ENPHASE ENERGY, INC.
CONFLICT MINERALS REPORT
FOR THE YEAR JANUARY 1, 2017 THROUGH DECEMBER 31, 2017
This report for the year January 1, 2017 through December 31, 2017 (the Reporting Period) is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the Rule). The Rule was adopted by the Securities and Exchange Commission (SEC) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. Conflict minerals are defined as tin, tantalum, tungsten, and gold (3TG or Conflict Minerals) for the purposes of this assessment. These requirements apply to registrants whatever the geographic origin of the Conflict Minerals and whether they fund armed conflict.
If a registrant can establish that the Conflict Minerals originated from sources other than the Democratic Republic of the Congo or an adjoining country (the Covered Countries), or from recycled and scrap sources, it must submit a Form SD that describes the Reasonable Country of Origin Inquiry (the RCOI) completed.
If a registrant has reason to believe that any of the Conflict Minerals in its supply chain may have originated in the Covered Countries, or if it is unable to determine the country of origin of those Conflict Minerals, then the registrant must perform due diligence on the Conflict Minerals’ source and chain of custody. The registrant must annually submit a Conflict Minerals Report (CMR) to the SEC that includes a description of those due diligence measures.
This report has been prepared by management of Enphase Energy, Inc. (herein referred to as Enphase Energy, the Company, we, us, or our). The information includes the activities of all majority-owned subsidiaries.
Enphase Energy delivers simple, innovative and reliable energy management solutions that advance the worldwide potential of renewable energy. Our semiconductor-based microinverter system converts direct current (DC) electricity to alternating current (AC) electricity at the individual solar module level, and brings a system-based, high technology approach to solar energy generation leveraging our design expertise across power electronics, semiconductors, networking, and cloud-based software technologies. We were founded in March 2006 and have grown rapidly to become the market leader in the microinverter category. Since our first commercial shipment in mid-2008, we have shipped approximately 16.0 million microinverters representing over 3 gigawatts of solar photovoltaic generating capacity, and more than 739,000 Enphase residential and commercial systems have been deployed in over 110 countries. Our sales efforts are focused in the United States, Australia, New Zealand, Europe, and Latin America. We sell our microinverter systems primarily to distributors who resell them to solar installers. We also sell directly to large installers, through original equipment manufacturers and strategic partners. We have approximately 360 employees located in the United States, Australia, New Zealand, India, and Europe. Our principal executive offices are located at 1420 N. McDowell Blvd., Petaluma, CA 94954.
Enphase Energy designs, develops, and sells microinverter systems for the solar photovoltaic industry. The Company’s microinverter system consists of: (i) an Enphase microinverter and related accessories that convert direct current (DC) power to grid-compliant alternating current (AC) power; (ii) an Envoy communications gateway device that collects and transmits performance information from each solar module to the Company’s hosted data center; (iii) an Enphase AC Battery that stores energy that the photovoltaic system generates; and (iv) the Enlighten web-based software platform that collects and processes this information to enable customers to monitor and manage their solar power systems.
Based upon Enphase Energy’s internal assessment, the Enphase microinverter products, certain related microinverter accessories, the Enphase Envoy and the Enphase AC Battery contain Conflict Minerals that are necessary to the functionality or production of those products. Accordingly, for the purposes of this assessment, only Enphase Energy’s microinverter products, certain related accessories, the Enphase Envoy and the Enphase AC Battery (the Covered Products) were considered.
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| 4. | REASONABLE COUNTRY OF ORIGIN INQUIRY |
Enphase Energy relies upon its suppliers to provide information on the origin of 3TG contained in components and materials supplied to it, including sources of 3TG that are supplied to them from sub-tier suppliers. Our suppliers are expected to provide the 3TG sourcing information to us per our Conflict Minerals Policy and Supplier Code of Conduct.
We performed a comprehensive analysis of our product components and the role that suppliers play throughout our manufacturing and product delivery processes. We defined the scope of our Conflict Minerals RCOI by identifying and reaching out to suppliers that provided components or engaged in manufacturing activities that are likely to contain 3TG during the Reporting Period. During the process of our review, we identified 130 suppliers who were within the scope of RCOI.
We, through our outside agent Flextronics International Ltd. who is assisting us in our RCOI and due diligence efforts, conducted a survey of our active suppliers and sub-suppliers using the template developed jointly by the companies of Electronic Industry Citizenship Coalition® (EICC®) and The Global e-Sustainability Initiative (GeSI), known as the Conflict Free Sourcing Initiative (CFSI) Reporting Template (the Template). The Template was developed to facilitate disclosure and communication of information regarding smelters that provide material to a company’s supply chain. It includes questions regarding a company’s conflict-free policy, engagement with its direct suppliers, and a listing of the smelters the company and its suppliers use. In addition, the Template contains questions about the origin of Conflict Minerals included in their products, as well as supplier due diligence. Written instructions and recorded training illustrating the use of the tool is available on CFSI’s website. The Template is widely adopted by many companies in their due diligence processes related to Conflict Minerals.
We continued to seek supply chain responses through May 21, 2018, and were able to determine the country of origin of most of the Conflict Minerals in our supply chain. We received valid Templates from 117 of the 130 suppliers surveyed. The responses were reviewed against criteria developed to determine which suppliers required further engagement.
