B. Riley Financial (RILY) 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
A10 NETWORKS INC	COM	002121101	313	51,500	SH		DFND		51,500	0	0
AEGEAN MARINE PETE NETWORK I	NOTE 4.250%12/1	00773VAB2	2,483	4,250,000	PRN		DFND		4,250,000	0	0
ALIBABA GROUP HLDG LTD	SPONSORED ADS	01609W102	1,648	10,000	SH	Put	DFND	1	10,000	0	0
ALIBABA GROUP HLDG LTD	SPONSORED ADS	01609W102	2,471	15,000	SH	Put	DFND		15,000	0	0
ALIMERA SCIENCES INC	COM	016259103	447	456,200	SH		DFND	1	456,200	0	0
ALPHABET INC	CAP STK CL C	02079K107	209	175	SH		DFND	1	175	0	0
AMAZON COM INC	COM	023135106	216	108	SH		DFND	1	108	0	0
AMYRIS INC	COM NEW	03236M200	1,769	222,756	SH		DFND	1	222,756	0	0
AMYRIS INC	COM NEW	03236M200	1,151	145,000	SH		DFND		145,000	0	0
ANTERO MIDSTREAM GP LP	COM SHS REPSTG	03675Y103	423	25,000	SH		DFND		25,000	0	0
APOLLO INVT CORP	COM	03761U106	261	48,006	SH		DFND	1	48,006	0	0
APOLLO SR FLOATING RATE FD I	COM	037636107	719	44,973	SH		DFND	1	44,973	0	0
APOLLO TACTICAL INCOME FD IN	COM	037638103	405	26,082	SH		DFND	1	26,082	0	0
APPLE INC	COM	037833100	2,078	9,206	SH		DFND	1	9,206	0	0
ARCHROCK INC	COM	03957W106	526	43,150	SH		DFND	1	43,150	0	0
ARES CAP CORP	COM	04010L103	1,321	76,833	SH		DFND	1	76,833	0	0
ARES DYNAMIC CR ALLOCATION F	COM	04014F102	225	14,489	SH		DFND	1	14,489	0	0
AROTECH CORP	COM NEW	042682203	524	154,067	SH		DFND	1	154,067	0	0
AUDIOEYE INC	COM NEW	050734201	2,117	235,200	SH		DFND		235,200	0	0
BBX CAP CORP NEW	CL A	05491N104	1,091	147,052	SH		DFND		147,052	0	0
BRT APARTMENTS CORP	COM	055645303	682	56,616	SH		DFND	1	56,616	0	0
BABCOCK & WILCOX ENTERPRIS I	COM	05614L100	9,580	9,301,437	SH		DFND		9,301,437	0	0
BABCOCK & WILCOX ENTERPRIS I	COM	05614L100	1,597	1,550,276	SH		DFND	1	1,550,276	0	0
BERKSHIRE HATHAWAY INC DEL	CL A	084670108	320	1	SH		DFND	1	1	0	0
BERKSHIRE HATHAWAY INC DEL	CL B NEW	084670702	557	2,600	SH		DFND	1	2,600	0	0
BLACKSTONE GSO FLTING RTE FU	COM	09256U105	180	10,000	SH		DFND	1	10,000	0	0
CNO FINL GROUP INC	COM	12621E103	445	20,965	SH		DFND	1	20,965	0	0
CENTURY CMNTYS INC	COM	156504300	469	17,877	SH		DFND	1	17,877	0	0
CENTURY CMNTYS INC	COM	156504300	142	5,427	SH		DFND		5,427	0	0
CHEVRON CORP NEW	COM	166764100	3,064	25,054	SH		DFND	1	25,054	0	0
CHILDRENS PL INC	COM	168905107	514	4,020	SH		DFND	1	4,020	0	0
CHURCHILL CAP CORP	UNIT 99/99/9999	17142R202	1,874	185,000	SH		DFND	1	185,000	0	0
CLIPPER RLTY INC	COM	18885T306	570	42,114	SH		DFND	1	42,114	0	0
COHEN & STEERS LTD DUR PFD I	COM	19248C105	816	34,262	SH		DFND	1	34,262	0	0
