B. Riley Financial (RILY) 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
APOLLO SR FLOATING RATE FD I	COM	037636107	709	42,018	SH		DFND	1	0	42,018	0
APOLLO TACTICAL INCOME FD IN	COM	037638103	385	23,648	SH		DFND	1	0	23,648	0
APPLE INC	COM	037833100	1,535	10,661	SH		DFND	1	0	10,661	0
ARISTA NETWORKS INC	COM	040413106	7,490	50,000	SH	Put	DFND	1	0	50,000	0
AUTOLIV INC	COM	052800109	1,255	11,426	SH		DFND	1	0	11,426	0
BRT RLTY TR	SH BEN INT NEW	055645303	99	82,512	SH		DFND	1	0	82,512	0
BAZAARVOICE INC	COM	073271108	658	132,918	SH		DFND	1	0	132,918	0
BERKSHIRE HATHAWAY INC DEL	CL A	084670108	255	1	SH		DFND	1	0	1	0
BERKSHIRE HATHAWAY INC DEL	CL B NEW	084670702	474	2,800	SH		DFND	1	0	2,800	0
BROOKFIELD REAL ASSETS INCOM	SHS BEN INT	112830104	254	10,938	SH		DFND	1	0	10,938	0
BRUNSWICK CORP	COM	117043109	610	9,729	SH		DFND	1	0	9,729	0
CADIZ INC	COM NEW	127537207	107	7,900	SH		DFND	1	0	7,900	0
CADIZ INC	COM NEW	127537207	1,028	76,142	SH		DFND		0	76,142	0
CALAMP CORP	COM	128126109	653	32,133	SH		DFND	1	0	32,133	0
CDN IMPERIAL BK COMM TORONTO	COM	136069101	1,217	15,000	SH	Put	DFND	1	0	15,000	0
CARBONITE INC	COM	141337105	603	27,670	SH		DFND	1	0	27,670	0
CARVANA CO	CL A	146869102	1,100	53,758	SH		DFND	1	0	53,758	0
CREDIT ACCEP CORP MICH	COM	225310101	1,337	5,200	SH		DFND	1	0	5,200	0
CRYOLIFE INC	COM	228903100	579	29,000	SH		DFND	1	0	29,000	0
DISNEY WALT CO	COM DISNEY	254687106	265	2,490	SH		DFND	1	0	2,490	0
DORMAN PRODUCTS INC	COM	258278100	1,242	15,000	SH	Put	DFND	1	0	15,000	0
DOUBLELINE INCOME SOLUTIONS	COM	258622109	1,767	85,546	SH		DFND	1	0	85,546	0
FIRST BANCORP N C	COM	318910106	625	20,000	SH		DFND	1	0	20,000	0
FORD MTR CO DEL	COM PAR $0.01	345370860	4,476	400,000	SH	Put	DFND	1	0	400,000	0
FORMFACTOR INC	COM	346375108	362	29,189	SH		DFND	1	0	29,189	0
GARRISON CAP INC	COM	366554103	483	58,435	SH		DFND	1	0	58,435	0
GORES HLDGS II INC	COM CL A	382867109	1,505	150,000	SH		DFND	1	0	150,000	0
GORES HLDGS II INC	*W EXP 03/06/202	382867117	75	50,000	SH		DFND	1	0	50,000	0
HC2 HLDGS INC	COM	404139107	8,286	1,409,209	SH		DFND	1	0	1,409,209	0
HC2 HLDGS INC	COM	404139107	149	25,302	SH		DFND		0	25,302	0
HANESBRANDS INC	COM	410345102	892	38,500	SH	Put	DFND	1	0	38,500	0
HEXCEL CORP NEW	COM	428291108	944	17,885	SH		DFND	1	0	17,885	0
HOME DEPOT INC	COM	437076102	209	1,360	SH		DFND	1	0	1,360	0
IMMERSION CORP	COM	452521107	758	83,440	SH		DFND	1	0	83,440	0
ISHARES	MSCI BRZ CAP ETF	464286400	278	8,130	SH		DFND	1	0	8,130	0
ISHARES	MIN VOL GBL ETF	464286525	1,129	14,269	SH		DFND	1	0	14,269	0
ISHARES	MSCI TURKEY ETF	464286715	955	23,000	SH		DFND	1	0	23,000	0
ISHARES TR	SELECT DIVID ETF	464287168	1,023	11,093	SH		DFND	1	0	11,093	0
