COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1 800 FLOWERS COM | CL A | 68243Q106 | 256 | 35,142 | SH | | DFND | 1, 2 | 0 | 35,142 | 0 |
AETNA INC NEW | COM | 00817Y108 | 649 | 6,000 | SH | | DFND | 1, 2 | 0 | 6,000 | 0 |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 320 | 26,550 | SH | | DFND | 1, 2 | 0 | 26,550 | 0 |
API TECHNOLOGIES CORP | COM NEW | 00187E203 | 615 | 445,300 | SH | | DFND | 1, 2 | 0 | 445,300 | 0 |
API TECHNOLOGIES CORP | COM NEW | 00187E203 | 97 | 70,000 | SH | | DFND | 2 | 0 | 70,000 | 0 |
APOLLO INVT CORP | COM | 03761U106 | 275 | 52,608 | SH | | DFND | 1, 2 | 0 | 52,608 | 0 |
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 733 | 48,393 | SH | | DFND | 1, 2 | 0 | 48,393 | 0 |
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 482 | 34,649 | SH | | DFND | 1, 2 | 0 | 34,649 | 0 |
APPLE INC | COM | 037833100 | 1,741 | 16,543 | SH | | DFND | 1, 2 | 0 | 16,543 | 0 |
ARES CAP CORP | COM | 04010L103 | 1,027 | 72,102 | SH | | DFND | 1, 2 | 0 | 72,102 | 0 |
ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | 213 | 15,960 | SH | | DFND | 1, 2 | 0 | 15,960 | 0 |
ATLANTIC ALLIANCE PARTNER CO | SHS | G04897107 | 4,736 | 468,402 | SH | | DFND | 1, 2 | 0 | 468,402 | 0 |
AUTOBYTEL INC | COM NEW | 05275N205 | 276 | 12,252 | SH | | DFND | 1, 2 | 0 | 12,252 | 0 |
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 396 | 2 | SH | | DFND | 1, 2 | 0 | 2 | 0 |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 504 | 3,815 | SH | | DFND | 1, 2 | 0 | 3,815 | 0 |
BLACKSTONE GSO FLTING RTE FU | COM | 09256U105 | 149 | 10,000 | SH | | DFND | 1, 2 | 0 | 10,000 | 0 |
BP PLC | SPONSORED ADR | 055622104 | 259 | 8,271 | SH | | DFND | 1, 2 | 0 | 8,271 | 0 |
BROADWIND ENERGY INC | COM NEW | 11161T207 | 1,338 | 643,380 | SH | | DFND | 1, 2 | 0 | 643,380 | 0 |
BROOKFIELD MTG OPP INC FD IN | COM | 112792106 | 295 | 19,971 | SH | | DFND | 1, 2 | 0 | 19,971 | 0 |
BRT RLTY TR | SH BEN INT NEW | 055645303 | 2 | 41,096 | SH | | DFND | 1, 2 | 0 | 41,096 | 0 |
CHEROKEE INC DEL NEW | COM | 16444H102 | 286 | 16,583 | SH | | DFND | 1, 2 | 0 | 16,583 | 0 |
CITIGROUP INC | COM NEW | 172967424 | 216 | 4,183 | SH | | DFND | 1, 2 | 0 | 4,183 | 0 |
COHEN & STEERS LTD DUR PFD I | COM | 19248C105 | 701 | 31,103 | SH | | DFND | 1, 2 | 0 | 31,103 | 0 |
DIGITAL TURBINE INC | COM NEW | 25400W102 | 2,655 | 1,996,089 | SH | | DFND | 1, 2 | 0 | 1,996,089 | 0 |
DIGITAL TURBINE INC | COM NEW | 25400W102 | 1,131 | 850,691 | SH | | DFND | 2 | 0 | 850,691 | 0 |
DISNEY WALT CO | COM DISNEY | 254687106 | 287 | 2,730 | SH | | DFND | 1, 2 | 0 | 2,730 | 0 |
DOUBLELINE INCOME SOLUTIONS FD | COM | 258622109 | 1,524 | 93,933 | SH | | DFND | 1, 2 | 0 | 93,933 | 0 |