COHU INC	COM	192576106	536	21,337	SH		DFND	1	21,337	0	0
COSTCO WHSL CORP NEW	COM	22160K105	314	1,335	SH		DFND	1	1,335	0	0
DIGITAL TURBINE INC	COM NEW	25400W102	82	65,850	SH		DFND		65,850	0	0
DISNEY WALT CO	COM DISNEY	254687106	269	2,298	SH		DFND	1	2,298	0	0
DOUBLELINE INCOME SOLUTIONS	COM	258622109	1,630	80,683	SH		DFND	1	80,683	0	0
EQT MIDSTREAM PARTNERS LP	UNIT LTD PARTN	26885B100	1,145	21,696	SH		DFND		21,696	0	0
EAGLE PT CR CO LLC	COM	269808101	999	55,809	SH		DFND		55,809	0	0
ENANTA PHARMACEUTICALS INC	COM	29251M106	855	10,000	SH	Put	DFND		10,000	0	0
EVERSPIN TECHNOLOGIES INC	COM	30041T104	307	40,000	SH		DFND		40,000	0	0
EXTREME NETWORKS INC	COM	30226D106	411	75,000	SH		DFND		75,000	0	0
FACEBOOK INC	CL A	30303M102	525	3,191	SH		DFND	1	3,191	0	0
FLOTEK INDS INC DEL	COM	343389102	180	75,000	SH		DFND		75,000	0	0
FRANCESCAS HLDGS CORP	COM	351793104	74	20,000	SH		DFND		20,000	0	0
GSV CAP CORP	COM	36191J101	101	14,600	SH		DFND	1	14,600	0	0
GARRISON CAP INC	COM	366554103	178	21,501	SH		DFND	1	21,501	0	0
GENTHERM INC	COM	37253A103	457	10,046	SH		DFND	1	10,046	0	0
GOLDMAN SACHS MLP INC OPP FD	COM SHS	38147W103	745	80,914	SH		DFND	1	80,914	0	0
GOPRO INC	NOTE 3.500% 4/1	38268TAB9	47	50,000	PRN		DFND		50,000	0	0
GORDON POINTE ACQUISITION CO	COM CLASS A	382788107	1,231	125,000	SH		DFND	1	125,000	0	0
HC2 HLDGS INC	COM	404139107	5,342	872,920	SH		DFND		872,920	0	0
HC2 HLDGS INC	COM	404139107	3,896	636,523	SH		DFND	1	636,523	0	0
HF FOODS GROUP INC	COM	40417F109	166	11,000	SH		DFND		11,000	0	0
HP INC	COM	40434L105	1,728	67,048	SH		DFND	1	67,048	0	0
HANNON ARMSTRONG SUST INFR C	COM	41068X100	525	24,442	SH		DFND	1	24,442	0	0
HEALTH INS INNOVATIONS INC	COM CL A	42225K106	6,742	109,362	SH		DFND		109,362	0	0
HEALTH INS INNOVATIONS INC	COM CL A	42225K106	5,071	82,258	SH		DFND	1	82,258	0	0
HEWLETT PACKARD ENTERPRISE C	COM	42824C109	212	12,982	SH		DFND	1	12,982	0	0
HI-CRUSH PARTNERS LP	COM UNIT LTD	428337109	450	41,625	SH		DFND	1	41,625	0	0
HOME DEPOT INC	COM	437076102	282	1,360	SH		DFND	1	1,360	0	0
HORIZON GLOBAL CORP	NOTE 2.750% 7/0	44052WAA2	7	10,000	PRN		DFND		10,000	0	0
IMMUNOMEDICS INC	COM	452907108	425	20,384	SH		DFND	1	20,384	0	0
INDUSTRIAL LOGISTICS PPTYS T	COM SHS BEN INT	456237106	493	21,404	SH		DFND	1	21,404	0	0
INVESCO QQQ TR	UNIT SER 1	46090E103	1,408	7,577	SH		DFND	1	7,577	0	0
INVESCO EXCHANGE TRADED FD T	DYNMC BIOTECH	46137V787	415	6,982	SH		DFND	1	6,982	0	0
INVESCO EXCHNG TRADED FD TR	PFD ETF	46138E511	975	68,085	SH		DFND	1	68,085	0	0