Due to the breadth, complexity and constant evolution of Enphase Energy’s products and supply chain, it will take time for all remaining suppliers to verify the origin of all of the Conflict Minerals. In addition, the information provided by suppliers may be inaccurate, incomplete or subject to other irregularities. Moreover, because of the Company’s relative location within the supply chain in relation to the actual extraction and transport of Conflict Minerals, its ability to verify the accuracy of information reported by suppliers is limited. By using our supply chain due diligence processes, driving accountability within the supply chain by leveraging the CFSI’s Conflict-Free Smelter Program (CFSP), and continuing our outreach efforts, we hope to further develop transparency into our supply chain.
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| 5. | CONFLICT MINERALS STATUS ANALYSIS AND CONFLICT STATUS CONCLUSION |
Enphase Energy has been unable to reasonably determine whether all of the 3TG used in our Covered Products either originated in the Covered Countries, came from recycled or scrap sources, or whether they were used directly or indirectly to finance or benefit armed groups in the Covered Countries.
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| 6.1 | Design of Due Diligence |
Enphase Energy’s due diligence processes have been designed in conformity with, in all material respects, The Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related supplements for gold, tin, tantalum and tungsten (OECD Guidance), consistent with our position as a downstream company. Our Conflict Minerals due diligence process includes: the development of a Conflict Minerals Policy, establishment of governance structures with cross-functional team members and senior executives, communication to, and engagement of, suppliers, due diligence compliance process and measurement on the supplier source and chain of custody, record-keeping and escalation procedures.
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| a. | Management Systems – Conflict Minerals Policy |
Enphase Energy’s Conflict Minerals Policy is as follows:
There has been increased awareness regarding the human rights violations in the mining of certain minerals from an area known as the “Conflict Region”: The Democratic Republic of the Congo (“DRC”) and the surrounding countries. Through the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”), publicly traded companies have been chartered to practice reasonable due diligence with their supply chain to determine if tin, tantalum, tungsten and gold (“Conflict Minerals”) used in their products are being sourced from mines controlled by non-government or unlawful military groups within the Conflict Region. Enphase Energy, Inc. (“Enphase”) is committed to taking all steps to comply with the legislation and is committed to sourcing components and materials from companies that share our values around human rights, ethics and environmental responsibility.
Tracing materials back to their mine of origin is a complex endeavor but an important aspect of responsible sourcing. Enphase Energy looks to industry guidelines to help establish its programs such as the Organization for Economic Co-operation and Development’s (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High Risk Areas, the joint Electronic Industry Citizen Coalition and the Global e-Sustainability Initiative, which is taking action to address responsible sourcing through the development of the Conflict-Free Smelter program aiming to enable companies to source conflict-free minerals. Given the complexity of Enphase’s and its suppliers’ respective supply chains, it will take time for many suppliers and sub-suppliers to verify the origin of conflict minerals. We intend to use our supply chain due diligence process to drive accountability within the supply chain to further our goal of conflict-free sourcing.
We are in the process of developing and implementing a strategy to support the objectives of the U.S. regulations on the supply of Conflict Minerals. Our commitment includes:
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| • | Developing policies and processes toward preventing the use of Conflict Minerals or derivative metals necessary to the functionality or production of our product(s) that finance or benefit armed groups in the Conflict Region. |
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| • | Not knowingly procuring specified minerals that originate from facilities in the Conflict Region that are not certified as conflict free. |
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| • | Expecting our suppliers to: (i) provide Enphase with Conflict Mineral content and country of origin information on the products it supplies to Enphase; (ii) cooperate with Enphase (or an independent third party auditor) in any review of its supply chain and procurement process, Conflict Mineral audits, and due diligence on its suppliers as required for Enphase’s annual SEC disclosure in compliance with the Dodd-Frank Act; and (iii) collaborate with Enphase in developing a chain of custody for these Conflict Minerals in the supply chain and identifying and sourcing conflict-free sources for the minerals used in Enphase products. |
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| • | Expecting suppliers whose products contain conflict minerals to establish policies, due diligence frameworks, and management systems consistent with the OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict- Affected and High Risk-Areas that are designed to accomplish this goal, and requiring their suppliers to do the same. |
Enphase believes in establishing and maintaining long-term relationships with suppliers whenever possible. However, if we determine that any supplier is, or a reasonable risk exists that it may be, violating this Policy, then we will require the supplier to commit to devise and undertake suitable corrective action to move to a conflict free source. If suitable action is not taken, we will look for alternative sources for the product. Enphase’s efforts are not to ban procurement of minerals from the Conflict Region, but to assure procurement from responsible sources in the region. If we determine that any of the components of our products contain minerals from a mine or facility that is “non-conflict free,” we will work towards transitioning to products that are “conflict free.”
This policy is publicly available on our website at http://enphase.com/en-us/conflict-minerals-policy.
Enphase Energy has established a management system for complying with the applicable rules. Our management system includes a task force led by our VP & General Counsel and our Vice President of Operations, with oversight by our Chief Financial Officer and our Audit Committee. They are supported by a team of subject matter experts from relevant functions such as, purchasing, quality assurance, manufacturing and environmental health and safety. The VP & General Counsel and our Vice President of Operations are responsible for implementing our Conflict Minerals compliance strategy.
As we do not have a direct relationship with 3TG smelters and refiners, we utilize industry-wide initiatives such as the EICC-GeSI and CFSI to disclose upstream actors in the supply chain.
