH		SOLE		777,410	0	0
APEX TECHNOLOGY ACQUISITION	W EXP 09/18/202	03768F110	109	121,200	SH	Call	SOLE		121,200	0	0
ARYA SCIENCES ACQUISITION CO	SHS CL A	G3165V109	3,153	309,694	SH		SOLE		309,694	0	0
ARYA SCIENCES ACQUISITION CO	W EXP 10/10/202	G3165V125	361	195,937	SH	Call	SOLE		195,937	0	0
ASSERTIO THERAPEUTICS INC	NOTE 2.500 9/0	249908AA2	2,462	2,500	PRN		SOLE		2,500	0	0
ATLAS AIR WORLDWIDE HLDGS IN	COM NEW	049164205	1,925	75,000	SH	Put	SOLE		75,000	0	0
ATLAS AIR WORLDWIDE HLDGS IN	NOTE 2.250 6/0	049164BH8	3,065	3,651	PRN		SOLE		3,651	0	0
AURINIA PHARMACEUTICALS INC	COM	05156V102	1,611	111,000	SH	Put	SOLE		111,000	0	0
AVAYA HLDGS CORP	COM	05351X101	405	50,000	SH	Put	SOLE		50,000	0	0
AVAYA HLDGS CORP	NOTE 2.250 6/1	05351XAB7	5,221	6,950	PRN		SOLE		6,950	0	0
BAUSCH HEALTH COS INC	COM	071734107	930	60,000	SH	Call	SOLE		60,000	0	0
BGC PARTNERS INC	CL A	05541T101	25	10,000	SH	Put	SOLE		10,000	0	0
BHP GROUP LTD	SPONSORED ADS	088606108	719	19,600	SH	Call	SOLE		19,600	0	0
BIG ROCK PARTNERS ACQUISI CO	RIGHT 12/01/2022	089482129	57	627,103	SH	Call	SOLE		627,103	0	0
BIG ROCK PARTNERS ACQUISI CO	W EXP 12/01/202	089482111	14	221,200	SH	Call	SOLE		221,200	0	0
BIOMX INC	W EXP 10/16/202	09090D111	273	455,167	SH	Call	SOLE		455,167	0	0
BRISTOL-MYERS SQUIBB CO	RIGHT 99/99/9999	110122157	191	50,300	SH		SOLE		50,300	0	0
BROOGE HLDGS LTD	W EXP 12/20/202	G1611B115	1,000	1,249,524	SH	Call	SOLE		1,249,524	0	0
BUNGE LIMITED	COM	G16962105	2,421	59,000	SH		SOLE		59,000	0	0
BUNGE LIMITED	COM	G16962105	7,385	180,000	SH	Call	SOLE		180,000	0	0
CAE INC	COM	124765108	608	34,200	SH		SOLE		34,200	0	0
CAROLINA FINL CORP NEW	COM	143873107	1,112	43,001	SH		SOLE		43,001	0	0
CF FIN ACQUISITION CORP	COM CL A	12528N107	2,180	211,894	SH		SOLE		211,894	0	0
CF FIN ACQUISITION CORP	UNIT 04/30/2025	12528N206	9,534	895,233	SH		SOLE		895,233	0	0
CF FIN ACQUISITION CORP	W EXP 04/30/202	12528N115	697	1,393,167	SH	Call	SOLE		1,393,167	0	0
CHURCHILL CAP CORP II	CL A	17143G106	8,386	842,776	SH		SOLE		842,776	0	0
CHURCHILL CAP CORP II	UNIT 99/99/9999	17143G205	2,857	276,280	SH		SOLE		276,280	0	0
CHURCHILL CAP CORP II	W EXP 07/02/202	17143G114	72	49,925	SH	Call	SOLE		49,925	0	0
CHURCHILL CAP CORP III	UNIT 03/01/2027	17144C203	5,564	556,412	SH		SOLE		556,412	0	0
