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- 10-Q Quarterly report
- 10.1 Amendment and Restatement Agreement, Dated As of May 14, 2020, Among B&W, Bank of America, N.a., As Administrative Agent, and the Other Lenders Party Thereto, Including the Company
- 10.2 Fee Letter, Dated As of May 14, 2020, Among the Company and B&W
- 10.3 Fee and Interest Equitization Agreement, Dated May 14, 2020, Between the Company, B. Riley FBR, and B&W
- 10.4 Termination Agreement, Dated As of May 14, 2020, the Company and B&W and Acknowledged by Bank of America, N.a. with Respect to the Backstop Commitment Letter
- 10.5 Limited Guaranty Agreement, Dated As of May 14, 2020, Among the Company, B&W and Bank of America, N.a
- 10.6 Limited Waiver, Joinder and Amendment Number Two to Credit Agreement, Dated As of May 1, 2020
- 10.7 Joinder and Amendment Number Three to Abl Credit Agreement, Dated As of May 1, 2020
- 31.1 Certification
- 31.2 Certification
- 31.3 Certification
- 32.1 Certification
- 32.2 Certification
- 32.3 Certification
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Exhibit 32.1
CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
In connection with the Quarterly Report on Form 10-Q of B. Riley Financial, Inc. (the “Company”) for the quarter ended June 30, 2020 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Bryant R. Riley, Co-Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that:
1. The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
/s/ BRYANT R. RILEY | |
Bryant R. Riley | |
Co-Chief Executive Officer Chairman of the Board | |
July 31, 2020 |