B. Riley Financial (RILY) 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ABBOTT LABS	COM	002824100	205	3,848	SH		DFND		0	0	3,848
ABBOTT LABS	COM	002824100	46	853	SH		DFND	1	0	853	0
ACACIA RESH CORP	ACACIA TCH COM	003881307	1,428	313,800	SH		DFND	1	0	313,800	0
AMAZON COM INC	COM	023135106	1,371	1,426	SH		DFND		0	0	1,426
AMAZON COM INC	COM	023135106	96	100	SH		DFND	1	0	100	0
APOLLO SR FLOATING RATE FD I	COM	037636107	753	44,973	SH		DFND	1	0	44,973	0
APOLLO TACTICAL INCOME FD IN	COM	037638103	394	24,333	SH		DFND	1	0	24,333	0
APPLE INC	COM	037833100	1,589	10,311	SH		DFND	1	0	10,311	0
APPLE INC	COM	037833100	869	5,640	SH		DFND		0	0	5,640
ARCH COAL INC	CL A	039380407	215	3,000	SH		DFND		0	3,000	0
ARENA PHARMACEUTICALS INC	COM NEW	040047607	204	8,000	SH		DFND	1	0	8,000	0
ARENA PHARMACEUTICALS INC	COM NEW	040047607	0	10	SH		DFND		0	0	10
BRT RLTY TR	SH BEN INT NEW	055645303	939	87,631	SH		DFND	1	0	87,631	0
BAZAARVOICE INC	COM	073271108	1,414	278,095	SH		DFND	1	0	278,095	0
BERKSHIRE HATHAWAY INC DEL	CL A	084670108	275	1	SH		DFND	1	0	1	0
BERKSHIRE HATHAWAY INC DEL	CL B NEW	084670702	513	2,800	SH		DFND	1	0	2,800	0
BERKSHIRE HATHAWAY INC DEL	CL B NEW	084670702	213	1,163	SH		DFND		0	0	1,163
BOEING CO	COM	097023105	411	1,618	SH		DFND		0	0	1,618
BOEING CO	COM	097023105	15	60	SH		DFND	1	0	60	0
BROCADE COMMUNICATIONS SYS I	COM NEW	111621306	365	30,573	SH		DFND		0	30,573	0
BROOKFIELD REAL ASSETS INCOM	SHS BEN INT	112830104	260	10,938	SH		DFND	1	0	10,938	0
CSX CORP	COM	126408103	219	4,039	SH		DFND		0	0	4,039
CALAMP CORP COM	COM	128126109	1,458	68,286	SH		DFND	1	0	68,286	0
CARBONITE INC	COM	141337105	1,386	62,752	SH		DFND	1	0	62,752	0
CATERPILLAR INC DEL	COM	149123101	339	2,716	SH		DFND		0	0	2,716
CHEVRON CORP NEW	COM	166764100	463	3,938	SH		DFND		0	0	3,938
CHEVRON CORP NEW	COM	166764100	62	526	SH		DFND	1	0	526	0
COCA COLA CO	COM	191216100	224	4,969	SH		DFND		0	0	4,969
COCA COLA CO	COM	191216100	18	400	SH		DFND	1	0	400	0
COLGATE PALMOLIVE CO	COM	194162103	250	3,430	SH		DFND		0	0	3,430
CREDIT ACCEP CORP MICH	COM	225310101	580	2,070	SH		DFND	1	0	2,070	0
CUMMINS INC	COM	231021106	288	1,715	SH		DFND		0	0	1,715
DISNEY WALT CO	COM DISNEY	254687106	245	2,490	SH		DFND	1	0	2,490	0
DISNEY WALT CO	COM DISNEY	254687106	130	1,319	SH		DFND		0	0	1,319
DOUBLELINE INCOME SOLUTIONS	COM	258622109	1,818	85,546	SH		DFND	1	0	85,546	0
DOUBLELINE INCOME SOLUTIONS	COM	258622109	20	930	SH		DFND		0	0	930
EMERSON ELEC CO	COM	291011104	201	3,203	SH		DFND		0	0	3,203
ENTERPRISE PRODS PARTNERS L	COM	293792107	325	12,450	SH		DFND		0	0	12,450
ENTERPRISE PRODS PARTNERS L	COM	293792107	166	6,354	SH		DFND	1	0	6,354	0
FIRST SOLAR INC	COM	336433107	265	5,773	SH		DFND	1	0	5,773	0
FIRST TR MORNINGSTAR DIV LEA	SHS	336917109	1,633	56,261	SH		DFND		0	0	56,261
FORD MTR CO DEL	COM PAR $0.01	345370860	193	16,144	SH		DFND		0	0	16,144
FORMFACTOR INC	COM	346375108	492	29,189	SH		DFND	1	0	29,189	0
GARRISON CAP INC	COM	366554103	467	55,435	SH		DFND	1	0	55,435	0
GARRISON CAP INC	COM	366554103	36	4,300	SH		DFND		0	0	4,300
GENERAL ELECTRIC CO	COM	369604103	364	15,073	SH		DFND		0	0	15,073
GENERAL ELECTRIC CO	COM	369604103	98	4,066	SH		DFND	1	0	4,066	0
GENERAL MLS INC	COM	370334104	263	5,081	SH		DFND		0	0	5,081
GENERAL MLS INC	COM	370334104	4	75	SH		DFND	1	0	75	0
GORES HLDGS II INC	COM CL A	382867109	1,496	150,000	SH		DFND	1	0	150,000	0
GORES HLDGS II INC	*W EXP 03/06/202	382867117	71	50,000	SH		DFND	1	0	50,000	0
