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SC 13D/A Filing
B. Riley Financial (RILY) SC 13D/AB. Riley Financial, Inc.
Filed: 25 Jul 16, 12:00am
Exhibit 99.2
Transactions of the Reporting Persons Effected Since The Last 13D Filing
The following transactions were effected by Mr. Asher:
Date of Transaction | Security | Quantity of Shares | Price Per Share (in dollars) |
July 5, 20161 | Common Stock | 100 | 8.92 |
July 13, 2016 | Common Stock | 100 | 9.05 |
July 14, 2016 | Common Stock | 400 | 9.025 |
July 14, 2016 | Common Stock | 610 | 9.04 |
July 14, 2016 | Common Stock | 3,200 | 9.06 |
July 14, 2016 | Common Stock | 2,900 | 9.08 |
July 14, 2016 | Common Stock | 600 | 9.10 |
July 14, 2016 | Common Stock | 87,500 | 9.10 |
July 19, 2016 | Common Stock | 149,700 | 9.10 |
1. This transaction was inadvertently omitted from the July 12th Schedule 13D and is included in this Amendment No. 1 in order to provide complete disclosure of all Common Stock beneficially owned by Mr. Asher.
All of the above transactions were effected on the open market and were purchased through a brokerage account of Equitec Proprietary Market, LLC attributed to Mr. Asher.