EMCORE CORP | COM NEW | 290846203 | 246 | 40,203 | SH | | DFND | 1, 2 | 0 | 40,203 | 0 |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 324 | 23,580 | SH | | DFND | 1, 2 | 0 | 23,580 | 0 |
ENERGY XXI BERMUDA LTD | NOTE 3.000%12/1 | 29274UAB7 | 1 | 18,000 | PRN | | DFND | 2 | 0 | 18,000 | 0 |
FACEBOOK INC | CL A | 30303M102 | 274 | 2,623 | SH | | DFND | 1, 2 | 0 | 2,623 | 0 |
FINJAN HLDGS INC | COM NEW | 31788H303 | 13 | 11,600 | SH | | DFND | 2 | 0 | 11,600 | 0 |
FIRST TR ENERGY INCOME &GRW | COM | 33738G104 | 222 | 9,661 | SH | | DFND | 1, 2 | 0 | 9,661 | 0 |
FUEL SYS SOLUTIONS INC | COM | 35952W103 | 1,956 | 399,910 | SH | | DFND | 1, 2 | 0 | 399,910 | 0 |
GARRISON CAP INC | COM | 366554103 | 931 | 76,488 | SH | | DFND | 1, 2 | 0 | 76,488 | 0 |
GENERAL ELECTRIC CO | COM | 369604103 | 202 | 6,499 | SH | | DFND | 1, 2 | 0 | 6,499 | 0 |
GOLDMAN SACHS MLP INCOME OPP FD | COM | 38147W103 | 680 | 82,646 | SH | | DFND | 1, 2 | 0 | 82,646 | 0 |
GROUPON INC | COM | 399473107 | 43 | 14,000 | SH | | DFND | 1, 2 | 0 | 14,000 | 0 |
GUIDANCE SOFTWARE INC | COM | 401692108 | 344 | 57,116 | SH | | DFND | 1, 2 | 0 | 57,116 | 0 |
HC2 HLDGS INC | COM | 404139107 | 2,543 | 480,778 | SH | | DFND | 1, 2 | 0 | 480,778 | 0 |
IMAX CORP | COM | 45245E109 | 224 | 6,308 | SH | | DFND | 1, 2 | 0 | 6,308 | 0 |
INTERSIL CORP | COM | 46069S109 | 243 | 19,060 | SH | | DFND | 1, 2 | 0 | 19,060 | 0 |
ISHARES TR | CORE S&P MID-CAP ETF | 464287507 | 448 | 3,216 | SH | | DFND | 1, 2 | 0 | 3,216 | 0 |
ISHARES TR | CORE U.S. AGGREGATE BOND ETF | 464287226 | 212 | 1,967 | SH | | DFND | 1, 2 | 0 | 1,967 | 0 |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 1,241 | 10,885 | SH | | DFND | 1, 2 | 0 | 10,885 | 0 |
ISHARES TR | MSCI ALL CTY WRLD MIN ETF | 464286525 | 1,630 | 23,527 | SH | | DFND | 1, 2 | 0 | 23,527 | 0 |
ISHARES TR | MSCI EAFE ETF | 464287465 | 1,587 | 27,018 | SH | | DFND | 1, 2 | 0 | 27,018 | 0 |
ISHARES TR | MSCI EMERGING MARKETS ETF | 464287234 | 721 | 22,408 | SH | | DFND | 1, 2 | 0 | 22,408 | 0 |
ISHARES TR | NASDAQ BIOTECHNOLOGY ETF | 464287556 | 312 | 922 | SH | | DFND | 1, 2 | 0 | 922 | 0 |
ISHARES TR | SELECT DIVIDEND ETF | 464287168 | 1,094 | 14,551 | SH | | DFND | 1, 2 | 0 | 14,551 | 0 |
ISHARES TR | INTL SEL DIV ETF | 464288448 | 1,479 | 51,500 | SH | | DFND | 1, 2 | 0 | 51,500 | 0 |
ISHARES TR | JP MOR EM MK ETF | 464288281 | 1,226 | 11,588 | SH | | DFND | 1, 2 | 0 | 11,588 | 0 |
ISHARES TR | MSCI ACWI EX US | 464288240 | 291 | 7,349 | SH | | DFND | 1, 2 | 0 | 7,349 | 0 |
ISHARES TR | NAT AMT FREE BD | 464288414 | 824 | 7,444 | SH | | DFND | 1, 2 | 0 | 7,444 | 0 |
ISHARES TR | NY AMTFRE MU ETF | 464288323 | 1,476 | 13,187 | SH | | DFND | 1, 2 | 0 | 13,187 | 0 |
ISHARES TR | RUS MID-CAP ETF | 464287499 | 2,354 | 14,698 | SH | | DFND | 1, 2 | 0 | 14,698 | 0 |
ISHARES TR | FLOATING RATE BD ETF | 46429B655 | 220 | 4,360 | SH | | DFND | 1, 2 | 0 | 4,360 | 0 |