ISHARES TR	MSCI EMG MKT ETF	464287234	374	9,048	SH		DFND	1	0	9,048	0
ISHARES TR	IBOXX INV CP ETF	464287242	1,274	10,572	SH		DFND	1	0	10,572	0
ISHARES TR	MSCI EAFE ETF	464287465	1,420	21,782	SH		DFND	1	0	21,782	0
ISHARES TR	RUS MID CAP ETF	464287499	3,418	17,793	SH		DFND	1	0	17,793	0
ISHARES TR	CORE S&P MCP ETF	464287507	528	3,033	SH		DFND	1	0	3,033	0
ISHARES TR	NASDQ BIOTEC ETF	464287556	656	2,114	SH		DFND	1	0	2,114	0
ISHARES TR	RUS 1000 GRW ETF	464287614	244	2,053	SH		DFND	1	0	2,053	0
ISHARES TR	RUS 2000 GRW ETF	464287648	408	2,416	SH		DFND	1	0	2,416	0
ISHARES TR	RUSSELL 2000 ETF	464287655	26,775	190,000	SH	Put	DFND	1	0	190,000	0
ISHARES TR	CORE S&P SCP ETF	464287804	240	3,422	SH		DFND	1	0	3,422	0
ISHARES TR	MSCI ACWI EX US	464288240	511	11,203	SH		DFND	1	0	11,203	0
ISHARES TR	JP MOR EM MK ETF	464288281	1,132	9,899	SH		DFND	1	0	9,899	0
ISHARES TR	NEW YORK MUN ETF	464288323	1,500	13,446	SH		DFND	1	0	13,446	0
ISHARES TR	NATIONAL MUN ETF	464288414	964	8,758	SH		DFND	1	0	8,758	0
ISHARES TR	INTL SEL DIV ETF	464288448	1,801	55,056	SH		DFND	1	0	55,056	0
ISHARES TR	1-3 YR CR BD ETF	464288646	1,669	15,852	SH		DFND	1	0	15,852	0
ISHARES TR	GLOBAL MATER ETF	464288695	326	5,448	SH		DFND	1	0	5,448	0
KEMET CORP	COM NEW	488360207	5,373	419,756	SH		DFND	1	0	419,756	0
KEMET CORP	COM NEW	488360207	135	10,540	SH		DFND		0	10,540	0
KULICKE & SOFFA INDS INC	COM	501242101	339	17,820	SH		DFND	1	0	17,820	0
LINDBLAD EXPEDITIONS HLDGS I	COM	535219109	162	15,420	SH		DFND	1	0	15,420	0
MADDEN STEVEN LTD	COM	556269108	656	16,429	SH		DFND	1	0	16,429	0
MICROSOFT CORP	COM	594918104	3,195	46,355	SH		DFND	1	0	46,355	0
MICRON TECHNOLOGY INC	COM	595112103	1,761	58,962	SH		DFND	1	0	58,962	0
MIMEDX GROUP INC	COM	602496101	897	59,900	SH		DFND	1	0	59,900	0
MIMEDX GROUP INC	COM	602496101	1,198	80,000	SH	Call	DFND	1	0	80,000	0
NEW MTN FIN CORP	COM	647551100	437	30,000	SH		DFND	1	0	30,000	0
NOKIA CORP	SPONSORED ADR	654902204	609	98,792	SH		DFND	1	0	98,792	0
NOVAVAX INC	COM	670002104	12	10,500	SH		DFND	1	0	10,500	0
NUVEEN MTG OPPORTUNITY TERM	COM	670735109	240	9,383	SH		DFND	1	0	9,383	0
OCCIDENTAL PETE CORP DEL	COM	674599105	4,490	75,000	SH	Call	DFND	1	0	75,000	0
ON SEMICONDUCTOR CORP	COM	682189105	777	55,311	SH		DFND	1	0	55,311	0
ONE LIBERTY PPTYS INC	COM	682406103	293	22,849	SH		DFND	1	0	22,849	0
OOMA INC	COM	683416101	927	115,845	SH		DFND	1	0	115,845	0
PAPA MURPHYS HLDGS INC	COM	698814100	437	100,000	SH		DFND		0	100,000	0
PENNANTPARK INVT CORP	COM	708062104	2,559	346,270	SH		DFND	1	0	346,270	0
RIGEL PHARMACEUTICALS INC	COM NEW	766559603	554	203,000	SH		DFND	1	0	203,000	0
ROYAL BK CDA MONTREAL QUE	COM	780087102	7,252	100,000	SH	Put	DFND	1	0	100,000	0
