K2 Principal Fund 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
10X CAP VENTURE ACQSTN CORP	UNIT 04/19/2028	G87076124	5,514	552,809	SH		SOLE		552,809	0	0
7GC CO HOLDINGS INC	COM CL A	81786A107	4,224	434,166	SH		SOLE		434,166	0	0
890 5TH AVE PARTNERS INC	COM CL A	28250A105	2,913	293,992	SH		SOLE		293,992	0	0
ABRI SPAC I INC	COMMON STOCK	00085X105	3,423	350,000	SH		SOLE		350,000	0	0
ABRI SPAC I INC	W EXP 09/18/202	00085X113	151	350,000	SH		SOLE		350,000	0	0
ACE GLOBAL BUSINESS ACQU LTD	W EXP 02/20/202	G0083E110	216	441,786	SH		SOLE		441,786	0	0
ACKRELL SPAC PARTNERS I CO	W EXP 12/01/202	00461L113	40	85,353	SH		SOLE		85,353	0	0
ADVERUM BIOTECHNOLOGIES INC	COM	00773U108	3,589	1,653,874	SH		SOLE		1,653,874	0	0
ADVISORSHARES TR	PSYCHEDELICS ETF	00768Y362	182	20,000	SH		SOLE		20,000	0	0
AEROJET ROCKETDYNE HLDGS INC	NOTE 2.25012/1	007800AB1	5,186	3,062	PRN		SOLE		3,062	0	0
AESTHER HEALTHCARE ACQSTN CO	UNIT 09/14/2026	00809L205	2,535	250,000	SH		SOLE		250,000	0	0
AF ACQUISITION CORP	W EXP 03/23/202	001040112	56	100,000	SH		SOLE		100,000	0	0
AFRICAN GOLD ACQUISITION COR	W EXP 03/31/202	G0112R124	516	1,074,827	SH		SOLE		1,074,827	0	0
AGBA ACQUISITION LTD	RIGHT 05/10/2024	G0120M125	9	35,620	SH		SOLE		35,620	0	0
ALBERTON ACQUISITION CORP	W EXP 04/26/202	G35006124	196	516,772	SH		SOLE		516,772	0	0
ALBERTON ACQUISITION CORP	RIGHT 10/26/2021	G35006132	307	646,340	SH		SOLE		646,340	0	0
ALBERTON ACQUISITION CORP	ORD SHS	G35006108	1,320	116,483	SH		SOLE		116,483	0	0
AMBEV SA	SPONSORED ADR	02319V103	1,203	435,709	SH		SOLE		435,709	0	0
AMERICAN ACQUISITION OPPT IN	W EXP 05/28/202	02369M110	130	238,000	SH		SOLE		238,000	0	0
APOLLO GLOBAL MGMT INC	COM CL A	03768E105	237	3,855	SH		SOLE		3,855	0	0
ARCHER DANIELS MIDLAND CO	COM	039483102	3,000	50,000	SH	Put	SOLE		50,000	0	0
ARIES I ACQUISITION CORP	W EXP 03/18/202	G0542N123	104	188,384	SH		SOLE		188,384	0	0
ATAI LIFE SCIENCES NV	SHS	N0731H103	1,262	106,672	SH		SOLE		106,672	0	0
ATLAS AIR WORLDWIDE HLDGS IN	NOTE 1.875 6/0	049164BJ4	8,073	5,575	PRN		SOLE		5,575	0	0
ATLAS AIR WORLDWIDE HLDGS IN	NOTE 2.250 6/0	049164BH8	8,352	7,151	PRN		SOLE		7,151	0	0
AUSTERLITZ ACQUISITION CORP	W EXP 02/19/202	G0633U127	555	528,916	SH		SOLE		528,916	0	0
AVAYA HLDGS CORP	NOTE 2.250 6/1	05351XAB7	9,892	9,450	PRN		SOLE		9,450	0	0
AVAYA HLDGS CORP	COM	05351X101	198	10,000	SH	Call	SOLE		10,000	0	0
AVISTA PUB ACQUISITION CORP	UNIT 04/06/2026	G07247110	6,072	600,000	SH		SOLE		600,000	0	0
B RILEY PRIN 250 MERGER CORP	CLASS A COM	05602L104	3,864	399,999	SH		SOLE		399,999	0	0
B RILEY PRIN 250 MERGER CORP	W EXP 04/01/202	05602L112	290	414,264	SH		SOLE		414,264	0	0
B RILEY PRINCIPAL 150 MERGER	COM CL A	05601V103	6,084	624,012	SH		SOLE		624,012	0	0
B RILEY PRINCIPAL 150 MERGER	W EXP 03/01/202	05601V111	450	582,692	SH		SOLE		582,692	0	0
BANNIX ACQUISITION CORP	UNIT 07/31/2026	066644204	3,075	300,000	SH		SOLE		300,000	0	0
BARCLAYS BANK PLC	IPTH SR B SP	06747R477	1,150	41,337	SH		SOLE		41,337	0	0
BAUSCH HEALTH COS INC	COM	071734107	12,388	444,800	SH	Call	SOLE		444,800	0	0
BENESSERE CAPITAL ACQUSTN CO	RIGHT 99/99/9999	08179B129	318	989,681	SH		SOLE		989,681	0	0