ISHARES TR | MSCI EAFE MIN VOLATIL ETF | 46429B689 | 540 | 8,324 | SH | | DFND | 1, 2 | 0 | 8,324 | 0 |
ISHARES TR | MSCI USA MINVOLATILITY ETF | 46429B697 | 707 | 16,917 | SH | | DFND | 1, 2 | 0 | 16,917 | 0 |
ITERIS INC | COM | 46564T107 | 22 | 10,000 | SH | | DFND | 1, 2 | 0 | 10,000 | 0 |
JEFFERIES GROUP INC | DBCV 3.875%11/0 | 472319AG7 | 82 | 82,000 | PRN | | DFND | 2 | 0 | 82,000 | 0 |
KEMET CORP | COM NEW | 488360207 | 1,072 | 452,200 | SH | | DFND | 1, 2 | 0 | 452,200 | 0 |
KRATOS DEFENSE &SEC SOLUTIONS | COM NEW | 50077B207 | 280 | 68,357 | SH | | DFND | 1, 2 | 0 | 68,357 | 0 |
LADENBURG THALMAN FIN SVCS INC | COM | 50575Q102 | 7 | 81,050 | SH | | DFND | 1, 2 | 0 | 81,050 | 0 |
LINDBLAD EXPEDITIONS HLDGS IN | COM | 535219109 | 212 | 19,100 | SH | | DFND | 1, 2 | 0 | 19,100 | 0 |
LUMENTUM HLDGS INC | COM | 55024U109 | 269 | 12,225 | SH | | DFND | 1, 2 | 0 | 12,225 | 0 |
MICROSOFT CORP | COM | 594918104 | 2,087 | 37,611 | SH | | DFND | 1, 2 | 0 | 37,611 | 0 |
MONSTER WORLDWIDE INC | COM | 611742107 | 5,094 | 889,073 | SH | | DFND | 1, 2 | 0 | 889,073 | 0 |
MONSTER WORLDWIDE INC | COM | 611742107 | 716 | 125,000 | SH | | DFND | 2 | 0 | 125,000 | 0 |
NATIONAL CINEMEDIA INC | COM | 635309107 | 252 | 16,020 | SH | | DFND | 1, 2 | 0 | 16,020 | 0 |
NATIONAL HOLDINGS CORP | COM NEW | 636375206 | 12 | 4,080 | SH | | DFND | 1, 2 | 0 | 4,080 | 0 |
NATIONAL HOLDINGS CORP | COM NEW | 636375206 | 1,449 | 513,950 | SH | | DFND | 2 | 0 | 513,950 | 0 |
NAVISTAR INTL CORP | NOTE 4.500%10/1 | 63934EAQ1 | 74 | 150,000 | PRN | | DFND | 2 | 0 | 150,000 | 0 |
NETSCOUT SYS INC | COM | 64115T104 | 251 | 8,181 | SH | | DFND | 1, 2 | 0 | 8,181 | 0 |
NEWTEK BUSINESS SVCS CORP | COM NEW | 652526203 | 197 | 13,766 | SH | | DFND | 1, 2 | 0 | 13,766 | 0 |
NIELSEN HLDGS PLC | COM | G6518L108 | 252 | 5,400 | SH | | DFND | 1, 2 | 0 | 5,400 | 0 |
NOVAVAX INC | COM | 670002104 | 88 | 10,500 | SH | | DFND | 1, 2 | 0 | 10,500 | 0 |
NUTRI SYS INC | COM | 67069D108 | 244 | 11,274 | SH | | DFND | 1, 2 | 0 | 11,274 | 0 |
NUVEEN AMT FREE MUN INCOME FD | COM | 670657105 | 173 | 12,500 | SH | | DFND | 1, 2 | 0 | 12,500 | 0 |
NUVEEN BUILD AMERICA BOND FUND COM USD0.01 | COM | 67074C103 | 551 | 27,423 | SH | | DFND | 1, 2 | 0 | 27,423 | 0 |
NUVEEN MTG OPPORTUNITY TERM FD COM | COM | 670735109 | 228 | 10,033 | SH | | DFND | 1, 2 | 0 | 10,033 | 0 |
NUVEEN MUN VALUE FD | COM | 670928100 | 151 | 14,800 | SH | | DFND | 1, 2 | 0 | 14,800 | 0 |
OCLARO INC | COM NEW | 67555N206 | 239 | 68,725 | SH | | DFND | 1, 2 | 0 | 68,725 | 0 |
ON SEMICONDUCTOR CRP | COM | 682189105 | 421 | 42,916 | SH | | DFND | 1, 2 | 0 | 42,916 | 0 |
PEABODY ENERGY CORP | SDCV 4.750%12/1 | 704549AG9 | 8 | 152,250 | PRN | | DFND | 2 | 0 | 152,250 | 0 |