GREENHILL & CO INC	COM	395259104	260	15,659	SH		DFND		0	15,659	0
HC2 HLDGS INC	COM	404139107	6,660	1,261,340	SH		DFND	1	0	1,261,340	0
HC2 HLDGS INC	COM	404139107	134	25,302	SH		DFND		0	25,302	0
HANESBRANDS INC	COM	410345102	2,427	98,500	SH	Put	DFND	1	0	98,500	0
HARLEY DAVIDSON INC	COM	412822108	1,687	35,000	SH	Put	DFND	1	0	35,000	0
HENRY JACK & ASSOC INC	COM	426281101	415	4,041	SH		DFND		0	0	4,041
HOME DEPOT INC	COM	437076102	222	1,360	SH		DFND	1	0	1,360	0
HOME DEPOT INC	COM	437076102	186	1,135	SH		DFND		0	0	1,135
HORMEL FOODS CORP	COM	440452100	367	11,411	SH		DFND		0	0	11,411
ILLINOIS TOOL WKS INC	COM	452308109	528	3,567	SH		DFND		0	0	3,567
IMMERSION CORP	COM	452521107	1,205	147,453	SH		DFND	1	0	147,453	0
INTEL CORP	COM	458140100	235	6,181	SH		DFND		0	0	6,181
INTEL CORP	COM	458140100	15	400	SH		DFND	1	0	400	0
INTERNATIONAL BUSINESS MACHS	COM	459200101	255	1,761	SH		DFND		0	0	1,761
ISHARES GOLD TRUST	ISHARES	464285105	127	10,285	SH		DFND		0	0	10,285
ISHARES INC	MSCI BRZ CAP ETF	464286400	339	8,130	SH		DFND	1	0	8,130	0
ISHARES INC	MSCI BRZ CAP ETF	464286400	13	300	SH		DFND		0	0	300
ISHARES INC	MIN VOL GBL ETF	464286525	1,182	14,523	SH		DFND	1	0	14,523	0
ISHARES TR	SELECT DIVID ETF	464287168	1,001	10,685	SH		DFND	1	0	10,685	0
ISHARES TR	MSCI EMG MKT ETF	464287234	419	9,340	SH		DFND		0	0	9,340
ISHARES TR	MSCI EMG MKT ETF	464287234	394	8,786	SH		DFND	1	0	8,786	0
ISHARES TR	IBOXX INV CP ETF	464287242	1,328	10,954	SH		DFND	1	0	10,954	0
ISHARES TR	S&P 500 GRWT ETF	464287309	935	6,520	SH		DFND		0	0	6,520
ISHARES TR	LATN AMER 40 ETF	464287390	230	6,562	SH		DFND	1	0	6,562	0
ISHARES TR	LATN AMER 40 ETF	464287390	224	6,389	SH		DFND		0	0	6,389
ISHARES TR	MSCI EAFE ETF	464287465	1,495	21,833	SH		DFND	1	0	21,833	0
ISHARES TR	MSCI EAFE ETF	464287465	1,044	15,240	SH		DFND		0	0	15,240
ISHARES TR	RUS MDCP VAL ETF	464287473	414	4,878	SH		DFND		0	0	4,878
ISHARES TR	RUS MDCP VAL ETF	464287473	53	629	SH		DFND	1	0	629	0
ISHARES TR	RUS MD CP GR ETF	464287481	990	8,748	SH		DFND		0	0	8,748
ISHARES TR	RUS MD CP GR ETF	464287481	60	527	SH		DFND	1	0	527	0
ISHARES TR	RUS MID CAP ETF	464287499	3,478	17,639	SH		DFND	1	0	17,639	0
ISHARES TR	RUS MID CAP ETF	464287499	142	720	SH		DFND		0	0	720
ISHARES TR	CORE S&P MCP ETF	464287507	468	2,616	SH		DFND	1	0	2,616	0
ISHARES TR	CORE S&P MCP ETF	464287507	157	877	SH		DFND		0	0	877
ISHARES TR	NASDAQ BIOTECH	464287556	707	2,119	SH		DFND	1	0	2,119	0
ISHARES TR	S&P MC 400GR ETF	464287606	236	1,165	SH		DFND		0	0	1,165
ISHARES TR	S&P MC 400GR ETF	464287606	12	61	SH		DFND	1	0	61	0
ISHARES TR	RUS 1000 GRW ETF	464287614	251	2,004	SH		DFND	1	0	2,004	0
ISHARES TR	RUS 2000 GRW ETF	464287648	432	2,416	SH		DFND	1	0	2,416	0
ISHARES TR	U.S. REAL ES ETF	464287739	202	2,524	SH		DFND	1	0	2,524	0
ISHARES TR	CORE S&P SCP ETF	464287804	582	7,839	SH		DFND		0	0	7,839
ISHARES TR	CORE S&P SCP ETF	464287804	254	3,422	SH		DFND	1	0	3,422	0
ISHARES TR	MSCI ACWI EX US	464288240	545	11,267	SH		DFND	1	0	11,267	0
ISHARES TR	MSCI ACWI EX US	464288240	62	1,291	SH		DFND		0	0	1,291
ISHARES TR	JPMORGAN USD EMG	464288281	1,243	10,674	SH		DFND	1	0	10,674	0
ISHARES TR	JPMORGAN USD EMG	464288281	234	2,014	SH		DFND		0	0	2,014
ISHARES TR	NEW YORK MUN ETF	464288323	1,625	14,512	SH		DFND	1	0	14,512	0
ISHARES TR	NATIONAL MUN ETF	464288414	1,121	10,108	SH		DFND	1	0	10,108	0
ISHARES TR	NATIONAL MUN ETF	464288414	60	538	SH		DFND		0	0	538
ISHARES TR	INTL SEL DIV ETF	464288448	1,804	53,431	SH		DFND	1	0	53,431	0