Controls include our Code of Conduct, which outlines expected behaviors for all Enphase employees and our Supplier Code of Conduct, which outlines expected behaviors for all Enphase Energy suppliers.
Enphase Energy has reached out, and will continue to reach out, to suppliers and sub-suppliers who have yet to participate in CFSP’s audit program or have been audited, but are not yet completely certified conflict free. We encourage these suppliers to participate in CFSP’s audit program and move towards a conflict free designation as soon as possible. We will endeavor to continually improve our supply chain due diligence by seeking from our material suppliers annual acknowledgments of our Supplier Code of Conduct and other corporate policies, and, to the extent practicable, incorporating Conflict Minerals language in supplier agreements, as they arise.
Enphase Energy has established a Conflict Minerals Policy and a Supplier Code of Conduct in addition to multiple longstanding mechanisms whereby employees and suppliers can report violations of our policies.
Enphase Energy has established our due diligence compliance process and set forth a documentation and record maintenance mechanism to ensure the retention of relevant documentation in a secured electronic database.
6.2 Identification and Assessment of Risk in the Supply Chain
Because of the complexity of our products, and the depth, breadth, and constant evolution of our supply chain, it is difficult to identify sources upstream from our direct suppliers. Accordingly, we stay abreast of several industry-wide initiatives as described above. Some of the largest suppliers are also SEC registrants and subject to the Rule. We compare the CFSP validated smelter list against those smelters identified by our suppliers and, as described in our Conflict Minerals Policy, we intend to engage any of our suppliers that we have reason to believe are supplying us with 3TG from sources that may support conflict in the Covered Countries to request that they establish an alternative source of 3TG that does not support such conflict, as provided in the OECD guidance.
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| 6.3 | Design and Implementation of a Strategy to Respond to Risks |
As we move towards further developing our due diligence program, we intend to further enhance supplier communication, training and escalation processes to improve due diligence data accuracy and completion and continue to influence additional smelters to be designated as “conflict-free” through an independent third-party audit program such as the CFSP through our supply chain, where possible. To the extent we are able to determine in the future that we are sourcing from non-conflict free smelters, we plan to move toward using conflict free smelters within a reasonable time frame.
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| 6.4 | Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain |
Enphase Energy does not have a direct relationship with 3TG smelters and refiners, nor do we perform direct audits of these entities that provide 3TG to our supply chain. However, we do rely upon the industry initiatives (for example, the CFSI), as well as industry efforts to influence smelters and refiners to be certified through independent third-party audit programs, such as the CFSP.
We received 128 completed Templates from the 130 suppliers surveyed (a 98.46% completion rate). Of the 128 suppliers that provided complete responses to our survey, 27 indicated that they do not source Conflict Minerals at all, and 32 confirmed that the Conflict Minerals they sourced did not originate in the Covered Countries. Of the remaining 56 suppliers who indicated that Conflict Minerals originated from the Covered Countries, 36 of them reported that their Conflict Minerals were sourced solely from smelters and refiners that are certified conflict free. 20 suppliers reported that they are still in the process of completing due diligence or that the origin of the smelters and refiners is unknown.
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| Supplier Response | 2017 | 2016 | 2015 | 2014 | 2013 |
| Supplier Template Completion Rate | 98.46% (128 of 130) | 93.75% (105 of 112) | 94.05% (79 of 84) | 92.86% (91 of 98) | 70.63% (89 of 126) |
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| Status of Suppliers | 2017 | 2016 | 2015 | 2014 |
| Conflict Minerals Not Originating in Covered Countries or Certified Conflict Free | 73.08% (95 of 130) | 75.89% (85 of 112) | 72.62 % (61 of 84) | 70.41% (69 of 98) |
| Still Completing Due Diligence/Origins Unknown | 15.38% (20 of 130) | 17.86% (20 of 112) | 21.43% (18 of 84) | 22.45% (22 of 98) |
| Invalid or No Information Provided | 10.77% (14 of 130) | 6.25% (7 of 112) | 5.95% (5 of 84) | 7.14% (7 of 98) |
Of the 56 suppliers who required due diligence, 23 provided responses on a product basis that was specifically applicable to components or types of components furnished to Enphase Energy. 61 of the suppliers that responded to our survey provided responses on a company-wide or user defined basis that was not specifically applicable to components or types of components furnished to the Company. That is, they were unable to represent to us that 3TG from the smelters or refiners they identified had actually been included in the components they supplied to us or our direct suppliers. Of the 56 suppliers who reported on a company-wide basis, 36 of those confirm that they are certified conflict free.
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| 7.2 | Efforts to Determine Country of Origin of Mine or 3TG |
Tracing materials back to the mine of origin is a complex aspect of responsible sourcing in our supply chain. By adopting methodology outlined by the CFSI’s joint industry programs and outreach initiatives and requiring that our suppliers conform with standards that meets the OECD guidelines and report to us using the Template, we have determined that seeking information about 3TG smelters and refiners in our supply chain represents the most reasonable effort we can make to determine the mines or location of origin of the 3TG in our supply chain and responses to such inquiries represents the most reasonable known mine of origin information available. Through this industry joint effort, we have made reasonable efforts to make a reasonable determination of the mines or locations of origin of the 3TG in our supply chain.