S&W SEED CO	COM	785135104	656	158,054	SH		DFND	1	0	158,054	0
SEQUANS COMMUNICATIONS S A	SPONSORED ADS	817323108	841	254,000	SH		DFND	1	0	254,000	0
SNAP ON INC	COM	833034101	2,370	15,000	SH	Put	DFND	1	0	15,000	0
SPLUNK INC	COM	848637104	431	7,579	SH		DFND	1	0	7,579	0
STAMPS COM INC	COM NEW	852857200	581	3,751	SH		DFND	1	0	3,751	0
STURM RUGER & CO INC	COM	864159108	1,243	20,000	SH	Put	DFND	1	0	20,000	0
SUPERIOR INDS INTL INC	COM	868168105	647	31,491	SH		DFND	1	0	31,491	0
THL CR INC	COM	872438106	199	20,000	SH		DFND	1	0	20,000	0
TELENAV INC	COM	879455103	3,041	375,393	SH		DFND	1	0	375,393	0
TERADYNE INC	COM	880770102	297	9,904	SH		DFND	1	0	9,904	0
TONIX PHARMACEUTICALS HLDG C	COM	890260409	1,637	378,138	SH		DFND	1	0	378,138	0
TRANSACT TECHNOLOGIES INC	COM	892918103	622	73,254	SH		DFND	1	0	73,254	0
VANGUARD SPECIALIZED PORTFOLIO	DIV APP ETF	921908844	1,500	16,183	SH		DFND	1	0	16,183	0
VANGUARD STAR FD	VG TL INTL STK F	921909768	507	9,756	SH		DFND	1	0	9,756	0
VANGUARD MALVERN FDS	STRM INFPROIDX	922020805	2,609	52,996	SH		DFND	1	0	52,996	0
VANGUARD INTL EQUITY INDEX F	ALLWRLD EX US	922042775	339	6,784	SH		DFND	1	0	6,784	0
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	922042858	2,146	52,553	SH		DFND	1	0	52,553	0
VANGUARD INTL EQUITY INDEX F	FTSE PACIFIC ETF	922042866	628	9,546	SH		DFND	1	0	9,546	0
VANGUARD INTL EQUITY INDEX F	FTSE EUROPE ETF	922042874	473	8,572	SH		DFND	1	0	8,572	0
VANGUARD INDEX FDS	MID CAP ETF	922908629	3,305	23,191	SH		DFND	1	0	23,191	0
VANGUARD INDEX FDS	LARGE CAP ETF	922908637	8,681	78,189	SH		DFND	1	0	78,189	0
VANGUARD INDEX FDS	GROWTH ETF	922908736	328	2,578	SH		DFND	1	0	2,578	0
VANGUARD INDEX FDS	TOTAL STK MKT	922908769	1,953	15,697	SH		DFND	1	0	15,697	0
ZION OIL & GAS INC	COM	989696109	261	76,070	SH		DFND	1	0	76,070	0
IMAX CORP	COM	45245E109	506	23,004	SH		DFND	1	0	23,004	0
ALPS ETF TR	ALERIAN MLP	00162Q866	316	26,420	SH		DFND	1	0	26,420	0
AMC ENTMT HLDGS INC	CL A COM	00165C104	591	25,985	SH		DFND	1	0	25,985	0
AEHR TEST SYSTEMS	COM	00760J108	1,889	503,838	SH		DFND	1	0	503,838	0
AMERICAN OUTDOOR BRANDS CORP	COM	02874P103	1,662	75,000	SH	Put	DFND	1	0	75,000	0
APOLLO INVT CORP	COM	03761U106	308	48,206	SH		DFND	1	0	48,206	0
ARES CAP CORP	COM	04010L103	1,257	76,733	SH		DFND	1	0	76,733	0
ARES DYNAMIC CR ALLOCATION F	COM	04014F102	229	13,989	SH		DFND	1	0	13,989	0
AXON ENTERPRISE INC	COM	05464C101	622	24,725	SH		DFND	1	0	24,725	0
BLACKSTONE GSO FLTING RTE FU	COM	09256U105	179	10,000	SH		DFND	1	0	10,000	0
BOULEVARD ACQUISITION	CL A	10157Q102	2,776	277,048	SH		DFND	1	0	277,048	0
BROOKLINE BANCORP INC DEL	COM	11373M107	835	57,206	SH		DFND	1	0	57,206	0