ISHARES INC	MSCI BRAZIL ETF	464286400	258	7,640	SH		DFND	1	7,640	0	0
ISHARES INC	MIN VOL GBL ETF	464286525	1,358	15,451	SH		DFND	1	15,451	0	0
ISHARES TR	SELECT DIVID ETF	464287168	918	9,204	SH		DFND	1	9,204	0	0
ISHARES TR	MSCI EMG MKT ETF	464287234	362	8,427	SH		DFND	1	8,427	0	0
ISHARES TR	IBOXX INV CP ETF	464287242	940	8,178	SH		DFND	1	8,178	0	0
ISHARES TR	LATN AMER 40 ETF	464287390	239	7,612	SH		DFND	1	7,612	0	0
ISHARES TR	MSCI EAFE ETF	464287465	1,378	20,264	SH		DFND	1	20,264	0	0
ISHARES TR	RUS MID CAP ETF	464287499	3,421	15,513	SH		DFND	1	15,513	0	0
ISHARES TR	CORE S&P MCP ETF	464287507	527	2,616	SH		DFND	1	2,616	0	0
ISHARES TR	NASDAQ BIOTECH	464287556	775	6,355	SH		DFND	1	6,355	0	0
ISHARES TR	RUS 1000 GRW ETF	464287614	307	1,965	SH		DFND	1	1,965	0	0
ISHARES TR	RUS 2000 GRW ETF	464287648	455	2,116	SH		DFND	1	2,116	0	0
ISHARES TR	RUSSELL 2000 ETF	464287655	10,113	60,000	SH	Put	DFND	1	60,000	0	0
ISHARES TR	RUSSELL 2000 ETF	464287655	40,452	240,000	SH	Put	DFND		240,000	0	0
ISHARES TR	MSCI ACWI EX US	464288240	458	9,614	SH		DFND	1	9,614	0	0
ISHARES TR	JPMORGAN USD EMG	464288281	880	8,160	SH		DFND	1	8,160	0	0
ISHARES TR	NEW YORK MUN ETF	464288323	1,457	26,809	SH		DFND	1	26,809	0	0
ISHARES TR	CALIF MUN BD ETF	464288356	370	6,382	SH		DFND	1	6,382	0	0
ISHARES TR	NATIONAL MUN ETF	464288414	1,091	10,108	SH		DFND	1	10,108	0	0
ISHARES TR	INTL SEL DIV ETF	464288448	1,924	58,967	SH		DFND	1	58,967	0	0
ISHARES TR	SH TR CRPORT ETF	464288646	1,702	32,836	SH		DFND	1	32,836	0	0
ISHARES TR	GLOBAL MATER ETF	464288695	320	4,754	SH		DFND	1	4,754	0	0
ISHARES TR	FLTG RATE NT ETF	46429B655	2,364	46,336	SH		DFND	1	46,336	0	0
ISHARES TR	MIN VOL EAFE ETF	46429B689	548	7,527	SH		DFND	1	7,527	0	0
ISHARES TR	MIN VOL USA ETF	46429B697	874	15,325	SH		DFND	1	15,325	0	0
ISHARES TR	CORE MSCI EAFE	46432F842	651	10,157	SH		DFND	1	10,157	0	0
ITERIS INC	COM	46564T107	519	96,499	SH		DFND	1	96,499	0	0
J JILL INC	COM	46620W102	124	20,000	SH		DFND	1	20,000	0	0
KBL MERGER CORP IV	COM	48242A104	404	40,000	SH		DFND	1	40,000	0	0
KBL MERGER CORP IV	*W EXP 01/15/202	48242A112	8	40,000	SH		DFND	1	40,000	0	0
KBL MERGER CORP IV	RIGHT 03/22/2019	48242A120	18	40,000	SH		DFND	1	40,000	0	0
KINDRED BIOSCIENCES INC	COM	494577109	488	35,000	SH		DFND		35,000	0	0
KOPPERS HOLDINGS INC	COM	50060P106	442	14,195	SH		DFND	1	14,195	0	0
LADENBURG THALMAN FIN SVCS I	COM	50575Q102	405	150,000	SH		DFND	1	150,000	0	0
LIMELIGHT NETWORKS INC	COM	53261M104	2,347	467,626	SH		DFND	1	467,626	0	0