BENESSERE CAPITAL ACQUSTN CO	W EXP 99/99/999	08179B111	160	364,643	SH		SOLE		364,643	0	0
BETTER WORLD ACQUISITION COR	COM	08772B104	1,556	154,444	SH		SOLE		154,444	0	0
BGC PARTNERS INC	CL A	05541T101	418	80,246	SH		SOLE		80,246	0	0
BLUEROCK RESIDENTIAL GWT REI	COM CL A	09627J102	829	65,100	SH		SOLE		65,100	0	0
BLUESCAPE OPPORTUNITIES ACQU	W EXP 10/28/202	G1195N113	101	100,000	SH		SOLE		100,000	0	0
BOOKING HOLDINGS INC	COM	09857L108	2,374	1,000	SH	Call	SOLE		1,000	0	0
BOOKING HOLDINGS INC	COM	09857L108	1,187	500	SH	Put	SOLE		500	0	0
BREEZE HOLDINGS ACQUISITN CO	RIGHT 05/23/2022	106762123	8	41,236	SH		SOLE		41,236	0	0
BROOGE ENERGY LTD	W EXP 12/20/202	G1611B115	305	609,091	SH		SOLE		609,091	0	0
BROOKLINE CAP ACQUISITION CO	W EXP 08/31/202	11374E112	84	127,682	SH		SOLE		127,682	0	0
BUNGE LIMITED	COM	G16962105	7,471	91,873	SH		SOLE		91,873	0	0
BUNGE LIMITED	COM	G16962105	52,029	639,800	SH	Call	SOLE		639,800	0	0
BUNGE LIMITED	COM	G16962105	813	10,000	SH	Put	SOLE		10,000	0	0
CADENCE BANCORPORATION	CL A	12739A100	1,991	90,659	SH		SOLE		90,659	0	0
CARRIAGE SVCS INC	COM	143905107	1,143	25,624	SH		SOLE		25,624	0	0
CC NEUBERGER PRIN HLDGS II	W EXP 07/29/202	G3166T111	1,259	1,246,050	SH		SOLE		1,246,050	0	0
CC NEUBERGER PRINCIPAL HOLDN	W EXP 99/99/999	G1992N126	419	418,946	SH		SOLE		418,946	0	0
CEDAR REALTY TRUST INC	COM NEW	150602605	1,925	88,754	SH		SOLE		88,754	0	0
CELLEBRITE DI LTD	ORDINARY SHARES	M2197Q107	1,208	130,400	SH	Call	SOLE		130,400	0	0
CELLEBRITE DI LTD	ORDINARY SHARES	M2197Q107	444	47,901	SH		SOLE		47,901	0	0
CENOVUS ENERGY INC	COM	15135U109	8,048	800,000	SH	Call	SOLE		800,000	0	0
CERBERUS TELECOM ACQUISITION	SHS CL A	G2040C104	593	75,969	SH		SOLE		75,969	0	0
CF ACQUISITION CORP IV	COM CL A	12520T102	1,398	143,636	SH		SOLE		143,636	0	0
CF ACQUISITION CORP IV	W EXP 12/31/202	12520T110	301	350,000	SH		SOLE		350,000	0	0
CF ACQUISITION CORP V	CL A	12520R106	2,271	229,398	SH		SOLE		229,398	0	0
CF ACQUISITION CORP V	W EXP 01/25/202	12520R114	73	74,785	SH		SOLE		74,785	0	0
CF ACQUISITION CORP VI	W EXP 02/18/202	12521J111	48	60,310	SH		SOLE		60,310	0	0
CF ACQUISITION CORP VIII	W EXP 03/31/202	12520C117	33	29,617	SH		SOLE		29,617	0	0
CHARDAN NEXTECH ACQUISITION	W EXP 07/29/202	159561117	120	243,750	SH		SOLE		243,750	0	0
CHARDAN NEXTECH ACQUISITION	CLASS A COM	159561109	3,227	325,000	SH		SOLE		325,000	0	0
CHAVANT CAPITAL ACQUISITN CO	W EXP 99/99/999	G2058L111	54	112,500	SH		SOLE		112,500	0	0
CHESAPEAKE ENERGY CORP	W EXP 09/02/202	165167180	457	15,633	SH		SOLE		15,633	0	0
CHP MERGER CORP	COM CL A	12558Y106	4,431	442,226	SH		SOLE		442,226	0	0
CHW ACQUISITION CORPORATION	UNIT 03/01/2028	G2254A117	10,068	990,000	SH		SOLE		990,000	0	0
CI FINL CORP	COM	125491100	14,158	550,700	SH	Call	SOLE		550,700	0	0
CI FINL CORP	COM	125491100	94,098	4,619,434	SH		SOLE		4,619,434	0	0
CIIG CAPITAL PARTNERS II INC	UNIT 02/28/2028	12561U208	3,528	350,000	SH		SOLE		350,000	0	0
CIMAREX ENERGY CO	COM	171798101	4,114	47,179	SH		SOLE		47,179	0	0
CIT GROUP INC	COM NEW	125581801	1,781	34,281	SH		SOLE		34,281	0	0