CITIC CAPITAL ACQUISITION CO	UNIT 99/99/9999	G21513125	452	45,830	SH		SOLE		45,830	0	0
CLEARWATER PAPER CORP	COM	18538R103	1,745	80,000	SH	Put	SOLE		80,000	0	0
CLOUDERA INC	COM	18914U100	2,125	270,000	SH		SOLE		270,000	0	0
COLLIER CREEK HOLDINGS	COM CL A	G22707106	8,284	809,783	SH		SOLE		809,783	0	0
COLLIER CREEK HOLDINGS	UNIT 99/99/9999	G22707122	8,167	770,429	SH		SOLE		770,429	0	0
COLLIER CREEK HOLDINGS	W EXP 99/99/999	G22707114	567	419,725	SH	Call	SOLE		419,725	0	0
COLONY STARWOOD HOMES	NOTE 3.500 1/1	19625XAB8	7,931	7,500	PRN		SOLE		7,500	0	0
CYMABAY THERAPEUTICS INC	COM	23257D103	123	83,099	SH		SOLE		83,099	0	0
DELPHI TECHNOLOGIES PL	SH	G2709G107	335	41,556	SH		SOLE		41,556	0	0
DEXCOM INC	NOTE 0.75012/0	252131AH0	3,291	1,900	PRN		SOLE		1,900	0	0
DISCOVERY INC	COM SER C	25470F302	353	20,100	SH		SOLE		20,100	0	0
DOCUSIGN INC	COM	256163106	462	5,000	SH	Put	SOLE		5,000	0	0
DOCUSIGN INC	NOTE 0.500 9/1	256163AB2	8,459	6,000	PRN		SOLE		6,000	0	0
DYCOM INDS INC	NOTE 0.750 9/1	267475AB7	2,573	3,000	PRN		SOLE		3,000	0	0
EBAY INC	COM	278642103	4,512	150,100	SH	Call	SOLE		150,100	0	0
EL PASO ELEC CO	COM NEW	283677854	469	6,900	SH		SOLE		6,900	0	0
ELDORADO RESORTS INC	COM	28470R102	144	10,000	SH	Call	SOLE		10,000	0	0
EQUINOX GOLD CORP	COM	29446Y502	227	24,200	SH		SOLE		24,200	0	0
ETF MANAGERS TR	ETFMG ALTR HRVST	26924G508	4,560	400,000	SH	Put	SOLE		400,000	0	0
FAR PT ACQUISITION CORP	COM CL A	30734W109	1,524	150,600	SH		SOLE		150,600	0	0
FAR PT ACQUISITION CORP	W EXP 06/01/202	30734W117	92	170,787	SH	Call	SOLE		170,787	0	0
FGL HLDGS	ORD SHS	G3402M102	905	92,338	SH		SOLE		92,338	0	0
FINSERV ACQUISITION CORP	W EXP 12/31/202	318085115	47	85,300	SH	Call	SOLE		85,300	0	0
FINTECH ACQUISITION CORP III	COM CL A	31811A101	10,002	999,209	SH		SOLE		999,209	0	0
FINTECH ACQUISITION CORP III	W EXP 12/01/202	31811A119	227	377,576	SH	Call	SOLE		377,576	0	0
FORUM MERGER II CORP	CL A	34986F103	3,574	347,300	SH		SOLE		347,300	0	0
FRANKLIN RESOURCES INC	COM	354613101	835	50,000	SH	Call	SOLE		50,000	0	0
GAIN CAP HLDGS INC	NOTE 5.000 8/1	36268WAF7	4,900	5,000	PRN		SOLE		5,000	0	0
GIGCAPITAL2 INC	W EXP 02/28/202	375036118	123	400,000	SH	Call	SOLE		400,000	0	0
GOGO INC	COM	38046C109	511	241,200	SH	Put	SOLE		241,200	0	0
GOGO INC	NOTE 6.000 5/1	38046CAD1	3,658	5,900	PRN		SOLE		5,900	0	0