LONESTAR RES US INC	CL A VTG	54240F103	8,268	1,061,376	SH		DFND		1,061,376	0	0
LONESTAR RES US INC	CL A VTG	54240F103	2,231	286,353	SH		DFND	1	286,353	0	0
LUMENTUM HLDGS INC	COM	55024U109	540	9,007	SH		DFND	1	9,007	0	0
MATTHEWS INTL CORP	CL A	577128101	462	9,219	SH		DFND	1	9,219	0	0
MAXWELL TECHNOLOGIES INC	COM	577767106	244	70,000	SH		DFND		70,000	0	0
MEDALLION FINL CORP	COM	583928106	665	100,000	SH		DFND		100,000	0	0
MERITAGE HOMES CORP	COM	59001A102	432	10,816	SH		DFND		10,816	0	0
MICROSOFT CORP	COM	594918104	4,167	36,438	SH		DFND	1	36,438	0	0
NEW MTN FIN CORP	COM	647551100	405	30,000	SH		DFND	1	30,000	0	0
NOVAVAX INC	COM	670002104	675	359,194	SH		DFND	1	359,194	0	0
NUVEEN MTG OPPORTUNITY TERM	COM	670735109	218	9,083	SH		DFND	1	9,083	0	0
NUVEEN BUILD AMER BD FD	COM	67074C103	433	21,647	SH		DFND	1	21,647	0	0
ON SEMICONDUCTOR CORP	COM	682189105	269	14,600	SH		DFND	1	14,600	0	0
ONE LIBERTY PPTYS INC	COM	682406103	430	15,482	SH		DFND	1	15,482	0	0
OPGEN INC	COM NEW	68373L208	102	50,000	SH		DFND		50,000	0	0
OSIRIS THERAPEUTICS INC NEW	COM	68827R108	578	52,110	SH		DFND		52,110	0	0
PENNANTPARK INVT CORP	COM	708062104	3,115	417,534	SH		DFND	1	417,534	0	0
PENNANTPARK FLOATING RATE CA	COM	70806A106	2,449	186,236	SH		DFND	1	186,236	0	0
PFIZER INC	COM	717081103	227	5,150	SH		DFND	1	5,150	0	0
PIMCO ETF TR	ENHNCD LW DUR AC	72201R718	2,667	26,764	SH		DFND	1	26,764	0	0
PIMCO ETF TR	ENHAN SHRT MA AC	72201R833	7,099	69,857	SH		DFND	1	69,857	0	0
PLATFORM SPECIALTY PRODS COR	COM	72766Q105	748	60,000	SH		DFND	1	60,000	0	0
PLURISTEM THERAPEUTICS INC	COM	72940R102	320	246,409	SH		DFND		246,409	0	0
PREFERRED BK LOS ANGELES CA	COM NEW	740367404	532	9,100	SH		DFND	1	9,100	0	0
PRIMO WTR CORP	COM	74165N105	500	27,696	SH		DFND	1	27,696	0	0
QUANTUM CORP	COM NEW	747906501	1,440	600,000	SH		DFND	1	600,000	0	0
QUANTUM CORP	COM NEW	747906501	480	200,000	SH		DFND		200,000	0	0
RANGER ENERGY SVCS INC	COM CL A	75282U104	5,713	681,766	SH		DFND		681,766	0	0
RANGER ENERGY SVCS INC	COM CL A	75282U104	1,630	194,460	SH		DFND	1	194,460	0	0
RENT A CTR INC NEW	COM	76009N100	802	55,798	SH		DFND		55,798	0	0
RIGEL PHARMACEUTICALS INC	COM NEW	766559603	839	261,397	SH		DFND	1	261,397	0	0
RIGEL PHARMACEUTICALS INC	COM NEW	766559603	680	211,946	SH		DFND		211,946	0	0
RUBICON PROJ INC	COM	78112V102	4,399	1,221,837	SH		DFND	1	1,221,837	0	0
RUBICON PROJ INC	COM	78112V102	2,070	575,000	SH		DFND		575,000	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	1,958	6,734	SH		DFND	1	6,734	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	13,082	45,000	SH	Put	DFND		45,000	0	0
