UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
(Mark One)
x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the Fiscal Year Ended December 31, 2016
OR
¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Commission File Number 000-54509
LONE STAR GOLD, INC. |
(Name of Small Business Issuer in its charter) |
Nevada |
| 45-2578051 |
(State of incorporation) |
| (IRS Employer Identification No.) |
20311 Chartwell Center Drive, Ste. 1469 Cornelius, NC 28031 |
| 28031 |
(Address of principal executive office) |
| (Zip Code) |
Registrant’s telephone number, including area code: 1(800)947-9197
Securities registered pursuant to Section 12(b) of the Act: None
Securities registered pursuant to Section 12(g) of the Act: Common Stock
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes ¨ No x
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes ¨ No x
Indicate by check mark whether the registrant (1) has filed all reports to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x No ¨
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x No ¨
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K x
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ¨ | Accelerated filer | ¨ |
Non-accelerated filer | x | Smaller reporting company | x |
| Emerging growth company | x | |
If an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act): Yes ¨ No x
The aggregate market value of the voting stock held by non-affiliates of the Company on June 30, 2016, was approximately $1,430,000.
As of June 25, 2019, the Company had 1,434,720 outstanding shares of common stock.
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
None | N/A | N/A |
Documents incorporated by reference: None
EXPLANATORY NOTE
This 10-K/A is filed only to include the Interactive Data Files required by Rule 405 of Regulation S-T.
Item 15. Exhibits and Financial Statement Schedules.
The following exhibits are filed with this Form 10-K or incorporated by references:
Exhibit No. |
| Description |
| ||
| ||
| ||
| ||
| ||
| Certifications by the Principal Executive and Financial Officers | |
101 |
| Interactive data files pursuant to Rule 405 of Regulation S-T |
_____________
(1) Incorporated by reference to the same Exhibit filed with Form 10-K on May 25, 2018
| 2 |
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| LONE STAR GOLD, INC. | ||
| |||
Dated: July 19, 2019 | By: | /s/ William Alessi | |
| William Alessi | ||
| Chief Executive, Financial and Accounting Officer | ||
Pursuant to the requirements of the Securities Exchange Act of l934, this Report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
Signature |
| Title |
| Date |
| /s/ William Alessi |
| Chief Executive, Financial and Accounting |
| July 19, 2019 |
William Alessi |
| Officer and a Director | ||
| /s/ S. Mark Spoone |
| Director |
| July 19, 2019 |
S. Mark Spoone |
| 3 |