CLARIM ACQUISITION CORP	W EXP 01/05/202	18049C116	120	193,018	SH		SOLE		193,018	0	0
CLASS ACCELERATION CORP	W EXP 03/31/202	18274B114	88	150,633	SH		SOLE		150,633	0	0
CLEANTECH ACQUISITION CORP	W EXP 07/30/202	18453L115	97	210,550	SH		SOLE		210,550	0	0
CLEANTECH ACQUISITION CORP	RIGHT 10/15/2026	18453L123	72	301,100	SH		SOLE		301,100	0	0
CLOUDERA INC	COM	18914U100	5,219	326,789	SH		SOLE		326,789	0	0
CLOVER LEAF CAPITAL CORP	RIGHT 05/31/2028	18915E121	482	1,149,000	SH		SOLE		1,149,000	0	0
COLUMBIA PPTY TR INC	COM NEW	198287203	5,278	277,497	SH		SOLE		277,497	0	0
COREPOINT LODGING INC	COM	21872L104	1,172	75,605	SH		SOLE		75,605	0	0
CORVUS GOLD INC	COM	221013105	1,484	367,260	SH		SOLE		367,260	0	0
COUCHBASE INC	COM	22207T101	4,822	155,000	SH		SOLE		155,000	0	0
COVA ACQUISITION CORP	W EXP 02/05/202	G2554Y120	258	445,482	SH		SOLE		445,482	0	0
COVA ACQUISITION CORP	CL A SHS	G2554Y104	2,531	259,607	SH		SOLE		259,607	0	0
CREE INC	NOTE 0.875 9/0	225447AB7	10,037	7,150	PRN		SOLE		7,150	0	0
D AND Z MEDIA ACQUISITION CO	W EXP 01/27/202	23305Q114	157	249,980	SH		SOLE		249,980	0	0
D AND Z MEDIA ACQUISITION CO	COM CL A	23305Q106	4,158	427,302	SH		SOLE		427,302	0	0
DATA KNIGHTS ACQUISITION COR	W EXP 11/11/202	237699111	131	335,408	SH		SOLE		335,408	0	0
DIRECT SELLING ACQUISITIN CO	UNIT 99/99/9999	25460L202	2,520	250,000	SH		SOLE		250,000	0	0
DISCOVERY INC	COM SER C	25470F302	1,740	71,696	SH		SOLE		71,696	0	0
DISCOVERY INC	COM SER A	25470F104	508	20,000	SH	Call	SOLE		20,000	0	0
DRIVE SHACK INC	COM	262077100	3,564	1,268,462	SH		SOLE		1,268,462	0	0
EAST STONE ACQUISITION CORP	SHS	G2911D108	551	54,032	SH		SOLE		54,032	0	0
ENTHUSIAST GAMING HLDGS INC	COM	29385B109	806	176,400	SH		SOLE		176,400	0	0
EPIPHANY TECHNOLOGY ACQUISIT	W EXP 01/12/202	29429X117	64	72,559	SH		SOLE		72,559	0	0
ESM ACQUISITION CORPORATION	SHS CL A	G3195H104	2,928	300,000	SH		SOLE		300,000	0	0
ESM ACQUISITION CORPORATION	W EXP 02/02/202	G3195H112	66	100,000	SH		SOLE		100,000	0	0
EXTRACTION OIL GAS INC	COM	30227M303	5,343	94,646	SH		SOLE		94,646	0	0
FERRO CORP	COM	315405100	2,123	104,362	SH		SOLE		104,362	0	0
FINTECH ACQUISITION CORP VI	CLASS A COM	31811H106	2,852	292,200	SH		SOLE		292,200	0	0
FINTECH ACQUISITION CORP VI	W EXP 03/31/202	31811H114	80	75,000	SH		SOLE		75,000	0	0
FIRST MIDWEST BANCORP DEL	COM	320867104	1,445	76,036	SH		SOLE		76,036	0	0
FIVE9 INC	COM	338307101	1,597	10,000	SH	Call	SOLE		10,000	0	0
FLAGSTAR BANCORP INC	COM PAR .001	337930705	483	9,514	SH		SOLE		9,514	0	0
FOCUS FINL PARTNERS INC	COM CL A	34417P100	518	9,900	SH	Call	SOLE		9,900	0	0
FOCUS FINL PARTNERS INC	COM CL A	34417P100	2,404	45,900	SH	Put	SOLE		45,900	0	0
FREEPORT-MCMORAN INC	CL B	35671D857	1,464	45,000	SH	Put	SOLE		45,000	0	0
FTAC HERA ACQUISITION CORP	W EXP 02/28/202	G3728Y111	434	421,018	SH		SOLE		421,018	0	0
FTAC PARNASSUS ACQUISITN COR	W EXP 03/10/202	30319B116	68	71,116	SH		SOLE		71,116	0	0
FTAC PARNASSUS ACQUISITN COR	CLASS A COM	30319B108	2,438	250,000	SH		SOLE		250,000	0	0
GAMING HOSPITALITY ACQU CO	W EXP 02/04/202	364681114	31	43,906	SH		SOLE		43,906	0	0