C H ROBINSON WORLDWIDE INC	COM NEW	12541W209	5,494	80,000	SH	Put	DFND	1	0	80,000	0
C&J ENERGY SVCS INC NEW	COM	12674R100	1,969	57,465	SH		DFND	1	0	57,465	0
CLOUDERA INC	COM	18914U100	504	31,490	SH		DFND	1	0	31,490	0
COHEN & STEERS LTD DUR PFD I	COM	19248C105	748	28,006	SH		DFND	1	0	28,006	0
COMSTOCK RES INC	NOTE 7.750% 4/0	205768AM6	97	126,598	PRN		DFND		0	126,598	0
COSTCO WHSL CORP NEW	COM	22160K105	217	1,355	SH		DFND	1	0	1,355	0
COVISINT CORP	COM	22357R103	7,696	3,141,213	SH		DFND	1	0	3,141,213	0
DXC TECHNOLOGY CO	COM	23355L106	364	4,751	SH		DFND	1	0	4,751	0
DIGITAL TURBINE INC	COM NEW	25400W102	1,428	1,386,481	SH		DFND	1	0	1,386,481	0
DIGITAL TURBINE INC	COM NEW	25400W102	305	295,918	SH		DFND		0	295,918	0
EHEALTH INC	COM	28238P109	705	37,500	SH		DFND	1	0	37,500	0
ENERGOUS CORP	COM	29272C103	813	50,000	SH	Put	DFND	1	0	50,000	0
ENERGY TRANSFER EQUITY L P	COM UT LTD PTN	29273V100	226	12,590	SH		DFND	1	0	12,590	0
EVERSPIN TECHNOLOGIES INC	COM	30041T104	346	17,312	SH		DFND	1	0	17,312	0
FACEBOOK INC	CL A	30303M102	535	3,544	SH		DFND	1	0	3,544	0
FINISAR CORP	COM NEW	31787A507	1,449	55,768	SH		DFND	1	0	55,768	0
FINJAN HLDGS INC	COM NEW	31788H303	3,936	1,200,000	SH		DFND	1	0	1,200,000	0
FINJAN HLDGS INC	COM NEW	31788H303	1,523	464,319	SH		DFND		0	464,319	0
FINTECH ACQUISITION CORP II	COM	31810G109	980	100,000	SH		DFND	1	0	100,000	0
FINTECH ACQUISITION CORP II	*W EXP 01/19/202	31810G117	38	50,000	SH		DFND	1	0	50,000	0
FUSION TELECOMM INTL INC	COM NEW	36113B400	145	100,000	SH		DFND		0	100,000	0
GW PHARMACEUTICALS PLC	ADS	36197T103	1,163	11,600	SH	Put	DFND	1	0	11,600	0
GOLDMAN SACHS MLP INC OPP FD	COM SHS	38147W103	745	77,344	SH		DFND	1	0	77,344	0
HP INC	COM	40434L105	2,343	134,048	SH		DFND	1	0	134,048	0
HEALTH INS INNOVATIONS INC	COM CL A	42225K106	5,875	250,000	SH		DFND	1	0	250,000	0
HEWLETT PACKARD ENTERPRISE C	COM	42824C109	918	55,312	SH		DFND	1	0	55,312	0
HORNBECK OFFSHORE SVCS INC N	NOTE 1.500% 9/0	440543AN6	163	225,000	PRN		DFND		0	225,000	0
ISTAR INC	COM	45031U101	518	43,000	SH		DFND	1	0	43,000	0
INSEEGO CORP	NOTE 5.500% 6/1	45782BAA2	647	900,000	PRN		DFND		0	900,000	0
INTUITIVE SURGICAL INC	COM NEW	46120E602	2,806	3,000	SH	Put	DFND	1	0	3,000	0
INVUITY INC	COM NEW	46187J205	3,625	500,000	SH		DFND	1	0	500,000	0
ISHARES TR	FLTG RATE BD ETF	46429B655	3,036	59,625	SH		DFND	1	0	59,625	0
ISHARES TR	MIN VOL EAFE ETF	46429B689	611	8,819	SH		DFND	1	0	8,819	0
ISHARES TR	MIN VOL USA ETF	46429B697	1,041	21,269	SH		DFND	1	0	21,269	0
ISHARES TR	CORE MSCI EAFE	46432F842	626	10,275	SH		DFND	1	0	10,275	0
KBL MERGER CORP IV	UNIT 01/15/2024	48242A203	408	40,000	SH		DFND	1	0	40,000	0
KAYNE ANDERSON ACQUISITION	COM CL A	48661U102	2,041	209,998	SH		DFND	1	0	209,998	0