GORDON POINTE ACQUISITION CO	COM CLASS A	382788107	1,233	116,300	SH		SOLE		116,300	0	0
GORES METROPOULOS INC	COM CL A	382872109	991	97,573	SH		SOLE		97,573	0	0
GORES METROPOULOS INC	W EXP 01/28/202	382872117	20	39,942	SH	Call	SOLE		39,942	0	0
GRAF INDL CORP	COM	384278107	162	15,933	SH		SOLE		15,933	0	0
GRAF INDL CORP	W EXP 12/31/202	384278115	8	81,968	SH	Call	SOLE		81,968	0	0
GREENROSE ACQUISITION CORP	UNIT 02/28/2024	395392202	158	16,300	SH		SOLE		16,300	0	0
HARMONY GOLD MNG LTD	SPONSORED ADR	413216300	413	189,623	SH		SOLE		189,623	0	0
HAYMAKER ACQUISITION CORP II	COM CL A	42087L101	103	10,567	SH		SOLE		10,567	0	0
HAYMAKER ACQUISITION CORP II	W EXP 10/31/202	42087L119	65	62,283	SH	Call	SOLE		62,283	0	0
HEALTHCARE MERGER CORP	W EXP 12/17/202	42227L110	111	118,300	SH	Call	SOLE		118,300	0	0
HENNESSY CAP ACQUSTION CORP	W EXP 09/05/202	42589C112	62	176,867	SH	Call	SOLE		176,867	0	0
HUBSPOT INC	NOTE 0.250 6/0	443573AB6	3,725	2,500	PRN		SOLE		2,500	0	0
HUBSPOT INC	COM	443573100	333	2,500	SH	Put	SOLE		2,500	0	0
IBERIABANK CORP	COM	450828108	251	6,948	SH		SOLE		6,948	0	0
IMMUNOVANT INC	W EXP 12/18/202	45258J110	305	127,100	SH	Call	SOLE		127,100	0	0
INNOVATIVE INDL PPTYS INC	COM	45781V101	1,913	25,200	SH	Call	SOLE		25,200	0	0
INSURANCE ACQUISITION CORP	CL A	457867109	2,022	200,990	SH		SOLE		200,990	0	0
INSURANCE ACQUISITION CORP	UNIT 03/31/2024	457867307	5,210	501,900	SH		SOLE		501,900	0	0
INSURANCE ACQUISITION CORP	W EXP 03/31/202	457867117	58	99,700	SH	Call	SOLE		99,700	0	0
INTL PAPER CO	COM	460146103	1,186	38,100	SH		SOLE		38,100	0	0
INTL PAPER CO	COM	460146103	2,646	85,000	SH	Put	SOLE		85,000	0	0
ISHARES SILVER TRUST	ISHARES	46428Q109	3,589	275,000	SH	Call	SOLE		275,000	0	0
ISHARES TR	CORE US AGGBD ET	464287226	5,769	50,000	SH	Call	SOLE		50,000	0	0
ISHARES TR	IBOXX HI YD ETF	464288513	11,561	150,000	SH	Put	SOLE		150,000	0	0
ISHARES TR	EXPANDED TECH	464287515	2,103	10,000	SH	Put	SOLE		10,000	0	0
ISHARES TR	IBOXX INV CP ETF	464287242	3,458	28,000	SH		SOLE		28,000	0	0
ISHARES TR	IBOXX INV CP ETF	464287242	11,622	94,100	SH	Put	SOLE		94,100	0	0
KINROSS GOLD CORP	COM	496902404	283	50,000	SH		SOLE		50,000	0	0
KNIGHT SWIFT TRANSN HLDGS IN	CL A	499049104	2,132	65,000	SH	Call	SOLE		65,000	0	0
LANDCADIA HLDGS II INC	UNIT 05/09/2026	51476X204	3,969	405,046	SH		SOLE		405,046	0	0