GCM GROSVENOR INC	W EXP 11/17/202	36831E116	4,300	2,160,999	SH		SOLE		2,160,999	0	0
GFL ENVIRONMENTAL INC	SUB VTG SHS	36168Q104	643	17,300	SH	Call	SOLE		17,300	0	0
GIGCAPITAL 5 INC	UNIT 99/99/9999	37519U208	2,056	200,000	SH		SOLE		200,000	0	0
GLADSTONE ACQUISITION CORP	CL A	37653T108	2,967	300,000	SH		SOLE		300,000	0	0
GLADSTONE ACQUISITION CORP	W EXP 04/01/202	37653T116	210	437,700	SH		SOLE		437,700	0	0
GLOBAL CONSUMER ACQUISITN CO	W EXP 05/21/202	37892B116	103	219,793	SH		SOLE		219,793	0	0
GLOBAL SPAC PARTNERS CO	W EXP 11/30/202	G3934K111	95	220,477	SH		SOLE		220,477	0	0
GLOBAL SYNERGY ACQUISIT CORP	W EXP 99/99/999	G3934J122	178	315,360	SH		SOLE		315,360	0	0
GLOBIS ACQUISITION CORP	W EXP 11/01/202	379582117	728	1,155,205	SH		SOLE		1,155,205	0	0
GOAL ACQUISITIONS CORP	W EXP 02/11/202	38021H115	478	819,807	SH		SOLE		819,807	0	0
GOGO INC	COM	38046C109	1,801	104,116	SH		SOLE		104,116	0	0
GOGO INC	COM	38046C109	432	25,000	SH	Call	SOLE		25,000	0	0
GOLDEN PATH ACQUISITION CORP	RIGHT 01/31/2028	G4028H113	8	19,500	SH		SOLE		19,500	0	0
GOOD WKS II ACQUISITION CORP	W EXP 02/01/202	38216G112	247	386,292	SH		SOLE		386,292	0	0
GOPRO INC	NOTE 3.500 4/1	38268TAB9	12,486	11,000	PRN		SOLE		11,000	0	0
GORES HLDGS VIII INC	W EXP 03/01/202	382863116	48	43,346	SH		SOLE		43,346	0	0
GORES HOLDINGS VII INC	W EXP 02/25/202	38286T119	91	77,067	SH		SOLE		77,067	0	0
GORES METROPOULOS II INC	CL A	382873107	10,104	1,022,688	SH		SOLE		1,022,688	0	0
GP STRATEGIES CORP	COM	36225V104	1,491	72,050	SH		SOLE		72,050	0	0
GRANITE REAL ESTATE INVT TR	UNIT 99/99/9999	387437114	405	4,500	SH	Call	SOLE		4,500	0	0
GREAT WESTERN BANCORP INC	COM	391416104	839	25,611	SH		SOLE		25,611	0	0
GREENCITY ACQUISITION CORP	W EXP 04/28/202	G4086B123	29	123,945	SH		SOLE		123,945	0	0
GREENSKY INC	CL A	39572G100	2,958	264,621	SH		SOLE		264,621	0	0
HEALTH SCIENCES ACQ CORP 2	ORD SHS	G4411D109	4,157	420,349	SH		SOLE		420,349	0	0
HEALTHCARE SERVICES ACQU COR	W EXP 99/99/999	42227K112	466	705,612	SH		SOLE		705,612	0	0
HEALTHCARE SERVICES ACQU COR	COM CL A	42227K104	5,046	517,571	SH		SOLE		517,571	0	0
HEALTHCOR CATALIO ACQU CORP	CL A SHS	G44125105	1,484	149,935	SH		SOLE		149,935	0	0
HILL-ROM HLDGS INC	COM	431475102	3,224	21,491	SH		SOLE		21,491	0	0
HORIZON ACQUISITION CORP	W EXP 08/19/202	G46049113	264	155,329	SH		SOLE		155,329	0	0
HORIZON ACQUISITION CORP	COM CL A	G46049105	3,780	378,735	SH		SOLE		378,735	0	0
HORIZON ACQUISITION CORPORAT	W EXP 10/19/202	G46044114	840	933,353	SH		SOLE		933,353	0	0
HORIZON ACQUISITION CORPORAT	SHS CL A	G46044106	2,619	267,196	SH		SOLE		267,196	0	0
HOWARD HUGHES CORP	COM	44267D107	18,336	208,813	SH		SOLE		208,813	0	0
IGNYTE ACQUISITION CORP	W EXP 01/05/202	45175H114	264	412,409	SH		SOLE		412,409	0	0
IGNYTE ACQUISITION CORP	COM	45175H106	4,040	412,651	SH		SOLE		412,651	0	0
IHS MARKIT LTD	SHS	G47567105	8,254	70,779	SH		SOLE		70,779	0	0
II-VI INC	NOTE 0.250 9/0	902104AB4	4,688	3,510	PRN		SOLE		3,510	0	0
INMODE LTD	SHS	M5425M103	11,975	75,100	SH	Call	SOLE		75,100	0	0
INMODE LTD	SHS	M5425M103	5,072	31,808	SH		SOLE		31,808	0	0
INSU ACQUISITION CORP III	COM CL A	457817104	2,820	287,167	SH		SOLE		287,167	0	0