ISHARES TR	1 3 YR CR BD ETF	464288646	2,072	19,666	SH		DFND	1	0	19,666	0
ISHARES TR	GLOBAL MATER ETF	464288695	356	5,448	SH		DFND	1	0	5,448	0
ISHARES TR	EAFE GRWTH ETF	464288885	517	6,681	SH		DFND		0	0	6,681
ISHARES TR	MSCI EURO FL ETF	464289180	235	10,010	SH		DFND		0	0	10,010
ISHARES TR	RUS TP200 GR ETF	464289438	1,587	23,400	SH		DFND		0	0	23,400
JOHNSON & JOHNSON	COM	478160104	565	4,346	SH		DFND		0	0	4,346
JOHNSON & JOHNSON	COM	478160104	151	1,160	SH		DFND	1	0	1,160	0
LINCOLN ELEC HLDGS INC	COM	533900106	286	3,122	SH		DFND		0	0	3,122
LOCKHEED MARTIN CORP	COM	539830109	717	2,312	SH		DFND		0	0	2,312
MARATHON OIL CORP	COM	565849106	701	51,671	SH		DFND		0	50,000	1,671
MATTERSIGHT CORP	COM	577097108	138	49,203	SH		DFND		0	49,203	0
MICRO FOCUS INTERNATIONAL PL	SPON ADR NEW	594837304	242	7,595	SH		DFND	1	0	7,595	0
MICROSOFT CORP	COM	594918104	3,453	46,355	SH		DFND	1	0	46,355	0
MICROSOFT CORP	COM	594918104	221	2,963	SH		DFND		0	0	2,963
MICRON TECHNOLOGY INC	COM	595112103	3,136	79,738	SH		DFND	1	0	79,738	0
MICRON TECHNOLOGY INC	COM	595112103	40	1,010	SH		DFND		0	0	1,010
MIMEDX GROUP INC	COM	602496101	594	50,000	SH	Call	DFND	1	0	50,000	0
MONDELEZ INTL INC	CL A	609207105	290	7,123	SH		DFND		0	0	7,123
NATIONAL GEN HLDGS CORP	COM	636220303	910	47,600	SH		DFND		0	47,600	0
NEW MTN FIN CORP	COM	647551100	428	30,000	SH		DFND	1	0	30,000	0
NOKIA CORP	SPONSORED ADR	654902204	337	56,288	SH		DFND	1	0	56,288	0
NOVAVAX INC	COM	670002104	12	10,500	SH		DFND	1	0	10,500	0
NUVEEN MTG OPPORTUNITY TERM	COM	670735109	238	9,383	SH		DFND	1	0	9,383	0
ON SEMICONDUCTOR CORP	COM	682189105	1,536	83,598	SH		DFND	1	0	83,598	0
ONE LIBERTY PPTYS INC	COM	682406103	557	22,849	SH		DFND	1	0	22,849	0
OOMA INC	COM	683416101	1,999	187,026	SH		DFND	1	0	187,026	0
OOMA INC	COM	683416101	16	1,500	SH		DFND		0	0	1,500
PENNANTPARK INVT CORP	COM	708062104	2,631	350,270	SH		DFND	1	0	350,270	0
PFIZER INC	COM	717081103	492	13,780	SH		DFND		0	0	13,780
PFIZER INC	COM	717081103	192	5,390	SH		DFND	1	0	5,390	0
PROCTER AND GAMBLE CO	COM	742718109	561	6,164	SH		DFND		0	0	6,164
PROCTER AND GAMBLE CO	COM	742718109	17	187	SH		DFND	1	0	187	0
RPM INTL INC	COM	749685103	215	4,197	SH		DFND		0	0	4,197
RADISYS CORP	COM	750459109	69	50,000	SH		DFND		0	50,000	0
RAYTHEON CO	COM	755111507	358	1,917	SH		DFND		0	0	1,917
READING INTERNATIONAL INC	CL A	755408101	204	13,000	SH		DFND		0	0	13,000
REALTY INCOME CORP	COM	756109104	459	8,034	SH		DFND		0	0	8,034
REALTY INCOME CORP	COM	756109104	9	150	SH		DFND	1	0	150	0
RED LION HOTELS CORP	COM	756764106	1,517	176,244	SH		DFND	1	0	176,244	0
RICE ENERGY INC	COM	762760106	1,435	49,571	SH		DFND		0	49,571	0
RIGEL PHARMACEUTICALS INC	COM NEW	766559603	526	207,000	SH		DFND	1	0	207,000	0
ROYAL BK CDA MONTREAL QUE	COM	780087102	7,735	100,000	SH	Put	DFND	1	0	100,000	0
ROYAL DUTCH SHELL PLC	SPONS ADR A	780259206	209	3,453	SH		DFND		0	0	3,453
S&W SEED CO	COM	785135104	1,272	398,190	SH		DFND	1	0	398,190	0
SEQUANS COMMUNICATIONS S A	SPONSORED ADS	817323108	752	239,400	SH		DFND	1	0	239,400	0
SHERWIN WILLIAMS CO	COM	824348106	521	1,454	SH		DFND		0	0	1,454
SPIRIT AEROSYSTEMS HLDGS INC	COM CL A	848574109	426	5,483	SH		DFND		0	0	5,483
SPLUNK INC	COM	848637104	503	7,579	SH		DFND	1	0	7,579	0
STAMPS COM INC	COM NEW	852857200	1,256	6,265	SH		DFND	1	0	6,265	0
STARBUCKS CORP	COM	855244109	371	6,911	SH		DFND		0	0	6,911
THL CR INC	COM	872438106	187	20,000	SH		DFND	1	0	20,000	0
TELENAV INC	COM	879455103	5,522	869,660	SH		DFND	1	0	869,660	0