SPDR INDEX SHS FDS	GLB NAT RESRCE	78463X541	938	18,552	SH		DFND	1	18,552	0	0
SPDR DOW JONES INDL AVRG ETF	UT SER 1	78467X109	539	2,037	SH		DFND	1	2,037	0	0
S&W SEED CO	COM	785135104	426	173,721	SH		DFND	1	173,721	0	0
SACHEM CAP CORP	COM	78590A109	1,232	295,472	SH		DFND		295,472	0	0
SACHEM CAP CORP	COM	78590A109	892	213,973	SH		DFND	1	213,973	0	0
SANOFI	RIGHT 12/31/2020	80105N113	106	200,000	SH		DFND		200,000	0	0
SANOFI	RIGHT 12/31/2020	80105N113	0	17	SH		DFND	1	17	0	0
SEACHANGE INTL INC	COM	811699107	68	38,000	SH		DFND		38,000	0	0
SEACOAST BKG CORP FLA	COM NEW	811707801	518	17,731	SH		DFND	1	17,731	0	0
SELECT SECTOR SPDR TR	SBI CONS DISCR	81369Y407	313	2,668	SH		DFND	1	2,668	0	0
SELECT SECTOR SPDR TR	ENERGY	81369Y506	332	4,378	SH		DFND	1	4,378	0	0
SELECT INTERIOR CONCEPTS INC	CL A	816120307	23,438	2,200,728	SH		DFND		2,200,728	0	0
SELECT INTERIOR CONCEPTS INC	CL A	816120307	4,073	382,414	SH		DFND	1	382,414	0	0
SELECT ENERGY SVCS INC	CL A COM	81617J301	459	38,745	SH		DFND	1	38,745	0	0
SENSUS HEATLHCARE INC	COM	81728J109	168	20,000	SH		DFND	1	20,000	0	0
SIGA TECHNOLOGIES INC	COM	826917106	150	21,709	SH		DFND		21,709	0	0
SNAP INC	CL A	83304A106	232	27,314	SH		DFND	1	27,314	0	0
SOLAR SR CAP LTD	COM	83416M105	4,484	268,360	SH		DFND	1	268,360	0	0
SOUTHWESTERN ENERGY CO	COM	845467109	525	102,782	SH		DFND	1	102,782	0	0
SPECTRUM PHARMACEUTICALS INC	COM	84763A108	416	24,737	SH		DFND	1	24,737	0	0
SPLUNK INC	COM	848637104	605	5,000	SH		DFND	1	5,000	0	0
STEWART INFORMATION SVCS COR	COM	860372101	321	7,124	SH		DFND	1	7,124	0	0
SYMANTEC CORP	COM	871503108	213	10,000	SH		DFND		10,000	0	0
THL CR INC	COM	872438106	169	21,000	SH		DFND	1	21,000	0	0
TPG SPECIALTY LENDING INC	NOTE 4.500%12/1	87265KAB8	667	665,000	PRN		DFND	1	665,000	0	0
TELENAV INC	COM	879455103	1,918	379,871	SH		DFND	1	379,871	0	0
TELENAV INC	COM	879455103	0	86	SH		DFND		86	0	0
TEMPUR SEALY INTL INC	COM	88023U101	4,800	90,736	SH		DFND	1	90,736	0	0
TESLA INC	COM	88160R101	2,648	10,000	SH	Put	DFND	1	10,000	0	0
TESLA INC	COM	88160R101	2,648	10,000	SH	Put	DFND		10,000	0	0
THESTREET INC	COM	88368Q103	517	234,800	SH		DFND	1	234,800	0	0
TIVO CORP	COM	88870P106	438	35,172	SH		DFND	1	35,172	0	0
TORTOISE MLP FD INC	COM	89148B101	1,112	69,178	SH		DFND	1	69,178	0	0
TRAVELCENTERS AMER LLC	COM	894174101	684	119,930	SH		DFND	1	119,930	0	0
TRINITY MERGER CORP	COM CL A	89653L106	1,425	145,000	SH		DFND	1	145,000	0	0