INTERNATIONAL MEDIA ACQUISIT	RIGHT 99/99/9999	459867123	84	400,000	SH		SOLE		400,000	0	0
INTERNATIONAL MEDIA ACQUISIT	W EXP 07/21/202	459867115	131	475,000	SH		SOLE		475,000	0	0
INVESTORS BANCORP INC NEW	COM	46146L101	1,750	115,800	SH		SOLE		115,800	0	0
IRONWOOD PHARMACEUTICALS INC	DBCV 2.250 6/1	46333XAD0	9,804	9,000	PRN		SOLE		9,000	0	0
ISHARES GOLD TR	ISHARES NEW	464285204	835	25,000	SH	Call	SOLE		25,000	0	0
ISHARES GOLD TR	ISHARES NEW	464285204	1,253	37,500	SH		SOLE		37,500	0	0
ISHARES TR	20 YR TR BD ETF	464287432	6,494	45,000	SH	Put	SOLE		45,000	0	0
ISHARES TR	IBOXX HI YD ETF	464288513	6,562	75,000	SH	Put	SOLE		75,000	0	0
ISHARES TR	RUSSELL 2000 ETF	464287655	5,469	25,000	SH	Put	SOLE		25,000	0	0
JUPITER ACQUISITION CORP	UNIT 09/11/2027	482082203	7,913	805,000	SH		SOLE		805,000	0	0
KANSAS CITY SOUTHERN	COM NEW	485170302	9,069	33,510	SH		SOLE		33,510	0	0
KBR INC	NOTE 2.50011/0	48242WAB2	8,039	5,000	PRN		SOLE		5,000	0	0
KERNEL GROUP HOLDINGS INC	W EXP 02/02/202	G5259L129	177	299,613	SH		SOLE		299,613	0	0
KINROSS GOLD CORP	COM	496902404	268	50,000	SH	Call	SOLE		50,000	0	0
KLUDEIN I ACQUISITION CORP	W EXP 07/08/202	49878L117	263	405,789	SH		SOLE		405,789	0	0
KNOWLES CORP	NOTE 3.25011/0	49926DAB5	9,173	8,863	PRN		SOLE		8,863	0	0
LAKESHORE ACQUISITION I CORP	W EXP 07/15/202	G53521111	107	211,275	SH		SOLE		211,275	0	0
LIBERTY MEDIA CORP DEL	NOTE 1.000 1/3	531229AF9	8,524	6,000	PRN		SOLE		6,000	0	0
LIFESCI ACQUISITION II CORP	COM	53229E103	4,187	418,727	SH		SOLE		418,727	0	0
LIVE NATION ENTERTAINMENT IN	COM	538034109	911	10,000	SH	Call	SOLE		10,000	0	0
LIVE NATION ENTERTAINMENT IN	COM	538034109	456	5,000	SH	Put	SOLE		5,000	0	0
MAGELLAN HEALTH INC	COM NEW	559079207	7,091	75,000	SH		SOLE		75,000	0	0
MAGNACHIP SEMICONDUCTOR CORP	COM	55933J203	799	45,000	SH	Call	SOLE		45,000	0	0
MAGNACHIP SEMICONDUCTOR CORP	COM	55933J203	4,174	235,000	SH		SOLE		235,000	0	0
MAGNUM OPUS ACQUISITION LTD	W EXP 03/06/202	G5S70A112	109	93,772	SH		SOLE		93,772	0	0
MALLARD ACQUISITION CORP	W EXP 06/30/202	561204116	148	486,063	SH		SOLE		486,063	0	0
MALLARD ACQUISITION CORP	COM	561204108	2,798	281,220	SH		SOLE		281,220	0	0
MAQUIA CAPITAL ACQUISITION C	W EXP 05/05/202	56564V119	173	315,000	SH		SOLE		315,000	0	0
MARRIOTT VACATIONS WORLDWIDE	NOTE 1.500 9/1	57164YAB3	8,610	7,252	PRN		SOLE		7,252	0	0
MARRIOTT VACATIONS WORLDWIDE	COM	57164Y107	2,360	15,000	SH	Call	SOLE		15,000	0	0
MDH ACQUISITION CORP	W EXP 02/02/202	55283P114	160	290,427	SH		SOLE		290,427	0	0
MERCER INTL INC	COM	588056101	3,013	260,000	SH	Call	SOLE		260,000	0	0
MERCER INTL INC	COM	588056101	9,272	800,000	SH		SOLE		800,000	0	0
MERCK CO INC	COM	58933Y105	8,262	110,000	SH	Call	SOLE		110,000	0	0
MERIDIAN BANCORP INC MD	COM	58958U103	1,309	63,035	SH		SOLE		63,035	0	0
MICRON TECHNOLOGY INC	COM	595112103	2,129	30,000	SH	Put	SOLE		30,000	0	0
MISONIX INC	COM	604871103	1,886	74,552	SH		SOLE		74,552	0	0
MKS INSTRS INC	COM	55306N104	697	4,618	SH		SOLE		4,618	0	0
MODEL PERFORMANCE ACQU CORP	W EXP 04/29/202	G6246M139	49	104,187	SH		SOLE		104,187	0	0