TERADYNE INC	COM	880770102	369	9,904	SH		DFND	1	0	9,904	0
TERADYNE INC	COM	880770102	19	500	SH		DFND		0	0	500
TIME WARNER INC	COM NEW	887317303	5,713	55,760	SH		DFND		0	55,000	760
TIME WARNER INC	COM NEW	887317303	133	1,300	SH		DFND	1	0	1,300	0
TONIX PHARMACEUTICALS HLDG C	COM	890260409	1,284	281,626	SH		DFND	1	0	281,626	0
TRANSACT TECHNOLOGIES INC	COM	892918103	1,305	132,047	SH		DFND	1	0	132,047	0
UNION PAC CORP	COM	907818108	343	2,956	SH		DFND		0	0	2,956
VANGUARD SPECIALIZED PORTFOL	DIV APP ETF	921908844	1,534	16,183	SH		DFND	1	0	16,183	0
VANGUARD SPECIALIZED PORTFOL	DIV APP ETF	921908844	37	387	SH		DFND		0	0	387
VANGUARD STAR FD	VG TL INTL STK F	921909768	534	9,756	SH		DFND	1	0	9,756	0
VANGUARD BD INDEX FD INC	LONG TERM BOND	921937793	311	3,313	SH		DFND		0	0	3,313
VANGUARD BD INDEX FD INC	INTERMED TERM	921937819	1,058	12,492	SH		DFND		0	0	12,492
VANGUARD BD INDEX FD INC	INTERMED TERM	921937819	54	640	SH		DFND	1	0	640	0
VANGUARD TAX MANAGED INTL FD	FTSE DEV MKT ETF	921943858	211	4,854	SH		DFND		0	0	4,854
VANGUARD TAX MANAGED INTL FD	FTSE DEV MKT ETF	921943858	111	2,553	SH		DFND	1	0	2,553	0
VANGUARD MALVERN FDS	STRM INFPROIDX	922020805	2,323	46,975	SH		DFND	1	0	46,975	0
VANGUARD INTL EQUITY INDEX F	ALLWRLD EX US	922042775	358	6,784	SH		DFND	1	0	6,784	0
VANGUARD INTL EQUITY INDEX F	ALLWRLD EX US	922042775	62	1,169	SH		DFND		0	0	1,169
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	922042858	2,399	55,062	SH		DFND	1	0	55,062	0
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	922042858	161	3,704	SH		DFND		0	0	3,704
VANGUARD INTL EQUITY INDEX F	FTSE PACIFIC ETF	922042866	632	9,264	SH		DFND	1	0	9,264	0
VANGUARD INTL EQUITY INDEX F	FTSE EUROPE ETF	922042874	541	9,273	SH		DFND	1	0	9,273	0
VANGUARD INTL EQUITY INDEX F	FTSE EUROPE ETF	922042874	56	967	SH		DFND		0	0	967
VANGUARD INDEX FDS	MCAP VL IDXVIP	922908512	268	2,533	SH		DFND		0	0	2,533
VANGUARD INDEX FDS	REIT ETF	922908553	294	3,539	SH		DFND		0	0	3,539
VANGUARD INDEX FDS	SML CP GRW ETF	922908595	511	3,349	SH		DFND		0	0	3,349
VANGUARD INDEX FDS	SML CP GRW ETF	922908595	49	318	SH		DFND	1	0	318	0
VANGUARD INDEX FDS	SM CP VAL ETF	922908611	455	3,564	SH		DFND		0	0	3,564
VANGUARD INDEX FDS	MID CAP ETF	922908629	3,526	23,986	SH		DFND	1	0	23,986	0
VANGUARD INDEX FDS	MID CAP ETF	922908629	18	121	SH		DFND		0	0	121
VANGUARD INDEX FDS	LARGE CAP ETF	922908637	9,008	78,057	SH		DFND	1	0	78,057	0
VANGUARD INDEX FDS	LARGE CAP ETF	922908637	222	1,920	SH		DFND		0	0	1,920
VANGUARD INDEX FDS	GROWTH ETF	922908736	5,465	41,168	SH		DFND		0	0	41,168
VANGUARD INDEX FDS	GROWTH ETF	922908736	342	2,578	SH		DFND	1	0	2,578	0
VANGUARD INDEX FDS	VALUE ETF	922908744	2,531	25,360	SH		DFND		0	0	25,360
VANGUARD INDEX FDS	VALUE ETF	922908744	127	1,276	SH		DFND	1	0	1,276	0
VANGUARD INDEX FDS	SMALL CP ETF	922908751	237	1,680	SH		DFND		0	0	1,680
VANGUARD INDEX FDS	SMALL CP ETF	922908751	62	439	SH		DFND	1	0	439	0
VANGUARD INDEX FDS	TOTAL STK MKT	922908769	2,033	15,700	SH		DFND	1	0	15,700	0
VANGUARD INDEX FDS	TOTAL STK MKT	922908769	210	1,625	SH		DFND		0	0	1,625
NUVEEN HIGH INCOME DECMBR 20	COM	67076E107	651	64,373	SH		DFND		0	0	64,373
FIRST TR EXCHANGE TRADED FD	DJ INTERNT IDX	33733E302	382	3,733	SH		DFND		0	0	3,733
ALPS ETF TR	ALERIAN MLP	00162Q866	437	38,990	SH		DFND		0	0	38,990
ALPS ETF TR	ALERIAN MLP	00162Q866	296	26,420	SH		DFND	1	0	26,420	0
AT&T INC	COM	00206R102	422	10,770	SH		DFND		0	0	10,770