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| 7.3 | Smelters or Refiners Identified |
We were unable to ascertain the specific country of origin and/or chain of custody of all necessary Conflict Minerals processed by the facilities that contributed to our Covered Products because, for this Reporting Period, 2 suppliers (1.54% of total suppliers included in the RCOI scope) either did not complete the Template or provided invalid information and 20 suppliers indicated that they are still in the process of completing due diligence or that the origin of one or more of their smelters and refiners is unknown. From the data we were able to obtain from our suppliers, the countries of origin of the Conflict Minerals processed in facilities in our supply chain are believed to include: Andorra, Australia, Austria, Belgium, Bolivia, Brazil, Canada, Chile, China, Czech Republic, Estonia, France, Germany, India, Indonesia, Italy, Japan, Kazakhstan, the Republic of Korea, Kyrgyzstan, Macedonia, Malaysia, Mexico, the Netherlands, Peru, Philippines, Poland, Russia, Singapore, South Africa, Spain, Sweden, Switzerland, Taiwan, Thailand, Turkey, the United Arab Emirates, the United States of America, Uzbekistan, and Vietnam.
In total, 549 smelters and refiners were identified as potentially in our supply chain. Of those 549 smelter and refiners, 461 are currently certified conflict free, 18 are on the CFSP “Active List” and are currently in the process of becoming compliant, and 10 are in communication with CFSP. 70 of the smelters and refiners require outreach and are not currently certified conflict free or their status is unknown. Of the identified smelters, none are located in a Covered
Country. Enphase Energy found no reasonable basis for concluding that any of these smelters or refiners sourced Conflict Minerals that finance or benefit armed groups. Set forth in Annex 1 is the list of all known smelters and refiners identified as potentially being in our supply chain.
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| Status of All Identified Smelters and Refiners | 2017 | 2016 | 2015 | 2014 |
| Certified Conflict Free | 83.97% (461 of 549) | 76.40% (246 of 322) | 74.29% (208 of 280) | 54.47% (134 of 246) |
| Currently Participating, In Communication, or Agreed to Participate in Audit Process | 3.28% (18 of 549) | 7.45% (24 of 322) | 16.43% (46 of 280) | 23.17% (57 of 246) |
| Outreach Required | 12.75% (70 of 549) | 16.15% (52 of 322) | 9.29% (26 of 280) | 22.35% (55 0f 246) |
CAUTIONARY NOTE ON FORWARD-LOOKING STATEMENTS
Forward-looking statements in this CMR are made pursuant to the safe harbor provisions of Section 21E of the Securities Exchange Act of 1934, as amended, and other federal securities laws. Investors are cautioned that statements in this CMR that are not strictly historical statements, including without limitation, the Company’s intentions and expectations regarding further supplier engagement and risk mitigation efforts and strategy, constitute forward-looking statements that involve risks and uncertainties. Actual results could differ materially from the forward-looking statements. Risks and uncertainties that could cause actual results to differ include, without limitation, risks and uncertainties associated with the progress of industry and other supply chain transparency and smelter or refiner validation programs for Conflict Minerals (including the possibility of inaccurate information, fraud and other irregularities), inadequate supplier education and knowledge, limitations on the ability or willingness of suppliers to provide more accurate, complete and detailed information and limitations on the Company’s ability to verify the accuracy or completeness of any supply chain information provided by suppliers or others.
ANNEX 1
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| Mineral | Smelter Name | Smelter Country (*) | Smelter ID | Comments |
| Gold | Cendres + Métaux S.A. | SWITZERLAND | CID000189 | Active |
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | CID001236 | Active |
| Gold | Geib Refining Corporation | UNITED STATES OF AMERICA | CID002459 | Active |
| Gold | KGHM Polska MiedŸ Spó³ka Akcyjna | POLAND | CID002511 | Active |
| Gold | Tony Goetz NV | BELGIUM | CID002587 | Active |
| Gold | Modeltech Sdn Bhd | MALAYSIA | CID002857 | Active |
| Gold | Bangalore Refinery | INDIA | CID002863 | Active |
| Gold | Advanced Chemical Company | UNITED STATES OF AMERICA | CID000015 | Compliant |
| Gold | Aida Chemical Industries Co., Ltd. | JAPAN | CID000019 | Compliant |
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | CID000035 | Compliant |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | CID000041 | Compliant |
| Gold | AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL | CID000058 | Compliant |
| Gold | Argor-Heraeus S.A. | SWITZERLAND | CID000077 | Compliant |
| Gold | Asahi Pretec Corp. | JAPAN | CID000082 | Compliant |
| Gold | Asaka Riken Co., Ltd. | JAPAN | CID000090 | Compliant |
| Gold | Aurubis AG | GERMANY | CID000113 | Compliant |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | CID000128 | Compliant |
| Gold | Boliden AB | SWEDEN | CID000157 | Compliant |
| Gold | C. Hafner GmbH + Co. KG | GERMANY | CID000176 | Compliant |
| Gold | CCR Refinery - Glencore Canada Corporation | CANADA | CID000185 | Compliant |
| Gold | Chimet S.p.A. | ITALY | CID000233 | Compliant |
| Gold | Daejin Indus Co., Ltd. | KOREA (REPUBLIC OF) | CID000328 | Compliant |
| Gold | DSC (Do Sung Corporation) | KOREA (REPUBLIC OF) | CID000359 | Compliant |
| Gold | DODUCO GmbH | GERMANY | CID000362 | Compliant |
| Gold | Dowa | JAPAN | CID000401 | Compliant |
| Gold | Eco-System Recycling Co., Ltd. | JAPAN | CID000425 | Compliant |
| Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | CID000493 | Compliant |
