The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
| ||||||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AGENUS INC | COM NEW | 00847G804 | 2,074,059 | 756,956 | SH | DFND | 756,956 | 0 | 0 | ||
| ROYALTY MGMT HLDG CORP | CLASS A COM | 02369M102 | 19,960 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
| BABCOCK & WILCOX ENTERPRISES | COM | 05614L209 | 45,012,296 | 27,446,522 | SH | DFND | 27,446,522 | 0 | 0 | ||
| CADIZ INC | COM NEW | 127537207 | 9,016,654 | 1,733,972 | SH | DFND | 1,733,972 | 0 | 0 | ||
| CHEGG INC | NOTE 9/0 | 163092AF6 | 8,100 | 10,000 | PRN | DFND | 10,000 | 0 | 0 | ||
| DOUBLEDOWN INTERACTIVE CO LT | ADS | 25862B109 | 43,706,141 | 4,186,412 | SH | DFND | 4,186,412 | 0 | 0 | ||
| 8X8 INC NEW | COM | 282914100 | 2,385,677 | 893,512 | SH | DFND | 893,512 | 0 | 0 | ||
| EOS ENERGY ENTERPRISES INC | *W EXP 11/17/202 | 29415C119 | 268,912 | 274,400 | SH | DFND | 274,400 | 0 | 0 | ||
| GAMESQUARE HLDGS INC | COM | 36468G103 | 1,017,540 | 1,233,083 | SH | DFND | 1,233,083 | 0 | 0 | ||
| LANDSEA HOMES CORP | COM | 51509P103 | 4,245,764 | 500,090 | SH | DFND | 500,090 | 0 | 0 | ||
| THE REAL GOOD FOOD COMPANY I | COM CL A | 75601G109 | 360,768 | 940,479 | SH | DFND | 940,479 | 0 | 0 | ||
| SYNCHRONOSS TECHNOLOGIES INC | COM NEW | 87157B400 | 7,199,501 | 749,948 | SH | DFND | 749,948 | 0 | 0 | ||
| TRANSACT TECHNOLOGIES INC | COM | 892918103 | 3,824,735 | 935,143 | SH | DFND | 935,143 | 0 | 0 | ||
| WOLFSPEED INC | NOTE 0.250% 2/1 | 977852AB8 | 46,050 | 100,000 | PRN | DFND | 100,000 | 0 | 0 | ||
| ROMAN DBDR ACQUISITION CORP | UNIT 99/99/9999 | G7633M120 | 351,881 | 35,294 | SH | DFND | 35,294 | 0 | 0 | ||
| ALTISOURCE PORTFOLIO SOLNS S | REG SHS | L0175J104 | 20,954 | 31,874 | SH | DFND | 31,874 | 0 | 0 | ||