PENNANTPARK FLOATING RATE CAP LTD | COM | 70806A106 | 1,916 | 170,360 | SH | | DFND | 1, 2 | 0 | 170,360 | 0 |
PENNANTPARK INVT CORP | COM | 708062104 | 1,979 | 320,177 | SH | | DFND | 1, 2 | 0 | 320,177 | 0 |
PENNEY J C CO INC | COM | 708160106 | 281 | 42,169 | SH | | DFND | 1, 2 | 0 | 42,169 | 0 |
PFIZER INC | COM | 717081103 | 269 | 8,321 | SH | | DFND | 1, 2 | 0 | 8,321 | 0 |
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 2,200 | 21,869 | SH | | DFND | 1, 2 | 0 | 21,869 | 0 |
PIMCO ETF TR | LOW DURATION ACTIVE ETF FD | 72201R718 | 556 | 5,574 | SH | | DFND | 1, 2 | 0 | 5,574 | 0 |
POWERSHARES GLOBAL ETF TRUST | AGG PFD PORT | 73936T565 | 438 | 29,290 | SH | | DFND | 1, 2 | 0 | 29,290 | 0 |
POWERSHARES ETF TRUST II | CEF INC COMPST | 73936Q843 | 203 | 9,521 | SH | | DFND | 1, 2 | 0 | 9,521 | 0 |
POWERSHARES QQQ TRUST | POWERSHARES QQQ TRUST | 73935A104 | 868 | 7,758 | SH | | DFND | 1, 2 | 0 | 7,758 | 0 |
PRGX GLOBAL INC | COM | 69357C503 | 4,383 | 1,178,173 | SH | | DFND | 1, 2 | 0 | 1,178,173 | 0 |
PRGX GLOBAL INC | COM | 69357C503 | 653 | 175,644 | SH | | DFND | 2 | 0 | 175,644 | 0 |
PROVIDENT FINL SVCS INC | COM | 74386T105 | 252 | 12,500 | SH | | DFND | 1, 2 | 0 | 12,500 | 0 |
MORGAN STANLEY | COM NEW | 617446448 | 1,495 | 47,000 | SH | Put | DFND | 1, 2 | 0 | 47,000 | 0 |
RENEWABLE ENERGY GROUP INC | MTNF 2.750% 6/1 | 75972AAA1 | 135 | 160,000 | PRN | | DFND | 2 | 0 | 160,000 | 0 |
RUBICON PROJECT COM | COM | 78112V102 | 293 | 17,818 | SH | | DFND | 1, 2 | 0 | 17,818 | 0 |
SCHLUMBERGER LIMITED | COM | 806857108 | 207 | 2,969 | SH | | DFND | 1, 2 | 0 | 2,969 | 0 |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 269 | 3,440 | SH | | DFND | 1, 2 | 0 | 3,440 | 0 |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 341 | 4,729 | SH | | DFND | 1, 2 | 0 | 4,729 | 0 |
SEQUANS COMMUNICATIONS S A | SPONSORED ADS | 817323108 | 356 | 169,489 | SH | | DFND | 1, 2 | 0 | 169,489 | 0 |
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 259 | 3,366 | SH | | DFND | 1, 2 | 0 | 3,366 | 0 |
SOLAR CAP LTD | COM | 83413U100 | 265 | 16,109 | SH | | DFND | 1, 2 | 0 | 16,109 | 0 |
SOLAR SENIOR CAPITAL LTD | COM | 83416M105 | 4,076 | 273,580 | SH | | DFND | 1, 2 | 0 | 273,580 | 0 |
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 350 | 12,416 | SH | | DFND | 1, 2 | 0 | 12,416 | 0 |
SPDR DOW JONES INDL AVERAGE ETF | UT SER 1 | 78467X109 | 763 | 4,387 | SH | | DFND | 1, 2 | 0 | 4,387 | 0 |
SPDR INDEX SHS FDS | GLB NAT RESRCE | 78463X541 | 579 | 18,023 | SH | | DFND | 1, 2 | 0 | 18,023 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,900 | 9,318 | SH | | DFND | 1, 2 | 0 | 9,318 | 0 |
SPLUNK INC | COM | 848637104 | 563 | 9,579 | SH | | DFND | 1, 2 | 0 | 9,579 | 0 |
STONERIDGE INC | COM | 86183P102 | 276 | 18,639 | SH | | DFND | 1, 2 | 0 | 18,639 | 0 |