| Gold | Heimerle + Meule GmbH | GERMANY | CID000694 | Compliant |
| Gold | Heraeus Ltd. Hong Kong | CHINA | CID000707 | Compliant |
| Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | CID000711 | Compliant |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | CID000801 | Compliant |
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | CID000807 | Compliant |
| Gold | Istanbul Gold Refinery | TURKEY | CID000814 | Compliant |
| Gold | Japan Mint | JAPAN | CID000823 | Compliant |
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| Gold | Jiangxi Copper Co., Ltd. | CHINA | CID000855 | Compliant |
| Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA | CID000920 | Compliant |
| Gold | Asahi Refining Canada Ltd. | CANADA | CID000924 | Compliant |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | CID000927 | Compliant |
| Gold | JSC Uralelectromed | RUSSIAN FEDERATION | CID000929 | Compliant |
| Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | CID000937 | Compliant |
| Gold | Kazzinc | KAZAKHSTAN | CID000957 | Compliant |
| Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA | CID000969 | Compliant |
| Gold | Kojima Chemicals Co., Ltd. | JAPAN | CID000981 | Compliant |
| Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | CID001029 | Compliant |
| Gold | LS-NIKKO Copper Inc. | KOREA (REPUBLIC OF) | CID001078 | Compliant |
| Gold | Materion | UNITED STATES OF AMERICA | CID001113 | Compliant |
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN | CID001119 | Compliant |
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | CID001147 | Compliant |
| Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | CID001149 | Compliant |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | CID001152 | Compliant |
| Gold | Metalor Technologies S.A. | SWITZERLAND | CID001153 | Compliant |
| Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA | CID001157 | Compliant |
| Gold | Metalúrgica Met-Mex Peñoles S.A. De C.V. | MEXICO | CID001161 | Compliant |
| Gold | Mitsubishi Materials Corporation | JAPAN | CID001188 | Compliant |
| Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001193 | Compliant |
| Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | CID001204 | Compliant |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.ª. | TURKEY | CID001220 | Compliant |
| Gold | Nihon Material Co., Ltd. | JAPAN | CID001259 | Compliant |
| Gold | Elemetal Refining, LLC | UNITED STATES OF AMERICA | CID001322 | Compliant |
| Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | CID001325 | Compliant |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION | CID001326 | Compliant |
| Gold | PAMP S.A. | SWITZERLAND | CID001352 | Compliant |
| Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | CID001386 | Compliant |
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | CID001397 | Compliant |
| Gold | PX Précinox S.A. | SWITZERLAND | CID001498 | Compliant |
| Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | CID001512 | Compliant |
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| Gold | Royal Canadian Mint | CANADA | CID001534 | Compliant |
| Gold | Samduck Precious Metals | KOREA (REPUBLIC OF) | CID001555 | Compliant |
| Gold | Schone Edelmetaal B.V. | NETHERLANDS | CID001573 | Compliant |
| Gold | SEMPSA Joyería Platería S.A. | SPAIN | CID001585 | Compliant |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | CID001622 | Compliant |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | CID001736 | Compliant |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | CID001756 | Compliant |
| Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA | CID001761 | Compliant |
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | CID001798 | Compliant |
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | CID001875 | Compliant |
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | CID001916 | Compliant |
| Gold | Tokuriki Honten Co., Ltd. | JAPAN | CID001938 | Compliant |
| Gold | Torecom | KOREA (REPUBLIC OF) | CID001955 | Compliant |
| Gold | Umicore Brasil Ltda. | BRAZIL | CID001977 | Compliant |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | CID001980 | Compliant |
| Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA | CID001993 | Compliant |
| Gold | Valcambi S.A. | SWITZERLAND | CID002003 | Compliant |
| Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA | CID002030 | Compliant |
| Gold | Yamamoto Precious Metal Co., Ltd. | JAPAN | CID002100 | Compliant |
| Gold | Yokohama Metal Co., Ltd. | JAPAN | CID002129 | Compliant |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | CID002224 | Compliant |
| Gold | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA | CID002243 | Compliant |
| Gold | Umicore Precious Metals Thailand | THAILAND | CID002314 | Compliant |
| Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | CID002509 | Compliant |
| Gold | Republic Metals Corporation | UNITED STATES OF AMERICA | CID002510 | Compliant |
| Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID002516 | Compliant |
| Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | CID002560 | Compliant |
| Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES | CID002561 | Compliant |
| Gold | T.C.A S.p.A | ITALY | CID002580 | Compliant |
| Gold | Korea Zinc Co., Ltd. | KOREA (REPUBLIC OF) | CID002605 | Compliant |
| Gold | SAXONIA Edelmetalle GmbH | GERMANY | CID002777 | Compliant |
| Gold | WIELAND Edelmetalle GmbH | GERMANY | CID002778 | Compliant |
| Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | CID002779 | Compliant |
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| Gold | AU Traders and Refiners | SOUTH AFRICA | CID002850 | Compliant |
| Gold | Chugai Mining | JAPAN | CID000264 | In Communication |
| Gold | HwaSeong CJ Co., Ltd. | KOREA (REPUBLIC OF) | CID000778 | In Communication |