MODEL PERFORMANCE ACQU CORP	RIGHT 04/29/2026	G6246M121	126	300,000	SH		SOLE		300,000	0	0
MONGODB INC	CL A	60937P106	2,358	5,000	SH	Call	SOLE		5,000	0	0
MONGODB INC	CL A	60937P106	3,536	7,500	SH	Put	SOLE		7,500	0	0
MONMOUTH REAL ESTATE INVT CO	CL A	609720107	6,710	359,792	SH		SOLE		359,792	0	0
MONTES ARCHIMEDES ACQUISITIO	COM CL A	612657106	374	40,000	SH		SOLE		40,000	0	0
MOUNTAIN CREST ACQSTN CORP I	RIGHT 05/14/2026	62402U115	101	223,355	SH		SOLE		223,355	0	0
MOUNTAIN CREST ACQUSITN CRP	RIGHT 06/29/2026	62403K116	138	344,766	SH		SOLE		344,766	0	0
MOUNTAIN CREST ACQUSTN CORP	RIGHT 04/07/2022	62402D113	146	194,170	SH		SOLE		194,170	0	0
MR COOPER GROUP INC	COM	62482R107	3,388	82,300	SH	Call	SOLE		82,300	0	0
NATURAL ORDER ACQUISITION CO	W EXP 09/15/202	63889L115	167	327,648	SH		SOLE		327,648	0	0
NATURAL ORDER ACQUISITION CO	COM	63889L107	5,742	585,343	SH		SOLE		585,343	0	0
NEWMARK GROUP INC	CL A	65158N102	896	62,600	SH	Call	SOLE		62,600	0	0
NOCTURNE ACQUISITION CORP	RIGHT 12/26/2025	G6580S106	337	802,226	SH		SOLE		802,226	0	0
NORTONLIFELOCK INC	COM	668771108	506	20,000	SH	Put	SOLE		20,000	0	0
NOVA VISION ACQUISITION CORP	RIGHT 12/23/2023	G6759A134	94	270,000	SH		SOLE		270,000	0	0
NOVA VISION ACQUISITION CORP	W EXP 12/31/202	G6759A118	49	270,000	SH		SOLE		270,000	0	0
NOVA VISION ACQUISITION CORP	COM	G6759A100	2,651	270,000	SH		SOLE		270,000	0	0
NUANCE COMMUNICATIONS INC	COM	67020Y100	5,473	99,433	SH		SOLE		99,433	0	0
NUCOR CORP	COM	670346105	985	10,000	SH	Put	SOLE		10,000	0	0
NUVASIVE INC	NOTE 1.000 6/0	670704AL9	9,167	9,000	PRN		SOLE		9,000	0	0
ORGANON CO	COMMON STOCK	68622V106	766	23,353	SH		SOLE		23,353	0	0
OTONOMO TECHNOLOGIES LTD	ORDINARY SHARES	M7571L103	621	130,000	SH		SOLE		130,000	0	0
OXUS ACQUISITION CORP	UNIT 99/99/9999	G6859L113	3,054	300,000	SH		SOLE		300,000	0	0
PACIFICO ACQUISITION CORP	UNIT 09/13/2026	69512X202	2,030	200,000	SH		SOLE		200,000	0	0
PAGERDUTY INC	NOTE 1.250 7/0	69553PAB6	7,541	6,000	PRN		SOLE		6,000	0	0
PALO ALTO NETWORKS INC	NOTE 0.750 7/0	697435AD7	18,907	10,437	PRN		SOLE		10,437	0	0
PALO ALTO NETWORKS INC	COM	697435105	2,395	5,000	SH	Call	SOLE		5,000	0	0
PATRICK INDS INC	DBCV 1.000 2/0	703343AB9	5,655	5,000	PRN		SOLE		5,000	0	0
PEBBLEBROOK HOTEL TR	NOTE 1.75012/1	70509VAA8	3,690	3,300	PRN		SOLE		3,300	0	0
PELOTON INTERACTIVE INC	CL A COM	70614W100	46,485	534,000	SH	Put	SOLE		534,000	0	0
PENNYMAC FINL SVCS INC NEW	COM	70932M107	22,912	374,800	SH	Call	SOLE		374,800	0	0
PENNYMAC FINL SVCS INC NEW	COM	70932M107	45,150	738,597	SH		SOLE		738,597	0	0
PENNYMAC MTG INVT TR	COM	70931T103	23,634	1,200,315	SH		SOLE		1,200,315	0	0
PEOPLES UNITED FINANCIAL INC	COM	712704105	2,241	128,290	SH		SOLE		128,290	0	0
PIVOTAL INVESTMENT CORP III	W EXP 01/28/202	72582M114	26	29,132	SH		SOLE		29,132	0	0
PIVOTAL INVESTMENT CORP III	COM CL A	72582M106	1,175	120,660	SH		SOLE		120,660	0	0
PNM RES INC	COM	69349H107	3,758	75,951	SH		SOLE		75,951	0	0
POEMA GLOBAL HOLDINGS CORP	W EXP 01/08/202	G7154B115	105	117,658	SH		SOLE		117,658	0	0
PORTAGE FINTECH ACQUISITN CO	UNIT 07/08/2026	G7185D122	15,872	1,600,000	SH		SOLE		1,600,000	0	0