KAYNE ANDERSON ACQUISITION	*W EXP 06/30/202	48661U110	52	66,666	SH		DFND	1	0	66,666	0
KRATOS DEFENSE & SEC SOLUTIONS	COM NEW	50077B207	602	50,722	SH		DFND	1	0	50,722	0
LADENBURG THALMAN FIN SVCS I	COM	50575Q102	6	81,050	SH		DFND	1	0	81,050	0
LONESTAR RES US INC	CL A VTG	54240F103	2,744	638,101	SH		DFND	1	0	638,101	0
LUMENTUM HLDGS INC	COM	55024U109	1,014	17,775	SH		DFND	1	0	17,775	0
MCBC HLDGS INC	COM	55276F107	5,726	292,907	SH		DFND	1	0	292,907	0
MCBC HLDGS INC	COM	55276F107	489	25,000	SH		DFND		0	25,000	0
M I ACQUISITIONS INC	COM	55304A104	215	21,500	SH		DFND	1	0	21,500	0
MATLIN & PARTNERS ACQUISITIO	CL A	57682V106	966	100,000	SH		DFND	1	0	100,000	0
MATLIN & PARTNERS ACQUISITIO	*W EXP 03/15/202	57682V114	38	100,000	SH		DFND	1	0	100,000	0
MERIDIAN BANCORP INC MD	COM	58958U103	389	23,000	SH		DFND	1	0	23,000	0
NETSCOUT SYS INC	COM	64115T104	602	17,503	SH		DFND	1	0	17,503	0
NETLIST INC	COM	64118P109	1,378	1,351,013	SH		DFND	1	0	1,351,013	0
NEWS CORP NEW	CL A	65249B109	704	51,400	SH		DFND	1	0	51,400	0
NUMEREX CORP PA	CL A	67053A102	74	15,000	SH		DFND		0	15,000	0
NUVEEN BUILD AMER BD FD	COM	67074C103	529	25,223	SH		DFND	1	0	25,223	0
OCLARO INC	COM NEW	67555N206	607	64,940	SH		DFND	1	0	64,940	0
PENNANTPARK FLOATING RATE CA	COM	70806A106	2,590	183,585	SH		DFND	1	0	183,585	0
PIMCO ETF TR	LOW DURTN AC ETF	72201R718	1,169	11,544	SH		DFND	1	0	11,544	0
PIMCO ETF TR	ENHAN SHRT MA AC	72201R833	6,646	65,334	SH		DFND	1	0	65,334	0
PLATFORM SPECIALTY PRODS COR	COM	72766Q105	761	60,000	SH		DFND	1	0	60,000	0
POWERSHARES QQQ TRUST	UNIT SER 1	73935A104	1,116	8,108	SH		DFND	1	0	8,108	0
POWERSHARES QQQ TRUST	UNIT SER 1	73935A104	41,457	301,200	SH	Put	DFND	1	0	301,200	0
POWERSHARES ETF TRUST	DYN BIOT & GEN	73935X856	279	6,102	SH		DFND	1	0	6,102	0
POWERSHARES ETF TRUST II	CEF INC COMPST	73936Q843	209	8,830	SH		DFND	1	0	8,830	0
POWERSHARES ETF TR II	PFD PORTFOLIO	73936T565	612	40,527	SH		DFND	1	0	40,527	0
PRIMO WTR CORP	COM	74165N105	1,072	84,375	SH		DFND	1	0	84,375	0
REDWOOD TR INC	NOTE 4.625% 4/1	758075AB1	10	10,000	PRN		DFND		0	10,000	0
RENT A CTR INC NEW	COM	76009N100	272	23,206	SH		DFND		0	23,206	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	1,736	7,180	SH		DFND	1	0	7,180	0
SPDR INDEX SHS FDS	GLB NAT RESRCE	78463X541	824	19,839	SH		DFND	1	0	19,839	0
SPDR DOW JONES INDL AVRG ETF	UT SER 1	78467X109	553	2,592	SH		DFND	1	0	2,592	0
SELECT SECTOR SPDR TR	SBI CONS DISCR	81369Y407	308	3,440	SH		DFND	1	0	3,440	0
SELECT SECTOR SPDR TR	SBI INT-FINL	81369Y605	493	20,000	SH	Put	DFND	1	0	20,000	0
SELECT SECTOR SPDR TR	SBI INT-INDS	81369Y704	5,108	75,000	SH	Put	DFND	1	0	75,000	0