| Gold | Kazakhmys Smelting LLC | KAZAKHSTAN | CID000956 | In Communication |
| Gold | Samwon Metals Corp. | KOREA (REPUBLIC OF) | CID001562 | In Communication |
| Gold | SAFINA A.S. | CZECH REPUBLIC | CID002290 | In Communication |
| Gold | Remondis Argentia B.V. | NETHERLANDS | CID002582 | In Communication |
| Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN | CID002615 | In Communication |
| Gold | SAAMP | FRANCE | CID002761 | In Communication |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | CID000103 | Outreach Required |
| Gold | Caridad | MEXICO | CID000180 | Outreach Required |
| Gold | Yunnan Copper Industry Co., Ltd. | CHINA | CID000197 | Outreach Required |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | CID000343 | Outreach Required |
| Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA | CID000522 | Outreach Required |
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | CID000651 | Outreach Required |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | CID000671 | Outreach Required |
| Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000767 | Outreach Required |
| Gold | L'azurde Company For Jewelry | SAUDI ARABIA | CID001032 | Outreach Required |
| Gold | Lingbao Gold Co., Ltd. | CHINA | CID001056 | Outreach Required |
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | CID001058 | Outreach Required |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | CID001093 | Outreach Required |
| Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA | CID001362 | Outreach Required |
| Gold | Sabin Metal Corp. | UNITED STATES OF AMERICA | CID001546 | Outreach Required |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | CID001619 | Outreach Required |
| Gold | So Accurate Group, Inc. | UNITED STATES OF AMERICA | CID001754 | Outreach Required |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | CID001909 | Outreach Required |
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | CID001947 | Outreach Required |
| Gold | Morris and Watson | NEW ZEALAND | CID002282 | Outreach Required |
| Gold | Guangdong Jinding Gold Limited | CHINA | CID002312 | Outreach Required |
| Gold | Faggi Enrico S.p.A. | ITALY | CID002355 | Outreach Required |
| Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES | CID002563 | Outreach Required |
| Gold | AURA-II | UNITED STATES OF AMERICA | CID002851 | Outreach Required |
| Gold | Gujarat Gold Centre | INDIA | CID002852 | Outreach Required |
| Gold | Sai Refinery | INDIA | CID002853 | Outreach Required |
|
| | | | |
| Gold | L'Orfebre S.A. | ANDORRA | CID002762 | Unknown |
| Gold | Italpreziosi | ITALY | CID002765 | Unknown |
| Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | CID002918 | Unknown |
| Gold | Planta Recuperadora de Metales SpA | CHILE | CID002919 | Unknown |
| Gold | Safimet S.p.A | ITALY | CID002973 | Unknown |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | CID000211 | Compliant |
| Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA | CID000291 | Compliant |
| Tantalum | Duoluoshan | CHINA | CID000410 | Compliant |
| Tantalum | Exotech Inc. | UNITED STATES OF AMERICA | CID000456 | Compliant |
| Tantalum | F&X Electro-Materials Ltd. | CHINA | CID000460 | Compliant |
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | CID000616 | Compliant |
| Tantalum | Hi-Temp Specialty Metals, Inc. | UNITED STATES OF AMERICA | CID000731 | Compliant |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | CID000914 | Compliant |
| Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | CID000917 | Compliant |
| Tantalum | King-Tan Tantalum Industry Ltd. | CHINA | CID000973 | Compliant |
| Tantalum | LSM Brasil S.A. | BRAZIL | CID001076 | Compliant |
| Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | CID001163 | Compliant |
| Tantalum | Mineração Taboca S.A. | BRAZIL | CID001175 | Compliant |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001192 | Compliant |
| Tantalum | Molycorp Silmet A.S. | ESTONIA | CID001200 | Compliant |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | CID001277 | Compliant |
| Tantalum | QuantumClean | UNITED STATES OF AMERICA | CID001508 | Compliant |
| Tantalum | RFH Tantalum Smeltry Co., Ltd. | CHINA | CID001522 | Compliant |
| Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | CID001769 | Compliant |
| Tantalum | Taki Chemical Co., Ltd. | JAPAN | CID001869 | Compliant |
| Tantalum | Telex Metals | UNITED STATES OF AMERICA | CID001891 | Compliant |
| Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | CID001969 | Compliant |
| Tantalum | Zhuzhou Cemented Carbide Group Co., Ltd. | CHINA | CID002232 | Compliant |
| Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | CID002307 | Compliant |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | CID002492 | Compliant |
| Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA | CID002504 | Compliant |
| Tantalum | FIR Metals & Resource Ltd. | CHINA | CID002505 | Compliant |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | CID002506 | Compliant |
|
| | | | |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | CID002508 | Compliant |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | CID002512 | Compliant |
| Tantalum | KEMET Blue Metals | MEXICO | CID002539 | Compliant |
| Tantalum | H.C. Starck Co., Ltd. | THAILAND | CID002544 | Compliant |
| Tantalum | H.C. Starck GmbH Goslar | GERMANY | CID002545 | Compliant |
| Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | CID002547 | Compliant |
| Tantalum | H.C. Starck Inc. | UNITED STATES OF AMERICA | CID002548 | Compliant |
| Tantalum | H.C. Starck Ltd. | JAPAN | CID002549 | Compliant |
| Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY | CID002550 | Compliant |
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | CID002557 | Compliant |
| Tantalum | Global Advanced Metals Aizu | JAPAN | CID002558 | Compliant |