PPD INC	COM	69355F102	6,456	137,969	SH		SOLE		137,969	0	0
PROGRESS ACQUISITION CORP	W EXP 11/11/202	74327P113	28	50,187	SH		SOLE		50,187	0	0
PTK ACQUISITION CORP	W EXP 12/12/202	M9607U107	376	648,414	SH		SOLE		648,414	0	0
PURE STORAGE INC	NOTE 0.125 4/1	74624MAB8	5,769	5,000	PRN		SOLE		5,000	0	0
QUANTUM FINTECH ACQUISTIN CO	W EXP 01/30/202	74767A113	61	226,093	SH		SOLE		226,093	0	0
RAMBUS INC DEL	NOTE 1.375 2/0	750917AG1	9,506	7,500	PRN		SOLE		7,500	0	0
REDBALL ACQUISITION CORP	UNIT 99/99/9999	G7417R121	101	10,000	SH		SOLE		10,000	0	0
REDBALL ACQUISITION CORP	COM CL A	G7417R105	6,347	644,980	SH		SOLE		644,980	0	0
RENOVACOR INC	W EXP 99/99/999	75989E114	82	128,379	SH		SOLE		128,379	0	0
RETAIL PPTYS AMER INC	CL A	76131V202	160	12,425	SH		SOLE		12,425	0	0
RINGCENTRAL INC	CL A	76680R206	5,416	24,900	SH	Put	SOLE		24,900	0	0
ROCKET COS INC	COM CL A	77311W101	3,917	244,200	SH	Put	SOLE		244,200	0	0
ROMAN DBDR TECH ACQUISITION	COM CL A	77584N101	1,459	144,360	SH		SOLE		144,360	0	0
ROTH CH ACQUISITION IV CO	W EXP 07/01/202	77867P112	113	206,250	SH		SOLE		206,250	0	0
ROTH CH ACQUISITION IV CO	COM	77867P104	3,932	400,000	SH		SOLE		400,000	0	0
SANTANDER CONSUMER USA HLDGS	COM	80283M101	4,279	102,613	SH		SOLE		102,613	0	0
SCIPLAY CORPORATION	CL A	809087109	5,899	285,100	SH		SOLE		285,100	0	0
SCORPIO TANKERS INC	NOTE 3.000 5/1	80918TAB5	1,985	2,000	PRN		SOLE		2,000	0	0
SEAPORT GLOBAL ACQUISITN COR	W EXP 12/15/202	812227114	421	448,047	SH		SOLE		448,047	0	0
SELECT SECTOR SPDR TR	RL EST SEL SEC	81369Y860	2,223	50,000	SH	Put	SOLE		50,000	0	0
SENIOR CONNECT ACQUISITN COR	W EXP 12/31/202	81723H116	160	225,885	SH		SOLE		225,885	0	0
SEVEN OAKS ACQUISITION CORP	W EXP 12/22/202	81787X114	355	444,103	SH		SOLE		444,103	0	0
SHAW COMMUNICATIONS INC	CL B CONV	82028K200	2,625	71,300	SH		SOLE		71,300	0	0
SNAP INC	CL A	83304A106	14,405	195,000	SH	Call	SOLE		195,000	0	0
SNAP INC	CL A	83304A106	1,477	20,000	SH		SOLE		20,000	0	0
SOCIAL CAP SUVRETTA HLD CRPI	CLASS A ORD SHS	G8253W109	1,367	139,524	SH		SOLE		139,524	0	0
SOCIAL CAP SUVRETTA HLDS CP	CLASS A ORD SHS	G8253Y105	981	100,000	SH		SOLE		100,000	0	0
SOCIAL CAP SUVRETTA HLDS CRP	CLASS A ORD SHS	G8253T106	995	100,041	SH		SOLE		100,041	0	0
SOCIAL CAP SUVRETTA HLDS CRP	CLASS A ORD SHS	G8253U103	991	100,300	SH		SOLE		100,300	0	0
SOUTHSTATE CORPORATION	COM	840441109	733	9,816	SH		SOLE		9,816	0	0
SOUTHWEST AIRLS CO	NOTE 1.250 5/0	844741BG2	11,693	7,838	PRN		SOLE		7,838	0	0
SPARTACUS ACQUISITION CORP	CL A	84677L109	946	93,472	SH		SOLE		93,472	0	0
SPDR GOLD TR	GOLD SHS	78463V107	25,454	155,000	SH	Put	SOLE		155,000	0	0
SPDR SER TR	BLMBRG BRC CNVRT	78464A359	853	10,000	SH	Put	SOLE		10,000	0	0
SPHERE 3D CORP NEW	COM	84841L308	4,513	759,800	SH		SOLE		759,800	0	0
SPK AQUISITION CORP	RIGHT 05/13/2026	848651113	216	617,088	SH		SOLE		617,088	0	0
SPK AQUISITION CORP	COM	848651105	2,717	275,000	SH		SOLE		275,000	0	0
SPLUNK INC	NOTE 0.500 9/1	848637AC8	9,035	7,719	PRN		SOLE		7,719	0	0
SPORTSMANS WHSE HLDGS INC	COM	84920Y106	6,084	345,675	SH		SOLE		345,675	0	0
SPROTT INC	COM NEW	852066208	2,663	57,175	SH		SOLE		57,175	0	0