LANDCADIA HLDGS II INC	W EXP 05/09/202	51476X113	132	329,552	SH	Call	SOLE		329,552	0	0
LEGG MASON INC	COM	524901105	855	17,500	SH		SOLE		17,500	0	0
LEISURE ACQUISITION CORP	COM	52539T107	4,222	409,906	SH		SOLE		409,906	0	0
LF CAP ACQUISITION CORP	CL A	50200K108	5,142	501,699	SH		SOLE		501,699	0	0
LF CAP ACQUISITION CORP	W EXP 06/22/202	50200K116	50	277,305	SH	Call	SOLE		277,305	0	0
LIBERTY LATIN AMERICA LTD	COM CL C	G9001E128	359	35,000	SH		SOLE		35,000	0	0
LIBERTY MEDIA CORP DEL	COM C BRAVES GRP	531229888	381	20,000	SH		SOLE		20,000	0	0
LONGEVITY ACQUISITION CORP	ORD SHS	G56372132	217	20,800	SH		SOLE		20,800	0	0
LONGEVITY ACQUISITION CORP	RIGHT 07/31/2020	G56372124	30	200,000	SH	Call	SOLE		200,000	0	0
LONGEVITY ACQUISITION CORP	W EXP 07/31/202	G56372116	92	833,746	SH	Call	SOLE		833,746	0	0
LOUISIANA PAC CORP	COM	546347105	545	31,740	SH		SOLE		31,740	0	0
LOUISIANA PAC CORP	COM	546347105	3,780	220,000	SH	Put	SOLE		220,000	0	0
MAGNACHIP SEMICONDUCTOR CORP	COM	55933J203	3,868	350,000	SH		SOLE		350,000	0	0
MARRIOTT VACTINS WORLDWID CO	NOTE 1.500 9/1	57164YAB3	1,561	2,000	PRN		SOLE		2,000	0	0
MASTERCARD INC	CL A	57636Q104	845	3,500	SH	Call	SOLE		3,500	0	0
MCDONALDS CORP	COM	580135101	2,315	14,000	SH	Call	SOLE		14,000	0	0
MERIT MED SYS INC	COM	589889104	625	20,000	SH		SOLE		20,000	0	0
MICROCHIP TECHNOLOGY INC	COM	595017104	678	10,000	SH		SOLE		10,000	0	0
MICROCHIP TECHNOLOGY INC	COM	595017104	678	10,000	SH	Put	SOLE		10,000	0	0
MICROSOFT CORP	COM	594918104	2,050	13,000	SH	Call	SOLE		13,000	0	0
MONOCLE ACQUISITION CORP	W EXP 12/06/202	609754114	32	105,585	SH	Call	SOLE		105,585	0	0
MORGAN STANLEY	COM NEW	617446448	1,459	42,918	SH		SOLE		42,918	0	0
NATIONAL ENERGY SERVICES REU	W EXP 05/05/202	G6375R115	256	774,681	SH	Call	SOLE		774,681	0	0
NAVISTAR INTL CORP NEW	COM	63934E108	219	13,300	SH		SOLE		13,300	0	0
NAVISTAR INTL CORP NEW	COM	63934E108	219	13,300	SH	Put	SOLE		13,300	0	0
NEBULA ACQUISITION CORP	COM CLASS A	629076100	1,025	100,972	SH		SOLE		100,972	0	0
NEBULA ACQUISITION CORP	W EXP 03/12/202	629076118	219	216,666	SH	Call	SOLE		216,666	0	0
NETFIN ACQUISITION CORP	UNIT 08/01/2024	G6455A123	3,705	367,924	SH		SOLE		367,924	0	0
NETFIN ACQUISITION CORP	W EXP 08/01/202	G6455A115	110	281,590	SH	Call	SOLE		281,590	0	0
NETFLIX INC	COM	64110L106	376	1,000	SH	Call	SOLE		1,000	0	0