| Tantalum | KEMET Blue Powder | UNITED STATES OF AMERICA | CID002568 | Compliant |
| Tantalum | Tranzact, Inc. | UNITED STATES OF AMERICA | CID002571 | Compliant |
| Tantalum | Resind Indústria e Comércio Ltda. | BRAZIL | CID002707 | Compliant |
| Tantalum | Jiangxi Tuohong New Raw Material | CHINA | CID002842 | Compliant |
| Tantalum | Power Resources Ltd. | MACEDONIA (THE FORMER YUGOSLAV REPUBLIC OF) | CID002847 | Compliant |
| Tantalum | Plansee SE Liezen | AUSTRIA | CID002540 | Outreach Required |
| Tantalum | Plansee SE Reutte | AUSTRIA | CID002556 | Outreach Required |
| Tantalum | E.S.R. Electronics | UNITED STATES OF AMERICA | CID002590 | Outreach Required |
| Tantalum | H.C. Starck Inc. | UNITED STATES OF AMERICA | CID002548 | Unknown |
| Tantalum | H.C. Starck Ltd. | JAPAN | CID002549 | Unknown |
| Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY | CID002550 | Unknown |
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | CID002557 | Unknown |
| Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | CID000942 | Active |
| Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA | CID001231 | Active |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | CID001908 | Active |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | CID002158 | Active |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM | CID002572 | Active |
| Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM | CID002703 | Active |
| Tin | Modeltech Sdn Bhd | MALAYSIA | CID002858 | Active |
|
| | | | |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | CID000228 | Compliant |
| Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | CID000244 | Compliant |
| Tin | Alpha | UNITED STATES OF AMERICA | CID000292 | Compliant |
| Tin | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL | CID000295 | Compliant |
| Tin | CV Gita Pesona | INDONESIA | CID000306 | Compliant |
| Tin | PT Aries Kencana Sejahtera | INDONESIA | CID000309 | Compliant |
| Tin | CV Serumpun Sebalai | INDONESIA | CID000313 | Compliant |
| Tin | CV United Smelting | INDONESIA | CID000315 | Compliant |
| Tin | Dowa | JAPAN | CID000402 | Compliant |
| Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) | CID000438 | Compliant |
| Tin | Fenix Metals | POLAND | CID000468 | Compliant |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | CID000538 | Compliant |
| Tin | China Tin Group Co., Ltd. | CHINA | CID001070 | Compliant |
| Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | CID001105 | Compliant |
| Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA | CID001142 | Compliant |
| Tin | Mineração Taboca S.A. | BRAZIL | CID001173 | Compliant |
| Tin | Minsur | PERU | CID001182 | Compliant |
| Tin | Mitsubishi Materials Corporation | JAPAN | CID001191 | Compliant |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | CID001314 | Compliant |
| Tin | Operaciones Metalurgical S.A. | BOLIVIA (PLURINATIONAL STATE OF) | CID001337 | Compliant |
| Tin | PT Artha Cipta Langgeng | INDONESIA | CID001399 | Compliant |
| Tin | PT Babel Inti Perkasa | INDONESIA | CID001402 | Compliant |
| Tin | PT Bangka Tin Industry | INDONESIA | CID001419 | Compliant |
| Tin | PT Belitung Industri Sejahtera | INDONESIA | CID001421 | Compliant |
| Tin | PT Bukit Timah | INDONESIA | CID001428 | Compliant |
| Tin | PT DS Jaya Abadi | INDONESIA | CID001434 | Compliant |
| Tin | PT Eunindo Usaha Mandiri | INDONESIA | CID001438 | Compliant |
| Tin | PT Karimun Mining | INDONESIA | CID001448 | Compliant |
| Tin | PT Mitra Stania Prima | INDONESIA | CID001453 | Compliant |
| Tin | PT Panca Mega Persada | INDONESIA | CID001457 | Compliant |
| Tin | PT Prima Timah Utama | INDONESIA | CID001458 | Compliant |
| Tin | PT Refined Bangka Tin | INDONESIA | CID001460 | Compliant |
| Tin | PT Sariwiguna Binasentosa | INDONESIA | CID001463 | Compliant |
| Tin | PT Stanindo Inti Perkasa | INDONESIA | CID001468 | Compliant |
| Tin | PT Sumber Jaya Indah | INDONESIA | CID001471 | Compliant |
| Tin | PT Timah (Persero) Tbk Kundur | INDONESIA | CID001477 | Compliant |
| Tin | PT Timah (Persero) Tbk Mentok | INDONESIA | CID001482 | Compliant |
| Tin | PT Tinindo Inter Nusa | INDONESIA | CID001490 | Compliant |
|
| | | | |
| Tin | PT Tommy Utama | INDONESIA | CID001493 | Compliant |
| Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA | CID001539 | Compliant |
| Tin | Soft Metais Ltda. | BRAZIL | CID001758 | Compliant |
| Tin | Thaisarco | THAILAND | CID001898 | Compliant |
| Tin | VQB Mineral and Trading Group JSC | VIET NAM | CID002015 | Compliant |
| Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL | CID002036 | Compliant |
| Tin | Yunnan Tin Company Limited | CHINA | CID002180 | Compliant |
| Tin | CV Venus Inti Perkasa | INDONESIA | CID002455 | Compliant |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | CID002468 | Compliant |
| Tin | PT Wahana Perkit Jaya | INDONESIA | CID002479 | Compliant |
| Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | CID002517 | Compliant |
| Tin | PT Inti Stania Prima | INDONESIA | CID002530 | Compliant |
| Tin | CV Ayi Jaya | INDONESIA | CID002570 | Compliant |
| Tin | CV Dua Sekawan | INDONESIA | CID002592 | Compliant |
| Tin | CV Tiga Sekawan | INDONESIA | CID002593 | Compliant |
| Tin | PT Cipta Persada Mulia | INDONESIA | CID002696 | Compliant |
| Tin | Resind Indústria e Comércio Ltda. | BRAZIL | CID002706 | Compliant |
| Tin | PT O.M. Indonesia | INDONESIA | CID002757 | Compliant |
| Tin | Metallo-Chimique N.V. | BELGIUM | CID002773 | Compliant |
| Tin | Elmet S.L.U. | SPAIN | CID002774 | Compliant |
| Tin | PT Bangka Prima Tin | INDONESIA | CID002776 | Compliant |
| Tin | PT Sukses Inti Makmur | INDONESIA | CID002816 | Compliant |
| Tin | PT Kijang Jaya Mandiri | INDONESIA | CID002829 | Compliant |