SSR MNG INC	NOTE 2.500 4/0	784730AB9	7,895	6,822	PRN		SOLE		6,822	0	0
STERLING BANCORP DEL	COM	85917A100	712	28,533	SH		SOLE		28,533	0	0
STRYVE FOODS INC	W EXP 07/31/202	863685111	397	509,585	SH		SOLE		509,585	0	0
STRYVE FOODS INC	CLASS A COM	863685103	277	51,795	SH		SOLE		51,795	0	0
SUMMIT HOTEL PPTYS INC	NOTE 1.500 2/1	866082AA8	2,507	2,375	PRN		SOLE		2,375	0	0
TEKKORP DIGITAL ACQUISITN CO	W EXP 10/26/202	G8739H114	129	145,000	SH		SOLE		145,000	0	0
TELUS INTL CDA INC	SUB VTG SHS	87975H100	515	14,699	SH		SOLE		14,699	0	0
TESLA INC	COM	88160R101	2,714	3,500	SH	Call	SOLE		3,500	0	0
THE BEAUTY HEALTH COMPANY	COM CL A	88331L108	8,144	313,600	SH	Call	SOLE		313,600	0	0
THE BEAUTY HEALTH COMPANY	COM CL A	88331L108	15,318	589,833	SH		SOLE		589,833	0	0
THE BEAUTY HEALTH COMPANY	W EXP 05/04/202	88331L116	11,356	784,234	SH		SOLE		784,234	0	0
THE REAL BROKERAGE INC	COM NEW	75585H206	895	382,450	SH		SOLE		382,450	0	0
TOWER SEMICONDUCTOR LTD	SHS NEW	M87915274	1,495	50,000	SH	Put	SOLE		50,000	0	0
TRADEUP ACQUISITION CORP	W EXP 10/15/202	89268A115	59	143,947	SH		SOLE		143,947	0	0
TRADEUP ACQUISITION CORP	COM	89268A107	2,850	287,894	SH		SOLE		287,894	0	0
TRILLIUM THERAPEUTICS INC	COM NEW	89620X506	790	45,000	SH		SOLE		45,000	0	0
TUSCAN HLDGS CORP II	W EXP 04/01/202	90070A111	117	172,012	SH		SOLE		172,012	0	0
TUSCAN HLDGS CORP II	COM	90070A103	2,652	262,362	SH		SOLE		262,362	0	0
TWITTER INC	NOTE 0.250 6/1	90184LAF9	10,463	8,300	PRN		SOLE		8,300	0	0
UNDER ARMOUR INC	CL C	904311206	2,332	133,105	SH		SOLE		133,105	0	0
UNITED STATES STL CORP NEW	COM	912909108	1,098	50,000	SH	Put	SOLE		50,000	0	0
VANECK ETF TRUST	STEEL ETF	92189F205	11,042	200,000	SH	Put	SOLE		200,000	0	0
VANGUARD INDEX FDS	SP 500 ETF SHS	922908363	17,748	45,000	SH	Put	SOLE		45,000	0	0
VANGUARD WORLD FD	EXTENDED DUR	921910709	27,106	200,000	SH	Put	SOLE		200,000	0	0
VEONEER INC	COM	92336X109	1,136	33,355	SH		SOLE		33,355	0	0
VEREIT INC	COM	92339V308	3,670	81,140	SH		SOLE		81,140	0	0
VINE ENERGY INC	CL A	92735P103	489	29,717	SH		SOLE		29,717	0	0
VIVEON HEALTH ACQUISITION CO	RIGHT 12/31/2025	92853V122	273	1,363,656	SH		SOLE		1,363,656	0	0
VIVEON HEALTH ACQUISITION CO	W EXP 99/99/999	92853V114	269	1,075,779	SH		SOLE		1,075,779	0	0
WELBILT INC	COM	949090104	3,459	148,818	SH		SOLE		148,818	0	0
WEST FRASER TIMBER CO LTD	COM	952845105	14,999	140,600	SH	Call	SOLE		140,600	0	0
WEST FRASER TIMBER CO LTD	COM	952845105	533	5,000	SH		SOLE		5,000	0	0
WILLIS TOWERS WATSON PLC LTD	SHS	G96629103	7,044	30,302	SH		SOLE		30,302	0	0
WINNEBAGO INDS INC	NOTE 1.500 4/0	974637AB6	7,909	6,000	PRN		SOLE		6,000	0	0
WINNEBAGO INDS INC	COM	974637100	724	10,000	SH	Call	SOLE		10,000	0	0
WINVEST ACQUISITION CORP	UNIT 08/09/2026	97655B208	3,814	375,000	SH		SOLE		375,000	0	0
WISDOMTREE INVTS INC	NOTE 4.250 6/1	97717PAB0	8,466	7,250	PRN		SOLE		7,250	0	0
XILINX INC	COM	983919101	6,040	40,000	SH		SOLE		40,000	0	0
YUNHONG INTL	W EXP 01/31/202	G98882122	76	476,255	SH		SOLE		476,255	0	0
YUNHONG INTL	RIGHT 01/31/2027	G98882130	105	551,721	SH		SOLE		551,721	0	0
ZIMMER BIOMET HOLDINGS INC	COM	98956P102	1,639	11,200	SH		SOLE		11,200	0	0