SELECT ENERGY SVCS INC	CL A COM	81617J301	1,763	145,100	SH		DFND	1	0	145,100	0
SENSUS HEATLHCARE INC	COM	81728J109	421	104,794	SH		DFND	1	0	104,794	0
SENSUS HEATLHCARE INC	*W EXP 06/08/201	81728J117	139	231,256	SH		DFND	1	0	231,256	0
SILVER RUN ACQUISITION	COM CL A	82812A103	506	49,998	SH		DFND	1	0	49,998	0
SILVER RUN ACQUISITION	*W EXP 03/28/202	82812A111	30	16,666	SH		DFND	1	0	16,666	0
SKYWORKS SOLUTIONS INC	COM	83088M102	585	6,100	SH		DFND	1	0	6,100	0
SOLAR CAP LTD	COM	83413U100	208	9,530	SH		DFND	1	0	9,530	0
SOLAR SR CAP LTD	COM	83416M105	4,651	277,831	SH		DFND	1	0	277,831	0
TEMPUR SEALY INTL INC	COM	88023U101	3,737	70,000	SH		DFND	1	0	70,000	0
THESTREET INC	COM	88368Q103	218	263,200	SH		DFND		0	263,200	0
TIVO CORP	COM	88870P106	634	34,021	SH		DFND	1	0	34,021	0
TORTOISE MLP FD INC	COM	89148B101	890	46,160	SH		DFND	1	0	46,160	0
TRUECAR INC	COM	89785L107	680	34,095	SH		DFND	1	0	34,095	0
TWITTER INC	COM	90184L102	1,251	70,000	SH	Call	DFND	1	0	70,000	0
USANA HEALTH SCIENCES INC	COM	90328M107	1,923	30,000	SH		DFND	1	0	30,000	0
USANA HEALTH SCIENCES INC	COM	90328M107	3,205	50,000	SH	Put	DFND	1	0	50,000	0
URBAN EDGE PPTYS	COM	91704F104	392	16,523	SH		DFND	1	0	16,523	0
VANECK VECTORS ETF TR	SEMICONDUCTOR ET	92189F676	4,912	60,000	SH	Put	DFND	1	0	60,000	0
VANECK VECTORS ETF TR	BIOTECH ETF	92189F726	203	1,619	SH		DFND	1	0	1,619	0
VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD	92206C409	3,381	42,247	SH		DFND	1	0	42,247	0
VANGUARD SCOTTSDALE FDS	LG-TERM COR BD	92206C813	783	8,396	SH		DFND	1	0	8,396	0
VANGUARD SCOTTSDALE FDS	INT-TERM CORP	92206C870	3,027	34,584	SH		DFND	1	0	34,584	0
VERITONE INC	COM	92347M100	2,022	172,643	SH		DFND	1	0	172,643	0
VERSO CORP	CL A	92531L207	1,853	395,000	SH		DFND	1	0	395,000	0
VIASAT INC	COM	92552V100	624	9,424	SH		DFND	1	0	9,424	0
VONAGE HLDGS CORP	COM	92886T201	2,011	307,500	SH		DFND	1	0	307,500	0
WILDHORSE RESOURCE DEV CORP	COM	96812T102	622	50,247	SH		DFND	1	0	50,247	0
WISDOMTREE TR	GLB US QTLY DIV	97717W844	651	12,222	SH		DFND	1	0	12,222	0
ATLANTIC ALLIANCE PARTNER CO	SHS	G04897107	1,254	122,381	SH		DFND	1	0	122,381	0
AVISTA HEALTHCARE PUB ACQ CO	CL A	G0726L125	985	100,000	SH		DFND	1	0	100,000	0
BROOKFIELD INFRAST PARTNERS	LP INT UNIT	G16252101	1,828	44,675	SH		DFND	1	0	44,675	0
FERROGLOBE PLC	SHS	G33856108	6,788	568,035	SH		DFND	1	0	568,035	0
GTY TECHNOLOGY HOLDINGS INC	CL A	G4182A102	2,526	250,099	SH		DFND	1	0	250,099	0
GTY TECHNOLOGY HOLDINGS INC	*W EXP 99/99/999	G4182A128	64	58,333	SH		DFND	1	0	58,333	0
JINKOSOLAR HLDG CO LTD	DEBT 4.000% 2/0	G51385AA3	458	22,000	SH		DFND	1	0	22,000	0
MARVELL TECHNOLOGY GROUP LTD	ORD	G5876H105	1,750	105,948	SH		DFND	1	0	105,948	0