TRUECAR INC	COM	89785L107	560	39,705	SH		DFND	1	39,705	0	0
TUESDAY MORNING CORP	COM NEW	899035505	63	19,592	SH		DFND		19,592	0	0
TWITTER INC	COM	90184L102	219	7,700	SH		DFND	1	7,700	0	0
UMH PPTYS INC	COM	903002103	470	30,072	SH		DFND	1	30,072	0	0
VANGUARD GROUP	DIV APP ETF	921908844	1,459	13,184	SH		DFND	1	13,184	0	0
VANGUARD STAR FD	VG TL INTL STK F	921909768	436	8,074	SH		DFND	1	8,074	0	0
VANGUARD MALVERN FDS	STRM INFPROIDX	922020805	1,737	35,921	SH		DFND	1	35,921	0	0
VANGUARD INTL EQUITY INDEX F	ALLWRLD EX US	922042775	344	6,612	SH		DFND	1	6,612	0	0
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	922042858	2,202	53,709	SH		DFND	1	53,709	0	0
VANGUARD INTL EQUITY INDEX F	FTSE PACIFIC ETF	922042866	842	11,844	SH		DFND	1	11,844	0	0
VANGUARD INTL EQUITY INDEX F	FTSE EUROPE ETF	922042874	476	8,473	SH		DFND	1	8,473	0	0
VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD	92206C409	9,086	116,254	SH		DFND	1	116,254	0	0
VANGUARD SCOTTSDALE FDS	LG-TERM COR BD	92206C813	734	8,338	SH		DFND	1	8,338	0	0
VANGUARD SCOTTSDALE FDS	INT-TERM CORP	92206C870	3,502	41,925	SH		DFND	1	41,925	0	0
VANGUARD INDEX FDS	MID CAP ETF	922908629	3,671	22,357	SH		DFND	1	22,357	0	0
VANGUARD INDEX FDS	LARGE CAP ETF	922908637	9,954	74,559	SH		DFND	1	74,559	0	0
VANGUARD INDEX FDS	GROWTH ETF	922908736	415	2,578	SH		DFND	1	2,578	0	0
VANGUARD INDEX FDS	VALUE ETF	922908744	314	2,833	SH		DFND	1	2,833	0	0
VANGUARD INDEX FDS	TOTAL STK MKT	922908769	2,487	16,621	SH		DFND	1	16,621	0	0
VERASTEM INC	COM	92337C104	415	57,251	SH		DFND	1	57,251	0	0
VIASAT INC	COM	92552V100	507	7,921	SH		DFND	1	7,921	0	0
VITAMIN SHOPPE INC	NOTE 2.250%12/0	92849EAB7	147	171,000	PRN		DFND		171,000	0	0
WISDOMTREE TR	GLB US QTLY DIV	97717W844	1,441	25,186	SH		DFND	1	25,186	0	0
XPERI CORP	COM	98421B100	386	25,979	SH		DFND	1	25,979	0	0
FERROGLOBE PLC	SHS	G33856108	2,451	300,000	SH		DFND	1	300,000	0	0
FERROGLOBE PLC	SHS	G33856108	596	72,893	SH		DFND		72,893	0	0
MAGICJACK VOCALTEC LTD	SHS	M6787E101	10,434	1,249,600	SH		DFND		1,249,600	0	0
POINTER TELOCATION LTD	SHS	M7946T104	516	39,751	SH		DFND	1	39,751	0	0
AEGEAN MARINE PETROLEUM NETW	SHS	Y0017S102	4,321	3,021,410	SH		DFND		3,021,410	0	0
AEGEAN MARINE PETROLEUM NETW	SHS	Y0017S102	1,942	1,357,898	SH		DFND	1	1,357,898	0	0
AEGEAN MARINE PETE NETWORK I	NOTE 4.000%11/0	Y0020QAA9	2,906	3,750,000	PRN		DFND	1	3,750,000	0	0
AEGEAN MARINE PETE NETWORK I	NOTE 4.000%11/0	Y0020QAA9	303	391,000	PRN		DFND		391,000	0	0
GLOBAL SHIP LEASE INC NEW	SHS A	Y27183105	332	301,934	SH		DFND		301,934	0	0