The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCELERATE ACQUISITION CORP | COM CL A | 00439D102 | 1,654 | 168,411 | SH | DFND | 1 | 168,411 | 0 | 0 | |
ALGOMA STL GROUP INC | *W EXP 10/19/202 | 015658115 | 11 | 11,855 | SH | DFND | 1 | 11,855 | 0 | 0 | |
ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 54,826 | 4,979,629 | SH | DFND | 4,979,629 | 0 | 0 | ||
ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 11,243 | 1,021,134 | SH | DFND | 1 | 1,021,134 | 0 | 0 | |
THE ARENA GROUP HOLDINGS INC | COM | 040044109 | 44,979 | 3,433,532 | SH | DFND | 3,433,532 | 0 | 0 | ||
THE ARENA GROUP HOLDINGS INC | COM | 040044109 | 16,387 | 1,250,910 | SH | DFND | 1 | 1,250,910 | 0 | 0 | |
ARROWROOT ACQUISITION CORP | CL A COM | 04282M102 | 400 | 40,764 | SH | DFND | 1 | 40,764 | 0 | 0 | |
ARROWROOT ACQUISITION CORP | *W EXP 03/02/202 | 04282M110 | 1 | 43,240 | SH | DFND | 1 | 43,240 | 0 | 0 | |
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 43 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
B RILEY PRIN 250 MERGER CORP | UNIT 04/06/2026 | 05602L203 | 5,886 | 600,000 | SH | DFND | 2 | 600,000 | 0 | 0 | |
BABCOCK & WILCOX ENTERPRISES | COM | 05614L209 | 97,335 | 15,256,240 | SH | DFND | 15,256,240 | 0 | 0 | ||
BABCOCK & WILCOX ENTERPRISES | COM | 05614L209 | 73,568 | 11,531,099 | SH | DFND | 1 | 11,531,099 | 0 | 0 | |
BENESSERE CAPITAL ACQUSTN CO | RIGHT 99/99/9999 | 08179B129 | 1 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
CELULARITY INC | COM CL A | 151190105 | 870 | 376,821 | SH | DFND | 1 | 376,821 | 0 | 0 | |
CHARAH SOLUTIONS INC | COM | 15957P105 | 5,287 | 2,888,889 | SH | DFND | 1 | 2,888,889 | 0 | 0 | |
CHEGG INC | NOTE 0.125% 3/1 | 163092AD1 | 39 | 45,000 | SH | DFND | 1 | 45,000 | 0 | 0 | |
CHEGG INC | NOTE 9/0 | 163092AF6 | 34 | 45,000 | SH | DFND | 1 | 45,000 | 0 | 0 | |
COLOMBIER ACQUISITION CORP | *W EXP 99/99/999 | 19533H116 | 16 | 146,814 | SH | DFND | 1 | 146,814 | 0 | 0 | |
CORE SCIENTIFIC INC | COMMON STOCK | 21873J108 | 164 | 126,442 | SH | DFND | 1 | 126,442 | 0 | 0 | |
DEEP MEDICINE ACQUISITION CO | RIGHT 09/30/2028 | 243733110 | 1 | 30,099 | SH | DFND | 1 | 30,099 | 0 | 0 | |
DOUBLEDOWN INTERACTIVE CO LT | ADS | 25862B109 | 35,088 | 3,801,523 | SH | DFND | 3,801,523 | 0 | 0 | ||
DOUBLEDOWN INTERACTIVE CO LT | ADS | 25862B109 | 219 | 23,687 | SH | DFND | 1 | 23,687 | 0 | 0 | |
EOS ENERGY ENTERPRISES INC | *W EXP 05/06/202 | 29415C119 | 137 | 325,000 | SH | DFND | 325,000 | 0 | 0 | ||
EXELA TECHNOLOGIES INC | COM | 30162V706 | 1,699 | 3,750,000 | SH | DFND | 1 | 3,750,000 | 0 | 0 | |
FAZE HOLDINGS INC | COMMON STOCK | 31423J102 | 117,351 | 12,123,000 | SH | DFND | 2 | 12,123,000 | 0 | 0 | |
FAZE HOLDINGS INC | *W EXP 03/01/202 | 31423J110 | 86 | 156,001 | SH | DFND | 2 | 156,001 | 0 | 0 | |
FRANCHISE GROUP INC | COM | 35180X105 | 5,554 | 228,549 | SH | DFND | 1 | 228,549 | 0 | 0 | |
GARRETT MOTION INC | PFD CONV SER A | 366505204 | 319 | 44,895 | SH | DFND | 1 | 44,895 | 0 | 0 | |
GORES HOLDINGS VII INC | COM CL A | 38287A101 | 670 | 69,254 | SH | DFND | 1 | 69,254 | 0 | 0 | |
GORES TECHNOLOGY PARTNERS II | CLASS A COM | 38287L107 | 322 | 32,742 | SH | DFND | 1 | 32,742 | 0 | 0 | |