AT&T INC	COM	00206R102	80	2,042	SH		DFND	1	0	2,042	0
ABBVIE INC	COM	00287Y109	344	3,873	SH		DFND		0	0	3,873
ABBVIE INC	COM	00287Y109	129	1,453	SH		DFND	1	0	1,453	0
AEHR TEST SYSTEMS	COM	00760J108	303	74,126	SH		DFND	1	0	74,126	0
ALIBABA GROUP HLDG LTD	SPONSORED ADS	01609W102	251	1,455	SH		DFND		0	0	1,455
ALPHABET INC	CAP STK CL C	02079K107	225	235	SH		DFND		0	0	235
ALPHABET INC	CAP STK CL C	02079K107	168	175	SH		DFND	1	0	175	0
ALPHABET INC	CAP STK CL A	02079K305	222	228	SH		DFND		0	0	228
ALPHABET INC	CAP STK CL A	02079K305	35	36	SH		DFND	1	0	36	0
ALTRIA GROUP INC	COM	02209S103	384	6,054	SH		DFND		0	0	6,054
ALTRIA GROUP INC	COM	02209S103	48	750	SH		DFND	1	0	750	0
APOLLO INVT CORP	COM	03761U106	295	48,206	SH		DFND	1	0	48,206	0
ARES CAP CORP	COM	04010L103	1,258	76,733	SH		DFND	1	0	76,733	0
ARES CAP CORP	COM	04010L103	28	1,715	SH		DFND		0	0	1,715
ARES DYNAMIC CR ALLOCATION F	COM	04014F102	229	13,989	SH		DFND	1	0	13,989	0
BBX CAP CORP NEW	CL A	05491N104	6,102	827,983	SH		DFND	1	0	827,983	0
BBX CAP CORP NEW	CL A	05491N104	677	91,861	SH		DFND		0	91,861	0
BGC PARTNERS INC	CL A	05541T101	153	10,600	SH		DFND		0	0	10,600
BABCOCK & WILCOX ENTERPRIS I	COM	05614L100	450	135,000	SH		DFND		0	135,000	0
BARCLAYS BK PLC	IPSP CROIL ETN	06738C786	96	17,850	SH		DFND		0	0	17,850
BERRY GLOBAL GROUP INC	COM	08579W103	850	15,000	SH	Put	DFND	1	0	15,000	0
BLACKSTONE GSO FLTING RTE FU	COM	09256U105	176	10,000	SH		DFND	1	0	10,000	0
BOULEVARD ACQUISITION	CL A	10157Q102	2,770	277,048	SH		DFND	1	0	277,048	0
BROOKLINE BANCORP INC DEL	COM	11373M107	439	28,306	SH		DFND	1	0	28,306	0
CISCO SYS INC	COM	17275R102	367	10,922	SH		DFND		0	0	10,922
CISCO SYS INC	COM	17275R102	79	2,340	SH		DFND	1	0	2,340	0
CLIPPER RLTY INC	COM	18885T306	2,460	229,722	SH		DFND		0	229,722	0
COHEN & STEERS LTD DUR PFD I	COM	19248C105	750	28,006	SH		DFND	1	0	28,006	0
COMSTOCK RES INC	NOTE 7.750% 4/0	205768AM6	31	39,359	PRN		DFND		0	39,359	0
COMSTOCK RES INC	NOTE 9.500% 6/1	205768AN4	10	13,109	PRN		DFND		0	13,109	0
COSTCO WHSL CORP NEW	COM	22160K105	223	1,355	SH		DFND	1	0	1,355	0
COSTCO WHSL CORP NEW	COM	22160K105	140	851	SH		DFND		0	0	851
DXC TECHNOLOGY CO	COM	23355L106	408	4,751	SH		DFND	1	0	4,751	0
DXC TECHNOLOGY CO	COM	23355L106	28	321	SH		DFND		0	0	321
DIGITAL TURBINE INC	COM NEW	25400W102	1,723	1,140,753	SH		DFND	1	0	1,140,753	0
DIGITAL TURBINE INC	COM NEW	25400W102	446	295,618	SH		DFND		0	295,618	0
ECO STIM ENERGY SOLUTIONS IN	COM	27888D101	143	93,075	SH		DFND	1	0	93,075	0
EMERGE ENERGY SVCS LP	COM REP PARTN	29102H108	190	23,000	SH		DFND		0	0	23,000
ENERGY TRANSFER EQUITY L P	COM UT LTD PTN	29273V100	219	12,590	SH		DFND	1	0	12,590	0
ENERGY TRANSFER PARTNERS LP	UNIT LTD PRT INT	29278N103	94	5,114	SH		DFND	1	0	5,114	0
ENERGY TRANSFER PARTNERS LP	UNIT LTD PRT INT	29278N103	91	4,950	SH		DFND		0	0	4,950
EVERSPIN TECHNOLOGIES INC	COM	30041T104	696	40,720	SH		DFND	1	0	40,720	0
EXXON MOBIL CORP	COM	30231G102	353	4,310	SH		DFND		0	0	4,310
EXXON MOBIL CORP	COM	30231G102	76	932	SH		DFND	1	0	932	0
FACEBOOK INC	CL A	30303M102	877	5,135	SH		DFND		0	0	5,135
FACEBOOK INC	CL A	30303M102	606	3,544	SH		DFND	1	0	3,544	0
FINJAN HLDGS INC	COM NEW	31788H303	3,098	1,318,112	SH		DFND	1	0	1,318,112	0
FINJAN HLDGS INC	COM NEW	31788H303	1,751	745,239	SH		DFND		0	745,239	0
FINTECH ACQUISITION CORP II	COM	31810G109	980	100,000	SH		DFND	1	0	100,000	0
FINTECH ACQUISITION CORP II	*W EXP 01/19/202	31810G117	62	50,000	SH		DFND	1	0	50,000	0
