UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22298
Starboard Investment Trust
(Exact name of registrant as specified in charter)
(Exact name of registrant as specified in charter)
116 South Franklin Street, Rocky Mount, North Carolina 27804
(Address of principal executive offices) (Zip code)
Paracorp Inc.
2140 South Dupont Hwy, Camden, DE 19934
(Name and address of agent for service)
2140 South Dupont Hwy, Camden, DE 19934
(Name and address of agent for service)
Registrant's telephone number, including area code: 252-972-9922
Date of fiscal year end: May 31
Date of reporting period: July 1, 2021 - June 30, 2022
RH Hedged Multi-Asset Income TF
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the registrant was entitled to vote.
RH Tactical Outlook ETF
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report with respect to which the registrant was entitled to vote.
AI Quality Growth ETF Proxy Vote Records | |||||||||||||||||||||
NIKE, Inc. | |||||||||||||||||||||
Security | 654106103 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | NKE | Meeting Date | 6-Oct-21 | ||||||||||||||||||
Record Date | 6-Aug-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1a | Elect Director Alan B. Graf, Jr. | Management | For | For | |||||||||||||||||
1b | Elect Director Peter B. Henry | Management | For | For | |||||||||||||||||
1c | Elect Director Michelle A. Peluso | Management | For | For | |||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||||||||||||
4 | Report on Political Contributions Disclosure | Share Holder | For | Against | |||||||||||||||||
5 | Report on Human Rights Impact Assessment | Share Holder | Against | Against | |||||||||||||||||
6 | Report on Median Gender/Racial Pay Gap | Share Holder | Against | Against | |||||||||||||||||
7 | Report on Diversity and Inclusion Efforts | Share Holder | Against | Against | |||||||||||||||||
Square, Inc. | |||||||||||||||||||||
Security | 852234103 | Meeting Type | Special | ||||||||||||||||||
Ticker Symbol | SQ | Meeting Date | 3-Nov-21 | ||||||||||||||||||
Record Date | 1-Oct-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1 | Issue Shares in Connection with Transaction Agreement | Management | For | For | |||||||||||||||||
2 | Adjourn Meeting | Management | For | For | |||||||||||||||||
Microsoft Corporation | |||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 30-Nov-21 | ||||||||||||||||||
Record Date | 30-Sep-21 | ||||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | |||||||||||||||||
1.1 | Elect Director Reid G. Hoffman | Management | For | For | |||||||||||||||||
1.2 | Elect Director Hugh F. Johnston | Management | For | For | |||||||||||||||||
1.3 | Elect Director Teri L. List | Management | For | For | |||||||||||||||||
1.4 | Elect Director Satya Nadella | Management | For | For | |||||||||||||||||
1.5 | Elect Director Sandra E. Peterson | Management | For | For | |||||||||||||||||
1.6 | Elect Director Penny S. Pritzker | Management | For | For | |||||||||||||||||
1.7 | Elect Director Carlos A. Rodriguez | Management | For | For | |||||||||||||||||
1.8 | Elect Director Charles W. Scharf | Management | For | For | |||||||||||||||||
1.9 | Elect Director John W. Stanton | Management | For | For | |||||||||||||||||
1.10 | Elect Director John W. Thompson | Management | For | For | |||||||||||||||||
1.11 | Elect Director Emma N. Walmsley | Management | For | For | |||||||||||||||||
1.12 | Elect Director Padmasree Warrior | Management | For | For | |||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | |||||||||||||||||
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | |||||||||||||||||
5 | Report on Gender/Racial Pay Gap | Share Holder | Against | For | |||||||||||||||||
6 | Report on Effectiveness of Workplace Sexual Harassment Policies | Share Holder | Against | For | |||||||||||||||||
7 | Prohibit Sales of Facial Recognition Technology to All Government Entities | Share Holder | Against | Against | |||||||||||||||||
8 | Report on Implementation of the Fair Chance Business Pledge | Share Holder | Against | Against | |||||||||||||||||
9 | Report on Lobbying Activities Alignment with Company Policies | Share Holder | Against | For |
Adaptive Alpha Opportunities ETF Proxy Vote Records | ||||||||||||||||||||
ETF Managers Trust | ||||||||||||||||||||
Security | 26924G409 | Meeting Type | Special | |||||||||||||||||
Ticker Symbol | IPAY | Meeting Date | 27-Jul-21 | |||||||||||||||||
Record Date | 22-Mar-21 | |||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | ||||||||||||||||
1 | Approve Reorganization of Funds between ETF Managers Trust and ETF Series Solutions | Management | For | For |
Adaptive High Income ETF Proxy Vote Records | ||||||||||||||||||||
Goldman Sachs ETF Trust | ||||||||||||||||||||
Security | 381430453 | Meeting Type | Special | |||||||||||||||||
Ticker Symbol | GSHY | Meeting Date | 3-Dec-21 | |||||||||||||||||
Record Date | 23-Aug-21 | |||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | ||||||||||||||||
1.1 | Elect Director Cheryl K. Beebe | Management | For | For | ||||||||||||||||
1.2 | Elect Director Lawrence Hughes | Management | For | For | ||||||||||||||||
1.3 | Elect Director John F. Killian | Management | For | For | ||||||||||||||||
1.4 | Elect Director Steven D. Krichmar | Management | For | For | ||||||||||||||||
1.5 | Elect Director Linda A. Lang | Management | For | For |
RH Tactical Rotation ETF Proxy Vote Records | ||||||||||||||||||||
Microsoft Corporation | ||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 30-Nov-21 | |||||||||||||||||
Record Date | 30-Sep-21 | |||||||||||||||||||
Item | Proposal | Type | Vote | Management Recommendation | ||||||||||||||||
1.1 | Elect Director Reid G. Hoffman | Management | For | For | ||||||||||||||||
1.2 | Elect Director Hugh F. Johnston | Management | For | For | ||||||||||||||||
1.3 | Elect Director Teri L. List | Management | For | For | ||||||||||||||||
1.4 | Elect Director Satya Nadella | Management | For | For | ||||||||||||||||
1.5 | Elect Director Sandra E. Peterson | Management | For | For | ||||||||||||||||
1.6 | Elect Director Penny S. Pritzker | Management | For | For | ||||||||||||||||
1.7 | Elect Director Carlos A. Rodriguez | Management | For | For | ||||||||||||||||
1.8 | Elect Director Charles W. Scharf | Management | For | For | ||||||||||||||||
1.9 | Elect Director John W. Stanton | Management | For | For | ||||||||||||||||
1.10 | Elect Director John W. Thompson | Management | For | For | ||||||||||||||||
1.11 | Elect Director Emma N. Walmsley | Management | For | For | ||||||||||||||||
1.12 | Elect Director Padmasree Warrior | Management | For | For | ||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | ||||||||||||||||
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For | ||||||||||||||||
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | ||||||||||||||||
5 | Report on Gender/Racial Pay Gap | Share Holder | Against | For | ||||||||||||||||
6 | Report on Effectiveness of Workplace Sexual Harassment Policies | Share Holder | Against | For | ||||||||||||||||
7 | Prohibit Sales of Facial Recognition Technology to All Government Entities | Share Holder | Against | Against | ||||||||||||||||
8 | Report on Implementation of the Fair Chance Business Pledge | Share Holder | Against | Against | ||||||||||||||||
9 | Report on Lobbying Activities Alignment with Company Policies | Share Holder | Against | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Starboard Investment Trust | |
____________________ | |
By: | |
Katherine M. Honey President and Principal Executive Officer | |
Date: | August 30, 2022 |