HEALTHCARE SERVICES ACQU COR | *W EXP 99/99/999 | 42227K112 | 4 | 137,954 | SH | DFND | 1 | 137,954 | 0 | 0 | |
HERBALIFE NUTRITION LTD | NOTE 2.625% 3/1 | 42703MAD5 | 165 | 182,000 | SH | DFND | 1 | 182,000 | 0 | 0 | |
IMEDIA BRANDS INC | COM CL A | 452465206 | 59 | 91,911 | SH | DFND | 1 | 91,911 | 0 | 0 | |
INSPIRED ENTMT INC | COM | 45782N108 | 2,509 | 284,161 | SH | DFND | 284,161 | 0 | 0 | ||
INSPIRED ENTMT INC | COM | 45782N108 | 2,138 | 242,130 | SH | DFND | 1 | 242,130 | 0 | 0 | |
INSPIRED ENTMT INC | COM | 45782N108 | 221 | 25,000 | SH | DFND | 2 | 25,000 | 0 | 0 | |
INNOVATE CORP | COM | 45784J105 | 1,905 | 2,721,425 | SH | DFND | 2,721,425 | 0 | 0 | ||
INNOVATE CORP | COM | 45784J105 | 800 | 1,142,929 | SH | DFND | 1 | 1,142,929 | 0 | 0 | |
INNOVATE CORP | COM | 45784J105 | 16 | 22,904 | SH | DFND | 2 | 22,904 | 0 | 0 | |
JOURNEY MED CORP | COM | 48115J109 | 2,127 | 864,695 | SH | DFND | 1 | 864,695 | 0 | 0 | |
LANDSEA HOMES CORP | COM | 51509P103 | 72 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
LAZYDAYS HLDGS INC | COM | 52110H100 | 9,434 | 698,791 | SH | DFND | 698,791 | 0 | 0 | ||
LAZYDAYS HLDGS INC | COM | 52110H100 | 11,225 | 831,457 | SH | DFND | 1 | 831,457 | 0 | 0 | |
LAZYDAYS HLDGS INC | COM | 52110H100 | 3,343 | 247,663 | SH | DFND | 2 | 247,663 | 0 | 0 | |
LIBERTY LATIN AMERICA LTD | NOTE 2.000% 7/1 | 53069QAB5 | 109 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
LIBERTY MEDIA ACQUISITION CO | COM SR A | 53073L104 | 2,332 | 234,640 | SH | DFND | 1 | 234,640 | 0 | 0 | |
LIFEMD INC | COM | 53216B104 | 2,168 | 1,100,711 | SH | DFND | 1 | 1,100,711 | 0 | 0 | |
MSP RECOVERY INC | *W EXP 05/20/202 | 553745126 | 2 | 34,883 | SH | DFND | 1 | 34,883 | 0 | 0 | |
MARCHEX INC | CL B | 56624R108 | 2,584 | 1,538,289 | SH | DFND | 1,538,289 | 0 | 0 | ||
MARCHEX INC | CL B | 56624R108 | 2,485 | 1,479,207 | SH | DFND | 1 | 1,479,207 | 0 | 0 | |
MINIM INC | COM | 60365W102 | 329 | 1,565,364 | SH | DFND | 1 | 1,565,364 | 0 | 0 | |
MOUNTAIN CREST ACQUSITN CRP | RIGHT 06/29/2026 | 62403K116 | 2 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
NEOGENOMICS INC | NOTE 0.250% 1/1 | 64049MAB6 | 21 | 33,000 | SH | DFND | 1 | 33,000 | 0 | 0 | |
NEWBURY STREET ACQUISITN COR | *W EXP 04/30/202 | 65101L112 | 1 | 19,855 | SH | DFND | 1 | 19,855 | 0 | 0 | |
NEXTNAV INC | COMMON STOCK | 65345N106 | 5,499 | 2,044,334 | SH | DFND | 1 | 2,044,334 | 0 | 0 | |
NEXTNAV INC | COMMON STOCK | 65345N106 | 538 | 199,912 | SH | DFND | 2 | 199,912 | 0 | 0 | |
NEXTNAV INC | *W EXP 10/28/202 | 65345N114 | 28 | 55,974 | SH | DFND | 1 | 55,974 | 0 | 0 | |
NORTHERN STAR INVSTMNT CORP | COM CLASS A | 66573W107 | 491 | 49,785 | SH | DFND | 1 | 49,785 | 0 | 0 | |
PERPETUA RESOURCES CORP | COM | 714266103 | 1,483 | 734,122 | SH | DFND | 734,122 | 0 | 0 | ||
PERPETUA RESOURCES CORP | COM | 714266103 | 3,722 | 1,842,389 | SH | DFND | 1 | 1,842,389 | 0 | 0 | |
PROPERTY SOLUTIONS ACQUISITI | UNIT 03/01/2026 | 74350A207 | 909 | 92,654 | SH | DFND | 1 | 92,654 | 0 | 0 | |
QUANTUM CORP | COM NEW | 747906501 | 4,054 | 3,753,578 | SH | DFND | 3,753,578 | 0 | 0 | ||
QUANTUM CORP | COM NEW | 747906501 | 272 | 251,862 | SH | DFND | 1 | 251,862 | 0 | 0 | |