FIRST TR VALUE LINE DIVID IN	SHS	33734H106	557	18,731	SH		DFND		0	0	18,731
FIRST TR EXCHANGE TRADED FD	HLTH CARE ALPH	33734X143	290	4,304	SH		DFND		0	0	4,304
FIRST TR EXCHANGE TRADED FD	TECH ALPHADEX	33734X176	915	19,084	SH		DFND		0	0	19,084
FIRST TR EXCH TRD ALPHA FD I	EMERG MKT ALPH	33737J182	762	27,856	SH		DFND		0	0	27,856
FIRST TR SR FLOATING RATE 20	COM SHS	33740K101	207	21,339	SH		DFND		0	0	21,339
GCP APPLIED TECHNOLOGIES INC	COM	36164Y101	908	29,585	SH		DFND		0	29,585	0
GSV CAP CORP	COM	36191J101	37	6,759	SH		DFND		0	0	6,759
GSV CAP CORP	COM	36191J101	25	4,600	SH		DFND	1	0	4,600	0
GASTAR EXPL INC NEW	COM	36729W202	26	30,000	SH		DFND		0	0	30,000
GLOBAL MED REIT INC	COM NEW	37954A204	229	25,549	SH		DFND		0	0	25,549
GOLDMAN SACHS MLP INC OPP FD	COM SHS	38147W103	740	79,344	SH		DFND	1	0	79,344	0
HP INC	COM	40434L105	2,676	134,048	SH		DFND	1	0	134,048	0
HEALTH INS INNOVATIONS INC	COM CL A	42225K106	5,873	405,000	SH		DFND	1	0	405,000	0
HEWLETT PACKARD ENTERPRISE C	COM	42824C109	814	55,312	SH		DFND	1	0	55,312	0
HEWLETT PACKARD ENTERPRISE C	COM	42824C109	4	253	SH		DFND		0	0	253
HORNBECK OFFSHORE SVCS INC N	NOTE 1.500% 9/0	440543AN6	195	250,000	PRN		DFND		0	250,000	0
INSEEGO CORP	NOTE 5.500% 6/1	45782BAA2	657	820,000	PRN		DFND		0	820,000	0
INVUITY INC	COM NEW	46187J205	2,662	299,096	SH		DFND	1	0	299,096	0
ISHARES TR	FLTG RATE BD ETF	46429B655	3,147	61,772	SH		DFND	1	0	61,772	0
ISHARES TR	MIN VOL EAFE ETF	46429B689	705	9,918	SH		DFND	1	0	9,918	0
ISHARES TR	MIN VOL USA ETF	46429B697	1,071	21,269	SH		DFND	1	0	21,269	0
ISHARES TR	CORE MSCI EAFE	46432F842	659	10,275	SH		DFND	1	0	10,275	0
ISHARES INC	CORE MSCI EMKT	46434G103	265	4,909	SH		DFND		0	0	4,909
ITERIS INC	COM	46564T107	1,371	203,486	SH		DFND	1	0	203,486	0
J JILL INC	COM	46620W102	109	10,000	SH		DFND	1	0	10,000	0
JPMORGAN CHASE & CO	COM	46625H100	195	2,037	SH		DFND		0	0	2,037
JPMORGAN CHASE & CO	COM	46625H100	30	312	SH		DFND	1	0	312	0
KBL MERGER CORP IV	UNIT 01/15/2024	48242A203	408	40,000	SH		DFND	1	0	40,000	0
KAYNE ANDERSON ACQUISITION	COM CL A	48661U102	2,047	209,998	SH		DFND	1	0	209,998	0
KAYNE ANDERSON ACQUISITION	*W EXP 06/30/202	48661U110	50	66,666	SH		DFND	1	0	66,666	0
KRATOS DEFENSE & SEC SOLUTIONS	COM NEW	50077B207	1,237	94,544	SH		DFND	1	0	94,544	0
LADENBURG THALMAN FIN SVCS I	COM	50575Q102	233	81,050	SH		DFND	1	0	81,050	0
LONESTAR RES US INC	CL A VTG	54240F103	3,135	893,275	SH		DFND	1	0	893,275	0
LUMENTUM HLDGS INC	COM	55024U109	1,287	23,349	SH		DFND	1	0	23,349	0
MCBC HLDGS INC	COM	55276F107	4,872	239,071	SH		DFND	1	0	239,071	0
MCBC HLDGS INC	COM	55276F107	510	25,000	SH		DFND		0	25,000	0
M I ACQUISITIONS INC	COM	55304A104	217	21,500	SH		DFND	1	0	21,500	0
MANPOWERGROUP INC	COM	56418H100	441	3,740	SH		DFND		0	0	3,740
MATLIN & PARTNERS ACQUISITIO	CL A	57682V106	971	100,000	SH		DFND	1	0	100,000	0
MATLIN & PARTNERS ACQUISITIO	*W EXP 03/15/202	57682V114	35	100,000	SH		DFND	1	0	100,000	0
MERCK & CO INC	COM	58933Y105	253	3,959	SH		DFND		0	0	3,959
MERCK & CO INC	COM	58933Y105	55	852	SH		DFND	1	0	852	0
MONEYGRAM INTL INC	COM NEW	60935Y208	403	25,000	SH	Put	DFND	1	0	25,000	0
MONSANTO CO NEW	COM	61166W101	846	7,062	SH		DFND		0	5,000	2,062
NATURAL RESOURCE PARTNERS L	COM UNIT LTD PAR	63900P608	990	40,000	SH	Call	DFND	1	0	40,000	0
NETFLIX INC	COM	64110L106	437	2,410	SH		DFND		0	0	2,410
NETSCOUT SYS INC	COM	64115T104	1,244	38,196	SH		DFND	1	0	38,196	0
NETLIST INC	COM	64118P109	420	571,907	SH		DFND	1	0	571,907	0
NUMEREX CORP PA	CL A	67053A102	152	40,000	SH		DFND		0	40,000	0
