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- 10-Q Quarterly report
- 10.1 Dash Medical Holdings, LLC Subscription Agreement, Dated As of March 1, 2021, by and Between Dash Medical Holdings, LLC and B. Riley Principal Investments, LLC
- 10.3 Joinder to Limited Liability Company Agreement, Dated As of March 1, 2021, by and Between Dash Medical Holdings, LLC and B. Riley Principal Investments, LLC
- 10.4 Subordinated Working Capital Promissory Note, Dated As of March 2, 2021, Made by Dash Medical Gloves, LLC and Dash Holding Company, Inc., In Favor of BRF Finance Co., LLC
- 10.5 Subordination Agreement, Dated As of March 2, 2021, Among Tree Line Capital Partners, LLC, As Administrative Agent, and BRF Finance Co., LLC, Dash Holding Company, Inc., and Dash Medical Gloves, LLC
- 10.6 Form of Performance Restricted Stock Unit Agreement Pursuant to the Amended and Restated 2009 Stock Incentive Plan
- 10.7 Amendment No. 2 to Amended and Restated Credit Agreement, Dated As of February 8, 2021, by and Among Babcock & Wilcox Enterprises, Inc., Bank of America, N.a., As Administrative Agent, and the Lenders Party Thereto, Including B. Riley Securities, Inc.,
- 10.8 Amendment No. 3 to Amended and Restated Credit Agreement, Dated As of March 4, 2021, by and Among Babcock & Wilcox Enterprises, Inc., Bank of America, N.a., As Administrative Agent, and the Lenders Party Thereto, Including B. Riley Securities, Inc.,
- 10.9 Amendment No. 4 to Amended and Restated Credit Agreement, Dated As of March 26, 2021, by and Among Babcock & Wilcox Enterprises, Inc., Bank of America, N.a., As Administrative Agent, and the Lenders Party Thereto, Including B. Riley Securities, Inc.,
- 31.1 Certification
- 31.2 Certification
- 31.3 Certification
- 32.1 Certification
- 32.2 Certification
- 32.3 Certification
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Exhibit 32.2
CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
In connection with the Quarterly Report on Form 10-Q of B. Riley Financial, Inc. (the “Company”) for the quarter ended March 31, 2021 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Thomas J. Kelleher, Co-Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that:
1. The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
/s/ THOMAS J. KELLEHER | |
Thomas J. Kelleher | |
Co-Chief Executive Officer | |
Director | |
May 7, 2021 |