SUPERIOR INDS INTL INC | COM | 868168105 | 231 | 12,538 | SH | | DFND | 1, 2 | 0 | 12,538 | 0 |
SUPPORT COM INC | COM | 86858W101 | 45 | 44,405 | SH | | DFND | 1, 2 | 0 | 44,405 | 0 |
SYSOREX GLOBAL HLDGS CORP | COM NEW | 87184N203 | 439 | 770,331 | SH | | DFND | 1, 2 | 0 | 770,331 | 0 |
SYSOREX GLOBAL HLDGS CORP | COM NEW | 87184N203 | 214 | 376,250 | SH | | DFND | 2 | 0 | 376,250 | 0 |
TELENAV INC | COM | 879455103 | 4,070 | 715,361 | SH | | DFND | 1, 2 | 0 | 715,361 | 0 |
TELENAV INC | COM | 879455103 | 482 | 84,629 | SH | | DFND | 2 | 0 | 84,629 | 0 |
TEMPUR SEALY INTL INC | COM | 88023U101 | 6,341 | 90,000 | SH | Put | DFND | 1, 2 | 0 | 90,000 | 0 |
TORTOISE MLP FD INC | COM | 89148B101 | 550 | 31,655 | SH | | DFND | 1, 2 | 0 | 31,655 | 0 |
TURTLE BEACH CORP COM | COM | 900450107 | 262 | 130,288 | SH | | DFND | 1, 2 | 0 | 130,288 | 0 |
UNITED ONLINE INC | COM | 911268209 | 8,164 | 692,422 | SH | | DFND | 1, 2 | 0 | 692,422 | 0 |
UNITED ONLINE INC | COM | 911268209 | 8,659 | 734,434 | SH | | DFND | 2 | 0 | 734,434 | 0 |
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 266 | 2,502 | SH | | DFND | 1, 2 | 0 | 2,502 | 0 |
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 6,200 | 66,312 | SH | | DFND | 1, 2 | 0 | 66,312 | 0 |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,834 | 15,271 | SH | | DFND | 1, 2 | 0 | 15,271 | 0 |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 1,750 | 16,779 | SH | | DFND | 1, 2 | 0 | 16,779 | 0 |
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 254 | 5,849 | SH | | DFND | 1, 2 | 0 | 5,849 | 0 |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1,166 | 35,637 | SH | | DFND | 1, 2 | 0 | 35,637 | 0 |
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 535 | 10,716 | SH | | DFND | 1, 2 | 0 | 10,716 | 0 |
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 703 | 8,356 | SH | | DFND | 1, 2 | 0 | 8,356 | 0 |
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 1,861 | 38,486 | SH | | DFND | 1, 2 | 0 | 38,486 | 0 |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 3,276 | 41,469 | SH | | DFND | 1, 2 | 0 | 41,469 | 0 |
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 2,228 | 26,491 | SH | | DFND | 1, 2 | 0 | 26,491 | 0 |
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 1,335 | 17,165 | SH | | DFND | 1, 2 | 0 | 17,165 | 0 |
VANGUARD STAR FD | VG TL INTL STK F | 921909768 | 232 | 5,153 | SH | | DFND | 1, 2 | 0 | 5,153 | 0 |
VIASAT INC | COM | 92552V100 | 277 | 4,542 | SH | | DFND | 1, 2 | 0 | 4,542 | 0 |
VISHAY PRECISION GROUP INC | COM | 92835K103 | 246 | 21,753 | SH | | DFND | 1, 2 | 0 | 21,753 | 0 |
WIDEPOINT CORP COM | COM | 967590100 | 346 | 497,443 | SH | | DFND | 1, 2 | 0 | 497,443 | 0 |
WISDOMTREE TR | GLB NAT RES FD | 97717W711 | 441 | 40,060 | SH | | DFND | 1, 2 | 0 | 40,060 | 0 |