NVIDIA CORP	COM	67066G104	1,031	5,766	SH		DFND		0	0	5,766
NUVEEN BUILD AMER BD FD	COM	67074C103	533	24,823	SH		DFND	1	0	24,823	0
NUVEEN HIGH INCOME 2020 TARG	COM	67075L102	690	68,268	SH		DFND		0	0	68,268
NUVEEN CR OPPORTUNITIES 2022	COM	67075U102	763	77,425	SH		DFND		0	0	77,425
NUVEEN HIGH INCOME NOVEMBER COM	COM	67077N106	1,290	128,116	SH		DFND		0	0	128,116
O REILLY AUTOMOTIVE INC NEW	COM	67103H107	238	1,107	SH		DFND		0	0	1,107
OCLARO INC	COM NEW	67555N206	172	19,940	SH		DFND	1	0	19,940	0
OPKO HEALTH INC	COM	68375N103	73	10,700	SH		DFND		0	0	10,700
PAYPAL HLDGS INC	COM	70450Y103	228	3,555	SH		DFND		0	0	3,555
PENNANTPARK FLOATING RATE CA	COM	70806A106	2,635	181,985	SH		DFND	1	0	181,985	0
PHYSICIANS RLTY TR	COM	71943U104	313	17,638	SH		DFND		0	0	17,638
PIMCO ETF TR	LOW DURTN AC ETF	72201R718	2,204	21,803	SH		DFND	1	0	21,803	0
PIMCO ETF TR	ENHAN SHRT MA AC	72201R833	7,875	77,361	SH		DFND	1	0	77,361	0
PIMCO ETF TR	ENHAN SHRT MA AC	72201R833	1,423	13,983	SH		DFND		0	0	13,983
PIMCO ETF TR	SHTRM MUN BD ACT	72201R874	200	3,972	SH		DFND	1	0	3,972	0
PLATFORM SPECIALTY PRODS COR	COM	72766Q105	669	60,000	SH		DFND	1	0	60,000	0
POWERSHARES QQQ TRUST	UNIT SER 1	73935A104	1,160	7,978	SH		DFND	1	0	7,978	0
POWERSHARES QQQ TRUST	UNIT SER 1	73935A104	87	596	SH		DFND		0	0	596
POWERSHARES QQQ TRUST	UNIT SER 1	73935A104	35,083	241,200	SH	Put	DFND	1	0	241,200	0
POWERSHARES DB CMDTY IDX TRA	UNIT BEN INT	73935S105	187	12,125	SH		DFND		0	0	12,125
POWERSHARES ETF TRUST	HI YLD EQ DVDN	73935X302	1,638	95,486	SH		DFND		0	0	95,486
POWERSHARES ETF TRUST	GOLDEN DRG CHINA	73935X401	269	6,225	SH		DFND		0	0	6,225
POWERSHARES ETF TRUST	DYN BIOT & GEN	73935X856	305	6,102	SH		DFND	1	0	6,102	0
POWERSHARES ETF TRUST II	CEF INC COMPST	73936Q843	212	8,830	SH		DFND	1	0	8,830	0
POWERSHARES ETF TR II	PFD PORTFOLIO	73936T565	758	50,425	SH		DFND	1	0	50,425	0
PRIMO WTR CORP	COM	74165N105	1,234	105,920	SH		DFND	1	0	105,920	0
PROSHARES TR	PSHS LC COR PLUS	74347R248	382	6,101	SH		DFND		0	0	6,101
PROSHARES TR	S&P 500 DV ARIST	74348A467	217	3,642	SH		DFND		0	0	3,642
RUBICON PROJ INC	COM	78112V102	288	74,000	SH		DFND	1	0	74,000	0
RYDEX ETF TRUST	GUG S&P500 EQ WT	78355W106	2,570	26,903	SH		DFND		0	0	26,903
SPDR S&P 500 ETF TR	TR UNIT	78462F103	1,804	7,180	SH		DFND	1	0	7,180	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	1,063	4,229	SH		DFND		0	0	4,229
SPDR INDEX SHS FDS	GLB NAT RESRCE	78463X541	918	19,968	SH		DFND	1	0	19,968	0
SPDR INDEX SHS FDS	S&P EMKTSC ETF	78463X756	723	14,598	SH		DFND		0	0	14,598
SPDR INDEX SHS FDS	MSCI ACWI EXUS	78463X848	669	17,676	SH		DFND		0	0	17,676
SPDR SERIES TRUST	BLMBRG BRC CNVRT	78464A359	362	7,091	SH		DFND		0	0	7,091
SPDR SERIES TRUST	BLOOMBERG BRCLYS	78464A417	309	8,278	SH		DFND		0	0	8,278
SPDR SERIES TRUST	BLOOMBERG BRCLYS	78464A417	2	64	SH		DFND	1	0	64	0
SPDR SERIES TRUST	DJ REIT ETF	78464A607	361	3,906	SH		DFND		0	0	3,906
SPDR DOW JONES INDL AVRG ETF	UT SER 1	78467X109	5,461	24,400	SH		DFND		0	0	24,400
SPDR DOW JONES INDL AVRG ETF	UT SER 1	78467X109	580	2,592	SH		DFND	1	0	2,592	0
SPDR S&P MIDCAP 400 ETF TR	UTSER1 S&PDCRP	78467Y107	1,075	3,293	SH		DFND		0	0	3,293
SPDR SER TR	NUVEEN BRC MUNIC	78468R721	208	4,250	SH		DFND		0	0	4,250
SANOFI	RIGHT 12/31/2020	80105N113	42	115,566	SH		DFND		0	115,566	0
SANOFI	RIGHT 12/31/2020	80105N113	0	17	SH		DFND	1	0	17	0
SELECT SECTOR SPDR TR	SBI HEALTHCARE	81369Y209	274	3,351	SH		DFND		0	0	3,351