NEWBORN ACQUISITION CORP	UNIT 99/99/9999	G6463T130	874	90,095	SH		SOLE		90,095	0	0
NEWS CORP NEW	CL B	65249B208	320	35,617	SH		SOLE		35,617	0	0
NORBORD INC	COM NEW	65548P403	4,421	265,500	SH		SOLE		265,500	0	0
NORTHROP GRUMMAN CORP	COM	666807102	1,210	4,000	SH	Call	SOLE		4,000	0	0
NUVASIVE INC	NOTE 2.250 3/1	670704AG0	2,014	1,939	PRN		SOLE		1,939	0	0
OAKTREE ACQUISITION CORP	SHS CL A	G67145105	4,001	400,104	SH		SOLE		400,104	0	0
ORISUN ACQUISITION CORP	RIGHT 05/31/2024	68632T125	24	159,610	SH	Call	SOLE		159,610	0	0
OSHKOSH CORP	COM	688239201	643	10,000	SH	Call	SOLE		10,000	0	0
OSPREY TECHNLGY AQUISTION CO	UNIT 10/30/2024	68839R401	2,151	220,360	SH		SOLE		220,360	0	0
PITNEY BOWES INC	COM	724479100	24	11,816	SH		SOLE		11,816	0	0
PIVOTAL INVT CORP II	UNIT 06/01/2025	72582K209	2,978	299,012	SH		SOLE		299,012	0	0
PRETIUM RES INC	COM	74139C102	353	44,000	SH	Put	SOLE		44,000	0	0
PROOFPOINT INC	COM	743424103	3,375	32,900	SH		SOLE		32,900	0	0
PROOFPOINT INC	COM	743424103	1,282	12,500	SH	Put	SOLE		12,500	0	0
PROOFPOINT INC	COM	743424103	1,918	18,700	SH	Call	SOLE		18,700	0	0
PROPTECH ACQUISITION CORP	UNIT 10/01/2026	74349F200	3,092	311,101	SH		SOLE		311,101	0	0
PURE ACQUISITION CORP	CL A	74621Q106	2,081	200,300	SH		SOLE		200,300	0	0
QUALCOMM INC	COM	747525103	1,894	28,000	SH		SOLE		28,000	0	0
QUALCOMM INC	COM	747525103	14,207	210,000	SH	Call	SOLE		210,000	0	0
QUALCOMM INC	COM	747525103	2,030	30,000	SH	Put	SOLE		30,000	0	0
REPLAY ACQUISITION CORP	W EXP 03/01/202	G75130115	59	99,302	SH	Call	SOLE		99,302	0	0
RIO TINTO PLC	SPONSORED ADR	767204100	1,139	25,000	SH	Put	SOLE		25,000	0	0
RIO TINTO PLC	SPONSORED ADR	767204100	547	12,000	SH	Call	SOLE		12,000	0	0
ROBERT HALF INTL INC	COM	770323103	819	21,700	SH	Call	SOLE		21,700	0	0
ROSEHILL RES INC	W EXP 04/27/202	777385113	26	864,548	SH	Call	SOLE		864,548	0	0
SALESFORCE COM INC	COM	79466L302	2,160	15,000	SH		SOLE		15,000	0	0
SALESFORCE COM INC	COM	79466L302	5,039	35,000	SH	Put	SOLE		35,000	0	0
SC HEALTH CORP	W EXP 99/99/999	G78516401	239	250,000	SH	Call	SOLE		250,000	0	0
SCHWAB CHARLES CORP	COM	808513105	2,001	59,517	SH		SOLE		59,517	0	0
SCORPIO TANKERS INC	NOTE 3.000 5/1	80918TAB5	3,900	4,800	PRN		SOLE		4,800	0	0
SEACOR HOLDINGS INC	NOTE 2.50012/1	811904AM3	1,184	1,425	PRN		SOLE		1,425	0	0