| Tin | PT Menara Cipta Mulia | INDONESIA | CID002835 | Compliant |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA | CID002844 | Compliant |
| Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA | CID002848 | Compliant |
| Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA | CID002849 | Compliant |
| Tin | Gejiu Jinye Mineral Company | CHINA | CID002859 | Compliant |
| Tin | PT Lautan Harmonis Sejahtera | INDONESIA | CID002870 | Compliant |
| Tin | PT Justindo | INDONESIA | CID000307 | In Communication |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | CID000555 | In Communication |
| Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | CID000278 | Outreach Required |
| Tin | Estanho de Rondônia S.A. | BRAZIL | CID000448 | Outreach Required |
| Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA | CID000760 | Outreach Required |
| Tin | Linwu Xianggui Ore Smelting Co., Ltd. | CHINA | CID001063 | Outreach Required |
| Tin | PT BilliTin Makmur Lestari | INDONESIA | CID001424 | Outreach Required |
| Tin | PT Fang Di MulTindo | INDONESIA | CID001442 | Outreach Required |
| Tin | PT Pelat Timah Nusantara Tbk | INDONESIA | CID001486 | Outreach Required |
|
| | | | |
| Tin | PT Tirus Putra Mandiri | INDONESIA | CID002478 | Outreach Required |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002573 | Outreach Required |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002574 | Outreach Required |
| Tin | An Thai Minerals Co., Ltd. | VIET NAM | CID002825 | Outreach Required |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002574 | Outreach Required |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA | CID003116 | Unknown |
| Tungsten | A.L.M.T. TUNGSTEN Corp. | JAPAN | CID000004 | Compliant |
| Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA | CID000105 | Compliant |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | CID000218 | Compliant |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | CID000258 | Compliant |
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | CID000499 | Compliant |
| Tungsten | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA | CID000568 | Compliant |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000766 | Compliant |
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | CID000769 | Compliant |
| Tungsten | Japan New Metals Co., Ltd. | JAPAN | CID000825 | Compliant |
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | CID000875 | Compliant |
| Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA | CID000966 | Compliant |
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | CID001889 | Compliant |
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM | CID002011 | Compliant |
| Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA | CID002044 | Compliant |
| Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | CID002082 | Compliant |
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | CID002095 | Compliant |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | CID002315 | Compliant |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | CID002316 | Compliant |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | CID002317 | Compliant |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | CID002319 | Compliant |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM | CID002502 | Compliant |
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | CID002513 | Compliant |
| Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA | CID002535 | Compliant |
| Tungsten | H.C. Starck GmbH | GERMANY | CID002541 | Compliant |
|
| | | | |
| Tungsten | H.C. Starck Smelting GmbH & Co.KG | GERMANY | CID002542 | Compliant |
| Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM | CID002543 | Compliant |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | CID002551 | Compliant |
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | CID002579 | Compliant |
| Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA | CID002589 | Compliant |
| Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | CID002649 | Compliant |
| Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION | CID002724 | Compliant |
| Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA | CID002815 | Compliant |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | CID002827 | Compliant |
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | CID002830 | Compliant |
| Tungsten | Woltech Korea Co., Ltd. | KOREA (REPUBLIC OF) | CID002843 | Compliant |
| Tungsten | Moliren Ltd | RUSSIAN FEDERATION | CID002845 | Compliant |
| Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA | CID000345 | Outreach Required |
| Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA | CID000868 | Outreach Required |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA | CID002313 | Outreach Required |
| Tungsten | Dayu Jincheng Tungsten Industry Co., Ltd. | CHINA | CID002518 | Outreach Required |
| Tungsten | Ganxian Shirui New Material Co., Ltd. | CHINA | CID002531 | Outreach Required |
| Tungsten | Pobedit, JSC | RUSSIAN FEDERATION | CID002532 | Outreach Required |
| Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CHINA | CID002536 | Outreach Required |
| Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA | CID002647 | Outreach Required |
| Tungsten | ACL Metais Eireli | BRAZIL | CID002833 | Outreach Required |
| Tungsten | ACL Metais Eireli | BRAZIL | CID002833 | Outreach Required |
| Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA | CID000345 | Outreach Required |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | CID002320 | Unknown |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | CID002321 | Unknown |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | CID002551 | Unknown |
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CHINA | CID002645 | Unknown |
| Tungsten | Hunan Litian Tungsten Industry Co., Ltd. | CHINA | CID003182 | Unknown |