SELECT SECTOR SPDR TR	SBI HEALTHCARE	81369Y209	134	1,635	SH		DFND	1	0	1,635	0
SELECT SECTOR SPDR TR	SBI CONS DISCR	81369Y407	310	3,440	SH		DFND	1	0	3,440	0
SELECT SECTOR SPDR TR	SBI CONS DISCR	81369Y407	107	1,193	SH		DFND		0	0	1,193
SELECT SECTOR SPDR TR	SBI INT-FINL	81369Y605	725	28,040	SH		DFND		0	0	28,040
SELECT SECTOR SPDR TR	SBI INT-FINL	81369Y605	5	184	SH		DFND	1	0	184	0
SELECT SECTOR SPDR TR	TECHNOLOGY	81369Y803	345	5,842	SH		DFND		0	0	5,842
SELECT ENERGY SVCS INC	CL A COM	81617J301	1,512	95,000	SH		DFND	1	0	95,000	0
SELECT ENERGY SVCS INC	CL A COM	81617J301	521	32,747	SH		DFND		0	32,747	0
SENSUS HEATLHCARE INC	COM	81728J109	111	22,300	SH		DFND	1	0	22,300	0
SENSUS HEATLHCARE INC	*W EXP 06/08/201	81728J117	134	231,256	SH		DFND	1	0	231,256	0
SHOPIFY INC	CL A	82509L107	483	4,150	SH		DFND		0	0	4,150
SKYWORKS SOLUTIONS INC	COM	83088M102	1,243	12,272	SH		DFND	1	0	12,272	0
SOLAR CAP LTD	COM	83413U100	201	9,290	SH		DFND	1	0	9,290	0
SOLAR SR CAP LTD	COM	83416M105	4,720	273,933	SH		DFND	1	0	273,933	0
SOUTHCROSS ENERGY PARTNERS L	COM UNIT LTDPT	84130C100	114	48,370	SH		DFND		0	0	48,370
TEMPUR SEALY INTL INC	COM	88023U101	5,484	85,000	SH		DFND	1	0	85,000	0
TIVO CORP	COM	88870P106	1,167	59,861	SH		DFND	1	0	59,861	0
TORTOISE MLP FD INC	COM	89148B101	873	48,185	SH		DFND	1	0	48,185	0
TRUECAR INC	COM	89785L107	1,169	77,351	SH		DFND	1	0	77,351	0
USANA HEALTH SCIENCES INC	COM	90328M107	2,005	34,747	SH		DFND	1	0	34,747	0
USANA HEALTH SCIENCES INC	COM	90328M107	2,885	50,000	SH	Put	DFND	1	0	50,000	0
URBAN EDGE PPTYS	COM	91704F104	348	14,422	SH		DFND	1	0	14,422	0
VANECK VECTORS ETF TR	BIOTECH ETF	92189F726	217	1,619	SH		DFND	1	0	1,619	0
VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD	92206C409	3,557	44,393	SH		DFND	1	0	44,393	0
VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD	92206C409	1,045	13,037	SH		DFND		0	0	13,037
VANGUARD SCOTTSDALE FDS	LG-TERM COR BD	92206C813	790	8,391	SH		DFND	1	0	8,391	0
VANGUARD SCOTTSDALE FDS	INT-TERM CORP	92206C870	2,764	31,404	SH		DFND	1	0	31,404	0
VENTAS INC	COM	92276F100	217	3,339	SH		DFND		0	3,300	39
VERIZON COMMUNICATIONS INC	COM	92343V104	260	5,248	SH		DFND		0	0	5,248
VERIZON COMMUNICATIONS INC	COM	92343V104	92	1,855	SH		DFND	1	0	1,855	0
VERSO CORP	CL A	92531L207	218	42,791	SH		DFND	1	0	42,791	0
VIASAT INC	COM	92552V100	1,352	21,104	SH		DFND	1	0	21,104	0
VONAGE HLDGS CORP	COM	92886T201	624	76,700	SH		DFND	1	0	76,700	0
WILDHORSE RESOURCE DEV CORP	COM	96812T102	437	32,801	SH		DFND	1	0	32,801	0
WISDOMTREE TR	GLB US QTLY DIV	97717W844	690	12,222	SH		DFND	1	0	12,222	0
ATLANTIC ALLIANCE PARTNER CO	SHS	G04897107	1,301	122,381	SH		DFND	1	0	122,381	0
AVISTA HEALTHCARE PUB ACQ CO	CL A	G0726L125	1,000	100,000	SH		DFND	1	0	100,000	0
EATON CORP PLC	SHS	G29183103	250	3,261	SH		DFND		0	0	3,261
FERROGLOBE PLC	SHS	G33856108	4,732	359,600	SH		DFND	1	0	359,600	0
GTY TECHNOLOGY HOLDINGS INC	CL A	G4182A102	2,496	250,099	SH		DFND	1	0	250,099	0
GTY TECHNOLOGY HOLDINGS INC	*W EXP 99/99/999	G4182A128	68	58,333	SH		DFND	1	0	58,333	0
HERBALIFE LTD	COM USD SHS	G4412G101	814	12,000	SH	Put	DFND	1	0	12,000	0
MARVELL TECHNOLOGY GROUP LTD	ORD	G5876H105	2,587	144,275	SH		DFND	1	0	144,275	0
MARVELL TECHNOLOGY GROUP LTD	ORD	G5876H105	13	700	SH		DFND		0	0	700
DHT HOLDINGS INC	SHS NEW	Y2065G121	490	123,121	SH		DFND	1	0	123,121	0
GLOBAL SHIP LEASE INC NEW	SHS A	Y27183105	757	481,914	SH		DFND	1	0	481,914	0
GLOBAL SHIP LEASE INC NEW	SHS A	Y27183105	10	6,200	SH		DFND		0	6,200	0