SELECT SECTOR SPDR TR	ENERGY	81369Y506	1,017	35,000	SH	Call	SOLE		35,000	0	0
SELECT SECTOR SPDR TR	SBI INT-UTILS	81369Y886	1,385	25,000	SH	Call	SOLE		25,000	0	0
SHAKE SHACK INC	CL A	819047101	496	13,131	SH		SOLE		13,131	0	0
SHAKE SHACK INC	CL A	819047101	566	15,000	SH	Put	SOLE		15,000	0	0
SIRIUS INTERNATIONAL INSURAN	COM	G8196D101	512	60,205	SH		SOLE		60,205	0	0
SPARTAN ENERGY ACQUISITION C	CL A COM STK	846784106	5,947	587,611	SH		SOLE		587,611	0	0
SPARTAN ENERGY ACQUISITION C	W EXP 08/27/202	846784122	37	124,382	SH	Call	SOLE		124,382	0	0
SPDR DOW JONES INDL AVRG ETF	UT SER 1	78467X109	10,962	50,000	SH	Put	SOLE		50,000	0	0
SPDR DOW JONES INDL AVRG ETF	UT SER 1	78467X109	21,923	100,000	SH	Call	SOLE		100,000	0	0
SPDR GOLD TRUST	GOLD SHS	78463V107	18,506	125,000	SH	Put	SOLE		125,000	0	0
SPDR SER TR	BLOOMBERG BRCLYS	78468R622	9,427	99,500	SH	Put	SOLE		99,500	0	0
SPDR SER TR	BLOOMBERG BRCLYS	78468R622	4,737	50,000	SH	Call	SOLE		50,000	0	0
SPIRIT AEROSYSTEMS HLDGS INC	COM CL A	848574109	587	24,537	SH		SOLE		24,537	0	0
SPIRIT AEROSYSTEMS HLDGS INC	COM CL A	848574109	574	24,000	SH	Put	SOLE		24,000	0	0
SPLUNK INC	COM	848637104	631	5,000	SH		SOLE		5,000	0	0
SPRINT CORPORATION	COM	85207U105	1,451	168,332	SH		SOLE		168,332	0	0
SSR MNG INC	COM	784730103	285	25,000	SH	Call	SOLE		25,000	0	0
STABLE RD ACQUISITION CORP	UNIT 05/15/2026	85236Q208	5,639	561,120	SH		SOLE		561,120	0	0
STARS GROUP INC	COM	85570W100	2,239	109,645	SH		SOLE		109,645	0	0
TARGET HOSPITALITY CORP	W EXP 03/15/202	87615L115	26	133,693	SH	Call	SOLE		133,693	0	0
TAUBMAN CTRS INC	COM	876664103	752	17,953	SH		SOLE		17,953	0	0
TELARIA INC	COM	879181105	122	20,408	SH		SOLE		20,408	0	0
TENZING ACQUISITION CORP	ORD SHS	G8708A116	246	23,352	SH		SOLE		23,352	0	0
TEXAS CAPITAL BANCSHARES INC	COM	88224Q107	1,280	57,743	SH		SOLE		57,743	0	0
THUNDER BRDG ACQUISTION II L	UNIT 99/99/9999	G8857S124	593	58,201	SH		SOLE		58,201	0	0
THUNDER BRDG ACQUISTION II L	W EXP 11/30/202	G8857S108	295	421,900	SH	Call	SOLE		421,900	0	0
TIFFANY & CO NEW	COM	886547108	1,088	8,400	SH		SOLE		8,400	0	0
TJX COS INC NEW	COM	872540109	10,590	221,500	SH	Call	SOLE		221,500	0	0
TRAVELERS COMPANIES INC	COM	89417E109	2,643	26,600	SH	Call	SOLE		26,600	0	0
TRIDENT ACQUISITIONS CORP	COM	89615T106	531	49,048	SH		SOLE		49,048	0	0