SEQUANS COMMUNICATIONS S A | SPONSORED ADS | 817323207 | 1,336 | 374,296 | SH | DFND | 1 | 374,296 | 0 | 0 | |
SHOPIFY INC | NOTE 0.125%11/0 | 82509LAA5 | 163 | 199,000 | SH | DFND | 1 | 199,000 | 0 | 0 | |
SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 13,772 | 12,080,499 | SH | DFND | 1 | 12,080,499 | 0 | 0 | |
TLG ACQUISITION ONE CORP | *W EXP 01/25/202 | 87257M116 | 2 | 30,405 | SH | DFND | 1 | 30,405 | 0 | 0 | |
TEEKAY CORPORATION | NOTE 5.000% 1/1 | 87900YAE3 | 15 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
TILE SHOP HLDGS INC | COM | 88677Q109 | 1,864 | 529,570 | SH | DFND | 529,570 | 0 | 0 | ||
TRANSACT TECHNOLOGIES INC | COM | 892918103 | 3,658 | 1,002,140 | SH | DFND | 1 | 1,002,140 | 0 | 0 | |
TRIBE CAPITAL GROWTH CORP I | CLASS A COM | 89601Y101 | 108 | 10,980 | SH | DFND | 1 | 10,980 | 0 | 0 | |
TRIBE CAPITAL GROWTH CORP I | *W EXP 02/28/202 | 89601Y119 | 0 | 10,295 | SH | DFND | 1 | 10,295 | 0 | 0 | |
VICTORIAS SECRET AND CO | COMMON STOCK | 926400102 | 603 | 20,700 | SH | DFND | 1 | 20,700 | 0 | 0 | |
YOTTA ACQUISITION CORPORATIO | *W EXP 03/15/202 | 98741Y111 | 4 | 99,918 | SH | DFND | 1 | 99,918 | 0 | 0 | |
YOTTA ACQUISITION CORPORATIO | RIGHT 03/15/2027 | 98741Y129 | 5 | 81,368 | SH | DFND | 1 | 81,368 | 0 | 0 | |
AFRICAN GOLD ACQUISITION COR | *W EXP 03/31/202 | G0112R124 | 28 | 689,799 | SH | DFND | 1 | 689,799 | 0 | 0 | |
ALSP ORCHID ACQUISITION CORP | *W EXP 11/03/202 | G0231L123 | 3 | 37,000 | SH | DFND | 1 | 37,000 | 0 | 0 | |
BLUE SAFARI GRP ACQUISITN CO | RIGHT 09/24/2026 | G1195R130 | 1 | 10,339 | SH | DFND | 1 | 10,339 | 0 | 0 | |
BLUERIVER ACQUISITION CORP | *W EXP 01/04/202 | G1261Q115 | 0 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
COVA ACQUISITION CORP | *W EXP 02/05/202 | G2554Y120 | 1 | 41,650 | SH | DFND | 1 | 41,650 | 0 | 0 | |
CROWN PROPTECH ACQUISITIONS | SHS CL A | G25741102 | 151 | 15,200 | SH | DFND | 1 | 15,200 | 0 | 0 | |
CRESCERA CAP ACQUISITION COR | *W EXP 11/18/202 | G26507114 | 2 | 31,800 | SH | DFND | 1 | 31,800 | 0 | 0 | |
CRYPTO 1 ACQUISTION CORP | *W EXP 04/30/202 | G3168A110 | 5 | 46,236 | SH | DFND | 1 | 46,236 | 0 | 0 | |
FTAC HERA ACQUISITION CORP | CLASS A ORD SHS | G3728Y103 | 599 | 60,354 | SH | DFND | 1 | 60,354 | 0 | 0 | |
INFINT ACQUISITION CORP | *W EXP 99/99/999 | G47862126 | 10 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
KISMET ACQUISITION THREE COR | *W EXP 06/30/202 | G5276C102 | 2 | 160,317 | SH | DFND | 1 | 160,317 | 0 | 0 | |
KISMET ACQUISITION TWO CORP | *W EXP 06/30/202 | G52807115 | 2 | 31,809 | SH | DFND | 1 | 31,809 | 0 | 0 | |
MELI KASZEK PIONEER CORP | CLASS A ORD | G5S74L106 | 860 | 87,093 | SH | DFND | 1 | 87,093 | 0 | 0 | |
SOCIAL CAPITAL HEDOSOPHA HLD | SHS CL A | G82514103 | 462 | 46,109 | SH | DFND | 1 | 46,109 | 0 | 0 | |
SWVL HOLDINGS CORP | CLASS A COM | G86302109 | 17 | 20,000 | SH | DFND | 2 | 20,000 | 0 | 0 | |
SUPERNOVA PARTN ACQ CO III L | SHS CL A | G8T90F102 | 517 | 52,204 | SH | DFND | 1 | 52,204 | 0 | 0 | |
VAHANNA TECH EDGE ACQSTN I C | *W EXP 11/30/202 | G9320Z117 | 18 | 160,070 | SH | DFND | 1 | 160,070 | 0 | 0 | |
VY GLOBAL GROWTH | COM CL A | G9444H100 | 3,609 | 359,839 | SH | DFND | 1 | 359,839 | 0 | 0 |