TRIDENT ACQUISITIONS CORP	W EXP 05/09/202	89615T114	3	36,510	SH	Call	SOLE		36,510	0	0
TRINE ACQUISITION CORP	W EXP 03/31/202	89628U116	72	119,550	SH	Call	SOLE		119,550	0	0
TUSCAN HLDGS CORP II	COM	90070A103	10,963	1,124,411	SH		SOLE		1,124,411	0	0
TUSCAN HLDGS CORP II	W EXP 99/99/999	90070A111	123	584,556	SH	Call	SOLE		584,556	0	0
TUSCAN HOLDINGS CORP	COM	90069K104	11,462	1,149,608	SH		SOLE		1,149,608	0	0
TUSCAN HOLDINGS CORP	W EXP 04/01/202	90069K112	703	1,803,555	SH	Call	SOLE		1,803,555	0	0
TWITTER INC	NOTE 0.250 6/1	90184LAF9	2,673	3,000	PRN		SOLE		3,000	0	0
UNION ACQUISITION CORP II	W EXP 04/01/202	G9402Q126	62	249,400	SH	Call	SOLE		249,400	0	0
UNITED STATES OIL FUND LP	UNITS	91232N108	421	100,000	SH	Call	SOLE		100,000	0	0
UNITED STATES STL CORP NEW	COM	912909108	316	50,000	SH	Call	SOLE		50,000	0	0
US ECOLOGY INC	W EXP 10/17/202	91734M111	492	111,720	SH	Call	SOLE		111,720	0	0
VALE S A	SPONSORED ADS	91912E105	332	40,000	SH	Call	SOLE		40,000	0	0
VANECK VECTORS ETF TR	GOLD MINERS ETF	92189F106	1,613	70,000	SH	Put	SOLE		70,000	0	0
VANECK VECTORS ETF TR	SEMICONDUCTOR ET	92189F676	9,371	80,000	SH	Put	SOLE		80,000	0	0
VIACOMCBS INC	CL B	92556H206	899	64,200	SH	Call	SOLE		64,200	0	0
VISA INC	COM CL A	92826C839	262	1,626	SH		SOLE		1,626	0	0
VISA INC	COM CL A	92826C839	1,128	7,000	SH	Call	SOLE		7,000	0	0
WABCO HLDGS INC	COM	92927K102	764	5,655	SH		SOLE		5,655	0	0
WARRIOR MET COAL INC	COM	93627C101	623	58,700	SH		SOLE		58,700	0	0
WARRIOR MET COAL INC	COM	93627C101	266	25,000	SH	Call	SOLE		25,000	0	0
WASTE CONNECTIONS INC	COM	94106B101	3,057	27,999	SH		SOLE		27,999	0	0
WASTE MGMT INC DEL	COM	94106L109	594	6,415	SH		SOLE		6,415	0	0
WASTE MGMT INC DEL	COM	94106L109	1,435	15,500	SH	Put	SOLE		15,500	0	0
WEALTHBRIDGE ACQUISITION LTD	SH	G4887W110	338	33,055	SH		SOLE		33,055	0	0
WEALTHBRIDGE ACQUISITION LTD	RIGHT 11/02/2023	G4887W136	56	122,300	SH	Call	SOLE		122,300	0	0
WEYERHAEUSER CO	COM	962166104	2,458	145,000	SH		SOLE		145,000	0	0
WEYERHAEUSER CO	COM	962166104	10,001	590,000	SH	Call	SOLE		590,000	0	0
WEYERHAEUSER CO	COM	962166104	1,695	100,000	SH	Put	SOLE		100,000	0	0
WRIGHT MED GROUP N V	NOTE 2.25011/1	98236JAB4	6,923	5,000	PRN		SOLE		5,000	0	0
ZILLOW GROUP INC	NOTE 2.00012/0	98954MAB7	4,008	4,000	PRN		SOLE		4,000	0	0
ZILLOW GROUP INC	CL A	98954M101	1,019	30,000	SH		SOLE		30,000	0	0